Capital SouthwestCSWC
13F holders, Q1 2026 (March 31)168holders +6
30new positions
21sold out
1famous investor
$22.11avg. 13F price*
At the end of Q1 2026, 168 institutions reported holding Capital Southwest Corp. (CSWC) in their 13F filings, up 6 from Q4 2025. 30 opened new positions and 21 sold out. The largest holders were Two Sigma Investments, LP ($52.0M), Van Eck Associates Corp. ($24.9M) and Sanders Morris Harris LLC ($24.6M). One famous investor held it Israel Englander (0.0% of Millennium Management's portfolio).
- Company
- Capital Southwest Corp.
- CUSIP
- 140501107
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 30 | $60.9M |
| Exits | 21 | $21.4M |
All 13F filers, Q4 2025 → Q1 2026: 4,677,191 shares bought and 1,873,746 shares sold, net +2,803,445 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 168 holders
| Two Sigma Investments, LP | 0.04% | Add +123.9% | 2,349,648 | $52.0M |
| Van Eck Associates Corp. | 0.02% | Reduce -18.3% | 1,127,561 | $24.9M |
| Sanders Morris Harris LLC | 3.98% | New | 1,111,173 | $24.6M |
| Sound Income Strategies, LLC | 0.96% | Add +2.0% | 903,329 | $19.8M |
| UBS Group AG | 0.00% | Add +4.5% | 854,131 | $18.9M |
| Empowered Funds, LLC | 0.09% | New | 619,098 | $13.7M |
| Empirical Finance, LLC | 0.64% | New | 618,866 | $13.7M |
| Melia Wealth LLC | 5.52% | Add +2.5% | 515,478 | $11.4M |
| Cetera Investment Advisers | 0.01% | Add +6.6% | 452,698 | $10.0M |
| Legal & General Group Plc | 0.00% | Add +13.8% | 443,138 | $9.8M |
| Muzinich & Co., Inc. | 3.30% | Add +0.2% | 426,243 | $9.4M |
| Envestnet Asset Management Inc. | 0.00% | Add +4.3% | 402,926 | $8.9M |
| Columbus Macro, LLC | 0.85% | Add +3.5% | 357,781 | $7.9M |
| Franklin Resources Inc. | 0.00% | Add +25.5% | 329,121 | $7.3M |
| Epiq Partners, LLC | 3.32% | Add +0.4% | 312,326 | $6.9M |
| Sumitomo Mitsui Trust Group, Inc. | 0.00% | No change | 284,778 | $6.3M |
| BlackRock, Inc. | 0.00% | Reduce -34.5% | 276,490 | $6.1M |
| Raymond James Financial Inc. | 0.00% | Reduce -5.8% | 264,659 | $5.9M |
| Womack Financial LLC | 3.78% | Add +7.0% | 232,275 | $5.1M |
| LPL Financial LLC | 0.00% | Add +7.9% | 231,713 | $5.1M |
| Millennium Management | 0.00% | Add +3.7% | 204,548 | $4.5M |
| Beacon Pointe Advisors, LLC | 0.02% | Add +0.9% | 196,768 | $4.4M |
| First Manhattan Co. Llc. | 0.01% | Reduce -8.3% | 188,859 | $4.2M |
| Morgan Stanley | 0.00% | Reduce -22.8% | 184,028 | $4.1M |
| Grace & White Inc. | 0.65% | No change | 164,697 | $3.6M |
| Voloridge Investment Management, LLC | 0.01% | Reduce -13.3% | 147,319 | $3.3M |
| Foundations Investment Advisors, LLC | 0.04% | Add +4.3% | 135,453 | $3.0M |
| Naviter Wealth, LLC | 0.34% | Add +25.5% | 124,570 | $2.8M |
| Hodges Capital Management Inc. | 0.20% | Add +1.7% | 110,275 | $2.4M |
| GraniteShares Advisors LLC | 1.75% | Reduce -10.3% | 109,894 | $2.4M |
| Advisors Asset Management, Inc. | 0.04% | Add +4.8% | 108,400 | $2.4M |
| Ameriprise Financial Inc. | 0.00% | Add +424.6% | 105,475 | $2.4M |
| Confluence Investment Management LLC | 0.03% | Add +13.8% | 95,339 | $2.1M |
| HRT Financial LP | 0.01% | Add +47.9% | 93,416 | $2.1M |
| Neuberger Berman Group LLC | 0.00% | Reduce -2.4% | 92,473 | $2.0M |
| Balyasny Asset Management L.P. | 0.00% | Add +577.9% | 90,908 | $2.0M |
| First Dallas Securities Inc. | 0.73% | Reduce -0.2% | 89,691 | $2.0M |
| Benjamin Edwards Inc. | 0.02% | Reduce -1.6% | 88,225 | $2.0M |
| Jane Street Group, LLC | 0.00% | Add +1.3% | 78,975 | $1.7M |
| SMH Capital Advisors Inc. | 4.90% | Reduce -0.1% | 78,364 | $1.7M |
| Denali Advisors LLC | 0.19% | Reduce -0.6% | 75,847 | $1.7M |
| Truvestments Capital LLC | 0.29% | New | 72,746 | $1.6M |
| Legacy Capital Wealth Partners, LLC | 0.32% | Add +7.5% | 71,174 | $1.6M |
| State Street Corp. | 0.00% | Add +10.5% | 69,062 | $1.5M |
| B. Riley Wealth Advisors, Inc. | 0.10% | Add +0.1% | 69,760 | $1.5M |
| CANADA LIFE ASSURANCE Co | 0.00% | Reduce -8.6% | 65,606 | $1.5M |
| Hennion & Walsh Asset Management, Inc. | 0.05% | Add +10.1% | 63,745 | $1.4M |
| Moerus Capital Management LLC | 0.50% | No change | 61,698 | $1.4M |
| Cozad Asset Management Inc. | 0.10% | Add +14.3% | 59,867 | $1.3M |
| Kestra Advisory Services, LLC | 0.00% | Add +28.1% | 56,864 | $1.3M |
| BNP Paribas Financial Markets | 0.00% | New | 56,578 | $1.3M |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +46.6% | 55,815 | $1.2M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -40.4% | 55,028 | $1.2M |
| Catalyst Capital Advisors LLC | 0.02% | No change | 49,000 | $1.1M |
| Bank of America Corp. | 0.00% | Reduce -17.2% | 41,774 | $924K |
| Cornerstone Wealth Management, LLC | 0.04% | Reduce -0.6% | 40,588 | $898K |
| Symphony Financial, Ltd. Co. | 0.12% | Add +3.9% | 40,969 | $892K |
| Sunbelt Securities, Inc. | 0.05% | Add +4.3% | 37,030 | $819K |
| Caldwell Sutter Capital, Inc. | 0.33% | Reduce -2.8% | 37,018 | $819K |
| Militia Capital Management LLC | 0.17% | — | 35,000 | $774K |
| Mariner, LLC | 0.00% | Add +59.0% | 31,895 | $706K |
| AlphaCore Capital LLC | 0.02% | New | 30,996 | $686K |
| Closed-End Fund Advisors, Inc. | 0.69% | Reduce -73.1% | 30,588 | $677K |
| Guggenheim Capital LLC | 0.01% | Add +6.4% | 29,217 | $646K |
| Northern Trust Corp. | 0.00% | Reduce -43.6% | 26,651 | $590K |
| Invesco Ltd. | 0.00% | Reduce -23.9% | 26,318 | $582K |
| Greenland Capital Management LP | 0.13% | New | 26,000 | $575K |
| Apollon Wealth Management, LLC | 0.01% | Reduce -0.1% | 24,648 | $545K |
| Mraz, Amerine & Associates, Inc. | 0.08% | Reduce -16.1% | 24,254 | $536K |
| Royal Bank of Canada | 0.00% | Reduce -70.8% | 23,273 | $515K |
| Samalin Investment Counsel, LLC | 0.18% | Reduce -19.3% | 22,881 | $506K |
| Virtus Investment Advisers, LLC | 0.14% | Reduce -31.3% | 22,464 | $497K |
| Zuckerman Investment Group, LLC | 0.05% | Reduce -51.2% | 21,937 | $485K |
| Cwm, LLC | 0.00% | Add +83.7% | 21,621 | $478K |
| Brevan Howard Capital Management LP | 0.00% | Add +1.4% | 21,618 | $478K |
| Arlington Capital Management, Inc. | 0.27% | New | 21,565 | $477K |
| CreativeOne Wealth, LLC | 0.01% | Reduce -59.0% | 20,830 | $461K |
| Bayshore Capital Advisors, LLC | 0.19% | New | 20,500 | $453K |
| Dearborn Partners LLC | 0.02% | Reduce -2.9% | 19,420 | $430K |
| Oxford Asset Management LLP | 0.17% | New | 19,172 | $424K |
| Purpose Unlimited Inc. | 0.02% | New | 19,000 | $408K |
| Fund Advisors of America Inc | 0.41% | Reduce -10.6% | 18,426 | $408K |
| Independent Financial Group, LLC | 0.01% | New | 18,416 | $407K |
| 1900 Wealth Management LLC | 0.03% | No change | 18,272 | $404K |
| LBMC Investment Advisors, LLC | 0.02% | No change | 18,250 | $404K |
| Engineers Gate Manager LP | 0.00% | New | 17,597 | $389K |
| Osaic Holdings, Inc. | 0.00% | Reduce -38.1% | 17,437 | $386K |
| Wedbush Securities Inc. | 0.01% | No change | 16,378 | $362K |
| Belpointe Asset Management LLC | 0.01% | Reduce -33.0% | 15,801 | $350K |
| Quantbot Technologies LP | 0.01% | Reduce -18.4% | 15,733 | $348K |
| Inspire Advisors, LLC | 0.03% | New | 14,608 | $323K |
| JPMorgan Chase & Co. | 0.00% | Reduce -20.7% | 14,690 | $316K |
| Occudo Quantitative Strategies LP | 0.02% | New | 12,877 | $309K |
| US Bancorp \de | 0.00% | No change | 13,700 | $303K |
| XTX Topco Ltd | 0.01% | New | 13,313 | $294K |
| Generali Investments CEE, investicni spolecnost, a.s. | 0.01% | No change | 12,758 | $282K |
| Accel Wealth Management | 0.07% | Add +0.1% | 12,508 | $277K |
| Core Wealth Partners LLC | 0.12% | No change | 11,520 | $255K |
| ProShare Advisors LLC | 0.00% | Add +3.5% | 11,330 | $251K |
| Geode Capital Management, LLC | 0.00% | No change | 11,251 | $249K |
| DRW Securities, LLC | 0.01% | New | 11,165 | $247K |
| Focus Partners Wealth | 0.00% | New | 10,960 | $242K |
| FCG Investment Co | 0.10% | — | 10,669 | $236K |
| Creative Planning | 0.00% | New | 9,938 | $220K |
| HighTower Advisors, LLC | 0.00% | Add +1.1% | 9,747 | $216K |
| SageGuard Financial Group, LLC | 0.03% | Reduce -20.0% | 9,690 | $214K |
| Squarepoint Ops LLC | 0.00% | New | 9,637 | $213K |
| Trexquant Investment LP | 0.00% | Reduce -56.5% | 9,613 | $213K |
| Eagle Global Advisors LLC | 0.01% | New | 9,350 | $207K |
| Vident Advisory, LLC | 0.00% | Reduce -20.7% | 9,293 | $206K |
| VPR Management LLC | 0.08% | No change | 8,500 | $188K |
| Simplex Trading, LLC | 0.01% | Reduce -73.9% | 7,233 | $160K |
| Leonteq Securities AG | 0.01% | Add +11.1% | 7,000 | $155K |
| Allworth Financial LP | 0.00% | Add +15.3% | 5,588 | $124K |
| Rialto Wealth Management, LLC | 0.02% | No change | 4,809 | $106K |
| PNC Financial Services Group, Inc. | 0.00% | Add +197.2% | 4,654 | $103K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +10.2% | 4,409 | $98K |
| Parallel Advisors, LLC | 0.00% | No change | 4,185 | $93K |
| Hollencrest Capital Management | 0.00% | Reduce -46.2% | 3,998 | $88K |
| Wells Fargo & Company | 0.00% | Reduce -30.7% | 3,986 | $88K |
| Signaturefd, LLC | 0.00% | Add +28.0% | 3,409 | $75K |
| Burk Holdings LLC | 0.03% | New | 3,068 | $68K |
| MAI Capital Management | 0.00% | No change | 3,051 | $67K |
| Capital Analysts, LLC | 0.00% | Add +2.6% | 2,903 | $64K |
| Weiss Asset Management LP | 0.00% | Add +6381.8% | 2,852 | $63K |
| CENTRAL TRUST Co | 0.00% | New | 2,700 | $60K |
| Farther Finance Advisors, LLC | 0.00% | Reduce -49.2% | 2,702 | $59K |
| Osbon Capital Management LLC | 0.05% | Add +6.0% | 2,650 | $59K |
| Group One Trading LLC | 0.00% | Reduce -48.6% | 2,606 | $58K |
| Washington Trust Advisors, Inc. | 0.00% | No change | 2,500 | $55K |
| EverSource Wealth Advisors, LLC | 0.00% | Reduce -16.7% | 2,329 | $52K |
| State of Alaska, Department of Revenue | 0.00% | No change | 2,237 | $49K |
| Geneos Wealth Management Inc. | 0.00% | No change | 1,930 | $43K |
| Union Bancaire Privee, UBP SA | 0.00% | Reduce -76.8% | 1,685 | $36K |
| Wilmington Savings Fund Society, FSB | 0.00% | New | 1,600 | $35K |
| Triumph Capital Management | 0.01% | No change | 1,400 | $31K |
| Elequin Capital, LP | 0.01% | New | 1,177 | $26K |
| Jones Financial Companies LLLP | 0.00% | Add +43.8% | 1,156 | $25K |
| Blue Trust, Inc. | 0.00% | No change | 1,053 | $23K |
| Quarry LP | 0.00% | Add +267.9% | 1,030 | $23K |
| North Star Investment Management Corp. | 0.00% | No change | 1,025 | $23K |
| NFSG Corp | 0.00% | No change | 1,000 | $22K |
| Larson Financial Group LLC | 0.00% | No change | 1,000 | $22K |
| Tower Research Capital LLC (TRC) | 0.00% | New | 802 | $18K |
| Key Capital Management, INC | 0.01% | Add +52.1% | 782 | $17K |
| HHM Wealth Advisors, LLC | 0.00% | No change | 700 | $15K |
| Toth Financial Advisory Corp. | 0.00% | No change | 600 | $13K |
| Spire Wealth Management | 0.00% | No change | 600 | $13K |
| Hager Investment Management Services, LLC | 0.01% | No change | 500 | $11K |
| Avion Wealth | 0.00% | No change | 500 | $11K |
| Chilton Capital Management LLC | 0.00% | Reduce -83.3% | 450 | $10K |
| Dunhill Financial, LLC | 0.00% | No change | 400 | $9K |
| Russell Investments Group, Ltd. | 0.00% | Reduce -26.6% | 348 | $8K |
| Nisa Investment Advisors, LLC | 0.00% | No change | 291 | $6K |
| LRI Investments, LLC | 0.00% | No change | 250 | $6K |
| Rockefeller Capital Management L.P. | 0.00% | No change | 225 | $5K |
| First Horizon Corp. | 0.00% | No change | 200 | $4K |
| Beaird Harris Wealth Management, LLC | 0.00% | New | 197 | $4K |
| Archer Investment Corp | 0.00% | Add +2.9% | 142 | $3K |
| Caitong International Asset Management Co., Ltd | 0.00% | Reduce -36.1% | 62 | $1K |
| Delta Asset Management LLC | 0.00% | Reduce -14.3% | 60 | $1K |
| NBT Bank, N.A. | 0.00% | Add +50.0% | 33 | $725 |
| Hilton Head Capital Partners, LLC | 0.00% | New | 30 | $664 |
| Assetmark, Inc. | 0.00% | Add +800.0% | 27 | $597 |
| DHJJ Financial Advisors, Ltd. | 0.00% | No change | 5 | $111 |
| PMV Capital Advisers, LLC | 0.00% | New | 2 | $45 |
| Huntington National Bank | 0.00% | No change | 2 | $44 |
| Citigroup Inc. | 0.00% | New | 1 | $22 |
"% of holder's portfolio" is CSWC's weight in each manager's 13F, not the share of Capital Southwest Corp. the manager owns.