Smallwood Wealth Investment Management, LLC

In its 13F for Q1 2025 (holdings as of March 31, 2025, filed April 25, 2025), Smallwood Wealth Investment Management, LLC reported 501 stock positions worth $158.8 million. Its top holding was iShares Core S&P Total U.S. (ITOT) at 27.9% of the portfolio, followed by Apple (AAPL, 6.3%) and Vngrd Mrngstr MD-Cap Val ETF (VOE, 4.4%). Compared with Q4 2024, it opened 423 new positions, added to 32 and reduced 22. The biggest buy was JPMorgan Hedged Equity ETF (HELO, shares +63%) and the biggest sale VG Morningstar TS MKT ETF-US (VTI, shares −3%).

Most Recent 13F
Q2 2026
Location
RED BANK, NJ
CIK
0001921304
Portfolio Value
$158.8M (Q1 2025)
SEC Filing
0001921304-25-000003 ↗ filed Apr 25, 2025

Holdings Value

0$50.0M$100.0M$150.0M$200.0M$250.0M Q1 2024: $129.0M Q1 2024 Q2 2024: $129.5M Q2 2024 Q3 2024: $140.2M Q3 2024 Q4 2024: $145.0M Q4 2024 Q1 2025: $158.8M $158.8M Q1 2025 Q2 2025: $175.3M Q2 2025 Q3 2025: $194.6M Q3 2025 Q4 2025: $191.0M Q4 2025 Q1 2026: $189.7M Q1 2026 Q2 2026: $228.9M Q2 2026

Holdings 501 stocks · $158.8M

ITOT iShares Core S&P Total U.S. 27.93% 363,558 $44.4M Add +3.0%
AAPL Apple Inc. 6.33% 45,251 $10.1M Add +1.4%
VOE Vngrd Mrngstr MD-Cap Val ETF 4.44% 43,933 $7.1M Add +3.0%
VTI VG Morningstar TS MKT ETF-US 4.44% 25,638 $7.0M Reduce -2.6%
ICE Intercontinental Exchange Inc. 3.76% 34,639 $6.0M Reduce -10.0%
PULS Pgim Ultra Short Bond ETF 3.08% 98,497 $4.9M Add +8.0%
FRDM Freedom 100 Emeging MRKT ETF 2.51% 113,884 $4.0M Add +3.6%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 2.51% 111,640 $4.0M Add +3.2%
DWM Wisdomtree International Equ 2.06% 56,137 $3.3M Add +4.6%
CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT 2.00% 111,941 $3.2M Add +4.1%
AMJB Alerian MLP ETN2044 filed as JPMORGAN CHASE FINL CO LLC 1.79% 87,664 $2.8M Add +2.2%
MUB iShares National Muni Bond E 1.77% 26,638 $2.8M Add +0.0%
VDE Vanguard Energy ETF 1.72% 21,035 $2.7M Add +5.4%
PM Philip Morris International 1.60% 15,967 $2.5M Add +0.1%
MMIT Nylim Mackay Muni Intermedia filed as NEW YORK LIFE INVTS ACTIVE E 1.48% 98,313 $2.4M Add +14.3%
HELO JPMorgan Hedged Equity ETF 1.34% 35,751 $2.1M Add +63.3%
GUNR NT Mstar GLBL NR ETF 1.33% 54,482 $2.1M Add +2.7%
MSFT Microsoft Corp. 1.16% 4,925 $1.8M Reduce -2.1%
RWR SS SPDR Dow Jones REIT ETF 1.12% 17,905 $1.8M Add +2.4%
XOM Exxon Mobil Corp. 0.95% 12,676 $1.5M Reduce -4.3%
NVDA Nvidia Corp. 0.93% 13,592 $1.5M Reduce -1.4%
PG The Procter & Gamble Co. 0.92% 8,607 $1.5M No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.91% 5,831 $1.4M No change
GOOG Alphabet Inc. Class C 0.74% 7,526 $1.2M Add +2.7%
SCHF Schwab Intl Equity ETF 0.74% 59,281 $1.2M Reduce -2.5%
VOO Vanguard S&P 500 ETF 0.71% 2,209 $1.1M No change
RZV Invesco S&P Smallcap 600 Pur 0.70% 11,298 $1.1M Add +21.9%
BR Broadridge Financial Solutio 0.55% 3,574 $867K Add +0.3%
PEG Public Service Enterprise GP 0.48% 9,238 $760K No change
JEPI JPMorgan Equity Premium Inco 0.47% 13,148 $751K Add +11.9%
MDLZ Mondelez International Inc. Class A 0.46% 10,688 $725K No change
NFLX Netflix Inc. 0.45% 770 $718K Reduce -0.7%
AMZN Amazon.com Inc. 0.45% 3,755 $714K Add +5.6%
CVX Chevron Corp. 0.45% 4,256 $712K Reduce -14.1%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.44% 13,514 $700K Add +50.9%
JCPB JPMorgan Core Plus Bond ETF 0.41% 13,853 $652K Add +49.8%
HD Home Depot Inc. 0.41% 1,775 $651K No change
T AT&T Inc. 0.36% 20,345 $575K Reduce -28.3%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.33% 5,264 $520K Reduce -0.5%
NJR New Jersey Resources Corp. 0.33% 10,568 $518K Add +15.6%
LQD Ishr Ibx Usd Invgd CB ETF-Ui 0.33% 4,753 $517K No change
VEU Vanguard Ftse All-World Ex-U 0.33% 8,508 $516K Reduce -1.6%
ABBV Abbvie Inc. 0.32% 2,445 $512K No change
JPM JPMorgan Chase & Co. 0.30% 1,967 $483K No change
FSCO FS Credit Opportunities Corp. 0.29% 65,720 $463K No change
JNJ Johnson & Johnson 0.28% 2,640 $438K Reduce -2.8%
CL Colgate-Palmolive Co. 0.27% 4,649 $436K No change
BIV Vanguard Intermediate-Term B 0.27% 5,529 $423K Reduce -8.4%
BMY Bristol-Myers Squibb Co. 0.26% 6,682 $408K Add +0.0%
FBTC Fidelity Wise Origin Bitcoin 0.23% 5,146 $370K No change
ORCL Oracle Corp. 0.23% 2,593 $363K Add +0.0%
PEP Pepsico Inc. 0.23% 2,395 $359K Reduce -0.0%
FSK FS KKR Capital Corp. 0.22% 16,845 $353K No change
IVT Inventrust Properties Corp. 0.22% 11,720 $344K Add +26.4%
CAT Caterpillar Inc. 0.21% 1,028 $339K No change
IWM iShares Russell 2000 ETF 0.21% 1,694 $338K Add +0.3%
MRK Merck & Co. Inc. 0.21% 3,756 $337K No change
MO Altria Group Inc. 0.21% 5,460 $328K Add +0.4%
AVGO Broadcom Inc. 0.20% 1,905 $319K No change
CMCSA Comcast Corp. Class A 0.20% 8,529 $315K Reduce -4.2%
SPYV SS SPDR P S&P 500 Value ETF 0.19% 5,895 $301K No change
AMGN Amgen Inc. 0.18% 911 $284K Add +0.3%
LIN Linde PLC 0.18% 605 $282K Reduce -3.5%
MTB M & T Bank Corp. filed as M & T BK CORP 0.17% 1,523 $272K No change
META Meta Platforms Inc. Class A 0.17% 472 $272K Reduce -7.8%
BA The Boeing Co. 0.16% 1,502 $256K Reduce -8.9%
VLY Valley National Bancorp 0.16% 27,915 $248K No change
MS Morgan Stanley 0.15% 2,058 $240K Reduce -0.1%
JPIB JPMorgan Intl BND ETF 0.14% 4,726 $226K New
MCD McDonald's Corp. 0.14% 722 $226K No change
V Visa Inc. Class A 0.14% 620 $217K New
MSI Motorola Solutions Inc. 0.14% 491 $215K Reduce -0.2%
WMT Walmart Inc. 0.13% 2,387 $210K Reduce -7.8%
WPM Wheaton Precious Metals Corp. 0.13% 2,700 $210K New
PLTR Palantir Technologies Inc. Class A 0.13% 2,425 $205K New
VZ Verizon Communications Inc. 0.13% 4,501 $204K Reduce -14.9%
JLL Jones Lang Lasalle Inc. 0.13% 816 $202K No change
CHD Church & Dwight Co. Inc. 0.12% 1,787 $197K New
ADP Automatic Data Processing 0.12% 630 $192K New
AXP American Express Co. 0.12% 715 $192K No change
XNXJX Nuveen NJ QLTY Muni Inc. 0.11% 15,468 $182K No change
CPRX Catalyst Pharmaceuticals Inc. 0.11% 7,500 $182K New
BX Blackstone Inc. 0.11% 1,287 $180K Add +0.5%
GOOGL Alphabet Inc. Class A 0.11% 1,160 $179K No change
LOW Lowe's Cos Inc. 0.11% 731 $170K New
DUK Duke Energy Corp. 0.09% 1,204 $147K New
GLD SPDR Gold Shares 0.09% 499 $144K New
PFE Pfizer Inc. 0.09% 5,604 $142K New
TRV The Travelers Cos Inc. 0.09% 523 $138K New
SCHH Schwab US REIT ETF 0.09% 6,435 $138K New
CSCO Cisco Systems Inc. 0.09% 2,212 $137K New
LLY Eli Lilly & Co. 0.09% 165 $136K New
IEFA iShares Core MSCI Eafe ETF 0.08% 1,779 $135K New
IVV iShares Core S&P 500 ETF 0.08% 237 $134K New
RTX RTX Corp. 0.08% 991 $131K New
LMT Lockheed Martin Corp. 0.08% 288 $129K New
ABT Abbott Laboratories 0.08% 952 $126K New
SPY SS SPDR S&P 500 ETF Trust-US 0.08% 219 $123K Add +28.1%
AVUV Avantis US Small Cap Value 0.08% 1,390 $121K New
RSG Republic Services Inc. 0.08% 500 $121K New
SO The Southern Co. 0.08% 1,310 $120K New
KO The Coca-Cola Co. 0.07% 1,656 $119K New
EMN Eastman Chemical Co. 0.07% 1,280 $113K New
SHOP Shopify Inc. Class A 0.07% 1,163 $111K New
WFC Wells Fargo & Co. 0.07% 1,513 $109K New
UNH Unitedhealth Group Inc. 0.07% 204 $107K New
COST Costco Wholesale Corp. 0.07% 111 $105K New
DFAE Dimensional Emerging Core Eq 0.07% 4,026 $104K New
PNC PNC Financial Services Group 0.07% 591 $104K New
MA Mastercard Inc. Class A 0.07% 189 $104K New
BLK BlackRock Inc. 0.07% 109 $103K New
MRVL Marvell Technology Inc. 0.06% 1,675 $103K New
AGG iShares Core U.S. Aggregate 0.06% 1,038 $103K New
LPLA LPL Financial Holdings Inc. 0.06% 312 $102K New
IWN iShares Russell 2000 Value E 0.06% 658 $99K New
IEMG iShares Core MSCI Emerging 0.06% 1,839 $99K New
CRM Salesforce Inc. 0.06% 367 $99K New
VB Vanguard Most SM-Cap ETF-Usd 0.06% 431 $96K New
XLK SS Technology Select Sector 0.06% 452 $93K New
GBTC Grayscale Bitcoin Trust ETF 0.06% 1,430 $93K New
CMG Chipotle Mexican Grill Inc. 0.06% 1,850 $93K New
QQQ Invesco QQQ Trust Series 1 0.05% 183 $86K New
PTCT PTC Therapeutics Inc. 0.05% 1,683 $86K New
PPG PPG Industries Inc. 0.05% 766 $84K New
BRO Brown & Brown Inc. 0.05% 668 $83K New
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.05% 1,977 $83K New
KMI Kinder Morgan Inc. 0.05% 2,868 $82K New
ADBE Adobe Inc. 0.05% 212 $81K New
IFF Intl Flavors & Fragrances filed as INTERNATIONAL FLAVORS&FRAGRA 0.05% 987 $77K New
CVS CVS Health Corp. 0.05% 1,117 $76K New
SCHD Schwab US DVD Equity ETF 0.05% 2,688 $75K New
BNDX Vanguard Total Intl Bond ETF 0.05% 1,533 $75K New
S Sentinelone Inc. Class A 0.05% 4,000 $73K New
VYM Vanguard High DVD Yield ETF 0.04% 550 $71K New
UAL United Airlines Holdings Inc. 0.04% 1,000 $69K New
ETN Eaton Corp. PLC 0.04% 250 $68K New
VCIT Vanguard Int-Term Corporate 0.04% 822 $67K New
VLO Valero Energy Corp. 0.04% 500 $66K New
NSC Norfolk Southern Corp. 0.04% 275 $65K New
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.04% 150 $63K New
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.04% 737 $62K New
YUM Yum! Brands Inc. 0.04% 382 $60K New
AEP American Electric Power 0.04% 550 $60K New
WTW Willis Towers Watson PLC 0.04% 177 $60K New
KKR KKR & Co. Inc. 0.04% 516 $60K New
AVDV Avantis Intl S/C Value ETF 0.04% 856 $60K New
GE General Electric filed as GE AEROSPACE 0.04% 295 $59K New
ED Consolidated Edison Inc. 0.04% 532 $59K New
IVE iShares S&P 500 Value ETF 0.04% 308 $59K New
VRTX Vertex Pharmaceuticals Inc. 0.04% 121 $59K New
PHO Invesco Water Resources ETF 0.04% 890 $57K New
VNQ Vanguard Real Estate ETF 0.04% 630 $57K New
PMM Franklin Managed Municipal I 0.03% 9,000 $55K New
MDT Medtronic PLC 0.03% 611 $55K New
IWF iShares Russell 1000 Growth 0.03% 150 $54K New
DFS Discover Financial Services 0.03% 317 $54K New
HPI John Hancock Prefer Inc. 0.03% 3,211 $53K New
SBUX Starbucks Corp. 0.03% 538 $53K New
XBXMX Nuveen S&P 500 Buy-WR Inc. 0.03% 4,027 $53K New
MMM 3M Co. 0.03% 353 $52K New
KHC The Kraft Heinz Co. 0.03% 1,688 $51K New
KMB Kimberly-Clark Corp. 0.03% 350 $50K New
MDY State Street SPDR S&P Midcap 0.03% 90 $48K New
GEV GE Vernova Inc. 0.03% 156 $48K New
RDVI FT Vest Rising Dividend Achi 0.03% 2,000 $47K New
CMI Cummins Inc. 0.03% 150 $47K New
DE Deere & Co. 0.03% 100 $47K New
TSLA Tesla Inc. 0.03% 181 $47K New
GLW Corning Inc. 0.03% 1,023 $47K New
CB Chubb Ltd. 0.03% 150 $45K New
COP Conocophillips 0.03% 424 $45K New
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.03% 1,056 $44K New
IJH iShares Core S&P Midcap ETF 0.03% 750 $44K New
FNB FNB Corp. 0.03% 3,135 $42K New
TSCO Tractor Supply Company 0.03% 750 $41K New
SCHX Schwab US Large-Cap ETF 0.03% 1,859 $41K New
EEM iShares MSCI Emerging Market 0.03% 937 $41K New
IUSV iShares Core S&P U.S. Value 0.03% 442 $41K New
SW Smurfit Westrock PLC 0.03% 885 $40K New
NOW ServiceNow Inc. 0.03% 50 $40K New
SYK Stryker Corp. 0.03% 106 $40K New
STWD Starwood Property Trust Inc. 0.02% 2,000 $40K New
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.02% 426 $39K New
EPD Enterprise Products Partners 0.02% 1,133 $39K New
DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD 0.02% 6,460 $37K New
HIG Hartford Insurance Group Inc. 0.02% 300 $37K New
F Ford Motor Co. filed as FORD MTR CO 0.02% 3,685 $37K New
TMO Thermo Fisher Scientific Inc. 0.02% 74 $37K New
TIP iShares Tips Bond ETF 0.02% 328 $36K New
IEI iShares 3-7 Year Treasury Bo 0.02% 307 $36K New
NLY Annaly Capital Management Inc. 0.02% 1,773 $36K New
MTZ Mastec Inc. 0.02% 300 $35K New
DFAI Dimensional International Co. 0.02% 1,120 $35K New
VRP Invesco Variable Rate Prefer 0.02% 1,435 $35K New
XETYX Eaton Vance Tax-MGD Div Eqty 0.02% 2,437 $35K New
EFA iShares MSCI Eafe ETF 0.02% 419 $34K New
UBER Uber Technologies Inc. 0.02% 465 $34K New
GIS General Mills Inc. 0.02% 565 $34K New
NBIX Neurocrine Biosciences Inc. 0.02% 305 $34K New
ABR Arbor Realty Trust Inc. 0.02% 2,600 $31K New
DHR Danaher Corp. 0.02% 149 $31K New
HACK Amplify Cybersecurity ETF 0.02% 425 $31K New
PR Permian Resources Corp. Class A 0.02% 2,171 $30K New
IBIT iShares Bitcoin Trust ETF 0.02% 637 $30K New
KTOS Kratos Defense & Security 0.02% 1,000 $30K New
AMAT Applied Materials Inc. 0.02% 203 $29K New
MSTR Strategy Inc. filed as MICROSTRATEGY INC 0.02% 102 $29K New
PSX Phillips 66 0.02% 237 $29K New
WBD Warner Bros Discovery Inc. 0.02% 2,724 $29K New
VUG Vanguard Mrngstar GR ETF-Sui 0.02% 78 $29K New
HBAN Huntington Bancshares Inc. 0.02% 1,900 $29K New
NVG Nuveen Amt-FR Muni CRDT 0.02% 2,301 $28K New
SPGI S&P Global Inc. 0.02% 56 $28K New
WELL Welltower Inc. 0.02% 185 $28K New
VGT Vanguard Info Tech ETF 0.02% 52 $28K New
BDX Becton Dickinson and Co. 0.02% 120 $27K New
XLF SS Financial Select Sector 0.02% 550 $27K New
GD General Dynamics Corp. 0.02% 100 $27K New
CNP Centerpoint Energy Inc. 0.02% 750 $27K New
IAU iShares Gold Trust 0.02% 454 $27K New
DKNG Draftkings Inc. Class A 0.02% 802 $27K New
LRCX Lam Research Corp. 0.02% 360 $26K New
VWO Vanguard Ftse Emerging Marke 0.02% 578 $26K New
CDNS Cadence Design SYS Inc. 0.02% 100 $25K New
GILD Gilead Sciences Inc. 0.02% 225 $25K New
DELL Dell Technologies -C 0.02% 275 $25K New
SLV iShares Silver Trust 0.02% 800 $25K New
KRG Kite Realty Group Trust 0.02% 1,107 $25K New
FDX FedEx Corp. 0.02% 100 $24K New
CIBR First Trust Nasdaq Cybersecu 0.02% 385 $24K New
SPYG SS SPDR P S&P 500 Growth ETF 0.02% 301 $24K New
MU Micron Technology Inc. 0.02% 276 $24K New
VWOB Vanguard Emerg MKTS Gov BND 0.02% 374 $24K New
C Citigroup Inc. 0.01% 331 $24K New
NOBL Proshares S&P 500 Dividend A 0.01% 227 $23K New
TRP TC Energy Corp. 0.01% 485 $23K New
RGLD Royal Gold Inc. 0.01% 138 $23K New
FCF First Commonwealth Finl Corp. 0.01% 1,443 $22K New
CGW Invesco S&P Global Water Ind 0.01% 402 $22K New
RCL Royal Caribbean Cruises Ltd. 0.01% 109 $22K New
ITW Illinois Tool Works 0.01% 90 $22K New
NVS Novartis AG-Sponsored ADR 0.01% 200 $22K New
PANW Palo Alto Networks Inc. 0.01% 130 $22K New
XTN SS SPDR S&P Transport ETF 0.01% 300 $22K New
SHEL Shell PLC-ADR 0.01% 300 $22K New
BCBP BCB Bancorp Inc. 0.01% 2,228 $22K New
AAL American Airlines Group Inc. 0.01% 2,077 $22K New
INTC Intel Corp. 0.01% 963 $22K New
AMD Advanced Micro Devices 0.01% 213 $22K New
AA Alcoa Corp. 0.01% 697 $21K New
HON Honeywell International Inc. 0.01% 100 $21K New
FMN Federated Herm Prem Muni Inc. 0.01% 1,947 $21K New
XHR Xenia Hotels & Resorts Inc. 0.01% 1,797 $21K New
AZN Astrazeneca PLC-Spons ADR 0.01% 283 $21K New
CRWD CrowdStrike Holdings Inc. Class A 0.01% 59 $21K New
STIP iShares 0-5 Year Tips Bond E 0.01% 200 $21K New
NEE Nextera Energy Inc. 0.01% 291 $21K New
NI Nisource Inc. 0.01% 500 $20K New
DTE DTE Energy Company 0.01% 142 $20K New
DLR Digital Realty Trust Inc. 0.01% 134 $19K New
DFUV Dimensional US Marketwide Va 0.01% 448 $18K New
BABA Alibaba Group Holding-SP ADR 0.01% 138 $18K New
UL Unilever PLC 0.01% 300 $18K New
ISRG Intuitive Surgical Inc. 0.01% 36 $18K New
ARE Alexandria Real Estate Equit 0.01% 190 $18K New
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.01% 67 $17K New
MFC Manulife Financial Corp. 0.01% 555 $17K New
WU Western Union Co. 0.01% 1,609 $17K New
IXC iShares Global Energy ETF 0.01% 404 $17K New
SCHR Schwab Intermediate-Term US 0.01% 678 $17K New
CI The Cigna Group 0.01% 50 $17K New
IWR iShares Russell Mid-Cap ETF 0.01% 190 $16K New
DFAT Dimensional US Target Value 0.01% 309 $16K New
UNP Union Pacific Corp. 0.01% 67 $16K New
CFG Citizens Financial Group 0.01% 378 $15K New
OTTR Otter Tail Corp. 0.01% 192 $15K New
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.01% 50 $15K New
ADC Agree Realty Corp. 0.01% 200 $15K New
D Dominion Energy Inc. 0.01% 273 $15K New
FNDX Schwab Fndmntl US LRG Co. ETF 0.01% 645 $15K New
ET Energy Transfer LP 0.01% 811 $15K New
PHK PIMCO High Income Fund 0.01% 3,067 $15K New
KVUE Kenvue Inc. 0.01% 622 $15K New
BRK.B Berkshire Hathaway Inc. Class B 0.01% 26 $14K New
RCS PIMCO Strategic Income Fund 0.01% 2,165 $14K New
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.01% 110 $13K New
WTRG Essential Utilities Inc. 0.01% 334 $13K New
AWK American Water Works Co. Inc. 0.01% 89 $13K New
TTE Totalenergies SE -Spon ADR 0.01% 200 $13K New
XSSPX Nuveen S&P 500 Dynam Overwr 0.01% 757 $13K New
BLDR Builders Firstsource Inc. 0.01% 100 $12K New
BND Vanguard Total Bond Market 0.01% 166 $12K New
KEYS Keysight Technologies Inc. 0.01% 81 $12K New
MPC Marathon Petroleum Corp. 0.01% 83 $12K New
EMR Emerson Electric Co. 0.01% 108 $12K New
MMD Nylim Mackay Definedterm Mun filed as NYLI MACKAY DEFINEDTERM MUNI 0.01% 745 $11K New
QUAL iShares MSCI USA Quality Fac 0.01% 65 $11K New
MLPX Global X MLP & Energy Infras 0.01% 171 $11K New
XBI SS SPDR S&P Biotech ETF 0.01% 135 $11K New
TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC 0.01% 200 $11K New
BCE Bce Inc. 0.01% 471 $11K New
SOFI Sofi Technologies Inc. 0.01% 925 $11K New
LHX L3HARRIS Technologies Inc. 0.01% 50 $10K New
XLE SS Energy Select Sector 0.01% 111 $10K New
CEG Constellation Energy 0.01% 50 $10K New
ITB iShares U.S. Home Constructi 0.01% 105 $10K New
CHTR Charter Communications Inc. Class A 0.01% 27 $10K New
HSBC HSBC Holdings PLC-Spons ADR filed as HSBC HLDGS PLC 0.01% 173 $10K New
DD Dupont DE Nemours Inc. 0.01% 133 $10K New
JPSE JPM Diversified RT Small Cap filed as J P MORGAN EXCHANGE TRADED F 0.01% 226 $10K New
CIM Chimera Investment Corp. 0.01% 749 $10K New
BIIB Biogen Inc. 0.01% 70 $10K New
MAR Marriott International Class A 0.01% 40 $10K New
DIAX Nuveen Dow 30 Dynamic Overwr 0.01% 651 $9K New
IWB iShares Russell 1000 ETF 0.01% 30 $9K New
ANET Arista Networks Inc. 0.01% 120 $9K New
DBRG Digitalbridge Group Inc. 0.01% 1,051 $9K New
YUMC Yum China Holdings Inc. 0.01% 178 $9K New
ARKX ARK Space & Defense Innovati 0.01% 499 $9K New
MNA Nylim Merger Arbtrage ETF-Ui filed as NEW YORK LIFE INVESTMENTS ET 0.01% 256 $9K New
PRCT Procept Biorobotics Corp. 0.01% 150 $9K New
SMR Nuscale Power Corp. 0.01% 600 $8K New
SPYD SS SPDR P S&P 500 Hi Div ETF 0.01% 188 $8K New
TSM Taiwan Semiconductor-SP ADR 0.01% 50 $8K New
MLPA Global X MLP ETF 0.01% 153 $8K New
EMB iShares JP Morgan Usd Emergi 0.01% 89 $8K New
JNK SS SPDR BB High Yield Bond 0.01% 83 $8K New
RIOT Riot Platforms Inc. 0.00% 1,055 $8K New
BTC Grayscale Bitcoin Mini ETF 0.00% 204 $7K New
XBGYX BlackRock Enh Intl DVD TR 0.00% 1,321 $7K New
CRF Cornerstone Total Return 0.00% 1,000 $7K New
DINO HF Sinclair Corp. 0.00% 218 $7K New
GSK GSK PLC-Spon ADR 0.00% 178 $7K New
GEHC GE Healthcare Technology 0.00% 85 $7K New
DTM DT Midstream Inc. 0.00% 71 $7K New
VOD Vodafone Group PLC-SP ADR 0.00% 719 $7K New
NRG NRG Energy Inc. 0.00% 70 $7K New
FCX Freeport-McMoran Inc. 0.00% 176 $7K New
ZBH Zimmer Biomet Holdings Inc. 0.00% 56 $6K New
GAB Gabelli Equity Trust 0.00% 1,125 $6K New
SCZ iShares MSCI Eafe Small-Cap 0.00% 96 $6K New
WM Waste Management Inc. 0.00% 25 $6K New
TDC Teradata Corp. 0.00% 242 $5K New
CRUS Cirrus Logic Inc. 0.00% 50 $5K New
SPG Simon Property Group Inc. 0.00% 30 $5K New
VEA Vanguard Ftse Developed ETF 0.00% 97 $5K New
VEEV Veeva Systems Inc. Class A 0.00% 20 $5K New
HPQ HP Inc. 0.00% 160 $4K New
L Loews Corp. 0.00% 47 $4K New
UPS United Parcel Service Class B 0.00% 39 $4K New
DSL Doubleline Income Solutions 0.00% 333 $4K New
APLE Apple Hospitality REIT Inc. 0.00% 312 $4K New
IJK iShares S&P Mid-Cap 400 Grow 0.00% 48 $4K New
CHMI Cherry Hill Mortgage Investm 0.00% 1,200 $4K New
FITB Fifth Third Bancorp 0.00% 100 $4K New
LIT Global X Lithium & Battery T 0.00% 100 $4K New
AUPH Aurinia Pharmaceuticals Inc. 0.00% 440 $4K New
TPR Tapestry Inc. 0.00% 49 $3K New
VTRS Viatris Inc. 0.00% 396 $3K New
LUV Southwest Airlines Co. 0.00% 100 $3K New
SPOT Spotify Technology SA 0.00% 6 $3K New
RWX State Street SPDR Dow Jones 0.00% 134 $3K New
MGM MGM Resorts International 0.00% 106 $3K New
HAS Hasbro Inc. 0.00% 50 $3K New
CTRA Coterra Energy Inc. 0.00% 100 $3K New
EA Electronic Arts Inc. 0.00% 20 $3K New
ENB Enbridge Inc. 0.00% 64 $3K New
GNL Global Net Lease Inc. 0.00% 350 $3K New
ESGU iShares ESG Aware MSCI USA 0.00% 22 $3K New
PYPL PayPal Holdings Inc. 0.00% 40 $3K New
NTR Nutrien Ltd. 0.00% 51 $3K New
SOBO South Bow Corp. 0.00% 97 $2K New
HPE Hewlett Packard Enterprise 0.00% 160 $2K New
SMCI Super Micro Computer Inc. 0.00% 72 $2K New
CAPL Crossamerica Partners LP 0.00% 100 $2K New
TRN Trinity Industries Inc. 0.00% 84 $2K New
IAGG iShares Intl Aggregate Bond 0.00% 47 $2K New
HLN Haleon PLC-ADR 0.00% 223 $2K New
CCL Carnival Corp. 0.00% 117 $2K New
HAL Halliburton Co. 0.00% 85 $2K New
HWM Howmet Aerospace Inc. 0.00% 16 $2K New
VXX Ipath Series B S&P 500 Vix filed as BARCLAYS BANK PLC 0.00% 41 $2K New
SPYM Ste STR SPDR PT S&P 500 ETF 0.00% 31 $2K New
BWA Borgwarner Inc. 0.00% 70 $2K New
ACA Arcosa Inc. 0.00% 26 $2K New
OGIG Alps Oshares Global Internet 0.00% 46 $2K New
AFL Aflac Inc. 0.00% 18 $2K New
CAVA Cava Group Inc. 0.00% 23 $2K New
PFF iShares Preferred & Income S 0.00% 64 $2K New
SU Suncor Energy Inc. 0.00% 50 $2K New
TOST Toast Inc. Class A 0.00% 58 $2K New
BIP Brookfield Infrastructure Pa 0.00% 64 $2K New
VXF Vanguard Extended Market ETF 0.00% 10 $2K New
ARR Armour Residential REIT Inc. 0.00% 100 $2K New
SLYG SS SPDR S&P 600 SC GR ETF 0.00% 20 $2K New
NGVT Ingevity Corp. 0.00% 41 $2K New
ZM Zoom Communications Inc. 0.00% 22 $2K New
PINS Pinterest Inc. Class A 0.00% 50 $2K New
PAYX Paychex Inc. 0.00% 10 $2K New
KD Kyndryl Holdings Inc. 0.00% 48 $2K New
OGN Organon & Co. 0.00% 98 $1K New
NOK Nokia Corp.-Spon ADR 0.00% 277 $1K New
WBA Walgreens Boots Alliance Inc. 0.00% 125 $1K New
MET Metlife Inc. 0.00% 16 $1K New
IBB iShares Biotechnology ETF 0.00% 10 $1K New
NKE Nike Inc. Class B 0.00% 20 $1K New
EFV iShares MSCI Eafe Value ETF 0.00% 21 $1K New
TAP Molson Coors Beverage Co. Class B 0.00% 20 $1K New
TEM Tempus AI Inc. Class A 0.00% 25 $1K New
EFG iShares MSCI Eafe Growth ETF 0.00% 12 $1K New
XLG Invesco S&P 500 Top 50 ETF 0.00% 26 $1K New
ILMN Illumina Inc. 0.00% 15 $1K New
OKLO Oklo Inc. 0.00% 55 $1K New
SJM The JM Smucker Co. filed as SMUCKER J M CO 0.00% 10 $1K New
BSV Vanguard Short-Term Bond ETF 0.00% 15 $1K New
ACWV iShares MSCI Global Min Vol 0.00% 10 $1K New
MRNA Moderna Inc. 0.00% 41 $1K New
BGS B&G Foods Inc. 0.00% 160 $1K New
SCHM Schwab US Mid Cap ETF 0.00% 40 $1K New
BP BP PLC-Spons ADR 0.00% 29 $1K New
XBMEX BlackRock Health Sciences 0.00% 25 $966 New
EMXC iShares MSCI Emr MRK Ex Chna 0.00% 17 $936 New
XYZ Block Inc. 0.00% 17 $923 New
WAB Wabtec Corp. 0.00% 5 $914 New
IYW iShares Ustechnology ETF 0.00% 6 $842 New
PJT PJT Partners Inc. Class A 0.00% 6 $827 New
ROKU Roku Inc. 0.00% 11 $774 New
IVW iShares S&P 500 Growth ETF 0.00% 8 $742 New
SNOW Snowflake Inc. 0.00% 5 $730 New
KHYB Kraneshares Asia Pacific Hig 0.00% 30 $723 New
COIN Coinbase Global Inc. Class A 0.00% 4 $688 New
OI O-I Glass Inc. 0.00% 59 $680 New
OCFC Oceanfirst Financial Corp. 0.00% 37 $629 New
PRU Prudential Financial Inc. 0.00% 5 $558 New
TFPM Triple Flag Precious Met 0.00% 29 $555 New
PHIN Phinia Inc. 0.00% 13 $551 New
OEF iShares S&P 100 ETF 0.00% 2 $541 New
TGNA Tegna Inc. 0.00% 29 $528 New
EXK Endeavour Silver Corp. 0.00% 120 $512 New
BLV Vanguard Long-Term Bond ETF 0.00% 7 $492 New
UMH Umh Properties Inc. filed as UMH PPTYS INC 0.00% 26 $486 New
VICE Advisorshares Vice ETF 0.00% 15 $472 New
USMV iShares MSCI USA Min Vol Fac 0.00% 5 $468 New
VMBS Vanguard Mortgage-Backed Sec 0.00% 10 $463 New
CASS Cass Information Systems Inc. 0.00% 10 $432 New
TEAM Atlassian Corp. Class A 0.00% 2 $424 New
KARS Kraneshares Electric Vehicle 0.00% 20 $424 New
VGLT Vanguard Long-Term Treasury 0.00% 7 $403 New
HYLB Xtrackers Usd High Yield Cor 0.00% 11 $397 New
XRAY Dentsply Sirona Inc. 0.00% 26 $388 New
MAT Mattel Inc. 0.00% 20 $388 New
SOLV Solventum Corp. 0.00% 5 $380 New
TR Tootsie Roll Inds 0.00% 12 $377 New
CIGI Colliers Intl GR-Subord Vot 0.00% 3 $363 New
MJ Amplify Alternat Harvest ETF 0.00% 17 $331 New
ALGN Align Technology Inc. 0.00% 2 $317 New
TLH iShares 10-20 Year Treasury 0.00% 3 $311 New
QCOM Qualcomm Inc. 0.00% 2 $307 New
TLK Telkom Indonesia Persero-ADR filed as P T TELEKOMUNIKASI INDONESIA 0.00% 20 $295 New
ETSY Etsy Inc. 0.00% 6 $283 New
SONY Sony Group Corp. - SP ADR 0.00% 10 $253 New
BIPC Brookfield Infrastructure-A 0.00% 6 $233 New
HLT Hilton Worldwide Holdings Inc. 0.00% 1 $227 New
DXC DXC Technology Co. 0.00% 13 $221 New
SNY Sanofi-ADR 0.00% 4 $221 New
MFIC Midcap Financial Investment 0.00% 16 $216 New
IIPR Innovative Industrial Proper 0.00% 4 $216 New
CURB Curbline Properties Corp. 0.00% 8 $193 New
CTXR Citius Pharmaceuticals Inc. 0.00% 120 $178 New
WEN The Wendy's Co. 0.00% 12 $175 New
QSR Restaurant Brands Intern 0.00% 2 $133 New
CRSR Corsair Gaming Inc. 0.00% 15 $132 New
NATL NCR Atleos Corp. 0.00% 5 $131 New
MAIN Main Street Capital Corp. 0.00% 2 $113 New
VYX NCR Voyix Corp. 0.00% 11 $107 New
VNT Vontier Corp. 0.00% 3 $98 New
AES AES Corp. 0.00% 7 $86 New
TDOC Teladoc Health Inc. 0.00% 10 $79 New
LVS Las Vegas Sands Corp. 0.00% 2 $77 New
ANF Abercrombie & Fitch Co. Class A 0.00% 1 $76 New
UP Wheels Up Experience Inc. 0.00% 75 $75 New
QSIG Wisdomtree US Short Term Cor 0.00% 1 $74 New
SNDL SNDL Inc. 0.00% 50 $70 New
SHAG Wsdmtree YLD En US St Agg 0.00% 1 $69 New
GRAL Grail Inc. 0.00% 2 $51 New
SITC Site Centers Corp. filed as SITE CTRS CORP 0.00% 4 $51 New
CGC Canopy Growth Corp. 0.00% 55 $50 New
USFR Wisdomtree Floating Rate Tre 0.00% 1 $50 New
BB Blackberry Ltd. 0.00% 11 $41 New
ZIMV Zimvie Inc. 0.00% 3 $32 New
MVIS Microvision Inc. 0.00% 25 $31 New
PTON Peloton Interactive Inc. Class A 0.00% 5 $31 New
IOVA Iovance Biotherapeutics Inc. 0.00% 9 $29 New
BLNK Blink Charging Co. 0.00% 30 $27 New
AVALON GLOBOCARE CORP 0.00% 5 $24 New
LUMN Lumen Technologies Inc. 0.00% 5 $19 New
BITO Proshares Bitcoin ETF-Usd 0.00% 1 $18 New
STEM Stem Inc. 0.00% 40 $14 New
PLBY Playboy Inc. filed as PLBY GROUP INC 0.00% 4 $4 New
TXMD Therapeuticsmd Inc. 0.00% 2 $1 New
RNAC Cartesian Therapeutics Inc. 0.00% 350 $0 New
Lines left out (4) · $83 — a value with no share or principal amount
SecurityClassSharesValue
MAS Masco Corp. COM0$32
GM General Motors Co. COM0$24
BUD Anheuser-Busch Inbev-SPN ADR SPONSORED ADR0$18
STZ Constellation Brands Inc. Class A CL A0$9

Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.

Total filed on the 13F, all lines: $158.8M.

Portfolio Sells Q4 2024 → Q1 2025

VTI VG Morningstar TS MKT ETF-US Reduce -2.6% 4.44% −0.83
NVDA Nvidia Corp. Reduce -1.4% 0.93% −0.35
MSFT Microsoft Corp. Reduce -2.1% 1.16% −0.30
ICE Intercontinental Exchange Inc. Reduce -10.0% 3.76% −0.19
T AT&T Inc. Reduce -28.3% 0.36% −0.08
DIS The Walt Disney Co. Reduce -0.5% 0.33% −0.08
CVX Chevron Corp. Reduce -14.1% 0.45% −0.05
BIV Vanguard Intermediate-Term B Reduce -8.4% 0.27% −0.04
BA The Boeing Co. Reduce -8.9% 0.16% −0.04
SCHF Schwab Intl Equity ETF Reduce -2.5% 0.74% −0.04
META Meta Platforms Inc. Class A Reduce -7.8% 0.17% −0.04
XOM Exxon Mobil Corp. Reduce -4.3% 0.95% −0.03
CMCSA Comcast Corp. Class A Reduce -4.2% 0.20% −0.03
WMT Walmart Inc. Reduce -7.8% 0.13% −0.03
MS Morgan Stanley Reduce -0.1% 0.15% −0.03
PEP Pepsico Inc. Reduce -0.0% 0.23% −0.03
NFLX Netflix Inc. Reduce -0.7% 0.45% −0.02
MSI Motorola Solutions Inc. Reduce -0.2% 0.14% −0.02
VEU Vanguard Ftse All-World Ex-U Reduce -1.6% 0.33% −0.02
VZ Verizon Communications Inc. Reduce -14.9% 0.13% −0.02
LIN Linde PLC Reduce -3.5% 0.18% −0.00
JNJ Johnson & Johnson Reduce -2.8% 0.28% +0.01

Portfolio Buys Q4 2024 → Q1 2025

HELO JPMorgan Hedged Equity ETF Add +63.3% 1.34% +0.41
PM Philip Morris International Add +0.1% 1.60% +0.27
JPIB JPMorgan Intl BND ETF New 0.14% +0.14
V Visa Inc. Class A New 0.14% +0.14
WPM Wheaton Precious Metals Corp. New 0.13% +0.13
PLTR Palantir Technologies Inc. Class A New 0.13% +0.13
CHD Church & Dwight Co. Inc. New 0.12% +0.12
ADP Automatic Data Processing New 0.12% +0.12
JCPB JPMorgan Core Plus Bond ETF Add +49.8% 0.41% +0.12
CPRX Catalyst Pharmaceuticals Inc. New 0.11% +0.11
LOW Lowe's Cos Inc. New 0.11% +0.11
DWM Wisdomtree International Equ Add +4.6% 2.06% +0.11
DUK Duke Energy Corp. New 0.09% +0.09
JEPQ JPM Nasdaq Equity Premium Add +50.9% 0.44% +0.09
GLD SPDR Gold Shares New 0.09% +0.09
PFE Pfizer Inc. New 0.09% +0.09
SCHH Schwab US REIT ETF New 0.09% +0.09
TRV The Travelers Cos Inc. New 0.09% +0.09
CSCO Cisco Systems Inc. New 0.09% +0.09
LLY Eli Lilly & Co. New 0.09% +0.09
IEFA iShares Core MSCI Eafe ETF New 0.08% +0.08
IVV iShares Core S&P 500 ETF New 0.08% +0.08
RTX RTX Corp. New 0.08% +0.08
LMT Lockheed Martin Corp. New 0.08% +0.08
ABT Abbott Laboratories New 0.08% +0.08
AVUV Avantis US Small Cap Value New 0.08% +0.08
RSG Republic Services Inc. New 0.08% +0.08
SO The Southern Co. New 0.08% +0.08
KO The Coca-Cola Co. New 0.07% +0.07
EMN Eastman Chemical Co. New 0.07% +0.07
SHOP Shopify Inc. Class A New 0.07% +0.07
WFC Wells Fargo & Co. New 0.07% +0.07
UNH Unitedhealth Group Inc. New 0.07% +0.07
COST Costco Wholesale Corp. New 0.07% +0.07
DFAE Dimensional Emerging Core Eq New 0.07% +0.07
MA Mastercard Inc. Class A New 0.07% +0.07
PNC PNC Financial Services Group New 0.07% +0.07
BLK BlackRock Inc. New 0.07% +0.07
MRVL Marvell Technology Inc. New 0.06% +0.06
AGG iShares Core U.S. Aggregate New 0.06% +0.06
LPLA LPL Financial Holdings Inc. New 0.06% +0.06
IWN iShares Russell 2000 Value E New 0.06% +0.06
IEMG iShares Core MSCI Emerging New 0.06% +0.06
CRM Salesforce Inc. New 0.06% +0.06
VB Vanguard Most SM-Cap ETF-Usd New 0.06% +0.06
MMIT Nylim Mackay Muni Intermedia Add +14.3% 1.48% +0.06
XLK SS Technology Select Sector New 0.06% +0.06
GBTC Grayscale Bitcoin Trust ETF New 0.06% +0.06
CMG Chipotle Mexican Grill Inc. New 0.06% +0.06
QQQ Invesco QQQ Trust Series 1 New 0.05% +0.05

Options Activity Q4 2024 → Q1 2025

SPY SS SPDR S&P 500 ETF Trust-US call Sold out 1,600 $938Kbefore exit
BR Broadridge Financial Solutio put Sold out 2,800 $633Kbefore exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q4 2024 → Q1 2025

MAS Masco Corp. COM New 0 $32
GM General Motors Co. COM New 0 $24
BUD Anheuser-Busch Inbev-SPN ADR SPONSORED ADR New 0 $18
STZ Constellation Brands Inc. Class A CL A New 0 $9

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 520$228.9MITOT, AAPL, VTI, DBEF, VOE
Q1 2026 514$189.7MITOT, AAPL, VTI, VOE, FRDM
Q4 2025 505$191.0MITOT, AAPL, VTI, VOE, FRDM
Q3 2025 519$194.6MITOT, AAPL, VTI, VOE, ICE
Q2 2025 561$175.3MITOT, VTI, AAPL, VOE, ICE
Q1 2025 501$158.8MITOT, AAPL, VOE, VTI, ICE
Q4 2024 78$145.0MITOT, AAPL, VTI, VOE, ICE
Q3 2024 70$140.2MITOT, AAPL, VTI, VOE, ICE
Q2 2024 67$129.5MITOT, AAPL, VTI, VOE, ICE
Q1 2024 67$129.0MITOT, VTI, AAPL, VOE, ICE