Pgim S&P 500 Buffer 20-SepPBSEETF

13F holders, Q1 2025 (March 31)
4holders
1new positions
1sold out
$26.30avg. 13F price*

At the end of Q1 2025, 4 institutions reported holding Pgim S&P 500 Buffer 20-Sep (PBSE) in their 13F filings, unchanged from Q4 2024. 1 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($3.2M), First Heartland Consultants, Inc. ($601K) and DHJJ Financial Advisors, Ltd. ($16K).

Company
Pgim S&P 500 Buffer 20-Sep
Filed as
PGIM ROCK ETF TR (Q1 2025)
CUSIP
69420N783
Latest filing quarter
Q2 2026

History

Number of 13F holders

0246810 Q2 2024: 1Q2 2024Q3 2024: 3Q3 2024Q4 2024: 4Q4 2024Q1 2025: 4Q1 2025Q2 2025: 7Q2 2025Q3 2025: 8Q3 2025Q4 2025: 10Q4 2025Q1 2026: 10Q1 2026Q2 2026: 9Q2 2026

Total Exit/New Position Q4 2024 → Q1 2025

InstitutionsTotal Value
New Positions1$601K
Exits1$68K

All 13F filers, Q4 2024 → Q1 2025: 41,722 shares bought and 2,553 shares sold, net +39,169 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 4 holders

Prudential Financial Inc. 0.00% Add +18.4% 121,368 $3.2M
First Heartland Consultants, Inc. 0.06% New 22,862 $601K
DHJJ Financial Advisors, Ltd. 0.01% No change 600 $16K
UBS Group AG 0.00% No change 1 $26

"% of holder's portfolio" is PBSE's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Sep the manager owns.