Pgim S&P 500 Buffer 12-DecDECPETF

13F holders, Q3 2024 (September 30)
4holders +1
1new positions
0sold out
$26.31avg. 13F price*

At the end of Q3 2024, 4 institutions reported holding Pgim S&P 500 Buffer 12-Dec (DECP) in their 13F filings, up 1 from Q2 2024. 1 opened new positions and 0 sold out. The largest holders were Maltin Wealth Management, Inc. ($3.4M), Prudential Financial Inc. ($1.6M) and Cetera Investment Advisers ($942K).

Company
Pgim S&P 500 Buffer 12-Dec
Filed as
PGIM ROCK ETF TR (Q3 2024)
CUSIP
69420N726
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q2 2024: 3Q2 2024Q3 2024: 4Q3 2024Q4 2024: 8Q4 2024Q1 2025: 8Q1 2025Q2 2025: 8Q2 2025Q3 2025: 7Q3 2025Q4 2025: 12Q4 2025Q1 2026: 13Q1 2026Q2 2026: 16Q2 2026

Total Exit/New Position Q2 2024 → Q3 2024

InstitutionsTotal Value
New Positions1$942K
Exits0$0

All 13F filers, Q2 2024 → Q3 2024: 40,252 shares bought and 148 shares sold, net +40,104 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 4 holders

Maltin Wealth Management, Inc. 1.65% Add +0.3% 128,488 $3.4M
Prudential Financial Inc. 0.00% Add +7.3% 60,743 $1.6M
Cetera Investment Advisers 0.00% New 35,825 $942K
UBS Group AG 0.00% Reduce -36.5% 257 $7K

"% of holder's portfolio" is DECP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Dec the manager owns.