Shufro Rose & Co. LLC
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed August 12, 2026), Shufro Rose & Co. LLC reported 311 stock positions worth $1.7 billion. Its top holding was iShares Ibonds Dec 2029 Term (IBDU) at 11.6% of the portfolio, followed by Corning (GLW, 8.2%) and Alps SMTH Cor BD Plus ETF (SMTH, 7.8%). Compared with Q1 2026, it opened 24 new positions, sold out of 18, added to 61 and reduced 122. The biggest buy was iShares Ibonds Dec 2029 Term (IBDU, shares +118%) and the biggest sale iShares Ibonds Dec 2026 Term (IBDR, shares −98%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000908195
- Portfolio Value
- $1.7B (Q2 2026)
- SEC Filing
- 0000908195-26-000003 ↗ filed Aug 12, 2026
Holdings Value
Holdings 311 stocks · $1.7B
| IBDU iShares Ibonds Dec 2029 Term | 11.55% | 8,668,602 | $200.8M | Add +117.9% |
| GLW Corning Inc. | 8.25% | 561,262 | $143.4M | Reduce -7.6% |
| SMTH Alps SMTH Cor BD Plus ETF | 7.85% | 5,299,519 | $136.4M | Add +3.8% |
| DCRE DBL Comm Real Est Debt | 4.68% | 1,569,464 | $81.3M | Add +2.5% |
| IVV iShares Core S&P 500 ETF | 3.79% | 87,982 | $65.9M | Add +3.3% |
| AAPL Apple Inc. | 3.29% | 197,318 | $57.1M | Add +0.6% |
| LLY Eli Lilly & Co. | 3.10% | 44,944 | $53.9M | No change |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 2.39% | 515,810 | $41.6M | Add +4.0% |
| MSFT Microsoft Corp. | 2.37% | 110,520 | $41.2M | Reduce -0.7% |
| COHR Coherent Corp. | 2.17% | 95,806 | $37.8M | Reduce -4.2% |
| TXN Texas Instruments Inc. | 2.09% | 121,817 | $36.3M | Reduce -1.3% |
| JPM JPMorgan Chase & Co. | 2.06% | 109,595 | $35.9M | Reduce -3.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.99% | 69,045 | $34.5M | Reduce -0.5% |
| RSP Invesco S&P 500 Equal Weight | 1.90% | 154,808 | $32.9M | Reduce -1.0% |
| VOO Vanguard S&P 500 ETF | 1.68% | 42,506 | $29.2M | Add +0.8% |
| TMO Thermo Fisher Scientific Inc. | 1.66% | 57,444 | $28.8M | Reduce -0.5% |
| QCOM Qualcomm Inc. | 1.60% | 150,146 | $27.7M | Reduce -1.6% |
| BSCU Invesco Bulletshares 2030 CB | 1.48% | 1,542,429 | $25.7M | New |
| OUNZ Vaneck Merk Gold ETF | 1.38% | 619,787 | $23.9M | Add +75.5% |
| GLD SPDR Gold Shares | 1.32% | 62,443 | $23.0M | Add +1.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 1.19% | 73,358 | $20.6M | Reduce -0.7% |
| AVY Avery Dennison Corp. | 1.13% | 120,878 | $19.6M | Reduce -0.1% |
| AMZN Amazon.com Inc. | 1.13% | 82,088 | $19.6M | Reduce -0.1% |
| TSEL Touchstone Sands Sel GR ETF | 1.09% | 640,970 | $18.9M | Add +10.7% |
| QUAL iShares MSCI USA Quality Fac | 1.06% | 84,337 | $18.5M | Add +2.6% |
| GDX Vaneck Gold Miners ETF | 1.05% | 240,755 | $18.2M | Reduce -39.4% |
| BSCS Invesco Bulletshares 2028 CB | 0.94% | 803,966 | $16.4M | Reduce -2.1% |
| BSCT Invesco Bulletshares 2029 CB | 0.93% | 872,220 | $16.2M | Add +2.5% |
| JCI Johnson Controls Internation | 0.86% | 101,992 | $14.9M | Reduce -1.4% |
| KLAC KLA Corp. | 0.82% | 47,286 | $14.3M | Reduce -1.6% |
| VTI VG Morningstar TS MKT ETF-US | 0.82% | 38,383 | $14.2M | Add +0.5% |
| AMGN Amgen Inc. | 0.77% | 37,047 | $13.4M | Add +0.1% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.77% | 169,379 | $13.4M | Add +1.8% |
| VCIT Vanguard Int-Term Corporate | 0.68% | 142,549 | $11.8M | Add +2.1% |
| MTUM iShares MSCI USA Momentum Fa | 0.64% | 32,484 | $11.1M | Reduce -1.6% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.61% | 43,533 | $10.6M | Reduce -3.2% |
| VGIT Vanguard Intermediate-Term T | 0.57% | 168,805 | $10.0M | Add +10.5% |
| VGSH Vanguard Short-Term Treasury | 0.57% | 171,037 | $10.0M | Add +17.8% |
| BSCQ Invesco Bulletshares 2026 CB | 0.46% | 405,598 | $7.9M | Reduce -60.3% |
| PANW Palo Alto Networks Inc. | 0.44% | 22,541 | $7.7M | Reduce -3.4% |
| XOM Exxon Mobil Corp. | 0.37% | 46,834 | $6.4M | Reduce -3.7% |
| DFIC Dimensional International Co. | 0.37% | 171,154 | $6.4M | Add +4.7% |
| ICSH iShares Ultra Short Duration | 0.35% | 121,703 | $6.2M | Add +1.3% |
| IBDV iShares Ibonds Dec 2030 Corp. | 0.34% | 274,603 | $6.0M | Add +137.3% |
| ECL Ecolab Inc. | 0.34% | 21,199 | $5.9M | Add +0.5% |
| UL Unilever PLC-Sponsored ADR | 0.32% | 91,925 | $5.5M | Add +0.4% |
| LEN Lennar Corp. Class A | 0.30% | 58,443 | $5.3M | Reduce -0.9% |
| P Everpure Inc. Class A | 0.30% | 65,850 | $5.2M | Reduce -4.4% |
| JNJ Johnson & Johnson | 0.29% | 19,696 | $5.0M | Reduce -0.9% |
| SENEA Seneca Foods Corp. Class A | 0.28% | 28,000 | $4.9M | Reduce -3.8% |
| CVX Chevron Corp. | 0.27% | 28,641 | $4.7M | Reduce -5.1% |
| AZO AutoZone Inc. | 0.26% | 1,423 | $4.5M | Reduce -2.6% |
| IMTM iShares MSCI Intl Momentum F | 0.26% | 85,270 | $4.5M | Reduce -0.5% |
| GOOGL Alphabet Inc. Class A | 0.26% | 12,487 | $4.5M | Add +6.5% |
| ITW Illinois Tool Works | 0.23% | 14,499 | $3.9M | Reduce -1.5% |
| MU Micron Technology Inc. | 0.22% | 3,300 | $3.8M | Add +10.0% |
| CRM Salesforce Inc. | 0.22% | 24,290 | $3.8M | Reduce -47.9% |
| NVDA Nvidia Corp. | 0.22% | 18,797 | $3.8M | Reduce -6.7% |
| IJR iShares Core S&P Small-Cap E | 0.21% | 24,519 | $3.6M | Reduce -1.5% |
| IEFA iShares Core MSCI Eafe ETF | 0.21% | 37,589 | $3.6M | Add +0.9% |
| PEP Pepsico Inc. | 0.20% | 25,726 | $3.5M | Add +0.1% |
| AVDV Avantis Intl S/C Value ETF | 0.20% | 33,339 | $3.4M | Reduce -1.6% |
| MET Metlife Inc. | 0.19% | 39,878 | $3.4M | Reduce -3.3% |
| GSLC Goldman Activebeta US LC ETF | 0.18% | 22,358 | $3.2M | Reduce -3.3% |
| SGOV iShares 0-3 Month Treasury B | 0.18% | 31,141 | $3.1M | Reduce -12.6% |
| DFEM Dimensional Emrg MRKT Core | 0.18% | 75,333 | $3.1M | Add +5.5% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.17% | 4 | $3.0M | No change |
| O Realty Income Corp. | 0.17% | 47,435 | $2.9M | Reduce -8.0% |
| AVIV Avantis Intl LRG Cap Val ETF | 0.16% | 36,151 | $2.8M | Add +1.8% |
| INTC Intel Corp. | 0.16% | 19,400 | $2.7M | Reduce -1.0% |
| IEMG iShares Core MSCI Emerging | 0.15% | 32,469 | $2.7M | Reduce -4.7% |
| KDP Keurig Dr Pepper Inc. | 0.15% | 81,600 | $2.7M | Reduce -8.1% |
| GOOG Alphabet Inc. Class C | 0.15% | 7,452 | $2.6M | Add +1.4% |
| NYT New York Times Co. Class A | 0.15% | 37,165 | $2.6M | No change |
| BAC Bank of America Corp. | 0.15% | 44,493 | $2.5M | Reduce -2.0% |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.13% | 26,178 | $2.3M | Add +0.4% |
| LNG Cheniere Energy Inc. | 0.13% | 9,100 | $2.2M | Reduce -8.1% |
| WD Walker & Dunlop Inc. | 0.12% | 38,251 | $2.1M | Add +5.2% |
| VRSK Verisk Analytics Inc. | 0.11% | 11,052 | $2.0M | No change |
| UNH Unitedhealth Group Inc. | 0.11% | 4,646 | $1.9M | Reduce -3.4% |
| PPIH Perma-Pipe International Hol | 0.11% | 70,000 | $1.9M | No change |
| CSCO Cisco Systems Inc. | 0.11% | 15,963 | $1.9M | Reduce -0.1% |
| YUM Yum! Brands Inc. | 0.11% | 11,708 | $1.9M | No change |
| MPC Marathon Petroleum Corp. | 0.10% | 7,018 | $1.8M | Reduce -1.4% |
| EUSA iShares MSCI USA Equal Weigh | 0.10% | 15,640 | $1.8M | Reduce -3.7% |
| PFF iShares Preferred & Income S | 0.10% | 57,475 | $1.8M | Reduce -5.3% |
| AVGO Broadcom Inc. | 0.10% | 4,600 | $1.7M | No change |
| MRK Merck & Co. Inc. | 0.10% | 13,397 | $1.7M | Reduce -5.6% |
| ALK Alaska Air Group Inc. | 0.10% | 32,900 | $1.7M | Reduce -15.2% |
| FLOT iShares Floating Rate Bond E | 0.10% | 33,000 | $1.7M | No change |
| AVES Avantis Emerging Markets Val | 0.10% | 25,675 | $1.7M | Add +2.3% |
| EQIX Equinix Inc. | 0.10% | 1,610 | $1.7M | Reduce -1.0% |
| LRCX Lam Research Corp. | 0.09% | 3,800 | $1.6M | Reduce -45.7% |
| REGN Regeneron Pharmaceuticals | 0.09% | 2,602 | $1.6M | Add +0.1% |
| J Jacobs Solutions Inc. | 0.09% | 12,227 | $1.5M | Reduce -6.4% |
| NEAR iShares SH Dba ETF Usd Inc. | 0.09% | 30,290 | $1.5M | Reduce -8.5% |
| CEF Sprott Physical Gold and Sil | 0.09% | 37,776 | $1.5M | Add +158.1% |
| PPLI People Inc. | 0.09% | 32,900 | $1.5M | Reduce -7.1% |
| NTR Nutrien Ltd. | 0.09% | 23,695 | $1.5M | Add +18.4% |
| BNY Bank of New York Mellon Corp. | 0.08% | 10,155 | $1.5M | Reduce -3.8% |
Options reported separately and not counted above: REGN puts ($1.6M), SPY puts ($896K), PANW puts ($341K), QCOM puts ($277K).
Portfolio Sells Q1 2026 → Q2 2026
| IBDR iShares Ibonds Dec 2026 Term | Reduce -97.9% | 0.04% | −2.02 |
| GDX Vaneck Gold Miners ETF | Reduce -39.4% | 1.05% | −1.44 |
| BSCQ Invesco Bulletshares 2026 CB | Reduce -60.3% | 0.46% | −0.90 |
| MSFT Microsoft Corp. | Reduce -0.7% | 2.37% | −0.43 |
| CRM Salesforce Inc. | Reduce -47.9% | 0.22% | −0.37 |
| AVY Avery Dennison Corp. | Reduce -0.1% | 1.13% | −0.29 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -0.5% | 1.99% | −0.28 |
| TMO Thermo Fisher Scientific Inc. | Reduce -0.5% | 1.66% | −0.28 |
| JPM JPMorgan Chase & Co. | Reduce -3.9% | 2.06% | −0.22 |
| BSCS Invesco Bulletshares 2028 CB | Reduce -2.1% | 0.94% | −0.20 |
| NKE Nike Inc. Class B | Sold out | 0.00% | −0.20 |
| XOM Exxon Mobil Corp. | Reduce -3.7% | 0.37% | −0.19 |
| CVX Chevron Corp. | Reduce -5.1% | 0.27% | −0.15 |
| RSP Invesco S&P 500 Equal Weight | Reduce -1.0% | 1.90% | −0.15 |
| MDT Medtronic PLC | Reduce -64.9% | 0.03% | −0.08 |
| ENB Enbridge Inc. | Reduce -40.0% | 0.08% | −0.08 |
| AZO AutoZone Inc. | Reduce -2.6% | 0.26% | −0.07 |
| LNG Cheniere Energy Inc. | Reduce -8.1% | 0.13% | −0.07 |
| JCI Johnson Controls Internation | Reduce -1.4% | 0.86% | −0.07 |
| SGOV iShares 0-3 Month Treasury B | Reduce -12.6% | 0.18% | −0.06 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Reduce -3.2% | 0.61% | −0.06 |
| TPL Texas Pacific Land Corp. | Reduce -61.2% | 0.02% | −0.06 |
| O Realty Income Corp. | Reduce -8.0% | 0.17% | −0.05 |
| LEN Lennar Corp. Class A | Reduce -0.9% | 0.30% | −0.04 |
| JNJ Johnson & Johnson | Reduce -0.9% | 0.29% | −0.04 |
| AL Sumisho Air Lease Corp. | Sold out | 0.00% | −0.04 |
| SHEL Shell PLC-ADR | Reduce -10.3% | 0.07% | −0.04 |
| AMZN Amazon.com Inc. | Reduce -0.1% | 1.13% | −0.04 |
| COP Conocophillips | Reduce -6.3% | 0.06% | −0.04 |
| IBTJ iShares Ibonds Dec 2029 Term | Sold out | 0.00% | −0.04 |
| ITW Illinois Tool Works | Reduce -1.5% | 0.23% | −0.04 |
| BSCR Invesco Bulletshares 2027 CB | Reduce -25.4% | 0.06% | −0.04 |
| BSJQ Invesco Bulletshares 2026 HY | Sold out | 0.00% | −0.03 |
| HON Honeywell International Inc. | Reduce -0.1% | 0.02% | −0.03 |
| IBM Intl Business Machines Corp. | Reduce -0.7% | 1.19% | −0.03 |
| AVDV Avantis Intl S/C Value ETF | Reduce -1.6% | 0.20% | −0.03 |
| MA Mastercard Inc. Class A | Reduce -43.5% | 0.03% | −0.03 |
| GE General Electric | Reduce -42.9% | 0.05% | −0.03 |
| RTX RTX Corp. | Reduce -16.5% | 0.07% | −0.03 |
| NEAR iShares SH Dba ETF Usd Inc. | Reduce -8.5% | 0.09% | −0.03 |
| PFF iShares Preferred & Income S | Reduce -5.3% | 0.10% | −0.02 |
| J Jacobs Solutions Inc. | Reduce -6.4% | 0.09% | −0.02 |
| IBMO iShares Ibonds Dec 2026 Term | Sold out | 0.00% | −0.02 |
| NVDA Nvidia Corp. | Reduce -6.7% | 0.22% | −0.02 |
| PFE Pfizer Inc. | Reduce -4.2% | 0.05% | −0.02 |
| VCRM Vanguard Core Tax-Ex Bond | Sold out | 0.00% | −0.02 |
| SENEA Seneca Foods Corp. Class A | Reduce -3.8% | 0.28% | −0.02 |
| IMTM iShares MSCI Intl Momentum F | Reduce -0.5% | 0.26% | −0.02 |
| PGX Invesco Preferred ETF | Reduce -12.6% | 0.05% | −0.02 |
| SPGI S&P Global Inc. | Sold out | 0.00% | −0.02 |
Portfolio Buys Q1 2026 → Q2 2026
| IBDU iShares Ibonds Dec 2029 Term | Add +117.9% | 11.55% | +5.25 |
| BSCU Invesco Bulletshares 2030 CB | New | 1.48% | +1.48 |
| OUNZ Vaneck Merk Gold ETF | Add +75.5% | 1.38% | +0.29 |
| IBDV iShares Ibonds Dec 2030 Corp. | Add +137.3% | 0.34% | +0.17 |
| MU Micron Technology Inc. | Add +10.0% | 0.22% | +0.15 |
| TSEL Touchstone Sands Sel GR ETF | Add +10.7% | 1.09% | +0.11 |
| GNRC Generac Holdings Inc. | New | 0.05% | +0.05 |
| BSX Boston Scientific Corp. | New | 0.05% | +0.05 |
| MKL Markel Group Inc. | New | 0.04% | +0.04 |
| CEF Sprott Physical Gold and Sil | Add +158.1% | 0.09% | +0.04 |
| OPLN Openlane Inc. | New | 0.04% | +0.04 |
| BWA Borgwarner Inc. | New | 0.04% | +0.04 |
| SBUX Starbucks Corp. | New | 0.03% | +0.03 |
| GOOGL Alphabet Inc. Class A | Add +6.5% | 0.26% | +0.03 |
| MUNI PIMCO Intermediate Municipal | New | 0.02% | +0.02 |
| BSJS Invesco Bulletshares 2028 HY | Add +61.6% | 0.07% | +0.02 |
| SJM The JM Smucker Co. | New | 0.02% | +0.02 |
| MBLY Mobileye Global Inc. Class A | New | 0.02% | +0.02 |
| WSC Willscot Holdings Corp. | New | 0.02% | +0.02 |
| BSJT Invesco Bulletshares 2029 HY | New | 0.01% | +0.01 |
| DKS Dick's Sporting Goods Inc. | New | 0.01% | +0.01 |
| IBDT iShares Ibonds Dec 2028 ETF | New | 0.01% | +0.01 |
| TSM Taiwan Semiconductor-SP ADR | New | 0.01% | +0.01 |
| C Citigroup Inc. | New | 0.01% | +0.01 |
| FSK FS KKR Capital Corp. | New | 0.01% | +0.01 |
| IWS iShares Russell Mid-Cap Valu | New | 0.01% | +0.01 |
| ADP Automatic Data Processing | New | 0.01% | +0.01 |
| GS Goldman Sachs Group Inc. | New | 0.01% | +0.01 |
| GSEW Goldman Sachs Eql WGHT Large | New | 0.01% | +0.01 |
| CVS CVS Health Corp. | New | 0.01% | +0.01 |
| IVOO Vanguard S&P Mid-Cap 400 ETF | New | 0.01% | +0.01 |
| COLD Americold Realty Trust Inc. | New | 0.01% | +0.01 |
| WD Walker & Dunlop Inc. | Add +5.2% | 0.12% | +0.01 |
| DFEM Dimensional Emrg MRKT Core | Add +5.5% | 0.18% | +0.01 |
| GOOG Alphabet Inc. Class C | Add +1.4% | 0.15% | +0.01 |
| CCS Century Communities Inc. | Add +7.6% | 0.06% | +0.01 |
| CNH CNH Industrial NV | Add +60.0% | 0.03% | +0.01 |
| ABBV Abbvie Inc. | Add +15.4% | 0.06% | +0.01 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +13.7% | 0.06% | +0.00 |
| BBWI Bath & Body Works Inc. | Add +2.7% | 0.05% | +0.00 |
| COST Costco Wholesale Corp. | Add +33.0% | 0.02% | +0.00 |
| EEMV iShares MSCI Emg MKT Min Vol | Add +2.8% | 0.08% | +0.00 |
| IVOV Vanguard S&P Mid-Cap 400 Val | Add +6.8% | 0.08% | +0.00 |
| AVUS Avantis U.S. Equity ETF | Add +2.0% | 0.02% | −0.00 |
| HWM Howmet Aerospace Inc. | Add +2.8% | 0.06% | −0.00 |
| NEE Nextera Energy Inc. | Add +19.2% | 0.02% | −0.00 |
| PRU Prudential Financial Inc. | Add +1.2% | 0.02% | −0.00 |
| V Visa Inc. Class A | Add +0.1% | 0.03% | −0.00 |
| KMB Kimberly-Clark Corp. | Add +0.2% | 0.04% | −0.00 |
| IVV iShares Core S&P 500 ETF | Add +3.3% | 3.79% | −0.00 |
Options Activity Q1 2026 → Q2 2026
| REGN Regeneron Pharmaceuticals | put | Add +4.0% | 2,600 | $1.6M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +9.1% | 1,200 | $896K |
| AAPL Apple Inc. | put | Sold out | 1,700 | $431Kbefore exit |
| PANW Palo Alto Networks Inc. | put | New | 1,000 | $341K |
| QCOM Qualcomm Inc. | put | New | 1,500 | $277K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 311 | $1.7B | IBDU, GLW, SMTH, DCRE, IVV |
| Q1 2026 | 304 | $1.5B | SMTH, IBDU, GLW, DCRE, IVV |
| Q4 2025 | 295 | $1.5B | SMTH, IBDU, DCRE, GLW, MSFT |
| Q3 2025 | 309 | $1.2B | SMTH, IBDU, IVV, DCRE, GLW |
| Q2 2025 | 306 | $1.2B | SMTH, IBDU, IVV, DCRE, GLW |
| Q1 2025 | 308 | $1.3B | SMTH, IBDU, IVV, DCRE, GLW |
| Q4 2024 | 292 | $1.3B | IBDS, DSTL, AAPL, MSFT, SMTH |
| Q3 2024 | 308 | $1.2B | IBDS, DSTL, MSFT, LLY, AAPL |
| Q2 2024 | 308 | $1.2B | IBDS, DSTL, MSFT, LLY, AAPL |
| Q1 2024 | 309 | $1.2B | IBDS, DSTL, MSFT, RSP, CEF |