Pgim S&P 500 Buffer 20-SepPBSEETF

13F holders, Q3 2024 (September 30)
3holders +2
2new positions
0sold out
$26.18avg. 13F price*

At the end of Q3 2024, 3 institutions reported holding Pgim S&P 500 Buffer 20-Sep (PBSE) in their 13F filings, up 2 from Q2 2024. 2 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($1.4M), Royal Bank of Canada ($105K) and DHJJ Financial Advisors, Ltd. ($16K).

Company
Pgim S&P 500 Buffer 20-Sep
Filed as
PGIM ROCK ETF TR (Q3 2024)
CUSIP
69420N783
Latest filing quarter
Q2 2026

History

Number of 13F holders

0246810 Q2 2024: 1Q2 2024Q3 2024: 3Q3 2024Q4 2024: 4Q4 2024Q1 2025: 4Q1 2025Q2 2025: 7Q2 2025Q3 2025: 8Q3 2025Q4 2025: 10Q4 2025Q1 2026: 10Q1 2026Q2 2026: 9Q2 2026

Total Exit/New Position Q2 2024 → Q3 2024

InstitutionsTotal Value
New Positions2$121K
Exits0$0

All 13F filers, Q2 2024 → Q3 2024: 11,168 shares bought, net +11,168 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 3 holders

Prudential Financial Inc. 0.00% Add +14.5% 51,668 $1.4M
Royal Bank of Canada 0.00% New 4,008 $105K
DHJJ Financial Advisors, Ltd. 0.01% New 600 $16K

"% of holder's portfolio" is PBSE's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Sep the manager owns.