Pgim S&P 500 Buffer 20-MayPBMYETF
13F holders, Q4 2025 (December 31)10holders +2
1new positions
0sold out
$30.01avg. 13F price*
At the end of Q4 2025, 10 institutions reported holding Pgim S&P 500 Buffer 20-May (PBMY) in their 13F filings, up 2 from Q3 2025. 1 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($7.0M), Jim Saulnier & Associates, LLC ($3.0M) and Spire Wealth Management ($908K).
- Company
- Pgim S&P 500 Buffer 20-May
- Filed as
- PGIM ROCK ETF TR (Q4 2025)
- CUSIP
- 69420N874
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 1 | $139K |
| Exits | 0 | $0 |
All 13F filers, Q3 2025 → Q4 2025: 58,388 shares bought and 18,563 shares sold, net +39,825 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 10 holders
| Prudential Financial Inc. | 0.01% | Add +29.9% | 231,620 | $7.0M |
| Jim Saulnier & Associates, LLC | 1.55% | No change | 99,405 | $3.0M |
| Spire Wealth Management | 0.03% | Reduce -34.4% | 30,258 | $908K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -7.9% | 29,401 | $882K |
| Kestra Private Wealth Services, LLC | 0.01% | No change | 15,575 | $467K |
| Blue Water Asset Management | 0.10% | — | 9,399 | $282K |
| Centaurus Financial, Inc. | 0.01% | No change | 8,119 | $244K |
| Royal Bank of Canada | 0.00% | Add +8.3% | 5,139 | $154K |
| UBS Group AG | 0.00% | New | 4,630 | $139K |
| DHJJ Financial Advisors, Ltd. | 0.02% | Reduce -9.9% | 1,811 | $54K |
"% of holder's portfolio" is PBMY's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-May the manager owns.