Pgim S&P 500 Buffer 20-MayPBMYETF
13F holders, Q1 2026 (March 31)11holders +1
1new positions
0sold out
$30.26avg. 13F price*
At the end of Q1 2026, 11 institutions reported holding Pgim S&P 500 Buffer 20-May (PBMY) in their 13F filings, up 1 from Q4 2025. 1 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($8.7M), Jim Saulnier & Associates, LLC ($3.0M) and Commonwealth Equity Services, LLC ($771K).
- Company
- Pgim S&P 500 Buffer 20-May
- Filed as
- PGIM ROCK ETF TR (Q1 2026)
- CUSIP
- 69420N874
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 1 | $229K |
| Exits | 0 | $0 |
All 13F filers, Q4 2025 → Q1 2026: 63,071 shares bought and 14,710 shares sold, net +48,361 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 11 holders
| Prudential Financial Inc. | 0.01% | Add +23.9% | 287,037 | $8.7M |
| Jim Saulnier & Associates, LLC | 1.47% | Add +0.1% | 99,478 | $3.0M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -13.3% | 25,492 | $771K |
| Spire Wealth Management | 0.03% | Reduce -18.9% | 24,546 | $743K |
| Kestra Private Wealth Services, LLC | 0.01% | Add +0.1% | 15,587 | $472K |
| Centaurus Financial, Inc. | 0.01% | No change | 8,119 | $246K |
| Blue Water Asset Management | 0.08% | Reduce -19.5% | 7,569 | $229K |
| LeClair Wealth Partners LLC | 0.08% | New | 7,569 | $229K |
| Royal Bank of Canada | 0.00% | Reduce -21.1% | 4,054 | $123K |
| UBS Group AG | 0.00% | Reduce -47.0% | 2,456 | $74K |
| DHJJ Financial Advisors, Ltd. | 0.02% | No change | 1,811 | $55K |
"% of holder's portfolio" is PBMY's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-May the manager owns.