Pgim S&P 500 Buffer 20-MayPBMYETF

13F holders, Q2 2025 (June 30)
9holders +2
4new positions
2sold out
$28.75avg. 13F price*

At the end of Q2 2025, 9 institutions reported holding Pgim S&P 500 Buffer 20-May (PBMY) in their 13F filings, up 2 from Q1 2025. 4 opened new positions and 2 sold out. The largest holders were Prudential Financial Inc. ($4.6M), Jim Saulnier & Associates, LLC ($2.9M) and Spire Wealth Management ($1.6M).

Company
Pgim S&P 500 Buffer 20-May
Filed as
PGIM ROCK ETF TR (Q2 2025)
CUSIP
69420N874
Latest filing quarter
Q2 2026

History

Number of 13F holders

051015 Q2 2024: 3Q2 2024Q3 2024: 5Q3 2024Q4 2024: 6Q4 2024Q1 2025: 7Q1 2025Q2 2025: 9Q2 2025Q3 2025: 8Q3 2025Q4 2025: 10Q4 2025Q1 2026: 11Q1 2026Q2 2026: 14Q2 2026

Total Exit/New Position Q1 2025 → Q2 2025

InstitutionsTotal Value
New Positions4$2.7M
Exits2$252K

All 13F filers, Q1 2025 → Q2 2025: 181,651 shares bought and 12,410 shares sold, net +169,241 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 9 holders

Prudential Financial Inc. 0.01% Add +34.4% 159,736 $4.6M
Jim Saulnier & Associates, LLC 1.95% Add +46.9% 99,422 $2.9M
Spire Wealth Management 0.06% New 54,283 $1.6M
Commonwealth Equity Services, LLC 0.00% Add +87.3% 32,923 $947K
Old Mission Capital LLC 0.01% New 15,683 $451K
Kestra Private Wealth Services, LLC 0.01% New 15,575 $448K
Centaurus Financial, Inc. 0.01% New 8,119 $233K
Royal Bank of Canada 0.00% Reduce -40.8% 4,617 $133K
DHJJ Financial Advisors, Ltd. 0.02% Reduce -0.9% 2,011 $58K

"% of holder's portfolio" is PBMY's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-May the manager owns.