Gladstone InvestmentGAIN
13F holders, Q3 2024 (September 30)81holders −4
12new positions
15sold out
1famous investor
$14.36avg. 13F price*
At the end of Q3 2024, 81 institutions reported holding Gladstone Investment Corp. (GAIN) in their 13F filings, down 4 from Q2 2024. 12 opened new positions and 15 sold out. The largest holders were Melia Wealth LLC ($14.6M), Van Eck Associates Corp. ($12.5M) and Legal & General Group Plc ($3.9M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Gladstone Investment Corp.
- CUSIP
- 376546107
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 12 | $1.1M |
| Exits | 15 | $3.8M |
All 13F filers, Q2 2024 → Q3 2024: 259,094 shares bought and 722,362 shares sold, net −463,268 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 81 holders
| Melia Wealth LLC | 7.54% | Add +4.0% | 1,008,123 | $14.6M |
| Van Eck Associates Corp. | 0.02% | Add +6.2% | 897,668 | $12.5M |
| Legal & General Group Plc | 0.00% | Reduce -8.3% | 268,306 | $3.9M |
| Outfitters Financial LLC | 2.42% | Reduce -2.0% | 203,295 | $2.9M |
| BlackRock, Inc. | 0.00% | — | 170,302 | $2.5M |
| DAVENPORT & Co LLC | 0.01% | Reduce -5.4% | 165,372 | $2.4M |
| LPL Financial LLC | 0.00% | Add +5.3% | 161,405 | $2.3M |
| Advisors Asset Management, Inc. | 0.04% | Add +12.1% | 159,421 | $2.3M |
| Blair William & Co. | 0.01% | Add +0.6% | 157,193 | $2.3M |
| Morgan Stanley | 0.00% | Add +21.1% | 155,087 | $2.2M |
| Two Sigma Investments, LP | 0.01% | Reduce -30.1% | 150,311 | $2.2M |
| Two Sigma Advisers, LP | 0.00% | Reduce -40.7% | 142,142 | $2.1M |
| PFG Advisors | 0.09% | No change | 101,904 | $1.5M |
| Legacy Capital Wealth Partners, LLC | 0.29% | Reduce -2.3% | 99,589 | $1.4M |
| Baird Financial Group, Inc. | 0.00% | Add +0.5% | 92,847 | $1.3M |
| Atlantic Union Bankshares Corp | 0.08% | No change | 89,545 | $1.3M |
| Royal Bank of Canada | 0.00% | Add +9.4% | 76,607 | $1.1M |
| United Advisor Group, LLC | 0.23% | Add +1.9% | 70,079 | $1.0M |
| Albert D Mason Inc. | 0.64% | Add +0.6% | 69,014 | $997K |
| Virtus Advisers, LLC | 0.38% | Reduce -8.4% | 56,681 | $819K |
| Qube Research & Technologies Ltd | 0.00% | Reduce -13.9% | 55,061 | $796K |
| Marshall Wace, LLP | 0.00% | Reduce -76.9% | 41,913 | $606K |
| Garner Asset Management Corp | 0.20% | Add +0.0% | 41,342 | $597K |
| Raymond James & Associates | 0.00% | Reduce -16.1% | 39,455 | $570K |
| Cetera Investment Advisers | 0.00% | Add +99.0% | 37,151 | $537K |
| Prosperity Financial Group, Inc. | 0.30% | Add +1.1% | 36,550 | $528K |
| Susquehanna International Group, LLP | 0.00% | Reduce -55.7% | 35,351 | $511K |
| CANADA LIFE ASSURANCE Co | 0.00% | Add +6.2% | 33,203 | $481K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -9.8% | 32,700 | $473K |
| UBS Group AG | 0.00% | Reduce -15.0% | 31,057 | $449K |
| Independent Financial Group, LLC | 0.02% | Add +14.2% | 30,805 | $445K |
| Private Advisor Group, LLC | 0.00% | Add +6.9% | 24,801 | $358K |
| Envestnet Asset Management Inc. | 0.00% | Add +2.2% | 22,683 | $328K |
| Northern Trust Corp. | 0.00% | New | 22,255 | $322K |
| Janney Montgomery Scott LLC | 0.00% | Add +12.9% | 21,952 | $317K |
| Johnson Investment Counsel Inc. | 0.00% | No change | 21,792 | $315K |
| Osaic Holdings, Inc. | 0.00% | Reduce -9.9% | 20,928 | $302K |
| Jane Street Group, LLC | 0.00% | New | 17,527 | $253K |
| Paloma Partners Management Co | 0.02% | New | 16,531 | $239K |
| Sound Income Strategies, LLC | 0.01% | Reduce -35.2% | 15,469 | $224K |
| Raymond James Financial Services Advisors, Inc. | 0.00% | Reduce -9.1% | 13,388 | $193K |
| Centiva Capital, LP | 0.01% | New | 13,288 | $192K |
| Mercer Global Advisors Inc. | 0.00% | Reduce -5.1% | 11,599 | $170K |
| Wells Fargo & Company | 0.00% | Reduce -4.3% | 10,190 | $147K |
| Ameriprise Financial Inc. | 0.00% | Reduce -0.1% | 10,140 | $147K |
| Citadel Advisors | 0.00% | Reduce -68.7% | 6,416 | $93K |
| North Star Investment Management Corp. | 0.01% | No change | 5,000 | $72K |
| Caldwell Sutter Capital, Inc. | 0.03% | Reduce -8.8% | 4,478 | $65K |
| Northwest Financial Advisors | 0.05% | New | 4,000 | $58K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 3,000 | $43K |
| Bank of America Corp. | 0.00% | Reduce -0.2% | 2,523 | $36K |
| International Assets Investment Management, LLC | 0.00% | No change | 2,190 | $32K |
| NewEdge Advisors, LLC | 0.00% | No change | 2,050 | $30K |
| Quadrant Capital Group LLC | 0.00% | Reduce -27.1% | 1,761 | $25K |
| Citigroup Inc. | 0.00% | Add +17.9% | 1,560 | $23K |
| Signaturefd, LLC | 0.00% | Reduce -40.8% | 1,452 | $21K |
| EverSource Wealth Advisors, LLC | 0.00% | No change | 1,200 | $17K |
| National Bank of Canada | 0.00% | No change | 1,000 | $14K |
| Wilmington Savings Fund Society, FSB | 0.00% | New | 930 | $13K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 850 | $12K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +160.6% | 800 | $12K |
| Pflug Koory, LLC | 0.00% | — | 675 | $10K |
| Creative Financial Designs Inc. | 0.00% | No change | 600 | $9K |
| Federation des caisses Desjardins du Quebec | 0.00% | No change | 500 | $7K |
| Jones Financial Companies LLLP | 0.00% | New | 491 | $7K |
| JNBA Financial Advisors | 0.00% | New | 455 | $7K |
| Simplex Trading, LLC | 0.00% | Reduce -60.5% | 447 | $6K |
| Lindbrook Capital, LLC | 0.00% | Reduce -51.0% | 274 | $4K |
| Parallel Advisors, LLC | 0.00% | No change | 245 | $4K |
| Larson Financial Group LLC | 0.00% | Add +1.9% | 213 | $3K |
| Valley National Advisers Inc. | 0.00% | No change | 150 | $2K |
| Concourse Financial Group Securities, Inc. | 0.00% | No change | 100 | $1K |
| Roble, Belko & Company, Inc | 0.00% | Add +151.4% | 88 | $1K |
| Morton Brown Family Wealth, LLC | 0.00% | New | 52 | $751 |
| FMR LLC | 0.00% | Reduce -32.8% | 43 | $621 |
| JPMorgan Chase & Co. | 0.00% | New | 37 | $535 |
| Tower Research Capital LLC (TRC) | 0.00% | New | 24 | $347 |
| Allworth Financial LP | 0.00% | New | 14 | $203 |
| Harbour Investments, Inc. | 0.00% | No change | 10 | $145 |
| DHJJ Financial Advisors, Ltd. | 0.00% | No change | 5 | $73 |
| Creekmur Asset Management LLC | 0.00% | Reduce -99.9% | 2 | $29 |
"% of holder's portfolio" is GAIN's weight in each manager's 13F, not the share of Gladstone Investment Corp. the manager owns.