Applied OptoelectronicsAAOI
13F holders, Q1 2026 (March 31)At the end of Q1 2026, 376 institutions reported holding Applied Optoelectronics Inc. (AAOI) in their 13F filings, up 156 from Q4 2025. 182 opened new positions and 30 sold out. The largest holders were BlackRock, Inc. ($608.4M), Vanguard Capital Management LLC ($259.0M) and Oberweis Asset Management Inc./ ($198.8M). 9 famous investors held it, including Paul Tudor Jones (0.2% of Tudor Investment Corporation's portfolio), David E. Shaw (0.2% of D. E. Shaw & Co.'s portfolio) and Ray Dalio (0.1% of Bridgewater Associates's portfolio).
- Company
- Applied Optoelectronics Inc.
- CUSIP
- 03823U102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 182 | $575.7M |
| Exits | 30 | $84.1M |
All 13F filers, Q4 2025 → Q1 2026: 15,519,122 shares bought and 10,841,557 shares sold, net +4,677,565 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 376 holders
| BlackRock, Inc. | 0.01% | Add +35.5% | 7,192,329 | $608.4M |
| Vanguard Capital Management LLC | 0.01% | — | 3,061,522 | $259.0M |
| Oberweis Asset Management Inc./ | 5.87% | Add +15.2% | 2,349,969 | $198.8M |
| Jane Street Group, LLC | 0.21% | Add +35.4% | 2,279,318 | $192.8M |
| D. E. Shaw & Co. | 0.15% | Add +54.9% | 2,117,157 | $179.1M |
| Invesco Ltd. | 0.02% | Reduce -42.6% | 2,014,405 | $170.4M |
| Vanguard Portfolio Management LLC | 0.01% | — | 1,801,883 | $152.4M |
| T. Rowe Price Associates Inc. | 0.02% | Reduce -22.3% | 1,732,381 | $146.5M |
| State Street Corp. | 0.00% | Add +2.4% | 1,644,293 | $139.1M |
| Geode Capital Management, LLC | 0.01% | Add +7.2% | 1,621,305 | $137.2M |
| Hood River Capital Management LLC | 1.08% | Reduce -0.0% | 1,275,519 | $107.9M |
| Value Aligned Research Advisors, LLC | 1.27% | New | 1,267,938 | $107.3M |
| JPMorgan Chase & Co. | 0.01% | Add +1903.3% | 1,111,132 | $94.7M |
| Goldman Sachs Group Inc. | 0.01% | Add +12.1% | 1,084,764 | $91.8M |
| UBS Group AG | 0.01% | Add +2.1% | 970,744 | $82.1M |
| Raymond James Financial Inc. | 0.02% | Add +93.5% | 733,696 | $62.2M |
| Morgan Stanley | 0.00% | Reduce -57.2% | 727,566 | $61.5M |
| T. Rowe Price Investment Management, Inc. | 0.04% | New | 643,145 | $54.4M |
| Driehaus Capital Management LLC | 0.39% | Add +24.6% | 632,337 | $53.5M |
| Northern Trust Corp. | 0.01% | Add +10.7% | 583,494 | $49.4M |
| Renaissance Technologies | 0.07% | New | 565,279 | $47.8M |
| Charles Schwab Investment Management Inc. | 0.01% | Add +0.7% | 532,228 | $45.0M |
| Neuberger Berman Group LLC | 0.03% | New | 517,341 | $44.0M |
| Squarepoint Ops LLC | 0.09% | Add +156.7% | 495,798 | $41.9M |
| Balyasny Asset Management L.P. | 0.08% | Add +181.8% | 468,870 | $39.7M |
| Gilder Gagnon Howe & Co. LLC | 0.46% | Reduce -4.1% | 455,375 | $38.5M |
| Vanguard Fiduciary Trust Co. | 0.01% | — | 447,682 | $37.9M |
| Tudor Investment Corporation | 0.20% | Add +365.4% | 442,781 | $37.5M |
| Emerald Advisers, LLC | 1.16% | Reduce -35.3% | 433,882 | $36.7M |
| Citadel Advisors | 0.03% | Reduce -23.6% | 421,003 | $35.6M |
| Nuveen, LLC | 0.01% | Add +69.7% | 382,371 | $32.3M |
| Focus Partners Wealth | 0.04% | Add +1950.7% | 379,062 | $32.1M |
| Two Sigma Investments, LP | 0.02% | Add +29.4% | 341,182 | $28.9M |
| Artemis Investment Management LLP | 0.31% | Reduce -56.0% | 340,148 | $28.8M |
| Next Century Growth Investors LLC | 1.97% | Reduce -31.1% | 320,731 | $27.1M |
| Dimensional Fund Advisors LP | 0.01% | Reduce -25.9% | 309,894 | $26.2M |
| Marex Group Ltd | 0.25% | New | 289,167 | $24.5M |
| Frontier Capital Management Co. LLC | 0.25% | New | 284,146 | $24.0M |
| Kennedy Capital Management LLC | 0.50% | Reduce -37.6% | 279,144 | $23.6M |
| Ameriprise Financial Inc. | 0.01% | Add +396.4% | 274,123 | $23.2M |
| Steward Partners Investment Advisory, LLC | 0.12% | Reduce -25.8% | 271,989 | $23.0M |
| Emerald Mutual Fund Advisers Trust | 1.12% | Reduce -31.9% | 271,760 | $23.0M |
| Point72 Asset Management | 0.04% | New | 265,543 | $22.5M |
| Wellington Management Group LLP | 0.00% | New | 257,708 | $21.8M |
| Bank of America Corp. | 0.00% | Reduce -26.1% | 240,886 | $20.4M |
| Voya Investment Management LLC | 0.02% | Add +2185.3% | 240,710 | $20.4M |
| Bridgewater Associates | 0.08% | New | 223,935 | $18.9M |
| Royce & Associates LP | 0.18% | Reduce -71.4% | 221,084 | $18.7M |
| First Trust Advisors LP | 0.01% | Reduce -10.6% | 216,265 | $18.3M |
| SG Americas Securities, LLC | 0.02% | Add +129.8% | 195,908 | $16.6M |
| Marshall Wace, LLP | 0.02% | Add +195.1% | 179,422 | $15.2M |
| CloudAlpha Capital Management Limited/Hong Kong | 1.65% | New | 177,410 | $15.0M |
| Penn Capital Management Company, LLC | 1.16% | Reduce -60.4% | 176,453 | $14.9M |
| Bank of New York Mellon Corp | 0.00% | Add +5.4% | 170,958 | $14.5M |
| Anther Capital Ltd | 0.38% | — | 170,488 | $14.4M |
| Sei Investments Co. | 0.01% | Add +28.5% | 158,871 | $13.4M |
| HRT Financial LP | 0.03% | Add +194.5% | 158,840 | $13.4M |
| New York State Common Retirement Fund | 0.02% | Reduce -49.7% | 158,403 | $13.4M |
| Citigroup Inc. | 0.01% | Add +909.6% | 150,326 | $12.7M |
| Silvercrest Asset Management Group LLC | 0.09% | Reduce -45.3% | 145,748 | $12.3M |
| Verition Fund Management LLC | 0.12% | Add +61.5% | 141,020 | $11.9M |
| Group One Trading LLC | 0.38% | Reduce -15.4% | 135,972 | $11.5M |
| Andar Capital Management HK Ltd | 9.69% | New | 134,000 | $11.3M |
| Swiss National Bank | 0.01% | Add +9.8% | 128,300 | $10.9M |
| Royal Bank of Canada | 0.00% | Add +2075.3% | 127,971 | $10.8M |
| 1492 Capital Management LLC | 4.03% | Reduce -42.1% | 125,136 | $10.6M |
| IMC-Chicago, LLC | 0.14% | Reduce -45.4% | 110,916 | $9.4M |
| Algert Global LLC | 0.14% | Add +29.9% | 106,635 | $9.0M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0.00% | Add +12.8% | 105,476 | $8.9M |
| Ariose Capital Management Ltd | 5.91% | New | 104,000 | $8.8M |
| Rice Hall James & Associates, LLC | 0.46% | Reduce -42.7% | 98,318 | $8.3M |
| Millennium Management | 0.01% | Add +838.9% | 96,408 | $8.2M |
| CenterBook Partners LP | 0.44% | Add +212.6% | 96,322 | $8.1M |
| Axiom Investors LLC | 0.09% | New | 95,015 | $8.0M |
| Barclays PLC | 0.00% | Reduce -59.8% | 94,743 | $8.0M |
| Commonwealth Equity Services, LLC | 0.01% | Add +10.8% | 89,669 | $7.6M |
| Susquehanna International Group, LLP | 0.01% | Reduce -73.6% | 86,973 | $7.4M |
| Rhumbline Advisers | 0.01% | Add +14.2% | 81,184 | $6.9M |
| Picton Mahoney Asset Management | 0.07% | New | 80,080 | $6.8M |
| Zweig-DiMenna Associates LLC | 0.95% | Add +2.0% | 80,050 | $6.8M |
| Jain Global LLC | 0.09% | Reduce -21.9% | 78,640 | $6.7M |
| Man Group plc | 0.01% | New | 74,699 | $6.3M |
| Thames Capital Management LLC | 1.13% | New | 74,334 | $6.3M |
| Sphera Funds Management LTD. | 1.07% | New | 73,400 | $6.2M |
| California State Teachers Retirement System | 0.01% | Add +23.2% | 70,464 | $6.0M |
| Franklin Resources Inc. | 0.00% | Add +590.0% | 69,363 | $5.9M |
| UNICOM Systems, Inc. | 0.59% | New | 68,591 | $5.8M |
| Deutsche Bank AG | 0.00% | Add +20.9% | 66,521 | $5.6M |
| Shellback Capital, LP | 0.78% | New | 65,000 | $5.5M |
| Legal & General Group Plc | 0.00% | Reduce -7.1% | 64,798 | $5.5M |
| Caitong International Asset Management Co., Ltd | 0.96% | Add +55.4% | 61,323 | $5.2M |
| Global Trust Asset Management, LLC | 1.93% | Add +114.2% | 59,562 | $5.0M |
| Scalar Gauge Management, LLC | 4.84% | Reduce -56.7% | 59,301 | $5.0M |
| Emerald Investment Advisers, LLC | 0.44% | — | 58,075 | $4.9M |
| Virtu Financial LLC | 0.20% | Add +8.5% | 56,882 | $4.8M |
| Jump Financial, LLC | 0.08% | Add +542.7% | 56,393 | $4.8M |
| Lord, Abbett & Co. LLC | 0.02% | New | 54,604 | $4.6M |
| Allspring Global Investments Holdings, LLC | 0.01% | Reduce -63.7% | 52,539 | $4.5M |
| Nicholas Investment Partners, LP | 0.37% | New | 52,988 | $4.5M |
| Victory Capital Management Inc. | 0.00% | Add +595.8% | 51,634 | $4.4M |
| Voloridge Investment Management, LLC | 0.02% | New | 50,000 | $4.2M |
| Assenagon Asset Management S.A. | 0.01% | New | 48,762 | $4.1M |
| Timothy G. Youngquist 2020 Irrevocable Trust | 1.98% | Reduce -2.8% | 47,887 | $4.1M |
| Wells Fargo & Company | 0.00% | Reduce -50.0% | 44,421 | $3.8M |
| Blue Jean Financial LLC | 3.07% | New | 44,039 | $3.7M |
| VANGUARD ASSET MANAGEMENT, Ltd | 0.00% | — | 43,936 | $3.7M |
| American Century Companies Inc. | 0.00% | Add +28.6% | 42,090 | $3.6M |
| Prelude Capital Management, LLC | 0.27% | Reduce -14.6% | 41,625 | $3.5M |
| Graham Capital Management, L.P. | 0.15% | New | 40,088 | $3.4M |
| Simplex Trading, LLC | 0.10% | Reduce -75.5% | 39,903 | $3.4M |
| Informed Momentum Co LLC | 0.38% | New | 39,165 | $3.3M |
| Parallax Volatility Advisers, L.P. | 0.18% | New | 38,271 | $3.2M |
| Oak Ridge Investments LLC | 0.21% | Reduce -17.1% | 38,000 | $3.2M |
| Oak Harvest Investment Services | 0.33% | New | 37,872 | $3.2M |
| Oak Grove Capital LLC | 0.54% | New | 37,050 | $3.1M |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 0.01% | New | 37,020 | $3.1M |
| Kultura Capital Management LP | 2.83% | New | 36,600 | $3.1M |
| MetLife Investment Management, LLC | 0.02% | Add +8.6% | 35,945 | $3.0M |
| Capital Fund Management S.A. | 0.03% | Reduce -19.1% | 35,710 | $3.0M |
| Russell Investments Group, Ltd. | 0.00% | Reduce -49.0% | 35,690 | $3.0M |
| Creative Planning | 0.00% | Add +186.7% | 33,836 | $2.9M |
| FORA Capital, LLC | 0.21% | New | 33,162 | $2.8M |
| Jefferies Financial Group Inc. | 0.04% | New | 32,810 | $2.8M |
| LPL Financial LLC | 0.00% | Add +19.1% | 32,151 | $2.7M |
| Manufacturers Life Insurance Company, The | 0.00% | Add +3.7% | 32,125 | $2.7M |
| Alliancebernstein L.P. | 0.00% | Add +31.2% | 77,441 | $2.7M |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 0.00% | Add +10.6% | 31,011 | $2.6M |
| Apis Capital Advisors, LLC | 0.40% | New | 30,921 | $2.6M |
| AQR Capital Management | 0.00% | Add +16.1% | 30,772 | $2.6M |
| Portolan Capital Management, LLC | 0.13% | Reduce -86.9% | 29,833 | $2.5M |
| Janus Henderson Group PLC | 0.00% | Add +23.2% | 29,755 | $2.5M |
| Geneva Partners, LLC | 1.20% | New | 29,515 | $2.5M |
| Engineers Gate Manager LP | 0.03% | New | 28,891 | $2.4M |
| Truvestments Capital LLC | 0.42% | Add +1.4% | 27,626 | $2.3M |
| Stifel Financial Corp. | 0.00% | Add +34.1% | 27,180 | $2.3M |
| Vanguard Global Advisers, LLC | 0.00% | — | 27,144 | $2.3M |
| Boothbay Fund Management, LLC | 0.05% | New | 26,131 | $2.2M |
| Act Capital Management, LLC | 1.72% | New | 25,900 | $2.2M |
| Castleark Management LLC | 0.07% | New | 25,700 | $2.2M |
| Hudson Bay Capital Management LP | 0.01% | New | 24,437 | $2.1M |
| Prudential Financial Inc. | 0.00% | New | 22,975 | $1.9M |
| State of Wisconsin Investment Board | 0.00% | New | 22,219 | $1.9M |
| SeaCrest Wealth Management, LLC | 0.20% | Add +308.2% | 22,145 | $1.9M |
| Twinbeech Capital LP | 0.19% | New | 22,082 | $1.9M |
| Shariaportfolio, Inc. | 0.82% | New | 21,924 | $1.9M |
| O'shaughnessy Asset Management, LLC | 0.01% | New | 20,291 | $1.7M |
| Pacific Point Advisors, LLC | 0.89% | Reduce -50.0% | 20,000 | $1.7M |
| FirstWave Capital Management LLC | 1.76% | New | 19,454 | $1.6M |
| BNP Paribas Financial Markets | 0.00% | Reduce -98.0% | 19,449 | $1.6M |
| Fifth Third Bancorp | 0.00% | New | 19,325 | $1.6M |
| Chung Wu Investment Group, LLC | 1.36% | Reduce -14.7% | 18,700 | $1.6M |
| Concurrent Investment Advisors, LLC | 0.02% | New | 18,623 | $1.6M |
| XTX Topco Ltd | 0.03% | Reduce -26.3% | 18,248 | $1.5M |
| Geneos Wealth Management Inc. | 0.04% | Add +1.4% | 18,072 | $1.5M |
| Bank of Montreal | 0.00% | Reduce -40.5% | 18,043 | $1.5M |
| Oliver Luxxe Assets LLC | 0.23% | New | 17,928 | $1.5M |
| Police & Firemen's Retirement System of New Jersey | 0.01% | Add +11.4% | 17,909 | $1.5M |
| Arizona State Retirement System | 0.01% | Add +7.9% | 17,817 | $1.5M |
| MML Investors Services, LLC | 0.00% | New | 17,742 | $1.5M |
| FMR LLC | 0.00% | Reduce -86.8% | 17,668 | $1.5M |
| Intech Investment Management LLC | 0.01% | Reduce -21.9% | 17,594 | $1.5M |
| White Pine Capital LLC | 0.40% | Reduce -49.5% | 17,560 | $1.5M |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Reduce -43.9% | 17,106 | $1.4M |
| Vanguard Investments Australia, Ltd. | 0.00% | — | 16,396 | $1.4M |
| Quantinno Capital Management LP | 0.00% | Add +8.3% | 16,199 | $1.4M |
| Maverick Capital | 0.02% | New | 16,193 | $1.4M |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0.00% | Add +16.9% | 16,002 | $1.4M |
| Los Angeles Capital Management LLC | 0.01% | Add +122.0% | 15,872 | $1.3M |
| Creek Drive Management Group LLC | 0.83% | New | 15,700 | $1.3M |
| T3 Companies, LLC | 1.82% | New | 15,550 | $1.3M |
| State Board of Administration of Florida Retirement System | 0.00% | Add +120.5% | 15,039 | $1.3M |
| Polen Capital Management LLC | 0.01% | New | 14,913 | $1.3M |
| KLP Kapitalforvaltning As | 0.00% | Add +2.8% | 14,900 | $1.3M |
| Leonteq Securities AG | 0.07% | New | 13,513 | $1.1M |
| Cetera Investment Advisers | 0.00% | Add +2.4% | 13,210 | $1.1M |
| Dark Forest Capital Management LP | 0.10% | Reduce -79.3% | 13,086 | $1.1M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -5.7% | 13,049 | $1.1M |
| Artemis Wealth Advisors, LLC | 0.17% | New | 13,000 | $1.1M |
| TD Asset Management Inc | 0.00% | New | 12,918 | $1.1M |
| Alps Advisors Inc. | 0.01% | New | 12,672 | $1.1M |
| Brooklyn Investment Group | 0.03% | Reduce -37.4% | 12,484 | $1.1M |
| Allstate Corp. | 0.01% | New | 12,211 | $1.0M |
| PEAK6 LLC | 0.03% | New | 12,074 | $1.0M |
| Osaic Holdings, Inc. | 0.00% | Add +635.5% | 11,835 | $1.0M |
| Wbi Investments, LLC | 0.27% | New | 11,672 | $987K |
| Millington Securities, LLC | 0.27% | — | 11,672 | $987K |
| PNC Financial Services Group, Inc. | 0.00% | Add +24.2% | 11,272 | $954K |
| State of Wyoming | 0.11% | Add +129.9% | 10,571 | $894K |
| Aperture Investors, LLC | 0.11% | New | 10,393 | $879K |
| Pictet Asset Management Holding SA | 0.00% | Add +30.0% | 10,307 | $872K |
| Bannerstone Capital Management, LLC | 0.79% | New | 10,103 | $855K |
| Sierra Summit Advisors LLC | 0.12% | New | 10,102 | $855K |
| JAT Capital Mgmt LP | 1.43% | Reduce -86.0% | 10,014 | $847K |
| Intrinsic Edge Capital Management LLC | 0.15% | New | 10,000 | $846K |
| Independent Financial Group, LLC | 0.02% | New | 9,973 | $844K |
| Acadian Asset Management LLC | 0.00% | New | 9,733 | $819K |
| ProShare Advisors LLC | 0.00% | Reduce -13.2% | 9,584 | $811K |
| SummitTX Capital, L.P. | 0.03% | Add +29.0% | 9,408 | $796K |
| Exchange Traded Concepts, LLC | 0.01% | New | 9,291 | $786K |
| CIBC Bancorp USA Inc. | 0.00% | — | 9,228 | $781K |
| Legato Capital Management LLC | 0.07% | New | 9,144 | $773K |
| NewEdge Advisors, LLC | 0.00% | New | 8,545 | $723K |
| Dupree Financial Group, LLC | 0.28% | New | 8,179 | $692K |
| Q Fund Management (Hong Kong) Ltd | 1.62% | New | 8,000 | $677K |
| Corsair Capital Management, L.P. | 0.10% | New | 8,000 | $677K |
| Principal Financial Group Inc. | 0.00% | New | 7,910 | $669K |
| Nokomis Capital, L.L.C. | 0.21% | New | 7,900 | $668K |
| Tower Research Capital LLC (TRC) | 0.02% | Add +34.5% | 7,867 | $665K |
| Odyssean, LLC | 0.24% | New | 7,738 | $655K |
| Sphera Management Technology Funds Ltd | 0.36% | New | 7,590 | $642K |
| Vident Advisory, LLC | 0.01% | New | 7,497 | $634K |
| REX Advisers, LLC | 3.60% | New | 7,300 | $618K |
| Kornitzer Capital Management Inc. | 0.01% | Reduce -86.0% | 7,031 | $595K |
| Polymer Capital Management (US) LLC | 0.09% | New | 6,871 | $581K |
| Trilogy Capital Inc. | 0.03% | No change | 6,750 | $571K |
| CANADA LIFE ASSURANCE Co | 0.00% | Add +23.3% | 6,699 | $570K |
| Quadrature Capital Ltd | 0.01% | Reduce -84.0% | 6,677 | $565K |
| Teachers Retirement System of the State of Kentucky | 0.00% | New | 6,623 | $560K |
| J.W. Cole Advisors, Inc. | 0.02% | New | 6,519 | $551K |
| Advisory Services Network, LLC | 0.01% | New | 6,424 | $543K |
| Brookstone Capital Management | 0.01% | New | 6,391 | $541K |
| Caprock Group, LLC | 0.01% | Add +0.1% | 6,245 | $528K |
| Belpointe Asset Management LLC | 0.02% | New | 6,172 | $522K |
| Mariner, LLC | 0.00% | New | 6,084 | $515K |
| Xponance LLC | 0.00% | New | 6,065 | $513K |
| Vanguard Personalized Indexing Management, LLC | 0.01% | New | 6,007 | $508K |
| Eddie Patel Inc | 0.38% | New | 5,793 | $490K |
| SIH Partners, LLLP | 0.01% | New | 5,692 | $481K |
| Stratos Wealth Partners, LTD. | 0.01% | New | 5,678 | $480K |
| SBI Securities Co., Ltd. | 0.01% | Add +191.6% | 5,619 | $475K |
| STRS Ohio | 0.00% | New | 5,600 | $474K |
| Kovack Advisors, Inc. | 0.02% | Reduce -51.5% | 5,360 | $463K |
| Ameritas Investment Partners, Inc. | 0.01% | Add +10.4% | 5,410 | $458K |
| Tidal Investments LLC | 0.00% | New | 5,410 | $458K |
| Pathstone Holdings, LLC | 0.00% | Reduce -25.1% | 5,382 | $455K |
| Baird Financial Group, Inc. | 0.00% | New | 5,226 | $442K |
| HSBC Holdings PLC | 0.00% | New | 5,263 | $442K |
| Brown Wealth Management, LLC | 0.11% | New | 5,159 | $436K |
| Jennison Associates LLC | 0.00% | New | 5,144 | $435K |
| Knights of Columbus Asset Advisors LLC | 0.02% | New | 5,054 | $428K |
| Venture Visionary Partners LLC | 0.01% | New | 4,815 | $407K |
| Wealthfront Advisers LLC | 0.00% | New | 4,663 | $394K |
| CoreCap Advisors, LLC | 0.01% | Reduce -17.7% | 4,503 | $381K |
| Two Sigma Securities, LLC | 0.04% | New | 4,485 | $379K |
| Caxton Associates LLP | 0.01% | New | 4,468 | $378K |
| Brevan Howard Capital Management LP | 0.00% | Reduce -30.5% | 4,292 | $363K |
| Centiva Capital, LP | 0.02% | New | 4,101 | $347K |
| Havemeyer Place LP | 0.04% | Reduce -83.0% | 4,010 | $339K |
| StoneX Group Inc. | 0.02% | Reduce -47.8% | 3,896 | $330K |
| Northwest & Ethical Investments L.P. | 0.01% | New | 3,064 | $329K |
| Gsa Capital Partners LLP | 0.02% | Reduce -85.7% | 3,838 | $325K |
| Mercer Global Advisors Inc. | 0.00% | New | 3,830 | $324K |
| Abel Hall, LLC | 0.07% | New | 3,827 | $324K |
| Ensign Peak Advisors, Inc | 0.00% | No change | 3,800 | $321K |
| Swiss Life Asset Management Ltd | 0.00% | New | 3,763 | $318K |
| Thompson Davis & Co., Inc. | 0.21% | New | 3,659 | $310K |
| Jeppson Wealth Management, LLC | 0.10% | New | 3,604 | $305K |
| Cerity Partners LLC | 0.00% | New | 3,595 | $304K |
| FourThought Financial Partners, LLC | 0.03% | Reduce -66.5% | 3,530 | $299K |
| Purpose Unlimited Inc. | 0.01% | New | 3,500 | $296K |
| Atria Investments, Inc | 0.00% | New | 3,384 | $286K |
| BankChampaign, National Association | 0.28% | New | 3,362 | $284K |
| Krilogy Financial LLC | 0.01% | New | 1,785 | $281K |
| DNB Asset Management AS | 0.00% | New | 3,315 | $280K |
| Guggenheim Capital LLC | 0.00% | New | 3,293 | $279K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | New | 2,660 | $276K |
| CIBC Asset Management Inc | 0.00% | New | 3,247 | $275K |
| Patten Group, Inc. | 0.05% | New | 3,240 | $274K |
| Silverleafe Capital Partners, LLC | 0.08% | New | 3,208 | $271K |
| CSS LLC | 0.04% | New | 3,128 | $265K |
| Monolith Management Ltd | 0.10% | New | 3,100 | $262K |
| Private Advisor Group, LLC | 0.00% | New | 3,093 | $262K |
| Armistice Capital, LLC | 0.01% | New | 3,080 | $261K |
| Chicago Partners Investment Group LLC | 0.01% | New | 1,730 | $258K |
| Corient Private Wealth LP | 0.00% | New | 2,877 | $243K |
| Verdence Capital Advisors LLC | 0.01% | New | 2,870 | $243K |
| Captrust Financial Advisors | 0.00% | New | 2,746 | $232K |
| Virtus Wealth Solutions LLC | 0.04% | New | 2,700 | $228K |
| Shay Capital LLC | 0.03% | Reduce -89.2% | 2,700 | $228K |
| Rockefeller Capital Management L.P. | 0.00% | Add +1231.2% | 2,649 | $224K |
| Ballentine Partners, LLC | 0.00% | New | 2,580 | $218K |
| Bridgefront Capital, LLC | 0.05% | New | 2,562 | $217K |
| GFG Capital, LLC | 0.07% | New | 2,555 | $216K |
| TD Waterhouse Canada Inc. | 0.00% | New | 2,500 | $216K |
| Defiance ETFs, LLC | 0.00% | New | 2,535 | $214K |
| Penserra Capital Management LLC | 0.00% | New | 2,535 | $214K |
| Caption Management, LLC | 0.01% | New | 2,500 | $211K |
| Hollencrest Capital Management | 0.01% | New | 2,460 | $208K |
| Fieldview Capital Management, LLC | 0.06% | New | 2,417 | $204K |
| Nisa Investment Advisors, LLC | 0.00% | Add +250.9% | 2,316 | $196K |
| Cwm, LLC | 0.00% | Reduce -0.1% | 2,174 | $184K |
| IFP Advisors, Inc | 0.00% | Reduce -56.5% | 2,123 | $180K |
| Sava Infond d.o.o. | 0.02% | New | 2,000 | $169K |
| KBC Group NV | 0.00% | New | 1,943 | $164K |
| GAMMA Investing LLC | 0.01% | Add +12.0% | 1,883 | $159K |
| Jones Financial Companies LLLP | 0.00% | Add +538.7% | 1,386 | $136K |
| Lanark Financial, Inc. | 0.01% | New | 1,579 | $134K |
| Pinpoint Asset Management (Singapore) Pte. Ltd. | 0.04% | Reduce -63.6% | 1,557 | $132K |
| Towarzystwo Funduszy Inwestycyjnych Pzu SA | 0.04% | New | 1,550 | $131K |
| Ionic Capital Management LLC | 0.13% | New | 1,500 | $127K |
| Lazard Asset Management LLC | 0.00% | Reduce -87.7% | 1,211 | $102K |
| RiverPark Advisors, LLC | 0.05% | New | 1,172 | $99K |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 0.00% | Add +48.4% | 1,088 | $92K |
| NFSG Corp | 0.01% | New | 1,000 | $85K |
| Albion Financial Group | 0.01% | New | 1,000 | $85K |
| Quadrant Capital Group LLC | 0.00% | Reduce -2.6% | 964 | $82K |
| Larson Financial Group LLC | 0.00% | Reduce -91.8% | 860 | $73K |
| Sterling Capital Management LLC | 0.00% | Reduce -22.2% | 793 | $67K |
| Pinnacle Wealth Planning Services, Inc. | 0.01% | Add +55.6% | 702 | $59K |
| Farther Finance Advisors, LLC | 0.00% | Add +3.1% | 656 | $57K |
| Compagnie Lombard Odier SCmA | 0.00% | New | 530 | $45K |
| Kemnay Advisory Services Inc. | 0.01% | New | 516 | $44K |
| Signaturefd, LLC | 0.00% | Add +252.7% | 515 | $44K |
| SJS Investment Consulting Inc. | 0.00% | Reduce -10.0% | 450 | $38K |
| Walleye Capital LLC | 0.00% | Reduce -99.3% | 443 | $37K |
| Elequin Capital, LP | 0.01% | New | 413 | $35K |
| EFG International AG | 0.00% | Reduce -20.0% | 400 | $34K |
| MCF Advisors LLC | 0.00% | Reduce -33.9% | 394 | $33K |
| Strive Financial Group ,LLC | 0.02% | No change | 370 | $31K |
| Allworth Financial LP | 0.00% | Reduce -54.1% | 353 | $30K |
| Blue Bell Private Wealth Management, LLC | 0.00% | Reduce -12.8% | 349 | $30K |
| Opal Wealth Advisors, LLC | 0.01% | New | 335 | $28K |
| MAI Capital Management | 0.00% | New | 305 | $26K |
| US Bancorp \de | 0.00% | Add +92.1% | 242 | $20K |
| Smartleaf Asset Management LLC | 0.00% | Add +321.1% | 240 | $20K |
| Federated Hermes, Inc. | 0.00% | New | 234 | $20K |
| Arax Advisory Partners | 0.00% | Add +5450.0% | 111 | $18K |
| REAP Financial Group, LLC | 0.00% | New | 200 | $17K |
| Hilton Head Capital Partners, LLC | 0.01% | New | 178 | $15K |
| Archer Investment Corp | 0.00% | Reduce -36.4% | 175 | $15K |
| Legacy Bridge, LLC | 0.00% | New | 150 | $13K |
| Fourth Dimension Wealth, LLC | 0.00% | New | 150 | $13K |
| Synergy Investment Management, LLC | 0.00% | New | 142 | $12K |
| Summit Securities Group LLC | 0.01% | New | 141 | $12K |
| Versant Capital Management, Inc | 0.00% | Add +9.0% | 133 | $11K |
| Advocate Investing Services LLC | 0.01% | New | 125 | $11K |
| Rothschild Investment LLC | 0.00% | Add +11.1% | 120 | $10K |
| Westfuller Advisors, LLC | 0.00% | New | 111 | $9K |
| Parkside Financial Bank & Trust | 0.00% | Add +200.0% | 105 | $9K |
| Sunbelt Securities, Inc. | 0.00% | No change | 100 | $8K |
| Parallel Advisors, LLC | 0.00% | New | 80 | $7K |
| EverSource Wealth Advisors, LLC | 0.00% | Add +21.0% | 75 | $6K |
| LRI Investments, LLC | 0.00% | Reduce -35.4% | 64 | $5K |
| Sapience Investments, LLC | 0.67% | New | 61 | $5K |
| Fortitude Family Office, LLC | 0.00% | Add +22.9% | 59 | $5K |
| Vanguard National Trust Co | 0.00% | — | 52 | $4K |
| Rialto Wealth Management, LLC | 0.00% | Add +27.5% | 51 | $4K |
| Cypress Capital Management LLC (WY) | 0.00% | No change | 50 | $4K |
| WPG Advisers, LLC | 0.00% | New | 48 | $4K |
| Rachor Investment Advisory Services, LLC | 0.00% | Add +12.8% | 44 | $4K |
| Nvwm, LLC | 0.00% | New | 40 | $3K |
| Physician Wealth Advisors, Inc. | 0.00% | Add +100.0% | 38 | $3K |
| Carolina Wealth Advisors, LLC | 0.00% | New | 35 | $3K |
| Federation des caisses Desjardins du Quebec | 0.00% | New | 35 | $3K |
| Gill Capital Partners, LLC | 0.00% | New | 25 | $2K |
| Bare Financial Services, Inc | 0.00% | New | 25 | $2K |
| Princeton Global Asset Management LLC | 0.00% | No change | 25 | $2K |
| Avion Wealth | 0.00% | Reduce -3.2% | 30 | $2K |
| Capital Advisors, Ltd. LLC | 0.00% | Add +566.7% | 20 | $2K |
| Twin Peaks Wealth Advisors, LLC | 0.00% | New | 19 | $2K |
| True Wealth Design, LLC | 0.00% | No change | 18 | $2K |
| WealthCollab, LLC | 0.00% | No change | 13 | $1K |
| Armstrong Advisory Group, Inc. | 0.00% | New | 12 | $1K |
| Strategic Wealth Partners, Ltd. | 0.00% | New | 12 | $1K |
| Friedenthal Financial | 0.00% | New | 10 | $846 |
| Berkshire Capital Holdings Inc. | 0.00% | New | 10 | $846 |
| Root Financial Partners, LLC | 0.00% | New | 8 | $677 |
| Quarry LP | 0.00% | Reduce -90.5% | 7 | $592 |
| Basecamp Wealth Advisors LLC | 0.00% | New | 7 | $592 |
| Financial Consulate, Inc. | 0.00% | New | 5 | $423 |
| Stone House Investment Management, LLC | 0.00% | New | 5 | $423 |
| Essential Partners LLC | 0.00% | Add +33.3% | 4 | $338 |
| MassMutual Private Wealth & Trust, FSB | 0.00% | New | 2 | $169 |
| Hughes Financial Services, LLC | 0.00% | New | 1 | $85 |
| Kilter Group LLC | 0.00% | New | 1 | $85 |
| Covestor Ltd | 0.00% | No change | 4 | $0 |
"% of holder's portfolio" is AAOI's weight in each manager's 13F, not the share of Applied Optoelectronics Inc. the manager owns.