First Trust Mid Cap Core AlpFNXETF
13F holders, Q1 2026 (March 31)208holders +12
22new positions
8sold out
$128.34avg. 13F price*
At the end of Q1 2026, 208 institutions reported holding First Trust Mid Cap Core Alp (FNX) in their 13F filings, up 12 from Q4 2025. 22 opened new positions and 8 sold out. The largest holders were Morgan Stanley ($138.7M), LPL Financial LLC ($123.5M) and Wells Fargo & Company ($92.3M).
- Company
- First Trust Mid Cap Core Alp
- CUSIP
- 33735B108
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 22 | $7.4M |
| Exits | 8 | $4.8M |
All 13F filers, Q4 2025 → Q1 2026: 418,631 shares bought and 231,311 shares sold, net +187,320 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 208 holders
| Morgan Stanley | 0.01% | Add +2.9% | 1,081,289 | $138.7M |
| LPL Financial LLC | 0.03% | Add +3.0% | 962,684 | $123.5M |
| Wells Fargo & Company | 0.02% | Add +6.0% | 719,915 | $92.3M |
| Raymond James Financial Inc. | 0.02% | Reduce -0.8% | 441,555 | $56.6M |
| Royal Bank of Canada | 0.01% | Add +4.8% | 273,951 | $35.1M |
| UBS Group AG | 0.00% | Reduce -4.6% | 207,676 | $26.6M |
| Bank of America Corp. | 0.00% | Add +57.0% | 205,567 | $26.4M |
| Cetera Investment Advisers | 0.03% | Add +1.2% | 198,133 | $25.4M |
| Baird Financial Group, Inc. | 0.03% | Reduce -15.0% | 156,988 | $20.1M |
| Three Cord True Wealth Management, LLC | 9.75% | Add +5.1% | 136,778 | $17.5M |
| HighTower Advisors, LLC | 0.02% | Reduce -2.9% | 120,617 | $15.5M |
| Stifel Financial Corp. | 0.01% | Add +2.4% | 90,925 | $11.7M |
| Per Stirling Capital Management, LLC. | 1.09% | Add +82.1% | 76,851 | $9.9M |
| Northwestern Mutual Wealth Management Co. | 0.01% | Add +4.2% | 76,389 | $9.8M |
| Kestra Advisory Services, LLC | 0.04% | Reduce -4.4% | 73,929 | $9.5M |
| Perryman Financial Advisory Inc. | 1.35% | Add +0.1% | 70,208 | $9.0M |
| Commonwealth Equity Services, LLC | 0.01% | Add +2.6% | 67,449 | $8.6M |
| Chicago Partners Investment Group LLC | 0.18% | Add +2.1% | 60,065 | $8.3M |
| Osaic Holdings, Inc. | 0.01% | Reduce -9.2% | 54,085 | $6.9M |
| Kestra Private Wealth Services, LLC | 0.07% | Add +1.3% | 46,614 | $6.0M |
| D.A. Davidson & Co. | 0.03% | Reduce -6.2% | 44,370 | $5.7M |
| Sanctuary Advisors, LLC | 0.03% | Reduce -0.4% | 43,191 | $5.5M |
| Stratos Wealth Partners, LTD. | 0.06% | Add +0.4% | 39,760 | $5.1M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -14.5% | 38,025 | $4.9M |
| Western Wealth Management, LLC | 0.18% | Add +2.4% | 37,693 | $4.8M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Reduce -37.9% | 33,916 | $4.3M |
| Janney Montgomery Scott LLC | 0.01% | Add +8.8% | 33,414 | $4.3M |
| First Trust Advisors LP | 0.00% | Add +1359.9% | 32,527 | $4.2M |
| Prospera Financial Services Inc | 0.06% | Add +0.7% | 28,045 | $3.6M |
| Private Advisor Group, LLC | 0.02% | Add +0.3% | 26,420 | $3.4M |
| Lakeridge Wealth Management LLC | 1.44% | Add +2.0% | 26,183 | $3.4M |
| Harbour Investments, Inc. | 0.05% | Add +90.7% | 25,775 | $3.3M |
| FSM Wealth Advisors, LLC | 0.38% | Add +4.6% | 23,322 | $3.0M |
| Proactive Wealth Strategies LLC | 0.54% | Add +91.9% | 22,592 | $2.9M |
| Solutions 4 Wealth, Ltd | 4.29% | Reduce -0.4% | 22,247 | $2.9M |
| Benjamin Edwards Inc. | 0.03% | Add +8.5% | 21,076 | $2.7M |
| Snowden Capital Advisors LLC | 0.07% | Reduce -0.3% | 20,293 | $2.6M |
| Wealth Enhancement Advisory Services, LLC | 0.01% | Reduce -4.0% | 18,781 | $2.4M |
| Truist Financial Corp. | 0.00% | Add +6.7% | 18,540 | $2.4M |
| Citizens Financial Group Inc. | 0.03% | Add +0.1% | 18,270 | $2.3M |
| FWG Holdings, LLC | 0.84% | Add +52.2% | 17,071 | $2.2M |
| Rockefeller Capital Management L.P. | 0.00% | Reduce -0.3% | 17,053 | $2.2M |
| Perigon Wealth Management, LLC | 0.04% | Add +0.0% | 16,913 | $2.2M |
| &partners | 0.01% | Add +4.0% | 16,310 | $2.1M |
| GTS Securities LLC | 0.07% | Add +221.2% | 16,241 | $2.1M |
| Fifth Third Bancorp | 0.00% | New | 16,021 | $2.1M |
| Bedel Financial Consulting, Inc. | 0.23% | No change | 15,700 | $2.0M |
| Oppenheimer & Co. Inc. | 0.02% | Reduce -0.5% | 15,004 | $1.9M |
| Jones Financial Companies LLLP | 0.00% | Add +7.9% | 13,954 | $1.8M |
| Susquehanna International Group, LLP | 0.00% | Add +330.7% | 12,434 | $1.6M |
| Cozad Asset Management Inc. | 0.12% | Reduce -1.8% | 12,217 | $1.6M |
| Creative Planning | 0.00% | Reduce -3.0% | 12,040 | $1.5M |
| Kaydan Wealth Management, Inc. | 0.51% | Reduce -1.4% | 11,991 | $1.5M |
| NewEdge Advisors, LLC | 0.01% | Add +4.1% | 11,156 | $1.4M |
| Stephens Inc. | 0.02% | Add +0.0% | 10,789 | $1.4M |
| DHJJ Financial Advisors, Ltd. | 0.45% | Reduce -1.1% | 10,499 | $1.3M |
| AssuredPartners Investment Advisors, LLC | 0.14% | Reduce -3.9% | 10,162 | $1.3M |
| Park National Corp. | 0.04% | Reduce -0.4% | 10,184 | $1.3M |
| LVZ, Inc. | 0.14% | Add +8.3% | 9,766 | $1.3M |
| J.W. Cole Advisors, Inc. | 0.04% | Reduce -51.6% | 9,740 | $1.2M |
| Independent Advisor Alliance | 0.01% | New | 9,585 | $1.2M |
| Triumph Capital Management | 0.25% | Add +342.4% | 9,441 | $1.2M |
| Pacific Sun Financial Corp | 0.57% | Reduce -1.5% | 9,104 | $1.2M |
| Sterling Investment Advisors, Ltd. | 0.21% | Reduce -11.4% | 8,945 | $1.1M |
| Equitable Holdings, Inc. | 0.01% | Add +0.0% | 9,085 | $1.1M |
| Keystone Wealth Services, LLC | 0.22% | New | 8,124 | $1.0M |
| MML Investors Services, LLC | 0.00% | Reduce -3.8% | 7,792 | $999K |
| Catalyst Investment Management LLC | 1.02% | Add +4.7% | 6,668 | $919K |
| United Advisor Group, LLC | 0.11% | Add +0.1% | 7,159 | $918K |
| Potentia Wealth | 0.35% | Reduce -9.8% | 7,120 | $913K |
| Purus Wealth Management, LLC | 0.29% | Add +272.8% | 7,071 | $907K |
| Southland Equity Partners LLC | 0.17% | Reduce -3.9% | 6,905 | $886K |
| Goldman Sachs Group Inc. | 0.00% | Reduce -52.0% | 6,663 | $854K |
| Bellevue Asset Management, LLC | 0.41% | Reduce -70.4% | 6,326 | $811K |
| Transamerica Financial Advisors, LLC | 0.07% | Add +9139.4% | 6,098 | $782K |
| JPMorgan Chase & Co. | 0.00% | Add +1314.2% | 5,671 | $708K |
| FMR LLC | 0.00% | Add +16.7% | 5,427 | $696K |
| Steward Partners Investment Advisory, LLC | 0.00% | Reduce -3.6% | 5,383 | $690K |
| Rathbones Group PLC | 0.00% | Reduce -5.1% | 5,219 | $669K |
| Virtu Financial LLC | 0.03% | New | 5,139 | $659K |
| Bensler, LLC | 0.07% | Add +22.0% | 5,112 | $656K |
| B. Riley Wealth Advisors, Inc. | 0.04% | Reduce -92.8% | 4,953 | $618K |
| Three Seasons Wealth, LLC | 0.23% | No change | 4,736 | $607K |
| Higgins & Schmidt Wealth Strategies LLC | 0.27% | Reduce -0.8% | 4,628 | $594K |
| IHT Wealth Management, LLC | 0.01% | Reduce -0.7% | 4,568 | $586K |
| US Bancorp \de | 0.00% | Add +32.7% | 4,515 | $579K |
| Cwm, LLC | 0.00% | Reduce -0.7% | 4,498 | $577K |
| Hilton Head Capital Partners, LLC | 0.31% | Reduce -0.7% | 4,259 | $546K |
| Richmond Investment Services, LLC | 0.08% | Add +4.8% | 3,929 | $504K |
| World Equity Group, Inc. | 0.13% | Add +9.8% | 3,872 | $496K |
| PFG Advisors | 0.02% | Reduce -11.5% | 3,667 | $470K |
| Sigma Planning Corp | 0.01% | Reduce -17.7% | 3,629 | $465K |
| Moneco Advisors, LLC | 0.04% | Add +0.0% | 3,621 | $464K |
| Moors & Cabot, Inc. | 0.02% | Reduce -1.3% | 3,581 | $459K |
| Farther Finance Advisors, LLC | 0.00% | Add +62.8% | 3,535 | $456K |
| KPP Advisory Services LLC | 0.06% | No change | 3,463 | $444K |
| TCFG Wealth Management, LLC | 0.16% | No change | 3,384 | $434K |
| TCFG Investment Advisors, LLC | 0.16% | — | 3,384 | $434K |
| PNC Financial Services Group, Inc. | 0.00% | Add +0.1% | 3,380 | $433K |
| National Wealth Management Group, LLC | 0.16% | Reduce -1.5% | 3,367 | $432K |
"% of holder's portfolio" is FNX's weight in each manager's 13F, not the share of First Trust Mid Cap Core Alp the manager owns.