Pgim S&P 500 Buffer 20-MayPBMYETF

13F holders, Q1 2025 (March 31)
7holders +1
1new positions
0sold out
1famous investor
$27.37avg. 13F price*

At the end of Q1 2025, 7 institutions reported holding Pgim S&P 500 Buffer 20-May (PBMY) in their 13F filings, up 1 from Q4 2024. 1 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($3.3M), Jim Saulnier & Associates, LLC ($1.9M) and Commonwealth Equity Services, LLC ($481K). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).

Company
Pgim S&P 500 Buffer 20-May
Filed as
PGIM ROCK ETF TR (Q1 2025)
CUSIP
69420N874
Latest filing quarter
Q2 2026

History

Number of 13F holders

051015 Q2 2024: 3Q2 2024Q3 2024: 5Q3 2024Q4 2024: 6Q4 2024Q1 2025: 7Q1 2025Q2 2025: 9Q2 2025Q3 2025: 8Q3 2025Q4 2025: 10Q4 2025Q1 2026: 11Q1 2026Q2 2026: 14Q2 2026

Total Exit/New Position Q4 2024 → Q1 2025

InstitutionsTotal Value
New Positions1$252K
Exits0$0

All 13F filers, Q4 2024 → Q1 2025: 33,789 shares bought and 11,037 shares sold, net +22,752 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 7 holders

Prudential Financial Inc. 0.00% Add +18.4% 118,853 $3.3M
Jim Saulnier & Associates, LLC 1.44% Reduce -13.8% 67,664 $1.9M
Commonwealth Equity Services, LLC 0.00% Add +5.2% 17,573 $481K
Citadel Advisors 0.00% New 9,195 $252K
Royal Bank of Canada 0.00% Add +206.7% 7,802 $214K
DHJJ Financial Advisors, Ltd. 0.02% No change 2,030 $56K
UBS Group AG 0.00% Reduce -95.8% 11 $301

"% of holder's portfolio" is PBMY's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-May the manager owns.