Pgim S&P 500 Buffer 20-MayPBMYETF
13F holders, Q3 2025 (September 30)8holders −1
0new positions
1sold out
$29.47avg. 13F price*
At the end of Q3 2025, 8 institutions reported holding Pgim S&P 500 Buffer 20-May (PBMY) in their 13F filings, down 1 from Q2 2025. 0 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($5.3M), Jim Saulnier & Associates, LLC ($2.9M) and Spire Wealth Management ($1.4M).
- Company
- Pgim S&P 500 Buffer 20-May
- Filed as
- PGIM ROCK ETF TR (Q3 2025)
- CUSIP
- 69420N874
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 0 | $0 |
| Exits | 1 | $451K |
All 13F filers, Q2 2025 → Q3 2025: 18,648 shares bought and 24,884 shares sold, net −6,236 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 8 holders
| Prudential Financial Inc. | 0.01% | Add +11.6% | 178,256 | $5.3M |
| Jim Saulnier & Associates, LLC | 1.63% | Reduce -0.0% | 99,405 | $2.9M |
| Spire Wealth Management | 0.05% | Reduce -15.1% | 46,094 | $1.4M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -3.0% | 31,928 | $941K |
| Kestra Private Wealth Services, LLC | 0.01% | No change | 15,575 | $459K |
| Centaurus Financial, Inc. | 0.01% | No change | 8,119 | $239K |
| Royal Bank of Canada | 0.00% | Add +2.8% | 4,745 | $140K |
| DHJJ Financial Advisors, Ltd. | 0.02% | No change | 2,011 | $59K |
"% of holder's portfolio" is PBMY's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-May the manager owns.