Cathay General BancorpCATY

13F holders, Q1 2024 (March 31)
255holders
4famous investors
$37.83avg. 13F price*

At the end of Q1 2024, 255 institutions reported holding Cathay General Bancorp (CATY) in their 13F filings. The largest holders were BlackRock Inc. ($404.7M), Vanguard Group Inc. ($311.4M) and Dimensional Fund Advisors LP ($152.0M). 4 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio), Israel Englander (0.0% of Millennium Management's portfolio) and Cliff Asness (0.0% of AQR Capital Management's portfolio).

Company
Cathay General Bancorp
CUSIP
149150104
Latest filing quarter
Q2 2026

History

Number of 13F holders

0100200300400 Q1 2024: 255Q1 2024Q2 2024: 237Q2 2024Q3 2024: 248Q3 2024Q4 2024: 244Q4 2024Q1 2025: 259Q1 2025Q2 2025: 272Q2 2025Q3 2025: 260Q3 2025Q4 2025: 269Q4 2025Q1 2026: 289Q1 2026Q2 2026: 305Q2 2026

Total Exit/New Position Q1 2024

InstitutionsTotal Value
New Positions45$36.7M
Exits17$5.2M

Ownership 255 holders

BlackRock Inc. 0.01% Add +0.4% 10,698,632 $404.7M
Vanguard Group Inc. 0.01% Reduce -0.3% 8,232,220 $311.4M
Dimensional Fund Advisors LP 0.04% Add +4.3% 4,018,017 $152.0M
State Street Corp. 0.01% Reduce -7.7% 3,403,777 $128.8M
Charles Schwab Investment Management Inc. 0.02% Add +27.2% 2,612,563 $98.8M
Geode Capital Management, LLC 0.01% Add +2.8% 1,632,015 $61.7M
Massachusetts Financial Services Co. 0.01% Reduce -16.2% 1,304,580 $49.4M
T. Rowe Price Investment Management, Inc. 0.03% Add +0.9% 1,217,442 $46.1M
Invesco Ltd. 0.01% Add +7.3% 1,173,954 $44.4M
American Century Companies Inc. 0.03% Add +21.4% 1,054,371 $39.9M
Morgan Stanley 0.00% Add +37.0% 1,026,945 $38.8M
Northern Trust Corp. 0.01% Reduce -6.5% 954,186 $36.1M
LSV Asset Management 0.07% Reduce -10.1% 946,593 $35.8M
Bank of New York Mellon Corp 0.01% Reduce -3.6% 867,881 $32.8M
Goldman Sachs Group Inc. 0.01% Reduce -35.7% 828,259 $31.3M
Nuveen Asset Management, LLC 0.01% Reduce -2.5% 809,276 $30.6M
GW&K Investment Management, LLC 0.26% Reduce -2.0% 782,976 $29.6M
Boston Trust Walden Corp 0.19% Reduce -27.1% 707,759 $26.8M
Norges Bank 0.00% Reduce -10.5% 693,805 $26.2M
Glenmede Trust Co. NA 0.08% Add +6.9% 441,164 $16.7M
Holocene Advisors, LP 0.06% Add +38.5% 417,906 $15.8M
Principal Financial Group Inc. 0.01% Reduce -73.8% 390,170 $14.8M
Jupiter Asset Management Ltd. 0.12% Reduce -3.4% 319,430 $12.1M
Bank of America Corp. 0.00% Reduce -3.8% 264,071 $10.0M
JPMorgan Chase & Co. 0.00% Add +21.0% 247,413 $9.4M
Rhumbline Advisers 0.01% Reduce -0.0% 243,079 $9.2M
Ameriprise Financial Inc. 0.00% Reduce -67.9% 242,334 $9.2M
First Trust Advisors LP 0.01% Reduce -73.5% 227,980 $8.6M
Stieven Capital Advisors, L.P. 1.61% Reduce -13.2% 204,563 $7.7M
Legal & General Group Plc 0.00% Reduce -0.3% 195,522 $7.4M
Brandywine Global Investment Management, LLC 0.05% Reduce -0.7% 194,252 $7.3M
Nordea Investment Management AB 0.01% Add +1.9% 181,928 $7.0M
Schonfeld Strategic Advisors LLC 0.05% New 167,334 $6.3M
Congress Asset Management Co. 0.04% Reduce -2.4% 155,818 $5.9M
Public Sector Pension Investment Board 0.04% Reduce -1.2% 148,917 $5.6M
Hotchkis & Wiley Capital Management LLC 0.02% Reduce -34.7% 145,395 $5.5M
New York State Teachers Retirement System 0.01% Reduce -2.2% 143,914 $5.4M
Swiss National Bank 0.00% No change 135,800 $5.1M
Wedge Capital Management L L P 0.08% Add +1.6% 132,390 $5.0M
Arrowstreet Capital, Limited Partnership 0.00% Reduce -36.9% 130,546 $4.9M
Prudential Financial Inc. 0.01% Reduce -1.8% 120,747 $4.6M
Barclays PLC 0.00% Reduce -30.3% 114,575 $4.3M
Millennium Management 0.00% New 105,095 $4.0M
Citigroup Inc. 0.00% Reduce -5.0% 103,517 $3.9M
Citadel Advisors 0.00% Add +1956.6% 102,746 $3.9M
Credit Suisse AG/ 0.00% Add +0.4% 99,544 $3.8M
HSBC Holdings PLC 0.00% Add +62.5% 90,442 $3.4M
Alliancebernstein L.P. 0.00% Reduce -10.6% 88,076 $3.3M
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% No change 85,067 $3.2M
UBS Group AG 0.00% Add +78.9% 83,568 $3.2M
Comerica Bank 0.01% Reduce -3.3% 83,316 $3.2M
HRT Financial LP 0.02% New 82,885 $3.1M
Victory Capital Management Inc. 0.00% Reduce -24.3% 78,160 $3.0M
Edgestream Partners, L.P. 0.15% Add +87.9% 77,311 $2.9M
Bridgeway Capital Management, LLC 0.06% New 75,500 $2.9M
Franklin Resources Inc. 0.00% Add +132.0% 73,655 $2.8M
California State Teachers Retirement System 0.00% Reduce -5.2% 69,061 $2.6M
Thrivent Financial for Lutherans 0.01% Reduce -2.6% 67,898 $2.6M
Rafferty Asset Management, LLC 0.01% Reduce -30.4% 67,446 $2.6M
State Board of Administration of Florida Retirement System 0.01% Add +37.9% 73,644 $2.5M
Squarepoint Ops LLC 0.01% New 66,139 $2.5M
Campbell & CO Investment Adviser LLC 0.21% Add +741.8% 65,156 $2.5M
Dean Investment Associates, LLC 0.34% Reduce -23.5% 64,830 $2.5M
Texas Permanent School Fund Corp. 0.02% Add +1.3% 63,582 $2.4M
CANADA LIFE ASSURANCE Co 0.00% Add +8.0% 62,586 $2.4M
Mirae Asset Global Investments Co., Ltd. 0.00% Add +38.9% 57,129 $2.1M
Qube Research & Technologies Ltd 0.00% Add +13136.4% 53,078 $2.0M
Mercer Global Advisors Inc. 0.01% Reduce -3.2% 53,029 $2.0M
Dana Investment Advisors, Inc. 0.07% New 52,444 $2.0M
Envestnet Asset Management Inc. 0.00% Reduce -37.2% 51,061 $1.9M
Bank of Montreal 0.00% Add +491.0% 49,615 $1.9M
Jane Street Group, LLC 0.00% Add +143.8% 47,644 $1.8M
Willner & Heller, LLC 1.70% Reduce -0.1% 45,173 $1.7M
State of Alaska, Department of Revenue 0.02% Reduce -1.0% 44,257 $1.7M
Cubist Systematic Strategies, LLC 0.02% New 40,976 $1.6M
BNP Paribas Financial Markets 0.00% Add +105.6% 40,975 $1.6M
T. Rowe Price Associates Inc. 0.00% Add +6.9% 40,085 $1.5M
Illinois Municipal Retirement Fund 0.02% Reduce -1.5% 39,861 $1.5M
American International Group, Inc. 0.01% Reduce -0.9% 37,659 $1.4M
Manufacturers Life Insurance Company, The 0.00% Add +9.7% 37,452 $1.4M
Alberta Investment Management Corp 0.01% No change 37,100 $1.4M
Balyasny Asset Management L.P. 0.00% Reduce -29.2% 37,043 $1.4M
Russell Investments Group, Ltd. 0.00% Add +25.6% 36,414 $1.4M
Louisiana State Employees Retirement System 0.03% Reduce -0.8% 36,000 $1.4M
MetLife Investment Management, LLC 0.01% Reduce -2.6% 35,571 $1.3M
Twinbeech Capital LP 0.03% New 35,427 $1.3M
Deutsche Bank AG 0.00% Add +5.6% 34,987 $1.3M
Jump Financial, LLC 0.03% New 33,719 $1.3M
Susquehanna International Group, LLP 0.00% Reduce -32.2% 33,095 $1.3M
Yousif Capital Management, LLC 0.01% Reduce -8.8% 32,743 $1.2M
Janus Henderson Group PLC 0.00% Add +0.0% 32,449 $1.2M
Cetera Investment Advisers 0.00% New 31,475 $1.2M
Mission Wealth Management, LP 0.03% No change 30,757 $1.2M
Iron Gate Global Advisors LLC 0.21% No change 31,126 $1.2M
Macquarie Group Ltd. 0.00% No change 30,000 $1.1M
Aquatic Capital Management LLC 0.04% New 30,000 $1.1M
Citizens Business Bank 0.23% No change 14,520 $1.1M
Guggenheim Capital LLC 0.01% Add +11.0% 29,037 $1.1M
Wells Fargo & Company 0.00% Reduce -83.8% 28,697 $1.1M
New York State Common Retirement Fund 0.00% Reduce -0.1% 28,278 $1.1M
Royce & Associates LP 0.01% Reduce -1.8% 26,504 $1.0M
Ensign Peak Advisors, Inc 0.00% Reduce -4.8% 26,425 $1000K
ORG Partners LLC 1.87% New 26,606 $982K
Susquehanna Portfolio Strategies, LLC 0.02% Reduce -35.7% 25,640 $970K
Teachers Retirement System of the State of Kentucky 0.01% No change 25,130 $951K
Healthcare of Ontario Pension Plan Trust Fund 0.00% New 25,000 $946K
Maryland State Retirement & Pension System 0.02% Reduce -0.9% 26,178 $909K
Amalgamated Bank 0.01% Reduce -14.4% 23,152 $876K
Voya Investment Management LLC 0.00% Reduce -17.0% 23,047 $872K
Captrust Financial Advisors 0.00% Reduce -2.9% 22,755 $861K
Dean Capital Management 0.49% Reduce -22.7% 22,197 $840K
Legato Capital Management LLC 0.10% Reduce -22.7% 22,197 $840K
SummerHaven Investment Management, LLC 0.52% Add +1.0% 21,917 $829K
AQR Capital Management 0.00% Reduce -40.1% 21,375 $809K
Mirabella Financial Services LLP 0.06% New 20,699 $785K
Ontario Teachers Pension Plan Board 0.01% Reduce -27.8% 20,529 $777K
Access Investment Management LLC 0.25% Add +0.2% 20,295 $768K
Y-Intercept (Hong Kong) Ltd 0.06% New 19,638 $743K
Oregon Public Employees Retirement Fund 0.01% Reduce -8.3% 19,487 $737K
Arizona State Retirement System 0.01% Reduce -1.6% 18,967 $718K
Pathstone Holdings, LLC 0.00% Reduce -8.0% 18,866 $714K
NorthCrest Asset Manangement, LLC 0.02% Reduce -1.4% 17,776 $672K
State of Tennessee, Department of Treasury 0.00% Reduce -51.3% 17,761 $672K
TD Asset Management Inc 0.00% Reduce -16.9% 15,700 $594K
Commonwealth of Pennsylvania Public School Empls Retrmt SYS 0.00% Add +0.1% 15,689 $594K
O'shaughnessy Asset Management, LLC 0.01% Add +25.5% 15,589 $590K
Unison Advisors LLC 0.06% Add +0.8% 15,479 $586K
Cornercap Investment Counsel Inc. 0.09% No change 15,337 $580K
Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% Add +6.1% 15,215 $576K
Snowden Capital Advisors LLC 0.02% Reduce -0.1% 14,446 $546K
Renaissance Technologies 0.00% New 14,171 $536K
LPL Financial LLC 0.00% Add +0.3% 14,099 $533K
ProShare Advisors LLC 0.00% Add +7.3% 14,089 $533K
Neuberger Berman Group LLC 0.00% Add +25.1% 13,531 $512K
Truist Financial Corp. 0.00% Reduce -4.6% 13,456 $509K
Entropy Technologies, LP 0.05% New 13,006 $492K
Inceptionr LLC 0.12% New 12,724 $481K
Mutual of America Capital Management LLC 0.01% Reduce -1.6% 12,516 $473K
Two Sigma Investments, LP 0.00% Add +71.8% 12,367 $468K
Handelsbanken Fonder AB 0.00% No change 11,988 $454K
Two Sigma Advisers, LP 0.00% Reduce -22.5% 11,700 $443K
MQS Management LLC 0.25% New 11,393 $431K
Engineers Gate Manager LP 0.01% New 11,343 $429K
Verition Fund Management LLC 0.00% New 11,288 $427K
Virtu Financial LLC 0.03% New 10,998 $416K
Coldstream Capital Management Inc. 0.01% Reduce -7.8% 10,866 $411K
Creative Planning 0.00% Reduce -0.9% 10,738 $406K
Trexquant Investment LP 0.01% New 10,587 $401K
EMC Capital Management 0.24% Add +57.4% 10,544 $399K
Natixis Advisors, LLC 0.00% Reduce -8.4% 10,190 $385K
XTX Topco Ltd 0.05% New 9,996 $378K
City Center Advisors, LLC 0.44% — 9,769 $370K
Commonwealth Equity Services, LLC 0.00% Add +0.8% 9,725 $368K
Wealth Enhancement Advisory Services, LLC 0.00% Reduce -2.4% 9,588 $363K
Handelsinvest Investeringsforvaltning 0.17% Reduce -34.2% 9,403 $356K
Teacher Retirement System of Texas 0.00% Reduce -47.3% 9,363 $354K
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.01% Add +8.4% 9,314 $352K
Commerce Bank 0.00% Reduce -4.9% 9,290 $351K
Versor Investments LP 0.07% No change 9,231 $349K
Advantage Alpha Capital Partners LP 0.07% Reduce -25.6% 9,176 $347K
Alps Advisors Inc. 0.00% Reduce -0.2% 8,685 $329K
Two Sigma Securities, LLC 0.02% New 8,410 $318K
State of Wisconsin Investment Board 0.00% Add +27.5% 8,336 $315K
Sherbrooke Park Advisers LLC 0.06% New 8,304 $314K
Caxton Associates LP 0.02% New 8,258 $312K
Pictet Asset Management Holding SA 0.00% No change 8,257 $312K
Shell Asset Management Co. 0.01% Reduce -9.1% 8,194 $309K
FMR LLC 0.00% Reduce -60.9% 7,968 $301K
Hennion & Walsh Asset Management, Inc. 0.02% Reduce -0.9% 7,910 $299K
Sei Investments Co. 0.00% Reduce -36.5% 7,702 $291K
Point72 (DIFC) Ltd 0.02% — 7,693 $291K
Paloma Partners Management Co 0.06% New 7,479 $283K
Ameritas Investment Partners, Inc. 0.01% No change 7,202 $272K
Cambria Investment Management, L.P. 0.02% Reduce -96.9% 7,085 $268K
PNC Financial Services Group, Inc. 0.00% Add +4.1% 7,038 $266K
Raymond James & Associates 0.00% Reduce -95.7% 7,009 $265K
Praxis Investment Management Inc. 0.02% No change 6,960 $263K
AlphaMark Advisors, LLC 0.09% Reduce -3.0% 6,832 $258K
Atria Wealth Solutions, Inc. 0.00% Add +0.1% 6,799 $257K
Tower Research Capital LLC (TRC) 0.01% Reduce -66.2% 6,784 $257K
Prime Capital Investment Advisors, LLC 0.00% Reduce -2.6% 6,140 $232K
Vestcor Inc 0.01% No change 5,685 $215K
Mariner, LLC 0.00% Add +6.9% 5,609 $212K
Cerity Partners LLC 0.00% New 5,511 $208K
Sciencast Management LP 0.13% New 5,435 $206K
Profund Advisors LLC 0.01% Reduce -17.4% 5,389 $204K
Headlands Technologies LLC 0.05% Add +12039.0% 4,977 $188K
SG Americas Securities, LLC 0.00% Reduce -78.5% 4,066 $154K
Parallel Advisors, LLC 0.00% Add +2.5% 3,747 $142K
Bessemer Group Inc. 0.00% Add +16.6% 3,675 $139K
Metropolitan Life Insurance Co 0.01% Reduce -9.7% 3,618 $137K
US Bancorp \de 0.00% Reduce -0.6% 3,576 $135K
Royal Bank of Canada 0.00% Reduce -89.8% 3,347 $127K
Point72 Hong Kong Ltd 0.01% New 2,837 $107K
Palouse Capital Management, Inc. 0.06% New 2,500 $95K
Quadrant Capital Group LLC 0.01% Reduce -4.3% 2,321 $88K
Public Employees Retirement Association of Colorado 0.00% No change 1,965 $74K
Amundi 0.00% Add +4.8% 1,867 $71K
State of Wyoming 0.01% Reduce -5.8% 1,732 $66K
Signaturefd, LLC 0.00% Add +2.1% 1,651 $62K
KBC Group NV 0.00% Add +39.1% 1,643 $62K
Public Employees Retirement System of Ohio 0.00% Add +5.2% 1,327 $50K
Nisa Investment Advisors, LLC 0.00% Add +51.6% 1,293 $49K
GAMMA Investing LLC 0.01% Reduce -8.7% 1,125 $43K
Mitsubishi UFJ Trust & Banking Corp 0.00% Reduce -54.4% 1,125 $42K
Lindbrook Capital, LLC 0.00% No change 1,034 $39K
Assetmark, Inc. 0.00% No change 965 $37K
Osaic Holdings, Inc. 0.00% Reduce -97.6% 745 $28K
Summit Securities Group LLC 0.01% New 710 $27K
nVerses Capital, LLC 0.06% New 700 $26K
STRS Ohio 0.00% Reduce -68.2% 700 $26K
Janiczek Wealth Management, LLC 0.01% No change 685 $26K
Federated Hermes, Inc. 0.00% New 605 $23K
Fifth Third Bancorp 0.00% No change 570 $22K
Allworth Financial LP 0.00% No change 535 $20K
Northwestern Mutual Wealth Management Co. 0.00% Add +3.1% 530 $20K
Nomura Asset Management Co. Ltd. 0.00% No change 520 $20K
Cwm, LLC 0.00% Add +5.8% 471 $18K
Quarry LP 0.01% Add +233.8% 434 $16K
Planning Capital Management Corp 0.01% Add +251.7% 408 $15K
CIBC Private Wealth Group LLC 0.00% New 376 $14K
Smithfield Trust Co 0.00% No change 280 $11K
First Horizon Advisors, Inc. 0.00% No change 276 $10K
Mather Group, Llc. 0.00% New 202 $9K
Elevation Wealth Partners, LLC 0.00% Add +1.9% 220 $8K
Covestor Ltd 0.01% Reduce -93.6% 232 $8K
Cetera Trust Company, N.A 0.00% No change 184 $7K
Smartleaf Asset Management LLC 0.00% Add +1300.0% 168 $6K
Bell Investment Advisors, Inc 0.00% No change 167 $6K
MassMutual Private Wealth & Trust, FSB 0.00% Reduce -8.9% 164 $6K
Private Wealth Management Group, LLC 0.00% No change 158 $6K
Steward Partners Investment Advisory, LLC 0.00% New 149 $6K
Park Place Capital Corp 0.00% No change 130 $5K
Clearstead Advisors, LLC 0.00% No change 113 $4K
LGT Financial Advisors LLC 0.00% No change 81 $3K
Gilliland Jeter Wealth Management LLC 0.00% New 78 $3K
Farther Finance Advisors, LLC 0.00% No change 61 $2K
Principal Securities, Inc. 0.00% No change 59 $2K
Front Row Advisors LLC 0.00% New 54 $2K
Parkside Financial Bank & Trust 0.00% No change 44 $2K
EverSource Wealth Advisors, LLC 0.00% New 39 $1K
JFS Wealth Advisors, LLC 0.00% No change 33 $1K
Farmers & Merchants Investments Inc. 0.00% No change 33 $1K
UMB Bank, n.a. 0.00% New 32 $1K
Spire Wealth Management 0.00% No change 25 $946
Arax Advisory Partners 0.00% No change 25 $945
Denali Advisors LLC 0.00% No change 24 $908
Manchester Capital Management LLC 0.00% No change 21 $795
SJS Investment Consulting Inc. 0.00% No change 20 $757
Continuum Advisory, LLC 0.00% New 16 $602
Avior Wealth Management, LLC 0.00% New 15 $567
Westend Capital Management, LLC 0.00% — 12 $454
DiNuzzo Private Wealth, Inc. 0.00% Add +10.0% 11 $417
Rothschild Investment LLC 0.00% New 5 $189
TFO Wealth Partners, LLC 0.00% No change 3 $113

"% of holder's portfolio" is CATY's weight in each manager's 13F, not the share of Cathay General Bancorp the manager owns.