Capital SouthwestCSWC
13F holders, Q3 2025 (September 30)164holders −13
22new positions
32sold out
3famous investors
$23.62avg. 13F price*
At the end of Q3 2025, 164 institutions reported holding Capital Southwest Corp. (CSWC) in their 13F filings, down 13 from Q2 2025. 22 opened new positions and 32 sold out. The largest holders were Van Eck Associates Corp. ($31.9M), Union Bancaire Privee, UBP SA ($31.2M) and Sanders Morris Harris LLC ($29.9M). 3 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio), Steve Cohen (0.0% of Point72 Asset Management's portfolio) and Israel Englander (0.0% of Millennium Management's portfolio).
- Company
- Capital Southwest Corp.
- CUSIP
- 140501107
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 22 | $5.3M |
| Exits | 32 | $23.5M |
All 13F filers, Q2 2025 → Q3 2025: 1,746,278 shares bought and 2,810,583 shares sold, net −1,064,305 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 164 holders
| Van Eck Associates Corp. | 0.03% | Add +8.2% | 1,457,146 | $31.9M |
| Union Bancaire Privee, UBP SA | 0.45% | Reduce -34.9% | 9,349 | $31.2M |
| Sanders Morris Harris LLC | 4.00% | Reduce -1.6% | 1,368,607 | $29.9M |
| Two Sigma Advisers, LP | 0.04% | Add +1.1% | 994,806 | $21.7M |
| Two Sigma Investments, LP | 0.03% | Add +17.2% | 892,353 | $19.5M |
| UBS Group AG | 0.00% | Reduce -0.6% | 778,161 | $17.0M |
| Sound Income Strategies, LLC | 0.82% | Add +7.8% | 756,786 | $15.1M |
| Melia Wealth LLC | 4.69% | Add +5.5% | 490,451 | $10.7M |
| BlackRock, Inc. | 0.00% | Add +32.3% | 424,388 | $9.3M |
| Zuckerman Investment Group, LLC | 0.84% | Reduce -9.8% | 415,436 | $9.1M |
| Cetera Investment Advisers | 0.01% | Add +13.3% | 409,967 | $9.0M |
| Envestnet Asset Management Inc. | 0.00% | Add +8.7% | 364,902 | $8.0M |
| Legal & General Group Plc | 0.00% | Reduce -0.3% | 331,901 | $7.2M |
| Columbus Macro, LLC | 0.79% | Add +9.7% | 318,887 | $7.0M |
| Franklin Resources Inc. | 0.00% | Add +7.0% | 311,230 | $6.8M |
| Raymond James Financial Inc. | 0.00% | Add +5.7% | 302,853 | $6.6M |
| Epiq Partners, LLC | 3.15% | Add +10.7% | 295,429 | $6.5M |
| Muzinich & Co., Inc. | 2.32% | Add +21.0% | 273,265 | $6.0M |
| HRT Financial LP | 0.02% | Add +7.0% | 258,970 | $5.7M |
| Marshall Wace, LLP | 0.01% | Add +71.4% | 252,245 | $5.5M |
| Morgan Stanley | 0.00% | Add +2.8% | 233,743 | $5.1M |
| Goldman Sachs Group Inc. | 0.00% | Add +8.6% | 231,105 | $5.1M |
| Trexquant Investment LP | 0.05% | Add +375.4% | 221,689 | $4.8M |
| Voloridge Investment Management, LLC | 0.02% | Add +173.3% | 220,367 | $4.8M |
| Sumitomo Mitsui Trust Group, Inc. | 0.00% | Add +27.5% | 220,072 | $4.8M |
| First Manhattan Co. Llc. | 0.01% | Reduce -15.5% | 218,905 | $4.8M |
| Citadel Advisors | 0.00% | Reduce -49.4% | 207,150 | $4.5M |
| Womack Financial LLC | 3.42% | Add +3.5% | 206,354 | $4.5M |
| Beacon Pointe Advisors, LLC | 0.04% | Reduce -13.8% | 195,018 | $4.3M |
| LPL Financial LLC | 0.00% | Reduce -5.3% | 194,735 | $4.3M |
| Grace & White Inc. | 0.66% | Reduce -3.8% | 167,897 | $3.7M |
| Foundations Investment Advisors, LLC | 0.04% | Add +10.3% | 130,384 | $2.9M |
| Millennium Management | 0.00% | Reduce -75.3% | 130,052 | $2.8M |
| Royal Bank of Canada | 0.00% | Reduce -16.9% | 123,826 | $2.7M |
| Advisors Asset Management, Inc. | 0.05% | Add +9.0% | 122,635 | $2.7M |
| Neuberger Berman Group LLC | 0.00% | New | 105,692 | $2.3M |
| Naviter Wealth, LLC | 0.26% | Add +2.6% | 102,757 | $2.2M |
| Hodges Capital Management Inc. | 0.19% | Reduce -4.2% | 101,641 | $2.2M |
| CreativeOne Wealth, LLC | 0.05% | Reduce -1.9% | 97,033 | $2.1M |
| Commonwealth Equity Services, LLC | 0.00% | Add +17.4% | 93,701 | $2.0M |
| B. Riley Wealth Advisors, Inc. | 0.10% | Reduce -1.8% | 90,512 | $2.0M |
| Benjamin Edwards Inc. | 0.02% | Add +1.9% | 89,430 | $2.0M |
| Engineers Gate Manager LP | 0.02% | Add +114.9% | 88,930 | $1.9M |
| Denali Advisors LLC | 0.22% | Reduce -22.9% | 87,806 | $1.9M |
| Confluence Investment Management LLC | 0.03% | Reduce -15.1% | 86,665 | $1.9M |
| First Dallas Securities Inc. | 0.69% | Add +9.0% | 84,031 | $1.8M |
| Sovereign's Capital Management, LLC | 0.91% | Reduce -0.7% | 76,522 | $1.7M |
| Moerus Capital Management LLC | 0.66% | No change | 73,983 | $1.6M |
| SMH Capital Advisors Inc. | 3.17% | Add +69.2% | 76,509 | $1.6M |
| Point72 Asset Management | 0.00% | Reduce -11.3% | 69,900 | $1.5M |
| CANADA LIFE ASSURANCE Co | 0.00% | Add +35.1% | 68,944 | $1.5M |
| Prevail Innovative Wealth Advisors, LLC | 0.29% | Add +21.0% | 68,256 | $1.5M |
| Redmont Wealth Advisors LLC | 2.07% | Add +0.0% | 67,876 | $1.5M |
| Quantbot Technologies LP | 0.04% | Reduce -16.2% | 63,316 | $1.4M |
| Hennion & Walsh Asset Management, Inc. | 0.05% | Reduce -23.1% | 61,167 | $1.3M |
| Legacy Capital Wealth Partners, LLC | 0.28% | Reduce -0.7% | 58,639 | $1.3M |
| State Street Corp. | 0.00% | Add +2.8% | 50,598 | $1.1M |
| Northern Trust Corp. | 0.00% | Add +10.0% | 50,243 | $1.1M |
| Cozad Asset Management Inc. | 0.09% | Add +1.1% | 49,676 | $1.1M |
| Kestra Advisory Services, LLC | 0.00% | Add +1.5% | 46,539 | $1.0M |
| DRW Securities, LLC | 0.05% | Add +84.8% | 46,161 | $1.0M |
| Sunbelt Securities, Inc. | 0.07% | Add +21.1% | 45,100 | $986K |
| Cornerstone Wealth Management, LLC | 0.05% | Add +0.2% | 43,083 | $942K |
| Qube Research & Technologies Ltd | 0.00% | Reduce -33.3% | 42,372 | $926K |
| Caldwell Sutter Capital, Inc. | 0.38% | No change | 41,052 | $897K |
| Virtus Investment Advisers, LLC | 0.25% | Reduce -2.2% | 40,161 | $878K |
| Mraz, Amerine & Associates, Inc. | 0.14% | Reduce -7.5% | 39,724 | $868K |
| NFSG Corp | 0.13% | Add +1110.3% | 38,439 | $840K |
| Invesco Ltd. | 0.00% | Add +8.2% | 36,792 | $804K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +18.4% | 33,762 | $738K |
| Aquatic Capital Management LLC | 0.01% | Add +153.1% | 33,741 | $738K |
| Osaic Holdings, Inc. | 0.00% | Add +25.8% | 32,252 | $732K |
| Verition Fund Management LLC | 0.00% | Add +4.6% | 32,962 | $721K |
| Mariner, LLC | 0.00% | Add +8.9% | 30,835 | $674K |
| Gsa Capital Partners LLP | 0.05% | Add +58.4% | 28,309 | $619K |
| Balyasny Asset Management L.P. | 0.00% | Reduce -94.9% | 27,843 | $609K |
| Caxton Associates LLP | 0.02% | Add +84.2% | 26,267 | $574K |
| Samalin Investment Counsel, LLC | 0.20% | Add +1.2% | 26,186 | $572K |
| Guggenheim Capital LLC | 0.00% | Add +3.8% | 25,547 | $558K |
| JPMorgan Chase & Co. | 0.00% | Add +200.5% | 25,309 | $553K |
| Bank of America Corp. | 0.00% | Reduce -10.6% | 25,062 | $548K |
| Apollon Wealth Management, LLC | 0.01% | Add +3.2% | 24,551 | $537K |
| Catalyst Capital Advisors LLC | 0.01% | No change | 20,000 | $437K |
| Vantage Financial Partners, LLC | 0.09% | New | 19,918 | $435K |
| FCG Investment Co | 0.20% | New | 19,314 | $422K |
| Dearborn Partners LLC | 0.02% | Add +21.2% | 19,135 | $418K |
| 1900 Wealth Management LLC | 0.03% | No change | 18,272 | $399K |
| LBMC Investment Advisors, LLC | 0.03% | No change | 18,250 | $399K |
| Jane Street Group, LLC | 0.00% | Reduce -16.9% | 17,039 | $372K |
| Vident Advisory, LLC | 0.00% | Reduce -17.0% | 15,837 | $346K |
| Simplex Trading, LLC | 0.01% | Add +5.3% | 15,577 | $340K |
| US Bancorp \de | 0.00% | No change | 13,756 | $301K |
| Corient Private Wealth LP | 0.00% | New | 13,352 | $292K |
| Sciencast Management LP | 0.05% | New | 13,192 | $288K |
| Brevan Howard Capital Management LP | 0.00% | Reduce -76.0% | 13,092 | $286K |
| Wedbush Securities Inc. | 0.01% | Add +11.3% | 13,043 | $285K |
| Jump Financial, LLC | 0.00% | Reduce -68.2% | 12,890 | $282K |
| Generali Investments CEE, investicni spolecnost, a.s. | 0.02% | Add +1.0% | 12,758 | $279K |
| GRIMES & Co WEALTH MANAGEMENT, LLC | 0.01% | Reduce -5.0% | 12,633 | $276K |
| Campbell & CO Investment Adviser LLC | 0.02% | Reduce -40.0% | 12,513 | $274K |
| Bard Associates Inc. | 0.07% | Reduce -28.3% | 12,373 | $270K |
| Global Retirement Partners, LLC | 0.01% | Reduce -2.6% | 12,360 | $270K |
| Cwm, LLC | 0.00% | Add +297.7% | 11,652 | $255K |
| ProShare Advisors LLC | 0.00% | Add +16.9% | 11,589 | $253K |
| Core Wealth Partners LLC | 0.12% | No change | 11,520 | $252K |
| Geode Capital Management, LLC | 0.00% | No change | 11,251 | $246K |
| Virtu Financial LLC | 0.01% | New | 11,154 | $244K |
| XTX Topco Ltd | 0.01% | New | 10,798 | $236K |
| Focus Partners Wealth | 0.00% | Add +16.2% | 10,772 | $235K |
| Quadrature Capital Ltd | 0.00% | New | 10,605 | $232K |
| HighTower Advisors, LLC | 0.00% | Add +3.8% | 10,575 | $231K |
| Centiva Capital, LP | 0.02% | New | 10,358 | $226K |
| Kingstone Capital Partners Texas, LLC | 0.12% | New | 9,678 | $212K |
| Argent Trust Co | 0.01% | Reduce -92.5% | 9,294 | $203K |
| Hollencrest Capital Management | 0.01% | Add +2.6% | 7,237 | $158K |
| Wells Fargo & Company | 0.00% | Reduce -42.6% | 7,006 | $153K |
| Leonteq Securities AG | 0.01% | Add +9.1% | 6,000 | $131K |
| BNP Paribas Financial Markets | 0.00% | New | 5,763 | $126K |
| VPR Management LLC | 0.05% | Add +120.0% | 5,500 | $120K |
| Farther Finance Advisors, LLC | 0.00% | Add +42.6% | 5,275 | $115K |
| Group One Trading LLC | 0.00% | New | 5,163 | $113K |
| Rialto Wealth Management, LLC | 0.03% | No change | 4,809 | $105K |
| Allworth Financial LP | 0.00% | Add +0.6% | 4,626 | $101K |
| Washington Trust Advisors, Inc. | 0.01% | Reduce -14.0% | 4,300 | $94K |
| Parallel Advisors, LLC | 0.00% | No change | 4,185 | $91K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +2.0% | 4,080 | $89K |
| MAI Capital Management | 0.00% | No change | 3,524 | $77K |
| Chilton Capital Management LLC | 0.00% | New | 3,500 | $77K |
| EverSource Wealth Advisors, LLC | 0.00% | Add +9.6% | 3,055 | $67K |
| Capital Analysts, LLC | 0.00% | Add +2.6% | 2,754 | $60K |
| Blue Trust, Inc. | 0.00% | Reduce -15.9% | 2,648 | $58K |
| Signaturefd, LLC | 0.00% | No change | 2,483 | $54K |
| Cubist Systematic Strategies, LLC | 0.00% | Reduce -97.8% | 2,312 | $51K |
| State of Alaska, Department of Revenue | 0.00% | New | 2,237 | $48K |
| TCTC Holdings, LLC | 0.00% | No change | 2,136 | $47K |
| Nomura Asset Management Co. Ltd. | 0.00% | No change | 2,135 | $47K |
| Geneos Wealth Management Inc. | 0.00% | No change | 1,930 | $42K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 1,566 | $34K |
| CIBC Private Wealth Group LLC | 0.00% | No change | 1,551 | $34K |
| Wealthspire Advisors, LLC | 0.00% | New | 1,418 | $31K |
| Promus Capital, LLC | 0.02% | No change | 1,384 | $30K |
| North Star Investment Management Corp. | 0.00% | No change | 1,025 | $22K |
| Larson Financial Group LLC | 0.00% | No change | 1,000 | $22K |
| HHM Wealth Advisors, LLC | 0.00% | Add +40.0% | 700 | $15K |
| 1620 Investment Advisors, Inc. | 0.01% | New | 650 | $14K |
| Toth Financial Advisory Corp. | 0.00% | No change | 600 | $13K |
| Spire Wealth Management | 0.00% | No change | 600 | $13K |
| Hager Investment Management Services, LLC | 0.01% | No change | 500 | $11K |
| Nisa Investment Advisors, LLC | 0.00% | Reduce -85.7% | 500 | $11K |
| Principal Securities, Inc. | 0.00% | New | 462 | $10K |
| Dunhill Financial, LLC | 0.00% | No change | 400 | $9K |
| Russell Investments Group, Ltd. | 0.00% | New | 320 | $7K |
| AdvisorNet Financial, Inc | 0.00% | No change | 300 | $7K |
| LRI Investments, LLC | 0.00% | No change | 250 | $5K |
| Rockefeller Capital Management L.P. | 0.00% | New | 225 | $5K |
| JFS Wealth Advisors, LLC | 0.00% | New | 200 | $4K |
| First Horizon Corp. | 0.00% | — | 200 | $4K |
| Caitong International Asset Management Co., Ltd | 0.00% | Add +600.0% | 133 | $3K |
| Delta Asset Management LLC | 0.00% | No change | 70 | $2K |
| NBT Bank, N.A. | 0.00% | Reduce -26.7% | 22 | $679 |
| DHJJ Financial Advisors, Ltd. | 0.00% | No change | 5 | $110 |
| Assetmark, Inc. | 0.00% | New | 3 | $66 |
| Huntington National Bank | 0.00% | No change | 2 | $44 |
| Citigroup Inc. | 0.00% | New | 1 | $22 |
"% of holder's portfolio" is CSWC's weight in each manager's 13F, not the share of Capital Southwest Corp. the manager owns.