Pgim S&P 500 Buffer 20-SepPBSEETF
13F holders, Q1 2026 (March 31)10holders
2new positions
2sold out
$29.15avg. 13F price*
At the end of Q1 2026, 10 institutions reported holding Pgim S&P 500 Buffer 20-Sep (PBSE) in their 13F filings, unchanged from Q4 2025. 2 opened new positions and 2 sold out. The largest holders were Prudential Financial Inc. ($8.7M), Spire Wealth Management ($3.1M) and Commonwealth Equity Services, LLC ($2.0M).
- Company
- Pgim S&P 500 Buffer 20-Sep
- Filed as
- PGIM ROCK ETF TR (Q1 2026)
- CUSIP
- 69420N783
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $214K |
| Exits | 2 | $13.2M |
All 13F filers, Q4 2025 → Q1 2026: 69,013 shares bought and 452,989 shares sold, net −383,976 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 10 holders
| Prudential Financial Inc. | 0.01% | Add +26.1% | 297,549 | $8.7M |
| Spire Wealth Management | 0.10% | Reduce -0.2% | 104,869 | $3.1M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -2.2% | 69,875 | $2.0M |
| Jim Saulnier & Associates, LLC | 0.79% | No change | 55,826 | $1.6M |
| American Asset Management Inc. | 1.08% | Reduce -8.3% | 42,561 | $1.2M |
| Raymond James Financial Inc. | 0.00% | No change | 7,848 | $229K |
| Royal Bank of Canada | 0.00% | New | 7,199 | $210K |
| DHJJ Financial Advisors, Ltd. | 0.01% | No change | 1,547 | $45K |
| Morgan Stanley | 0.00% | No change | 749 | $22K |
| PNC Financial Services Group, Inc. | 0.00% | New | 134 | $4K |
"% of holder's portfolio" is PBSE's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Sep the manager owns.