Gladstone InvestmentGAIN
13F holders, Q3 2025 (September 30)87holders +3
16new positions
12sold out
2famous investors
$20.44avg. 13F price*
At the end of Q3 2025, 87 institutions reported holding Gladstone Investment Corp. (GAIN) in their 13F filings, up 3 from Q2 2025. 16 opened new positions and 12 sold out. The largest holders were Union Bancaire Privee, UBP SA ($40.8M), Melia Wealth LLC ($16.6M) and Van Eck Associates Corp. ($11.8M). 2 famous investors held it, including Israel Englander (0.0% of Millennium Management's portfolio) and David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).
- Company
- Gladstone Investment Corp.
- CUSIP
- 376546107
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 16 | $2.8M |
| Exits | 12 | $3.2M |
All 13F filers, Q2 2025 → Q3 2025: 991,157 shares bought and 422,882 shares sold, net +568,275 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 87 holders
| Union Bancaire Privee, UBP SA | 0.59% | No change | 19,806 | $40.8M |
| Melia Wealth LLC | 7.25% | Add +5.7% | 1,197,594 | $16.6M |
| Van Eck Associates Corp. | 0.01% | Add +2.2% | 854,730 | $11.8M |
| UBS Group AG | 0.00% | Add +89.7% | 484,848 | $6.7M |
| Morgan Stanley | 0.00% | Add +11.0% | 317,936 | $4.4M |
| BlackRock, Inc. | 0.00% | Add +25.6% | 315,598 | $4.4M |
| Marshall Wace, LLP | 0.00% | Add +885.4% | 295,342 | $4.1M |
| Legal & General Group Plc | 0.00% | Reduce -8.3% | 222,547 | $3.1M |
| Outfitters Financial LLC | 2.26% | Reduce -0.2% | 201,895 | $2.8M |
| LPL Financial LLC | 0.00% | Add +4.0% | 195,758 | $2.7M |
| Blair William & Co. | 0.01% | Reduce -2.8% | 164,914 | $2.3M |
| DAVENPORT & Co LLC | 0.01% | No change | 135,262 | $1.9M |
| Cassaday & Co Wealth Management LLC | 0.04% | Add +13.8% | 128,000 | $1.8M |
| Advisors Asset Management, Inc. | 0.03% | Reduce -0.9% | 113,832 | $1.6M |
| Legacy Capital Wealth Partners, LLC | 0.30% | Reduce -1.0% | 101,206 | $1.4M |
| Atlantic Union Bankshares Corp | 0.03% | Add +16.6% | 99,789 | $1.4M |
| PFG Advisors | 0.06% | Reduce -0.7% | 99,744 | $1.4M |
| Baird Financial Group, Inc. | 0.00% | No change | 90,800 | $1.3M |
| United Advisor Group, LLC | 0.15% | No change | 78,434 | $1.1M |
| Virtus Investment Advisers, LLC | 0.28% | Add +30.7% | 70,254 | $971K |
| Royal Bank of Canada | 0.00% | Reduce -18.8% | 63,227 | $874K |
| Invesco Ltd. | 0.00% | Add +15.5% | 59,447 | $822K |
| Albert D Mason Inc. | 0.46% | Add +6.2% | 51,013 | $705K |
| CANADA LIFE ASSURANCE Co | 0.00% | Add +29.9% | 48,371 | $666K |
| Millennium Management | 0.00% | Reduce -73.7% | 44,546 | $616K |
| Raymond James Financial Inc. | 0.00% | Add +7.6% | 43,953 | $607K |
| D. E. Shaw & Co. | 0.00% | New | 43,149 | $596K |
| Ameriflex Group, Inc. | 0.22% | New | 42,338 | $585K |
| Susquehanna International Group, LLP | 0.00% | Add +18.5% | 38,094 | $526K |
| Garner Asset Management Corp | 0.20% | Reduce -1.4% | 36,289 | $502K |
| Independent Financial Group, LLC | 0.01% | Add +2.2% | 33,802 | $467K |
| Cetera Investment Advisers | 0.00% | Add +8.8% | 33,383 | $461K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -15.1% | 31,100 | $430K |
| Magnetar Financial LLC | 0.00% | New | 30,090 | $416K |
| Northern Trust Corp. | 0.00% | Add +10.4% | 27,439 | $379K |
| State of Wyoming | 0.04% | Add +116.1% | 26,003 | $359K |
| Focus Partners Wealth | 0.00% | Add +1.7% | 20,195 | $279K |
| Prosperity Financial Group, Inc. | 0.10% | Reduce -21.5% | 19,400 | $268K |
| Janney Montgomery Scott LLC | 0.00% | New | 19,375 | $268K |
| NewEdge Advisors, LLC | 0.00% | Reduce -1.3% | 19,376 | $268K |
| Osaic Holdings, Inc. | 0.00% | Reduce -28.1% | 17,844 | $251K |
| Oxford Asset Management LLP | 0.08% | New | 17,727 | $245K |
| Private Advisor Group, LLC | 0.00% | Reduce -0.2% | 15,720 | $217K |
| Envestnet Asset Management Inc. | 0.00% | Reduce -8.3% | 15,391 | $213K |
| Mirae Asset Global Investments Co., Ltd. | 0.00% | New | 14,000 | $193K |
| Wells Fargo & Company | 0.00% | Add +9.7% | 13,277 | $183K |
| Foundations Investment Advisors, LLC | 0.00% | Reduce -19.2% | 12,452 | $172K |
| Verition Fund Management LLC | 0.00% | New | 11,054 | $153K |
| Hardy Reed LLC | 0.01% | Add +1.7% | 10,918 | $151K |
| Prime Capital Investment Advisors, LLC | 0.00% | New | 10,730 | $148K |
| Mariner, LLC | 0.00% | New | 10,114 | $140K |
| Geneos Wealth Management Inc. | 0.00% | Add +1.7% | 9,001 | $124K |
| Bank of America Corp. | 0.00% | Add +272.1% | 8,946 | $124K |
| JPMorgan Chase & Co. | 0.00% | Add +36.7% | 7,249 | $100K |
| Allworth Financial LP | 0.00% | Add +2.2% | 5,140 | $71K |
| North Star Investment Management Corp. | 0.00% | No change | 5,000 | $69K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 3,600 | $50K |
| Kentucky Trust Co | 0.01% | No change | 2,000 | $28K |
| Jones Financial Companies LLLP | 0.00% | No change | 1,291 | $18K |
| Farther Finance Advisors, LLC | 0.00% | Reduce -77.3% | 1,217 | $17K |
| EverSource Wealth Advisors, LLC | 0.00% | No change | 1,200 | $17K |
| Signaturefd, LLC | 0.00% | Reduce -17.6% | 1,090 | $15K |
| ORG Partners LLC | 0.00% | New | 1,000 | $14K |
| National Bank of Canada | 0.00% | No change | 1,000 | $14K |
| Comerica Bank | 0.00% | No change | 950 | $13K |
| MAI Capital Management | 0.00% | Reduce -1.6% | 857 | $12K |
| Caldwell Sutter Capital, Inc. | 0.00% | No change | 800 | $11K |
| Crewe Advisors LLC | 0.00% | New | 766 | $11K |
| Quarry LP | 0.00% | Add +73700.0% | 738 | $10K |
| Simplex Trading, LLC | 0.00% | New | 747 | $10K |
| Sunbelt Securities, Inc. | 0.00% | New | 692 | $10K |
| Pflug Koory, LLC | 0.00% | No change | 675 | $9K |
| Assetmark, Inc. | 0.00% | Reduce -26.4% | 622 | $9K |
| Creative Financial Designs Inc. | 0.00% | No change | 600 | $8K |
| Tower Research Capital LLC (TRC) | 0.00% | Reduce -43.3% | 551 | $8K |
| Parallel Advisors, LLC | 0.00% | No change | 263 | $4K |
| Larson Financial Group LLC | 0.00% | Add +1.8% | 228 | $3K |
| Wealthspire Advisors, LLC | 0.00% | New | 180 | $2K |
| Valley National Advisers Inc. | 0.00% | No change | 150 | $2K |
| Oakworth Capital, Inc. | 0.00% | No change | 100 | $1K |
| Roble, Belko & Company, Inc | 0.00% | Add +2.1% | 95 | $1K |
| Exchange Traded Concepts, LLC | 0.00% | Reduce -97.0% | 56 | $774 |
| Quadrant Capital Group LLC | 0.00% | New | 37 | $512 |
| Advisory Services Network, LLC | 0.00% | New | 15 | $202 |
| Harbour Investments, Inc. | 0.00% | No change | 10 | $138 |
| Citigroup Inc. | 0.00% | Add +900.0% | 10 | $138 |
| DHJJ Financial Advisors, Ltd. | 0.00% | No change | 5 | $70 |
"% of holder's portfolio" is GAIN's weight in each manager's 13F, not the share of Gladstone Investment Corp. the manager owns.