Gladstone InvestmentGAIN
13F holders, Q4 2025 (December 31)92holders +5
16new positions
12sold out
$18.88avg. 13F price*
At the end of Q4 2025, 92 institutions reported holding Gladstone Investment Corp. (GAIN) in their 13F filings, up 5 from Q3 2025. 16 opened new positions and 12 sold out. The largest holders were Union Bancaire Privee, UBP SA ($33.0M), Melia Wealth LLC ($15.7M) and Van Eck Associates Corp. ($11.2M).
- Company
- Gladstone Investment Corp.
- CUSIP
- 376546107
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 16 | $5.9M |
| Exits | 12 | $2.3M |
All 13F filers, Q3 2025 → Q4 2025: 1,056,653 shares bought and 553,579 shares sold, net +503,074 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 92 holders
| Union Bancaire Privee, UBP SA | 0.39% | Reduce -22.3% | 15,393 | $33.0M |
| Melia Wealth LLC | 7.28% | Reduce -5.9% | 1,127,296 | $15.7M |
| Van Eck Associates Corp. | 0.01% | Reduce -6.5% | 798,954 | $11.2M |
| UBS Group AG | 0.00% | Add +47.1% | 713,016 | $10.0M |
| Morgan Stanley | 0.00% | Add +5.6% | 335,654 | $4.7M |
| BlackRock, Inc. | 0.00% | Add +1.3% | 319,773 | $4.5M |
| PFG Advisors | 0.21% | Add +206.0% | 305,248 | $4.3M |
| Legal & General Group Plc | 0.00% | Add +23.0% | 273,752 | $3.8M |
| Outfitters Financial LLC | 2.25% | Add +1.2% | 204,345 | $2.9M |
| LPL Financial LLC | 0.00% | Reduce -0.9% | 193,933 | $2.7M |
| Two Sigma Investments, LP | 0.00% | New | 190,243 | $2.7M |
| Marshall Wace, LLP | 0.00% | Reduce -44.3% | 164,583 | $2.3M |
| Blair William & Co. | 0.01% | Reduce -6.3% | 154,482 | $2.2M |
| DAVENPORT & Co LLC | 0.01% | Add +1.9% | 137,862 | $1.9M |
| Cassaday & Co Wealth Management LLC | 0.04% | Add +3.1% | 132,000 | $1.8M |
| Two Sigma Advisers, LP | 0.00% | New | 111,418 | $1.6M |
| Legacy Capital Wealth Partners, LLC | 0.33% | Add +10.0% | 111,329 | $1.6M |
| Atlantic Union Bankshares Corp | 0.03% | Reduce -2.6% | 97,164 | $1.4M |
| Advisors Asset Management, Inc. | 0.02% | Reduce -16.7% | 94,780 | $1.3M |
| Baird Financial Group, Inc. | 0.00% | Add +0.0% | 90,801 | $1.3M |
| Osaic Holdings, Inc. | 0.00% | Add +395.5% | 88,410 | $1.2M |
| United Advisor Group, LLC | 0.13% | Reduce -9.8% | 70,752 | $988K |
| Albert D Mason Inc. | 0.61% | Add +31.0% | 66,833 | $934K |
| Royal Bank of Canada | 0.00% | Add +4.8% | 66,229 | $926K |
| Invesco Ltd. | 0.00% | Reduce -8.8% | 54,224 | $758K |
| CANADA LIFE ASSURANCE Co | 0.00% | Add +4.3% | 50,440 | $706K |
| Raymond James Financial Inc. | 0.00% | Add +13.2% | 49,736 | $695K |
| Virtus Investment Advisers, LLC | 0.19% | Reduce -29.6% | 49,495 | $691K |
| TrueMark Investments, LLC | 0.11% | New | 41,678 | $582K |
| Global Strategic Management Inc. | 0.45% | — | 39,032 | $545K |
| Independent Financial Group, LLC | 0.01% | Add +8.8% | 36,758 | $514K |
| Garner Asset Management Corp | 0.19% | Add +0.0% | 36,293 | $507K |
| Cetera Investment Advisers | 0.00% | Reduce -7.3% | 30,936 | $432K |
| Susquehanna International Group, LLP | 0.00% | Reduce -19.3% | 30,742 | $429K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -8.7% | 28,396 | $397K |
| Northern Trust Corp. | 0.00% | Reduce -7.6% | 25,342 | $354K |
| NewEdge Advisors, LLC | 0.00% | Add +5.6% | 20,460 | $286K |
| Focus Partners Wealth | 0.00% | Add +0.5% | 20,295 | $281K |
| Janney Montgomery Scott LLC | 0.00% | No change | 19,375 | $271K |
| Ameriflex Group, Inc. | 0.14% | Reduce -54.4% | 19,308 | $270K |
| Prosperity Financial Group, Inc. | 0.08% | Reduce -17.5% | 16,000 | $224K |
| Wells Fargo & Company | 0.00% | Add +11.3% | 14,777 | $206K |
| State of Wyoming | 0.02% | Reduce -43.6% | 14,667 | $205K |
| Private Advisor Group, LLC | 0.00% | Reduce -9.1% | 14,285 | $200K |
| Jane Street Group, LLC | 0.00% | New | 14,005 | $196K |
| Mirae Asset Global Investments Co., Ltd. | 0.00% | No change | 14,000 | $196K |
| Envestnet Asset Management Inc. | 0.00% | Reduce -9.1% | 13,994 | $195K |
| Bank of America Corp. | 0.00% | Add +38.5% | 12,389 | $173K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | New | 12,098 | $168K |
| Foundations Investment Advisors, LLC | 0.00% | Reduce -3.9% | 11,970 | $167K |
| Hardy Reed LLC | 0.01% | Add +1.7% | 11,108 | $155K |
| Sound Income Strategies, LLC | 0.01% | New | 10,740 | $151K |
| Prime Capital Investment Advisors, LLC | 0.00% | Reduce -0.0% | 10,728 | $150K |
| NorthRock Partners, LLC | 0.00% | New | 10,262 | $143K |
| Abel Hall, LLC | 0.03% | New | 10,000 | $140K |
| Register Financial Advisors LLC | 0.05% | New | 9,500 | $133K |
| JPMorgan Chase & Co. | 0.00% | Reduce -4.6% | 6,915 | $97K |
| Allworth Financial LP | 0.00% | Add +0.5% | 5,167 | $72K |
| North Star Investment Management Corp. | 0.00% | No change | 5,000 | $70K |
| Aquatic Capital Management LLC | 0.00% | New | 3,562 | $50K |
| Steward Partners Investment Advisory, LLC | 0.00% | Reduce -16.7% | 3,000 | $42K |
| International Assets Investment Management, LLC | 0.00% | New | 2,190 | $31K |
| Tower Research Capital LLC (TRC) | 0.00% | Add +271.3% | 2,046 | $29K |
| National Bank of Canada | 0.00% | Add +100.0% | 2,000 | $28K |
| Kentucky Trust Co | 0.01% | No change | 2,000 | $28K |
| Kestra Advisory Services, LLC | 0.00% | New | 1,870 | $26K |
| Ritter Daniher Financial Advisory LLC / DE | 0.00% | New | 1,543 | $22K |
| MAI Capital Management | 0.00% | Add +64.2% | 1,407 | $20K |
| Jones Financial Companies LLLP | 0.00% | No change | 1,291 | $18K |
| EverSource Wealth Advisors, LLC | 0.00% | No change | 1,200 | $17K |
| CoreCap Advisors, LLC | 0.00% | New | 1,009 | $14K |
| ORG Partners LLC | 0.00% | No change | 1,000 | $14K |
| Signaturefd, LLC | 0.00% | Reduce -8.3% | 999 | $14K |
| Comerica Bank | 0.00% | No change | 950 | $13K |
| Citigroup Inc. | 0.00% | Add +7950.0% | 805 | $11K |
| Caldwell Sutter Capital, Inc. | 0.00% | No change | 800 | $11K |
| Crewe Advisors LLC | 0.00% | No change | 766 | $11K |
| Sunbelt Securities, Inc. | 0.00% | Add +1.7% | 704 | $10K |
| Pflug Koory, LLC | 0.00% | No change | 675 | $9K |
| Farther Finance Advisors, LLC | 0.00% | Reduce -44.7% | 673 | $9K |
| Assetmark, Inc. | 0.00% | No change | 622 | $9K |
| Creative Financial Designs Inc. | 0.00% | No change | 600 | $8K |
| Parallel Advisors, LLC | 0.00% | No change | 263 | $4K |
| Larson Financial Group LLC | 0.00% | Add +1.8% | 232 | $3K |
| WealthCollab, LLC | 0.00% | New | 145 | $2K |
| Valley National Advisers Inc. | 0.00% | No change | 150 | $2K |
| Oakworth Capital, Inc. | 0.00% | No change | 100 | $1K |
| US Bancorp \de | 0.00% | New | 46 | $643 |
| Quadrant Capital Group LLC | 0.00% | No change | 37 | $517 |
| Exchange Traded Concepts, LLC | 0.00% | Reduce -50.0% | 28 | $391 |
| Harbour Investments, Inc. | 0.00% | No change | 10 | $140 |
| DHJJ Financial Advisors, Ltd. | 0.00% | No change | 5 | $70 |
"% of holder's portfolio" is GAIN's weight in each manager's 13F, not the share of Gladstone Investment Corp. the manager owns.