Pgim S&P 500 Buffer 20-SepPBSEETF
13F holders, Q4 2025 (December 31)10holders +2
2new positions
0sold out
$29.46avg. 13F price*
At the end of Q4 2025, 10 institutions reported holding Pgim S&P 500 Buffer 20-Sep (PBSE) in their 13F filings, up 2 from Q3 2025. 2 opened new positions and 0 sold out. The largest holders were Richard P Slaughter Associates Inc ($13.0M), Prudential Financial Inc. ($6.9M) and Spire Wealth Management ($3.1M).
- Company
- Pgim S&P 500 Buffer 20-Sep
- Filed as
- PGIM ROCK ETF TR (Q4 2025)
- CUSIP
- 69420N783
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $183K |
| Exits | 0 | $0 |
All 13F filers, Q3 2025 → Q4 2025: 77,987 shares bought and 16,466 shares sold, net +61,521 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 10 holders
| Richard P Slaughter Associates Inc | 2.73% | Add +4.2% | 441,890 | $13.0M |
| Prudential Financial Inc. | 0.01% | Add +29.6% | 235,869 | $6.9M |
| Spire Wealth Management | 0.10% | Reduce -5.2% | 105,058 | $3.1M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -12.6% | 71,459 | $2.1M |
| Jim Saulnier & Associates, LLC | 0.85% | No change | 55,826 | $1.6M |
| American Asset Management Inc. | 1.16% | Reduce -0.8% | 46,433 | $1.4M |
| Raymond James Financial Inc. | 0.00% | No change | 7,848 | $231K |
| Kestra Advisory Services, LLC | 0.00% | New | 5,454 | $161K |
| DHJJ Financial Advisors, Ltd. | 0.02% | No change | 1,547 | $46K |
| Morgan Stanley | 0.00% | New | 749 | $22K |
"% of holder's portfolio" is PBSE's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Sep the manager owns.