Pgim S&P 500 Buffer 20-SepPBSEETF
13F holders, Q3 2025 (September 30)8holders +1
5new positions
4sold out
$28.94avg. 13F price*
At the end of Q3 2025, 8 institutions reported holding Pgim S&P 500 Buffer 20-Sep (PBSE) in their 13F filings, up 1 from Q2 2025. 5 opened new positions and 4 sold out. The largest holders were Richard P Slaughter Associates Inc ($12.3M), Prudential Financial Inc. ($5.3M) and Spire Wealth Management ($3.2M).
- Company
- Pgim S&P 500 Buffer 20-Sep
- Filed as
- PGIM ROCK ETF TR (Q3 2025)
- CUSIP
- 69420N783
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 5 | $18.7M |
| Exits | 4 | $1.3M |
All 13F filers, Q2 2025 → Q3 2025: 738,963 shares bought and 48,327 shares sold, net +690,636 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 8 holders
| Richard P Slaughter Associates Inc | 2.64% | New | 423,947 | $12.3M |
| Prudential Financial Inc. | 0.01% | Add +11.6% | 182,028 | $5.3M |
| Spire Wealth Management | 0.11% | New | 110,827 | $3.2M |
| Commonwealth Equity Services, LLC | 0.00% | Add +985.2% | 81,768 | $2.4M |
| Jim Saulnier & Associates, LLC | 0.90% | New | 55,826 | $1.6M |
| American Asset Management Inc. | 1.22% | New | 46,821 | $1.4M |
| Raymond James Financial Inc. | 0.00% | New | 7,848 | $227K |
| DHJJ Financial Advisors, Ltd. | 0.02% | Add +57.2% | 1,547 | $45K |
"% of holder's portfolio" is PBSE's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Sep the manager owns.