Pgim S&P 500 Buffer 12-DecDECPETF

13F holders, Q4 2025 (December 31)
12holders +5
4new positions
0sold out
$30.47avg. 13F price*

At the end of Q4 2025, 12 institutions reported holding Pgim S&P 500 Buffer 12-Dec (DECP) in their 13F filings, up 5 from Q3 2025. 4 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($8.4M), Commonwealth Equity Services, LLC ($1.7M) and Cypress Financial Planning LLC ($969K).

Company
Pgim S&P 500 Buffer 12-Dec
Filed as
PGIM ROCK ETF TR (Q4 2025)
CUSIP
69420N726
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q2 2024: 3Q2 2024Q3 2024: 4Q3 2024Q4 2024: 8Q4 2024Q1 2025: 8Q1 2025Q2 2025: 8Q2 2025Q3 2025: 7Q3 2025Q4 2025: 12Q4 2025Q1 2026: 13Q1 2026Q2 2026: 16Q2 2026

Total Exit/New Position Q3 2025 → Q4 2025

InstitutionsTotal Value
New Positions4$2.0M
Exits0$0

All 13F filers, Q3 2025 → Q4 2025: 189,555 shares bought and 20,808 shares sold, net +168,747 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 12 holders

Prudential Financial Inc. 0.01% Add +47.6% 274,369 $8.4M
Commonwealth Equity Services, LLC 0.00% Add +119.0% 56,299 $1.7M
Cypress Financial Planning LLC 0.27% New 31,671 $969K
Raymond James Financial Inc. 0.00% New 23,909 $728K
Kestra Advisory Services, LLC 0.00% Add +29.1% 13,320 $406K
Cetera Investment Advisers 0.00% Reduce -49.1% 13,182 $402K
Steward Partners Investment Advisory, LLC 0.00% New 7,426 $226K
Pinnacle Financial Partners, Inc. 0.00% — 6,700 $204K
PNC Financial Services Group, Inc. 0.00% New 3,359 $102K
Royal Bank of Canada 0.00% Reduce -72.8% 3,028 $92K
Parallel Advisors, LLC 0.00% No change 1,856 $57K
DHJJ Financial Advisors, Ltd. 0.01% Add +512.9% 1,379 $42K

"% of holder's portfolio" is DECP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Dec the manager owns.