Pgim S&P 500 Buffer 20-SepPBSEETF
13F holders, Q2 2025 (June 30)7holders +3
4new positions
1sold out
$27.77avg. 13F price*
At the end of Q2 2025, 7 institutions reported holding Pgim S&P 500 Buffer 20-Sep (PBSE) in their 13F filings, up 3 from Q1 2025. 4 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($4.5M), WealthPlan Investment Management, LLC ($852K) and WealthPLAN Partners, LLC ($291K).
- Company
- Pgim S&P 500 Buffer 20-Sep
- Filed as
- PGIM ROCK ETF TR (Q2 2025)
- CUSIP
- 69420N783
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2025 → Q2 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 4 | $1.6M |
| Exits | 1 | $601K |
All 13F filers, Q1 2025 → Q2 2025: 98,007 shares bought and 22,862 shares sold, net +75,145 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 7 holders
| Prudential Financial Inc. | 0.01% | Add +34.4% | 163,130 | $4.5M |
| WealthPlan Investment Management, LLC | 0.06% | New | 30,678 | $852K |
| WealthPLAN Partners, LLC | 0.05% | New | 10,476 | $291K |
| Commonwealth Equity Services, LLC | 0.00% | New | 7,535 | $209K |
| Royal Bank of Canada | 0.00% | New | 7,172 | $199K |
| DHJJ Financial Advisors, Ltd. | 0.01% | Add +64.0% | 984 | $27K |
| UBS Group AG | 0.00% | No change | 1 | $28 |
"% of holder's portfolio" is PBSE's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Sep the manager owns.