First Trust Multi Cap GrowthFADETF
13F holders, Q3 2024 (September 30)66holders +7
8new positions
3sold out
$133.68avg. 13F price*
At the end of Q3 2024, 66 institutions reported holding First Trust Multi Cap Growth (FAD) in their 13F filings, up 7 from Q2 2024. 8 opened new positions and 3 sold out. The largest holders were Morgan Stanley ($13.4M), Raymond James Financial Services Advisors, Inc. ($11.1M) and LPL Financial LLC ($11.1M).
- Company
- First Trust Multi Cap Growth
- CUSIP
- 33733F101
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 8 | $3.7M |
| Exits | 3 | $2.9M |
All 13F filers, Q2 2024 → Q3 2024: 69,816 shares bought and 104,167 shares sold, net −34,351 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 66 holders
| Morgan Stanley | 0.00% | Add +3.4% | 100,398 | $13.4M |
| Raymond James Financial Services Advisors, Inc. | 0.01% | Reduce -37.7% | 83,121 | $11.1M |
| LPL Financial LLC | 0.00% | Add +0.4% | 82,922 | $11.1M |
| Commonwealth Equity Services, LLC | 0.01% | Reduce -17.6% | 63,986 | $8.5M |
| Goldman Sachs Group Inc. | 0.00% | No change | 54,927 | $7.3M |
| Plotkin Financial Advisors, LLC | 3.70% | Reduce -0.1% | 46,222 | $6.2M |
| Truist Financial Corp. | 0.01% | Add +3.2% | 38,281 | $5.1M |
| Susquehanna International Group, LLP | 0.01% | Add +298.1% | 31,407 | $4.2M |
| Bank of America Corp. | 0.00% | Reduce -1.0% | 29,254 | $3.9M |
| Kowal Investment Group, LLC | 0.66% | Reduce -1.2% | 26,846 | $3.6M |
| Royal Bank of Canada | 0.00% | Reduce -31.6% | 26,416 | $3.5M |
| Wells Fargo & Company | 0.00% | Add +32.0% | 25,433 | $3.4M |
| Wealth Management Partners, LLC | 1.35% | Reduce -0.2% | 21,857 | $2.9M |
| Private Advisor Group, LLC | 0.01% | Add +4.1% | 16,677 | $2.2M |
| Raymond James & Associates | 0.00% | Reduce -1.0% | 15,602 | $2.1M |
| UBS Group AG | 0.00% | Add +2.1% | 14,570 | $1.9M |
| Baird Financial Group, Inc. | 0.00% | Add +26.2% | 14,488 | $1.9M |
| Synergy Asset Management, LLC | 0.29% | New | 14,357 | $1.9M |
| Geneos Wealth Management Inc. | 0.06% | Add +5.1% | 12,714 | $1.7M |
| Cetera Investment Advisers | 0.00% | Add +2.8% | 11,147 | $1.5M |
| RPg Family Wealth Advisory, LLC | 0.48% | Add +1.1% | 11,037 | $1.5M |
| Stonebridge Financial Planning Group, LLC | 0.70% | Reduce -5.7% | 10,986 | $1.5M |
| Fifth Third Securities, Inc. | 0.13% | Reduce -1.7% | 10,327 | $1.4M |
| 626 Financial, LLC | 0.70% | No change | 9,518 | $1.3M |
| IFP Advisors, Inc | 0.03% | Reduce -0.3% | 6,996 | $935K |
| Stifel Financial Corp. | 0.00% | Add +12.2% | 6,725 | $899K |
| Apeiron RIA LLC | 0.23% | Reduce -10.4% | 6,028 | $805K |
| Proactive Wealth Strategies LLC | 0.39% | — | 5,304 | $709K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +0.3% | 5,288 | $706K |
| Sanctuary Advisors, LLC | 0.00% | Add +16.9% | 4,412 | $655K |
| Lanark Financial, Inc. | 0.05% | Reduce -8.3% | 4,200 | $561K |
| Nwam LLC | 0.03% | New | 4,087 | $546K |
| Willner & Heller, LLC | 0.47% | Add +4.1% | 3,913 | $523K |
| Independent Financial Group, LLC | 0.02% | Reduce -1.2% | 3,570 | $477K |
| Osaic Holdings, Inc. | 0.00% | Reduce -10.5% | 3,139 | $419K |
| L. Roy Papp & Associates, LLP | 0.04% | No change | 2,596 | $347K |
| Bison Wealth, LLC | 0.05% | Reduce -4.3% | 2,561 | $342K |
| Global Retirement Partners, LLC | 0.01% | Add +5.0% | 2,518 | $336K |
| Gateway Wealth Partners, LLC | 0.09% | Add +1.4% | 2,393 | $320K |
| International Assets Investment Management, LLC | 0.02% | Add +1.7% | 2,224 | $297K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +7.5% | 2,065 | $276K |
| Janney Montgomery Scott LLC | 0.00% | New | 2,057 | $275K |
| Cwm, LLC | 0.00% | Add +0.1% | 2,025 | $271K |
| Kestra Advisory Services, LLC | 0.00% | Reduce -18.7% | 1,887 | $252K |
| Ethos Financial Group, LLC | 0.04% | New | 1,722 | $230K |
| Clearstead Advisors, LLC | 0.00% | Reduce -18.7% | 1,633 | $218K |
| 1ST Source Bank | 0.01% | New | 1,606 | $215K |
| TCFG Wealth Management, LLC | 0.10% | — | 1,510 | $202K |
| Envestnet Asset Management Inc. | 0.00% | Reduce -9.1% | 1,502 | $201K |
| Ameritas Advisory Services, LLC | 0.01% | New | 1,500 | $200K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +1.9% | 1,314 | $176K |
| Jones Financial Companies LLLP | 0.00% | New | 1,221 | $162K |
| Flaharty Asset Management, LLC | 0.02% | New | 1,143 | $153K |
| Smartleaf Asset Management LLC | 0.01% | No change | 750 | $100K |
| NewEdge Advisors, LLC | 0.00% | Add +1747.1% | 628 | $84K |
| JPMorgan Chase & Co. | 0.00% | Reduce -0.3% | 406 | $54K |
| Spire Wealth Management | 0.00% | No change | 401 | $54K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.01% | Add +20.4% | 366 | $49K |
| CoreCap Advisors, LLC | 0.00% | No change | 250 | $33K |
| Harbour Investments, Inc. | 0.00% | Reduce -17.3% | 211 | $28K |
| FMR LLC | 0.00% | No change | 172 | $23K |
| Sound Income Strategies, LLC | 0.00% | No change | 90 | $12K |
| Avior Wealth Management, LLC | 0.00% | No change | 59 | $8K |
| Citigroup Inc. | 0.00% | No change | 50 | $7K |
| Principal Securities, Inc. | 0.00% | Reduce -66.7% | 25 | $3K |
| Steward Partners Investment Advisory, LLC | 0.00% | Reduce -5.9% | 16 | $2K |
"% of holder's portfolio" is FAD's weight in each manager's 13F, not the share of First Trust Multi Cap Growth the manager owns.