Pgim S&P 500 Buffer 20-SepPBSEETF
13F holders, Q2 2026 (June 30)9holders −1
2new positions
3sold out
$30.88avg. 13F price*
At the end of Q2 2026, 9 institutions reported holding Pgim S&P 500 Buffer 20-Sep (PBSE) in their 13F filings, down 1 from Q1 2026. 2 opened new positions and 3 sold out. The largest holders were Prudential Financial Inc. ($15.2M), Spire Wealth Management ($2.5M) and Jim Saulnier & Associates, LLC ($1.7M).
- Company
- Pgim S&P 500 Buffer 20-Sep
- Filed as
- PGIM ROCK ETF TR (Q2 2026)
- CUSIP
- 69420N783
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $791K |
| Exits | 3 | $461K |
All 13F filers, Q1 2026 → Q2 2026: 218,968 shares bought and 54,573 shares sold, net +164,395 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 9 holders
| Prudential Financial Inc. | 0.02% | Add +65.0% | 491,106 | $15.2M |
| Spire Wealth Management | 0.08% | Reduce -22.9% | 80,872 | $2.5M |
| Jim Saulnier & Associates, LLC | 0.69% | No change | 55,826 | $1.7M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -21.1% | 55,095 | $1.7M |
| American Asset Management Inc. | 1.07% | No change | 42,561 | $1.3M |
| Kintra Wealth, LLC | 0.02% | New | 14,659 | $459K |
| Susquehanna International Group, LLP | 0.00% | New | 10,752 | $332K |
| DHJJ Financial Advisors, Ltd. | 0.01% | No change | 1,547 | $48K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 134 | $4K |
"% of holder's portfolio" is PBSE's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Sep the manager owns.