Smallwood Wealth Investment Management, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 22, 2026), Smallwood Wealth Investment Management, LLC reported 514 stock positions worth $189.7 million. Its top holding was iShares Core S&P Total U.S. (ITOT) at 25.7% of the portfolio, followed by Apple (AAPL, 6.1%) and VG Morningstar TS MKT ETF-US (VTI, 5.1%). Compared with Q4 2025, it opened 24 new positions, sold out of 15, added to 52 and reduced 62. The biggest buy was Vanguard Energy ETF (VDE, shares +0%) and the biggest sale iShares Core S&P Total U.S. (ITOT, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- RED BANK, NJ
- CIK
- 0001921304
- Portfolio Value
- $189.7M (Q1 2026)
- SEC Filing
- 0001921304-26-000003 ↗ filed Apr 22, 2026
Holdings Value
Holdings 514 stocks · $189.7M
| ITOT iShares Core S&P Total U.S. | 25.71% | 342,517 | $48.8M | Reduce -0.9% |
| AAPL Apple Inc. | 6.15% | 45,946 | $11.7M | Reduce -1.0% |
| VTI VG Morningstar TS MKT ETF-US | 5.11% | 30,202 | $9.7M | Add +0.3% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 4.32% | 44,441 | $8.2M | Reduce -0.4% |
| FRDM Freedom 100 Emeging MRKT ETF | 3.33% | 115,760 | $6.3M | Reduce -0.7% |
| HELO JPMorgan Hedged Equity ETF | 3.00% | 89,163 | $5.7M | Add +7.7% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 2.91% | 129,995 | $5.5M | Add +4.8% |
| PULS Pgim Ultra Short Bond ETF | 2.90% | 111,122 | $5.5M | Add +19.0% |
| ICE Intercontinental Exchange Inc. | 2.83% | 34,093 | $5.4M | Reduce -1.1% |
| DWM Wisdomtree International Equ | 2.12% | 57,609 | $4.0M | Add +0.4% |
| MMIT Nylim Mackay Muni Intermedia filed as NEW YORK LIFE INVTS ACTIVE E | 2.09% | 164,809 | $4.0M | Add +1.5% |
| VDE Vanguard Energy ETF | 2.08% | 22,817 | $3.9M | Add +0.2% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 2.03% | 115,583 | $3.9M | Reduce -0.3% |
| AMJB Alerian MLP ETN2044 filed as JPMORGAN CHASE FINL CO LLC | 1.67% | 91,902 | $3.2M | Reduce -0.2% |
| GUNR NT Mstar GLBL NR ETF | 1.50% | 51,424 | $2.8M | Reduce -5.3% |
| PM Philip Morris International | 1.39% | 15,904 | $2.6M | Reduce -0.0% |
| NVDA Nvidia Corp. | 1.25% | 13,561 | $2.4M | No change |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 1.15% | 39,170 | $2.2M | Add +11.2% |
| XOM Exxon Mobil Corp. | 1.12% | 12,498 | $2.1M | Reduce -0.5% |
| GOOG Alphabet Inc. Class C | 1.09% | 7,217 | $2.1M | No change |
| JCPB JPMorgan Core Plus Bond ETF | 1.05% | 42,166 | $2.0M | Add +8.4% |
| RZV Invesco S&P Smallcap 600 Pur | 1.04% | 15,794 | $2.0M | Add +2.3% |
| MUB iShares National Muni Bond E | 1.00% | 17,800 | $1.9M | Reduce -0.7% |
| MSFT Microsoft Corp. | 0.97% | 4,949 | $1.8M | Reduce -1.8% |
| RWR SS SPDR Dow Jones REIT ETF | 0.91% | 17,053 | $1.7M | Reduce -6.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.74% | 5,831 | $1.4M | No change |
| SCHF Schwab Intl Equity ETF | 0.72% | 55,078 | $1.4M | Reduce -0.3% |
| JEPI JPMorgan Equity Premium Inco | 0.67% | 22,498 | $1.3M | Add +0.9% |
| PG The Procter & Gamble Co. | 0.64% | 8,441 | $1.2M | Reduce -1.2% |
| VOO Vanguard S&P 500 ETF | 0.53% | 1,667 | $996K | Add +1.1% |
| CVX Chevron Corp. | 0.46% | 4,257 | $881K | No change |
| AMZN Amazon.com Inc. | 0.45% | 4,074 | $848K | Add +0.6% |
| CAT Caterpillar Inc. | 0.38% | 1,028 | $729K | No change |
| NFLX Netflix Inc. | 0.38% | 7,510 | $722K | Reduce -1.3% |
| MDLZ Mondelez International Inc. Class A | 0.32% | 10,641 | $613K | No change |
| JPM JPMorgan Chase & Co. | 0.32% | 2,043 | $601K | Add +1.7% |
| AVGO Broadcom Inc. | 0.32% | 1,941 | $601K | Add +0.3% |
| JNJ Johnson & Johnson | 0.31% | 2,403 | $588K | No change |
| NJR New Jersey Resources Corp. | 0.31% | 10,632 | $584K | Add +0.2% |
| VEU Vanguard Ftse All-World Ex-U | 0.31% | 7,746 | $582K | Reduce -4.8% |
| HD Home Depot Inc. | 0.31% | 1,767 | $581K | No change |
| BR Broadridge Financial Solutio | 0.29% | 3,363 | $547K | Reduce -10.7% |
| ABBV Abbvie Inc. | 0.29% | 2,502 | $544K | Add +1.6% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.27% | 5,334 | $514K | Reduce -3.2% |
| T AT&T Inc. | 0.26% | 17,138 | $497K | No change |
| PEG Public Service Enterprise GP | 0.23% | 5,456 | $442K | Reduce -1.3% |
| IWM iShares Russell 2000 ETF | 0.22% | 1,695 | $420K | No change |
| BMY Bristol-Myers Squibb Co. | 0.21% | 6,574 | $399K | No change |
| JPIB JPMorgan Intl BND ETF | 0.21% | 8,301 | $397K | Add +2.1% |
| PGNY Progyny Inc. | 0.21% | 23,277 | $395K | Reduce -0.8% |
| MRK Merck & Co. Inc. | 0.20% | 3,232 | $389K | No change |
| ORCL Oracle Corp. | 0.20% | 2,612 | $384K | Add +0.1% |
| META Meta Platforms Inc. Class A | 0.20% | 654 | $374K | Add +1.6% |
| PEP Pepsico Inc. | 0.20% | 2,395 | $372K | No change |
| MO Altria Group Inc. | 0.19% | 5,410 | $357K | No change |
| WPM Wheaton Precious Metals Corp. | 0.19% | 2,700 | $354K | No change |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.18% | 3,156 | $344K | Reduce -29.1% |
| VLY Valley National Bancorp | 0.18% | 27,915 | $343K | No change |
| MS Morgan Stanley | 0.18% | 2,058 | $339K | No change |
| FSCO FS Credit Opportunities Corp. | 0.18% | 65,720 | $335K | No change |
| SPYV SS SPDR P S&P 500 Value ETF | 0.17% | 5,842 | $331K | No change |
| BIV Vanguard Intermediate-Term B | 0.17% | 4,112 | $317K | Reduce -5.1% |
| MTB M & T Bank Corp. filed as M & T BK CORP | 0.17% | 1,523 | $315K | No change |
| AMGN Amgen Inc. | 0.16% | 884 | $311K | No change |
| PLTR Palantir Technologies Inc. Class A | 0.16% | 2,071 | $303K | Reduce -16.2% |
| LIN Linde PLC | 0.16% | 605 | $300K | No change |
| FBTC Fidelity Wise Origin Bitcoin | 0.15% | 4,946 | $292K | Reduce -2.0% |
| WMT Walmart Inc. | 0.15% | 2,310 | $287K | No change |
| BA The Boeing Co. | 0.14% | 1,341 | $267K | Reduce -1.8% |
| CL Colgate-Palmolive Co. | 0.14% | 3,081 | $263K | Reduce -13.2% |
| VZ Verizon Communications Inc. | 0.13% | 5,015 | $252K | No change |
| JLL Jones Lang Lasalle Inc. | 0.13% | 816 | $248K | No change |
| GLD SPDR Gold Shares | 0.12% | 525 | $226K | No change |
| MCD McDonald's Corp. | 0.12% | 722 | $225K | No change |
| LMT Lockheed Martin Corp. | 0.12% | 363 | $220K | Add +2.8% |
| GOOGL Alphabet Inc. Class A | 0.11% | 746 | $215K | Reduce -22.8% |
| MSI Motorola Solutions Inc. | 0.11% | 491 | $213K | No change |
| CMCSA Comcast Corp. Class A | 0.10% | 6,915 | $199K | Reduce -17.1% |
| CPRX Catalyst Pharmaceuticals Inc. | 0.10% | 8,000 | $198K | No change |
| RTX RTX Corp. | 0.10% | 991 | $191K | No change |
| XNXJX Nuveen NJ QLTY Muni Inc. | 0.10% | 15,357 | $189K | No change |
| V Visa Inc. Class A | 0.10% | 616 | $186K | Reduce -3.0% |
| LLY Eli Lilly & Co. | 0.10% | 201 | $185K | No change |
| IVT Inventrust Properties Corp. | 0.10% | 6,064 | $185K | No change |
| CHD Church & Dwight Co. Inc. | 0.09% | 1,787 | $167K | No change |
| MRVL Marvell Technology Inc. | 0.09% | 1,675 | $166K | No change |
| AXP American Express Co. | 0.09% | 535 | $162K | Reduce -25.2% |
| GEV GE Vernova Inc. | 0.08% | 179 | $156K | No change |
| CSCO Cisco Systems Inc. | 0.08% | 1,999 | $155K | Reduce -3.1% |
| XLK SS Technology Select Sector | 0.08% | 1,164 | $155K | No change |
| IBIT iShares Bitcoin Trust ETF | 0.08% | 4,009 | $154K | Add +0.2% |
| AVUV Avantis US Small Cap Value | 0.08% | 1,390 | $154K | No change |
| DUK Duke Energy Corp. | 0.08% | 1,172 | $154K | No change |
| BX Blackstone Inc. | 0.08% | 1,302 | $150K | Add +0.3% |
| SHOP Shopify Inc. Class A | 0.08% | 1,243 | $147K | No change |
| TRV The Travelers Cos Inc. | 0.08% | 499 | $146K | Reduce -4.6% |
| MU Micron Technology Inc. | 0.08% | 426 | $144K | Add +54.4% |
| GLW Corning Inc. | 0.07% | 1,023 | $139K | No change |
| PFE Pfizer Inc. | 0.07% | 4,904 | $138K | No change |
| DFAE Dimensional Emerging Core Eq | 0.07% | 4,026 | $136K | No change |
Other holdings (1): bonds, preferreds, convertibles and warrants · $16 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| PGYWW Pagaya Technologies Ltd. -27 | *W EXP 99/99/999 | 434 | $16 | No change |
Lines left out (11) · $322 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| O Realty Income Corp. | COM | 0 | $59 |
| GM General Motors Co. | COM | 0 | $39 |
| SPYM Ste STR SPDR PT S&P 500 ETF | ST STR P500ETF | 0 | $39 |
| BWA Borgwarner Inc. | COM | 0 | $36 |
| MCHP Microchip Technology Inc. | COM | 0 | $36 |
| MAS Masco Corp. | COM | 0 | $28 |
| QSIG Wisdomtree US Short Term Cor | US SHT TRM CORP | 0 | $26 |
| BUD Anheuser-Busch Inbev-SPN ADR | SPONSORED ADR | 0 | $20 |
| HRB H&R Block Inc. | COM | 0 | $20 |
| ACA Arcosa Inc. | COM | 0 | $12 |
| STZ Constellation Brands Inc. Class A | CL A | 0 | $7 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $189.7M.
Portfolio Sells Q4 2025 → Q1 2026
| ITOT iShares Core S&P Total U.S. | Reduce -0.9% | 25.71% | −1.20 |
| AAPL Apple Inc. | Reduce -1.0% | 6.15% | −0.46 |
| MSFT Microsoft Corp. | Reduce -1.8% | 0.97% | −0.31 |
| BR Broadridge Financial Solutio | Reduce -10.7% | 0.29% | −0.15 |
| PGNY Progyny Inc. | Reduce -0.8% | 0.21% | −0.11 |
| ICE Intercontinental Exchange Inc. | Reduce -1.1% | 2.83% | −0.10 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -29.1% | 0.18% | −0.08 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -76.1% | 0.02% | −0.07 |
| PLTR Palantir Technologies Inc. Class A | Reduce -16.2% | 0.16% | −0.07 |
| CGGO Cap Group Global Growth | Reduce -0.3% | 2.03% | −0.07 |
| DIS The Walt Disney Co. | Reduce -3.2% | 0.27% | −0.06 |
| AXP American Express Co. | Reduce -25.2% | 0.09% | −0.05 |
| FBTC Fidelity Wise Origin Bitcoin | Reduce -2.0% | 0.15% | −0.05 |
| GOOGL Alphabet Inc. Class A | Reduce -22.8% | 0.11% | −0.05 |
| IEMG iShares Core MSCI Emerging | Reduce -81.1% | 0.01% | −0.03 |
| RWR SS SPDR Dow Jones REIT ETF | Reduce -6.4% | 0.91% | −0.03 |
| CMCSA Comcast Corp. Class A | Reduce -17.1% | 0.10% | −0.03 |
| GBTC Grayscale Bitcoin Trust ETF | Reduce -23.0% | 0.03% | −0.02 |
| V Visa Inc. Class A | Reduce -3.0% | 0.10% | −0.02 |
| WFC Wells Fargo & Co. | Reduce -9.9% | 0.06% | −0.02 |
| BA The Boeing Co. | Reduce -1.8% | 0.14% | −0.01 |
| CRM Salesforce Inc. | Reduce -2.7% | 0.03% | −0.01 |
| ADBE Adobe Inc. | Reduce -15.0% | 0.02% | −0.01 |
| BDX Becton Dickinson and Co. | Sold out | 0.00% | −0.01 |
| HON Honeywell International Inc. | Reduce -96.3% | 0.00% | −0.01 |
| TSLA Tesla Inc. | Reduce -0.4% | 0.05% | −0.01 |
| BIV Vanguard Intermediate-Term B | Reduce -5.1% | 0.17% | −0.01 |
| MUB iShares National Muni Bond E | Reduce -0.7% | 1.00% | −0.01 |
| CL Colgate-Palmolive Co. | Reduce -13.2% | 0.14% | −0.01 |
| LOW Lowe's Cos Inc. | Reduce -8.2% | 0.07% | −0.01 |
| VEU Vanguard Ftse All-World Ex-U | Reduce -4.8% | 0.31% | −0.01 |
| DIAX Nuveen Dow 30 Dynamic Overwr | Sold out | 0.00% | −0.01 |
| BCBP BCB Bancorp Inc. | Sold out | 0.00% | −0.00 |
| F Ford Motor Co. | Reduce -8.7% | 0.02% | −0.00 |
| XHR Xenia Hotels & Resorts Inc. | Reduce -29.6% | 0.01% | −0.00 |
| NVG Nuveen Amt-FR Muni CRDT | Reduce -16.2% | 0.01% | −0.00 |
| EFOR Everforth Inc. | Sold out | 0.00% | −0.00 |
| TRV The Travelers Cos Inc. | Reduce -4.6% | 0.08% | −0.00 |
| KHC The Kraft Heinz Co. | Reduce -68.1% | 0.00% | −0.00 |
| CSCO Cisco Systems Inc. | Reduce -3.1% | 0.08% | −0.00 |
| CAPL Crossamerica Partners LP | Sold out | 0.00% | −0.00 |
| PYPL PayPal Holdings Inc. | Reduce -75.0% | 0.00% | −0.00 |
| OKLO Oklo Inc. | Reduce -96.0% | 0.00% | −0.00 |
| KVUE Kenvue Inc. | Sold out | 0.00% | −0.00 |
| VTRS Viatris Inc. | Reduce -25.0% | 0.00% | −0.00 |
| SPOT Spotify Technology SA | Reduce -16.7% | 0.00% | −0.00 |
| KD Kyndryl Holdings Inc. | Reduce -31.3% | 0.00% | −0.00 |
| TGNA Tegna Inc. | Sold out | 0.00% | −0.00 |
| ANF Abercrombie & Fitch Co. Class A | Sold out | 0.00% | −0.00 |
| CBXJ Calamos Bitcoin 90 P ETF Jan | Sold out | 0.00% | −0.00 |
Portfolio Buys Q4 2025 → Q1 2026
| VDE Vanguard Energy ETF | Add +0.2% | 2.08% | +0.58 |
| PULS Pgim Ultra Short Bond ETF | Add +19.0% | 2.90% | +0.48 |
| HELO JPMorgan Hedged Equity ETF | Add +7.7% | 3.00% | +0.12 |
| JCPB JPMorgan Core Plus Bond ETF | Add +8.4% | 1.05% | +0.08 |
| CGDV Cap Group Dividend Value | Add +4.8% | 2.91% | +0.08 |
| RZV Invesco S&P Smallcap 600 Pur | Add +2.3% | 1.04% | +0.07 |
| JEPQ JPM Nasdaq Equity Premium | Add +11.2% | 1.15% | +0.07 |
| FBND Fidelity Total Bond ETF | New | 0.07% | +0.07 |
| DWM Wisdomtree International Equ | Add +0.4% | 2.12% | +0.06 |
| NJR New Jersey Resources Corp. | Add +0.2% | 0.31% | +0.05 |
| DFSD Dimensional Short Duration | New | 0.05% | +0.05 |
| VONG Vanguard Russell 1000 Growth | New | 0.04% | +0.04 |
| MU Micron Technology Inc. | Add +54.4% | 0.08% | +0.03 |
| DFAI Dimensional International Co. | Add +130.6% | 0.05% | +0.03 |
| IVV iShares Core S&P 500 ETF | Add +89.7% | 0.06% | +0.03 |
| LMT Lockheed Martin Corp. | Add +2.8% | 0.12% | +0.03 |
| MMIT Nylim Mackay Muni Intermedia | Add +1.5% | 2.09% | +0.03 |
| CLOI Vaneck Clo ETF | New | 0.02% | +0.02 |
| TTWO Take-Two Interactive Softwre | Add +100.0% | 0.06% | +0.02 |
| IJH iShares Core S&P Midcap ETF | Add +51.6% | 0.04% | +0.01 |
| C Citigroup Inc. | Add +69.8% | 0.04% | +0.01 |
| VTEB Vanguard Tax-Exempt Bond ETF | New | 0.01% | +0.01 |
| COWZ Pacer US Cash Cows 100 ETF | New | 0.01% | +0.01 |
| DFIV Dimensional International Va | New | 0.01% | +0.01 |
| IJR iShares Core S&P Small-Cap E | New | 0.01% | +0.01 |
| FPE FT-Preferred Secur & Inc. ETF | New | 0.01% | +0.01 |
| ALAB Astera Labs Inc. | New | 0.01% | +0.01 |
| PSX Phillips 66 | Add +0.8% | 0.02% | +0.01 |
| LAC Lithium Americas Corp. | New | 0.01% | +0.01 |
| JMST JPM Ultra-Short Muni Income | New | 0.01% | +0.01 |
| FESM Fidelity Enhanced Small Cap | New | 0.01% | +0.01 |
| HYMB SS SPDR N Ice HY Muni ETF | New | 0.01% | +0.01 |
| EFV iShares MSCI Eafe Value ETF | New | 0.00% | +0.00 |
| EFG iShares MSCI Eafe Growth ETF | New | 0.00% | +0.00 |
| EEM iShares MSCI Emerging Market | Add +12.7% | 0.03% | +0.00 |
| JEPI JPMorgan Equity Premium Inco | Add +0.9% | 0.67% | +0.00 |
| SNDK Sandisk Corp. | New | 0.00% | +0.00 |
| PFF iShares Preferred & Income S | Add +337.5% | 0.00% | +0.00 |
| IXUS iShares Core Intl Stock ETF | New | 0.00% | +0.00 |
| XSSPX Nuveen S&P 500 Dynam Overwr | Add +15.4% | 0.04% | +0.00 |
| JPIB JPMorgan Intl BND ETF | Add +2.1% | 0.21% | +0.00 |
| PPG PPG Industries Inc. | Add +0.8% | 0.03% | +0.00 |
| ET Energy Transfer LP | Add +1.2% | 0.01% | +0.00 |
| MLPX Global X MLP & Energy Infras | Add +1.1% | 0.01% | +0.00 |
| OTTR Otter Tail Corp. | Add +0.5% | 0.01% | +0.00 |
| BITO Proshares Bitcoin ETF-Usd | Add +10200.0% | 0.00% | +0.00 |
| IAG Iamgold Corp. | New | 0.00% | +0.00 |
| JMUB JPMorgan Municipal ETF | Add +60.0% | 0.00% | +0.00 |
| AIPO Defiance AI & Power Infr ETF | New | 0.00% | +0.00 |
| VOOV Vanguard S&P 500 Value ETF | New | 0.00% | +0.00 |
Notes & Other Activity Q4 2025 → Q1 2026
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Sold out | 1 | $0before exit |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Sold out | 1 | $0before exit |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Sold out | 1 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 520 | $228.9M | ITOT, AAPL, VTI, DBEF, VOE |
| Q1 2026 | 514 | $189.7M | ITOT, AAPL, VTI, VOE, FRDM |
| Q4 2025 | 505 | $191.0M | ITOT, AAPL, VTI, VOE, FRDM |
| Q3 2025 | 519 | $194.6M | ITOT, AAPL, VTI, VOE, ICE |
| Q2 2025 | 561 | $175.3M | ITOT, VTI, AAPL, VOE, ICE |
| Q1 2025 | 501 | $158.8M | ITOT, AAPL, VOE, VTI, ICE |
| Q4 2024 | 78 | $145.0M | ITOT, AAPL, VTI, VOE, ICE |
| Q3 2024 | 70 | $140.2M | ITOT, AAPL, VTI, VOE, ICE |
| Q2 2024 | 67 | $129.5M | ITOT, AAPL, VTI, VOE, ICE |
| Q1 2024 | 67 | $129.0M | ITOT, VTI, AAPL, VOE, ICE |