Alps SMTH Cor BD Plus ETFSMTHETF
13F holders, Q3 2025 (September 30)71holders +8
14new positions
6sold out
2famous investors
$26.16avg. 13F price*
At the end of Q3 2025, 71 institutions reported holding Alps SMTH Cor BD Plus ETF (SMTH) in their 13F filings, up 8 from Q2 2025. 14 opened new positions and 6 sold out. The largest holders were Wealth Enhancement Advisory Services, LLC ($1.3B), Annex Advisory Services, LLC ($142.7M) and Shufro Rose & Co. LLC ($114.8M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and Cliff Asness (0.0% of AQR Capital Management's portfolio).
- Company
- Alps SMTH Cor BD Plus ETF
- Filed as
- ALPS ETF TR (Q3 2025)
- CUSIP
- 00162Q346
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 14 | $3.8M |
| Exits | 6 | $3.8M |
All 13F filers, Q2 2025 → Q3 2025: 7,720,500 shares bought and 1,126,714 shares sold, net +6,593,786 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 71 holders
| Wealth Enhancement Advisory Services, LLC | 1.95% | Add +12.9% | 49,333,372 | $1.3B |
| Annex Advisory Services, LLC | 3.04% | Add +6.0% | 5,454,646 | $142.7M |
| Shufro Rose & Co. LLC | 9.45% | Reduce -1.0% | 4,433,951 | $114.8M |
| Stratos Investment Management, LLC | 3.46% | Reduce -2.5% | 3,206,014 | $83.9M |
| Bank of New York Mellon Corp | 0.01% | Add +8.7% | 2,103,727 | $55.0M |
| Lineweaver Wealth Advisors, LLC | 5.07% | Add +16.9% | 1,323,478 | $34.6M |
| Level Four Advisory Services, LLC | 1.17% | Add +2.6% | 1,304,256 | $34.1M |
| Hamilton Wealth, LLC | 6.94% | Add +12.1% | 1,271,761 | $33.3M |
| Traction Financial Partners, LLC | 12.48% | Add +14.8% | 773,254 | $20.2M |
| Principle Wealth Partners LLC | 1.16% | Reduce -2.4% | 766,311 | $20.0M |
| Thrivent Financial for Lutherans | 0.04% | Add +72.6% | 694,548 | $18.2M |
| Adapt Wealth Advisors, LLC | 6.50% | Add +10.1% | 672,551 | $17.6M |
| Advisory Resource Group | 2.24% | Reduce -43.3% | 477,093 | $12.5M |
| Prasad Wealth Partners, LLC | 3.37% | Add +15.8% | 461,659 | $12.1M |
| Guardian Financial Partners, LLC | 5.07% | Add +3.2% | 459,037 | $12.0M |
| Sovereign Investment Advisors, LLC | 2.75% | No change | 385,533 | $10.1M |
| World Investment Advisors | 0.20% | Add +15.0% | 370,069 | $9.7M |
| NorthCrest Asset Manangement, LLC | 0.22% | Add +19.1% | 352,342 | $9.2M |
| Gallacher Capital Management LLC | 3.56% | Add +1.9% | 343,986 | $9.0M |
| Sentinel Pension Advisors, LLC | 1.43% | Add +5.5% | 340,954 | $8.9M |
| Old Port Advisors | 1.98% | Add +15.6% | 299,928 | $7.8M |
| Ethos Financial Group, LLC | 0.54% | Add +12.8% | 261,715 | $6.8M |
| Nixon Peabody Trust Co. | 0.47% | Add +3.0% | 244,347 | $6.4M |
| Vise Technologies, Inc. | 0.22% | Reduce -66.2% | 221,165 | $5.8M |
| Citadel Advisors | 0.00% | Add +239.0% | 180,660 | $4.7M |
| Spectrum Investment Advisors, Inc. | 2.51% | Add +0.2% | 177,536 | $4.6M |
| First Foundation Advisors | 0.16% | Add +132.7% | 163,303 | $4.3M |
| Alps Advisors Inc. | 0.02% | Add +9.1% | 161,357 | $4.2M |
| Riverbend Wealth Management, LLC | 2.89% | Add +2.7% | 158,389 | $4.1M |
| Raymond James Financial Inc. | 0.00% | Add +5.6% | 132,454 | $3.5M |
| LPL Financial LLC | 0.00% | Add +39.4% | 83,980 | $2.2M |
| Fermata Advisors, LLC | 0.55% | Reduce -2.0% | 83,021 | $2.2M |
| Main Street Financial Solutions, LLC | 0.13% | Add +6.2% | 77,618 | $2.0M |
| Wells Fargo & Company | 0.00% | Add +138.9% | 62,009 | $1.6M |
| Crestwood Advisors Group, LLC | 0.02% | Add +291.1% | 48,432 | $1.3M |
| Triumph Capital Management | 0.29% | Reduce -2.2% | 41,490 | $1.1M |
| Envestnet Asset Management Inc. | 0.00% | Add +0.0% | 35,515 | $929K |
| Legacy Capital Wealth Partners, LLC | 0.20% | No change | 34,873 | $912K |
| HighTower Advisors, LLC | 0.00% | New | 29,912 | $782K |
| G&S Capital LLC | 0.27% | Add +20.1% | 28,307 | $741K |
| Apollon Wealth Management, LLC | 0.01% | Reduce -0.1% | 26,831 | $702K |
| Signature Estate & Investment Advisors LLC | 0.01% | New | 25,026 | $655K |
| Summit Financial, LLC | 0.01% | New | 23,129 | $605K |
| JPMorgan Chase & Co. | 0.00% | Add +89.6% | 21,914 | $573K |
| Coastal Bridge Advisors, LLC | 0.04% | Add +0.2% | 21,079 | $551K |
| Commonwealth Equity Services, LLC | 0.00% | Add +0.2% | 20,840 | $545K |
| Morgan Stanley | 0.00% | New | 17,190 | $450K |
| Kestra Advisory Services, LLC | 0.00% | Add +2.8% | 15,536 | $406K |
| AQR Capital Management | 0.00% | New | 13,635 | $357K |
| Tribridge Partners Financial LLC | 0.16% | No change | 13,461 | $353K |
| BlackRock, Inc. | 0.00% | No change | 12,019 | $314K |
| Stratos Wealth Partners, LTD. | 0.00% | Reduce -71.7% | 11,687 | $306K |
| Rockefeller Capital Management L.P. | 0.00% | New | 10,853 | $284K |
| Strategic Financial Concepts, LLC | 0.04% | Add +1.1% | 9,296 | $243K |
| Old Mission Capital LLC | 0.01% | New | 9,250 | $242K |
| Stifel Financial Corp. | 0.00% | Add +2.7% | 9,176 | $240K |
| Osaic Holdings, Inc. | 0.00% | Add +19.9% | 9,028 | $235K |
| Comerica Bank | 0.00% | No change | 7,030 | $184K |
| Cwm, LLC | 0.00% | New | 6,152 | $161K |
| MAI Capital Management | 0.00% | New | 3,216 | $84K |
| Royal Bank of Canada | 0.00% | New | 3,080 | $81K |
| GPS Wealth Strategies Group, LLC | 0.00% | Reduce -49.0% | 1,720 | $45K |
| CoreCap Advisors, LLC | 0.00% | New | 1,577 | $41K |
| Franklin Resources Inc. | 0.00% | No change | 934 | $24K |
| AE Wealth Management LLC | 0.00% | No change | 630 | $16K |
| Family Capital Trust Co | 0.01% | Add +10.8% | 613 | $16K |
| Ancora Advisors LLC | 0.00% | New | 500 | $13K |
| Assetmark, Inc. | 0.00% | New | 304 | $8K |
| Operose Advisors LLC | 0.00% | No change | 256 | $7K |
| SOA Wealth Advisors, LLC. | 0.00% | New | 206 | $5K |
| FWL Investment Management, LLC | 0.00% | No change | 178 | $5K |
"% of holder's portfolio" is SMTH's weight in each manager's 13F, not the share of Alps SMTH Cor BD Plus ETF the manager owns.