Pgim S&P 500 Buffer 20-MayPBMYETF
13F holders, Q3 2024 (September 30)5holders +2
1new positions
0sold out
$26.83avg. 13F price*
At the end of Q3 2024, 5 institutions reported holding Pgim S&P 500 Buffer 20-May (PBMY) in their 13F filings, up 2 from Q2 2024. 1 opened new positions and 0 sold out. The largest holders were Jim Saulnier & Associates, LLC ($2.1M), Prudential Financial Inc. ($1.4M) and Commonwealth Equity Services, LLC ($448K).
- Company
- Pgim S&P 500 Buffer 20-May
- Filed as
- PGIM ROCK ETF TR (Q3 2024)
- CUSIP
- 69420N874
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 1 | $55K |
| Exits | 0 | $0 |
All 13F filers, Q2 2024 → Q3 2024: 8,474 shares bought and 3,111 shares sold, net +5,363 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 5 holders
| Jim Saulnier & Associates, LLC | 2.06% | — | 78,452 | $2.1M |
| Prudential Financial Inc. | 0.00% | Add +14.6% | 50,584 | $1.4M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -15.2% | 16,706 | $448K |
| DHJJ Financial Advisors, Ltd. | 0.02% | New | 2,050 | $55K |
| UBS Group AG | 0.00% | Reduce -6.3% | 1,649 | $44K |
"% of holder's portfolio" is PBMY's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-May the manager owns.