Alps SMTH Cor BD Plus ETFSMTHETF
13F holders, Q1 2026 (March 31)82holders +3
14new positions
10sold out
2famous investors
$25.63avg. 13F price*
At the end of Q1 2026, 82 institutions reported holding Alps SMTH Cor BD Plus ETF (SMTH) in their 13F filings, up 3 from Q4 2025. 14 opened new positions and 10 sold out. The largest holders were Wealth Enhancement Advisory Services, LLC ($1.1B), Annex Advisory Services, LLC ($207.5M) and Shufro Rose & Co. LLC ($131.5M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and Cliff Asness (0.0% of AQR Capital Management's portfolio).
- Company
- Alps SMTH Cor BD Plus ETF
- Filed as
- ALPS ETF TR (Q1 2026)
- CUSIP
- 00162Q346
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 14 | $7.8M |
| Exits | 10 | $2.6M |
All 13F filers, Q4 2025 → Q1 2026: 2,920,627 shares bought and 14,379,286 shares sold, net −11,458,659 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 82 holders
| Wealth Enhancement Advisory Services, LLC | 2.36% | Reduce -24.1% | 42,086,273 | $1.1B |
| Annex Advisory Services, LLC | 3.89% | Add +15.5% | 8,057,413 | $207.5M |
| Shufro Rose & Co. LLC | 8.96% | Add +5.1% | 5,106,384 | $131.5M |
| Stratos Investment Management, LLC | 3.54% | Add +5.1% | 3,427,061 | $88.3M |
| Bank of New York Mellon Corp | 0.01% | Add +3.2% | 2,208,173 | $56.9M |
| Trilogy Capital Inc. | 2.23% | Add +19.8% | 1,943,212 | $50.0M |
| Lineweaver Wealth Advisors, LLC | 5.09% | Add +5.9% | 1,465,774 | $37.8M |
| Hamilton Wealth, LLC | 6.65% | Reduce -0.8% | 1,326,629 | $34.2M |
| Level Four Advisory Services, LLC | 1.05% | Reduce -7.8% | 1,238,142 | $31.9M |
| Meridian Wealth Management, LLC | 0.78% | Add +2.8% | 855,270 | $22.0M |
| Thrivent Financial for Lutherans | 0.04% | Reduce -41.9% | 731,969 | $18.9M |
| Adapt Wealth Advisors, LLC | 6.73% | Add +1.3% | 721,532 | $18.6M |
| Traction Financial Partners, LLC | 10.74% | Reduce -16.1% | 677,125 | $17.4M |
| Principle Wealth Partners LLC | 1.00% | Reduce -4.8% | 676,565 | $17.4M |
| NorthCrest Asset Manangement, LLC | 0.43% | Add +10.1% | 530,146 | $13.7M |
| Guardian Financial Partners, LLC | 5.39% | Add +10.0% | 495,650 | $12.8M |
| Vise Technologies, Inc. | 0.24% | No change | 464,880 | $12.1M |
| Sentinel Pension Advisors, LLC | 1.67% | Add +13.2% | 437,659 | $11.3M |
| World Investment Advisors | 0.18% | Add +10.4% | 436,043 | $11.2M |
| Prasad Wealth Partners, LLC | 2.80% | Add +3.2% | 399,373 | $10.3M |
| Old Port Advisors | 2.29% | Add +13.7% | 385,989 | $9.9M |
| Gallacher Capital Management LLC | 3.75% | Add +1.3% | 379,430 | $9.8M |
| Sovereign Investment Advisors, LLC | 2.04% | Add +6.9% | 373,742 | $9.6M |
| Ethos Financial Group, LLC | 0.56% | Add +9.2% | 298,441 | $7.7M |
| Tenzing Financial LLC | 5.70% | Add +18.7% | 292,878 | $7.6M |
| Nixon Peabody Trust Co. | 0.59% | Add +4.3% | 289,257 | $7.4M |
| Sbe LLC Dba Cedar Cove Wealth Partners | 2.95% | Add +6.8% | 218,318 | $5.6M |
| Spectrum Investment Advisors, Inc. | 2.49% | Add +7.7% | 194,520 | $5.0M |
| Riverbend Wealth Management, LLC | 3.11% | Add +14.5% | 194,177 | $5.0M |
| Alps Advisors Inc. | 0.02% | No change | 147,517 | $3.8M |
| Raymond James Financial Inc. | 0.00% | Add +2.7% | 141,460 | $3.6M |
| LPL Financial LLC | 0.00% | Add +41.7% | 135,082 | $3.5M |
| Bank of America Corp. | 0.00% | New | 116,201 | $3.0M |
| First Foundation Advisors | 0.12% | Reduce -2.3% | 114,592 | $3.0M |
| Citadel Advisors | 0.00% | Reduce -36.2% | 94,547 | $2.4M |
| Crestwood Advisors Group, LLC | 0.04% | Add +18.3% | 91,161 | $2.3M |
| Blue Line Capital, LLC / IL | 2.55% | Add +418.9% | 87,352 | $2.2M |
| Fermata Advisors, LLC | 0.48% | Reduce -0.3% | 82,372 | $2.1M |
| Arsenal Capital Advisors LLC | 1.48% | Add +2.1% | 79,161 | $2.0M |
| Wells Fargo & Company | 0.00% | Add +21.9% | 65,017 | $1.7M |
| Tidal Investments LLC | 0.00% | Add +47.1% | 60,870 | $1.6M |
| Signal Advisors Wealth, LLC | 0.10% | New | 56,677 | $1.5M |
| Goldman Sachs Group Inc. | 0.00% | New | 49,627 | $1.3M |
| Boyer Financial Services, Inc. | 1.08% | Reduce -31.1% | 39,699 | $1.0M |
| JPMorgan Chase & Co. | 0.00% | Reduce -9.9% | 39,733 | $1.0M |
| G&S Capital LLC | 0.35% | Reduce -4.9% | 38,814 | $1000K |
| Triumph Capital Management | 0.19% | Reduce -5.7% | 35,378 | $911K |
| Envestnet Asset Management Inc. | 0.00% | New | 34,596 | $891K |
| Legacy Capital Wealth Partners, LLC | 0.18% | No change | 33,627 | $866K |
| Wealth Enhancement Trust Services, Inc. | 0.10% | Add +13.9% | 30,565 | $787K |
| Apollon Wealth Management, LLC | 0.01% | Reduce -0.3% | 26,720 | $688K |
| Commonwealth Equity Services, LLC | 0.00% | Add +9.5% | 24,545 | $632K |
| Coastal Bridge Advisors, LLC | 0.04% | Add +0.2% | 24,006 | $618K |
| Jane Street Group, LLC | 0.00% | Add +186.5% | 23,917 | $616K |
| Osaic Holdings, Inc. | 0.00% | Add +39.1% | 23,163 | $597K |
| Arax Advisory Partners | 0.01% | Add +8.3% | 19,900 | $513K |
| AQR Capital Management | 0.00% | Add +134.7% | 18,014 | $464K |
| Morgan Stanley | 0.00% | No change | 17,190 | $443K |
| Kestra Advisory Services, LLC | 0.00% | Reduce -2.4% | 16,191 | $417K |
| Concurrent Investment Advisors, LLC | 0.00% | Add +30.8% | 15,187 | $391K |
| Tribridge Partners Financial LLC | 0.14% | Reduce -5.0% | 12,791 | $331K |
| Summit Financial, LLC | 0.00% | Reduce -36.8% | 10,714 | $276K |
| Stifel Financial Corp. | 0.00% | Add +8.6% | 10,010 | $258K |
| Strategic Financial Concepts, LLC | 0.06% | New | 9,612 | $248K |
| Peoples Bank | 0.14% | New | 9,000 | $232K |
| Quantinno Capital Management LP | 0.00% | New | 8,019 | $207K |
| Madrid Financial Services | 0.12% | New | 7,887 | $203K |
| Fifth Third Bancorp | 0.00% | New | 7,486 | $193K |
| MAI Capital Management | 0.00% | Reduce -31.5% | 2,225 | $57K |
| Johnson Financial Group, Inc. | 0.00% | New | 2,087 | $54K |
| Clearstead Advisors, LLC | 0.00% | New | 976 | $25K |
| Franklin Resources Inc. | 0.00% | No change | 934 | $24K |
| Family Capital Trust Co | 0.01% | Add +3.3% | 633 | $16K |
| AE Wealth Management LLC | 0.00% | No change | 631 | $16K |
| Harbor Investment Advisory, LLC | 0.00% | New | 466 | $12K |
| Signature Resources Capital Management, LLC | 0.01% | New | 414 | $11K |
| Operose Advisors LLC | 0.00% | No change | 256 | $7K |
| SOA Wealth Advisors, LLC. | 0.00% | No change | 206 | $5K |
| FWL Investment Management, LLC | 0.00% | No change | 178 | $5K |
| Assetmark, Inc. | 0.00% | Reduce -68.4% | 96 | $2K |
| Allworth Financial LP | 0.00% | No change | 36 | $928 |
| Smartleaf Asset Management LLC | 0.00% | New | 5 | $128 |
"% of holder's portfolio" is SMTH's weight in each manager's 13F, not the share of Alps SMTH Cor BD Plus ETF the manager owns.