Pgim S&P 500 Buffer 12-DecDECPETF

13F holders, Q1 2025 (March 31)
8holders
1new positions
1sold out
$25.92avg. 13F price*

At the end of Q1 2025, 8 institutions reported holding Pgim S&P 500 Buffer 12-Dec (DECP) in their 13F filings, unchanged from Q4 2024. 1 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($3.0M), Cetera Investment Advisers ($963K) and Commonwealth Equity Services, LLC ($751K).

Company
Pgim S&P 500 Buffer 12-Dec
Filed as
PGIM ROCK ETF TR (Q1 2025)
CUSIP
69420N726
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q2 2024: 3Q2 2024Q3 2024: 4Q3 2024Q4 2024: 8Q4 2024Q1 2025: 8Q1 2025Q2 2025: 8Q2 2025Q3 2025: 7Q3 2025Q4 2025: 12Q4 2025Q1 2026: 13Q1 2026Q2 2026: 16Q2 2026

Total Exit/New Position Q4 2024 → Q1 2025

InstitutionsTotal Value
New Positions1$267K
Exits1$272K

All 13F filers, Q4 2024 → Q1 2025: 66,820 shares bought and 10,994 shares sold, net +55,826 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 8 holders

Prudential Financial Inc. 0.00% Add +45.8% 114,929 $3.0M
Cetera Investment Advisers 0.00% Reduce -1.9% 37,159 $963K
Commonwealth Equity Services, LLC 0.00% Add +56.9% 28,985 $751K
Kestra Advisory Services, LLC 0.00% New 10,320 $267K
Royal Bank of Canada 0.00% Add +3900.0% 9,880 $256K
Parallel Advisors, LLC 0.00% No change 1,856 $48K
UBS Group AG 0.00% Add +216.0% 335 $9K
DHJJ Financial Advisors, Ltd. 0.00% No change 225 $6K

"% of holder's portfolio" is DECP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Dec the manager owns.