Pgim S&P 500 Buffer 12-DecDECPETF

13F holders, Q3 2025 (September 30)
7holders −1
0new positions
1sold out
$29.38avg. 13F price*

At the end of Q3 2025, 7 institutions reported holding Pgim S&P 500 Buffer 12-Dec (DECP) in their 13F filings, down 1 from Q2 2025. 0 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($5.5M), Cetera Investment Advisers ($760K) and Commonwealth Equity Services, LLC ($756K).

Company
Pgim S&P 500 Buffer 12-Dec
Filed as
PGIM ROCK ETF TR (Q3 2025)
CUSIP
69420N726
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q2 2024: 3Q2 2024Q3 2024: 4Q3 2024Q4 2024: 8Q4 2024Q1 2025: 8Q1 2025Q2 2025: 8Q2 2025Q3 2025: 7Q3 2025Q4 2025: 12Q4 2025Q1 2026: 13Q1 2026Q2 2026: 16Q2 2026

Total Exit/New Position Q2 2025 → Q3 2025

InstitutionsTotal Value
New Positions0$0
Exits1$9K

All 13F filers, Q2 2025 → Q3 2025: 64,164 shares bought and 8,644 shares sold, net +55,520 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 7 holders

Prudential Financial Inc. 0.01% Add +40.7% 185,919 $5.5M
Cetera Investment Advisers 0.00% Reduce -20.4% 25,875 $760K
Commonwealth Equity Services, LLC 0.00% Reduce -6.2% 25,713 $756K
Royal Bank of Canada 0.00% Add +1326.8% 11,143 $327K
Kestra Advisory Services, LLC 0.00% No change 10,320 $303K
Parallel Advisors, LLC 0.00% No change 1,856 $55K
DHJJ Financial Advisors, Ltd. 0.00% No change 225 $7K

"% of holder's portfolio" is DECP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Dec the manager owns.