Alps SMTH Cor BD Plus ETFSMTHETF
13F holders, Q4 2025 (December 31)79holders +8
12new positions
10sold out
2famous investors
$26.08avg. 13F price*
At the end of Q4 2025, 79 institutions reported holding Alps SMTH Cor BD Plus ETF (SMTH) in their 13F filings, up 8 from Q3 2025. 12 opened new positions and 10 sold out. The largest holders were Wealth Enhancement Advisory Services, LLC ($1.4B), Annex Advisory Services, LLC ($181.8M) and Shufro Rose & Co. LLC ($126.6M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and Cliff Asness (0.0% of AQR Capital Management's portfolio).
- Company
- Alps SMTH Cor BD Plus ETF
- Filed as
- ALPS ETF TR (Q4 2025)
- CUSIP
- 00162Q346
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 12 | $67.2M |
| Exits | 10 | $17.0M |
All 13F filers, Q3 2025 → Q4 2025: 12,219,940 shares bought and 955,179 shares sold, net +11,264,761 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 79 holders
| Wealth Enhancement Advisory Services, LLC | 1.96% | Add +12.4% | 55,466,105 | $1.4B |
| Annex Advisory Services, LLC | 3.47% | Add +27.9% | 6,974,911 | $181.8M |
| Shufro Rose & Co. LLC | 8.61% | Add +9.6% | 4,858,041 | $126.6M |
| Stratos Investment Management, LLC | 3.41% | Add +1.7% | 3,259,817 | $85.0M |
| Bank of New York Mellon Corp | 0.01% | Add +1.7% | 2,138,991 | $55.8M |
| Trilogy Capital Inc. | 1.89% | New | 1,621,551 | $42.3M |
| Lineweaver Wealth Advisors, LLC | 4.92% | Add +4.6% | 1,383,903 | $36.1M |
| Level Four Advisory Services, LLC | 1.15% | Add +2.9% | 1,342,242 | $35.0M |
| Hamilton Wealth, LLC | 6.63% | Add +5.2% | 1,337,496 | $34.9M |
| Thrivent Financial for Lutherans | 0.06% | Add +81.4% | 1,259,837 | $32.9M |
| Meridian Wealth Management, LLC | 0.76% | New | 832,218 | $21.7M |
| Traction Financial Partners, LLC | 12.46% | Add +4.3% | 806,689 | $21.0M |
| Adapt Wealth Advisors, LLC | 6.39% | Add +5.9% | 712,157 | $18.6M |
| Principle Wealth Partners LLC | 1.05% | Reduce -7.2% | 710,938 | $18.5M |
| NorthCrest Asset Manangement, LLC | 0.28% | Add +36.7% | 481,656 | $12.6M |
| Vise Technologies, Inc. | 0.24% | Add +110.2% | 464,880 | $12.1M |
| Guardian Financial Partners, LLC | 4.95% | Reduce -1.8% | 450,621 | $11.7M |
| World Investment Advisors | 0.17% | Add +6.7% | 394,821 | $10.3M |
| Prasad Wealth Partners, LLC | 2.69% | Reduce -16.2% | 387,020 | $10.1M |
| Sentinel Pension Advisors, LLC | 1.55% | Add +13.4% | 386,669 | $10.1M |
| Gallacher Capital Management LLC | 3.77% | Add +8.8% | 374,399 | $9.8M |
| Sovereign Investment Advisors, LLC | 2.28% | Reduce -9.3% | 349,695 | $9.1M |
| Old Port Advisors | 2.18% | Add +13.2% | 339,388 | $8.8M |
| Nixon Peabody Trust Co. | 0.55% | Add +13.5% | 277,317 | $7.2M |
| Ethos Financial Group, LLC | 0.53% | Add +4.4% | 273,327 | $7.1M |
| Tenzing Financial LLC | 5.22% | — | 246,721 | $6.4M |
| Sbe LLC Dba Cedar Cove Wealth Partners | 2.79% | — | 204,501 | $5.3M |
| Spectrum Investment Advisors, Inc. | 2.36% | Add +1.7% | 180,617 | $4.7M |
| Riverbend Wealth Management, LLC | 2.78% | Add +7.1% | 169,593 | $4.4M |
| Citadel Advisors | 0.00% | Reduce -18.0% | 148,142 | $3.9M |
| Alps Advisors Inc. | 0.02% | Reduce -8.6% | 147,517 | $3.8M |
| Raymond James Financial Inc. | 0.00% | Add +4.0% | 137,730 | $3.6M |
| First Foundation Advisors | 0.12% | Reduce -28.2% | 117,325 | $3.1M |
| LPL Financial LLC | 0.00% | Add +13.6% | 95,359 | $2.5M |
| Fermata Advisors, LLC | 0.52% | Reduce -0.5% | 82,575 | $2.2M |
| Arsenal Capital Advisors LLC | 1.43% | — | 77,556 | $2.0M |
| Crestwood Advisors Group, LLC | 0.03% | Add +59.1% | 77,075 | $2.0M |
| Boyer Financial Services, Inc. | 1.59% | — | 57,606 | $1.5M |
| Wells Fargo & Company | 0.00% | Reduce -14.0% | 53,317 | $1.4M |
| JPMorgan Chase & Co. | 0.00% | Add +101.3% | 44,116 | $1.2M |
| Tidal Investments LLC | 0.00% | New | 41,391 | $1.1M |
| G&S Capital LLC | 0.38% | Add +44.3% | 40,832 | $1.1M |
| Triumph Capital Management | 0.21% | Reduce -9.6% | 37,505 | $978K |
| Legacy Capital Wealth Partners, LLC | 0.19% | Reduce -3.6% | 33,627 | $877K |
| Wealth Enhancement Trust Services, Inc. | 0.09% | — | 26,835 | $700K |
| Apollon Wealth Management, LLC | 0.01% | Reduce -0.1% | 26,797 | $699K |
| Coastal Bridge Advisors, LLC | 0.05% | Add +13.7% | 23,967 | $625K |
| Commonwealth Equity Services, LLC | 0.00% | Add +7.6% | 22,422 | $585K |
| Curbstone Financial Management Corp | 0.11% | New | 21,366 | $557K |
| Susquehanna International Group, LLP | 0.00% | New | 20,120 | $525K |
| Signature Estate & Investment Advisors LLC | 0.01% | Reduce -21.3% | 19,695 | $513K |
| Arax Advisory Partners | 0.01% | New | 18,378 | $479K |
| Stratos Wealth Partners, LTD. | 0.01% | Add +56.2% | 18,258 | $476K |
| Morgan Stanley | 0.00% | No change | 17,190 | $448K |
| Summit Financial, LLC | 0.01% | Reduce -26.7% | 16,950 | $442K |
| Blue Line Capital, LLC / IL | 0.52% | — | 16,834 | $439K |
| Osaic Holdings, Inc. | 0.00% | Add +84.4% | 16,647 | $434K |
| Kestra Advisory Services, LLC | 0.00% | Add +6.8% | 16,589 | $432K |
| Tribridge Partners Financial LLC | 0.15% | No change | 13,461 | $351K |
| Concurrent Investment Advisors, LLC | 0.00% | New | 11,611 | $303K |
| Rockefeller Capital Management L.P. | 0.00% | Reduce -7.9% | 9,994 | $261K |
| Stifel Financial Corp. | 0.00% | Add +0.5% | 9,221 | $240K |
| Jane Street Group, LLC | 0.00% | New | 8,347 | $218K |
| AQR Capital Management | 0.00% | Reduce -43.7% | 7,674 | $200K |
| Comerica Bank | 0.00% | Add +6.5% | 7,486 | $195K |
| BlackRock, Inc. | 0.00% | Reduce -60.0% | 4,808 | $125K |
| Royal Bank of Canada | 0.00% | Add +8.2% | 3,331 | $87K |
| MAI Capital Management | 0.00% | Add +1.1% | 3,250 | $85K |
| Northwestern Mutual Wealth Management Co. | 0.00% | New | 2,941 | $77K |
| Franklin Resources Inc. | 0.00% | No change | 934 | $24K |
| AE Wealth Management LLC | 0.00% | Add +0.2% | 631 | $16K |
| Family Capital Trust Co | 0.01% | No change | 613 | $16K |
| Fairway Wealth LLC | 0.00% | New | 570 | $15K |
| Assetmark, Inc. | 0.00% | No change | 304 | $8K |
| Operose Advisors LLC | 0.00% | No change | 256 | $7K |
| SOA Wealth Advisors, LLC. | 0.00% | No change | 206 | $5K |
| FWL Investment Management, LLC | 0.00% | No change | 178 | $5K |
| Allworth Financial LP | 0.00% | New | 36 | $939 |
| O'shaughnessy Asset Management, LLC | 0.00% | New | 19 | $495 |
"% of holder's portfolio" is SMTH's weight in each manager's 13F, not the share of Alps SMTH Cor BD Plus ETF the manager owns.