Pgim S&P 500 Buffer 20-MayPBMYETF

13F holders, Q4 2024 (December 31)
6holders +1
1new positions
0sold out
$27.34avg. 13F price*

At the end of Q4 2024, 6 institutions reported holding Pgim S&P 500 Buffer 20-May (PBMY) in their 13F filings, up 1 from Q3 2024. 1 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($2.7M), Jim Saulnier & Associates, LLC ($2.1M) and Commonwealth Equity Services, LLC ($457K).

Company
Pgim S&P 500 Buffer 20-May
Filed as
PGIM ROCK ETF TR (Q4 2024)
CUSIP
69420N874
Latest filing quarter
Q2 2026

History

Number of 13F holders

051015 Q2 2024: 3Q2 2024Q3 2024: 5Q3 2024Q4 2024: 6Q4 2024Q1 2025: 7Q1 2025Q2 2025: 9Q2 2025Q3 2025: 8Q3 2025Q4 2025: 10Q4 2025Q1 2026: 11Q1 2026Q2 2026: 14Q2 2026

Total Exit/New Position Q3 2024 → Q4 2024

InstitutionsTotal Value
New Positions1$70K
Exits0$0

All 13F filers, Q3 2024 → Q4 2024: 52,344 shares bought and 1,409 shares sold, net +50,935 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 6 holders

Prudential Financial Inc. 0.00% Add +98.5% 100,384 $2.7M
Jim Saulnier & Associates, LLC 1.85% No change 78,452 $2.1M
Commonwealth Equity Services, LLC 0.00% No change 16,706 $457K
Royal Bank of Canada 0.00% New 2,544 $70K
DHJJ Financial Advisors, Ltd. 0.02% Reduce -1.0% 2,030 $55K
UBS Group AG 0.00% Reduce -84.2% 260 $7K

"% of holder's portfolio" is PBMY's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-May the manager owns.