Pgim S&P 500 Buffer 12-DecDECPETF

13F holders, Q4 2024 (December 31)
8holders +4
5new positions
1sold out
$26.52avg. 13F price*

At the end of Q4 2024, 8 institutions reported holding Pgim S&P 500 Buffer 12-Dec (DECP) in their 13F filings, up 4 from Q3 2024. 5 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($2.1M), Cetera Investment Advisers ($1.0M) and Commonwealth Equity Services, LLC ($490K).

Company
Pgim S&P 500 Buffer 12-Dec
Filed as
PGIM ROCK ETF TR (Q4 2024)
CUSIP
69420N726
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q2 2024: 3Q2 2024Q3 2024: 4Q3 2024Q4 2024: 8Q4 2024Q1 2025: 8Q1 2025Q2 2025: 8Q2 2025Q3 2025: 7Q3 2025Q4 2025: 12Q4 2025Q1 2026: 13Q1 2026Q2 2026: 16Q2 2026

Total Exit/New Position Q3 2024 → Q4 2024

InstitutionsTotal Value
New Positions5$825K
Exits1$3.4M

All 13F filers, Q3 2024 → Q4 2024: 51,189 shares bought and 128,639 shares sold, net −77,450 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 8 holders

Prudential Financial Inc. 0.00% Add +29.7% 78,805 $2.1M
Cetera Investment Advisers 0.00% Add +5.8% 37,884 $1.0M
Commonwealth Equity Services, LLC 0.00% New 18,471 $490K
Old Mission Capital LLC 0.01% New 10,269 $272K
Parallel Advisors, LLC 0.00% New 1,856 $49K
Royal Bank of Canada 0.00% New 247 $7K
DHJJ Financial Advisors, Ltd. 0.00% New 225 $6K
UBS Group AG 0.00% Reduce -58.8% 106 $3K

"% of holder's portfolio" is DECP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Dec the manager owns.