Pgim S&P 500 Buffer 12-DecDECPETF
13F holders, Q1 2026 (March 31)13holders +1
2new positions
1sold out
$29.69avg. 13F price*
At the end of Q1 2026, 13 institutions reported holding Pgim S&P 500 Buffer 12-Dec (DECP) in their 13F filings, up 1 from Q4 2025. 2 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($11.3M), Raymond James Financial Inc. ($6.5M) and Commonwealth Equity Services, LLC ($1.7M).
- Company
- Pgim S&P 500 Buffer 12-Dec
- Filed as
- PGIM ROCK ETF TR (Q1 2026)
- CUSIP
- 69420N726
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $447K |
| Exits | 1 | $204K |
All 13F filers, Q4 2025 → Q1 2026: 338,987 shares bought and 13,062 shares sold, net +325,925 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 13 holders
| Prudential Financial Inc. | 0.01% | Add +38.3% | 379,433 | $11.3M |
| Raymond James Financial Inc. | 0.00% | Add +820.1% | 219,990 | $6.5M |
| Commonwealth Equity Services, LLC | 0.00% | Add +3.4% | 58,221 | $1.7M |
| Cypress Financial Planning LLC | 0.31% | Add +20.1% | 38,034 | $1.1M |
| Kestra Advisory Services, LLC | 0.00% | Reduce -3.1% | 12,900 | $383K |
| Royal Bank of Canada | 0.00% | Add +300.1% | 12,115 | $360K |
| PNC Financial Services Group, Inc. | 0.00% | Add +161.3% | 8,777 | $261K |
| Cetera Investment Advisers | 0.00% | Reduce -38.6% | 8,095 | $240K |
| Envestnet Asset Management Inc. | 0.00% | New | 7,977 | $237K |
| NewEdge Advisors, LLC | 0.00% | New | 7,075 | $210K |
| Steward Partners Investment Advisory, LLC | 0.00% | Reduce -11.5% | 6,571 | $195K |
| Parallel Advisors, LLC | 0.00% | No change | 1,856 | $55K |
| DHJJ Financial Advisors, Ltd. | 0.01% | No change | 1,379 | $41K |
"% of holder's portfolio" is DECP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Dec the manager owns.