Ashton Thomas Securities, LLC

Name: ASHTON THOMAS SECURITIES, LLC 13F holdings, Q4 2024
Creator: ASHTON THOMAS SECURITIES, LLC
Published: 2025-02-11

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q3 2024Q2 2024

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 11, 2025), Ashton Thomas Securities, LLC reported 258 stock positions worth $364.2 million. Its top holding was Vanguard S&P 500 ETF (VOO) at 6.6% of the portfolio, followed by Nvidia (NVDA, 4.2%) and Microsoft (MSFT, 3.8%). Compared with Q3 2024, it opened 5 new positions, sold out of 986, added to 164 and reduced 51. The biggest buy was Vanguard S&P 500 ETF (VOO, shares +6%) and the biggest sale an exit from iShares Core S&P 500 ETF (IVV).

Most Recent 13F: Q2 2026
Location: ROCHESTER, NY
CIK: 0000771572
Portfolio Value: $364.2M (Q4 2024)
SEC Filing: 0001398344-25-002447 ↗ filed Feb 11, 2025

Holdings Value

Holdings 258 stocks · $364.2M


VOO Vanguard S&P 500 ETF	6.60%	44,532	$24.0M	Add +5.9%
NVDA Nvidia Corp.	4.16%	112,768	$15.1M	Add +26.5%
MSFT Microsoft Corp.	3.83%	33,087	$13.9M	Add +10.8%
VEA Vanguard Ftse Developed ETF	3.07%	233,629	$11.2M	Add +2.4%
OMFL Invesco Russell 1000 DYN M/F	2.70%	180,891	$9.8M	Add +6.2%
AAPL Apple Inc.	2.63%	38,193	$9.6M	Add +8.8%
AMZN Amazon.com Inc.	2.31%	38,371	$8.4M	Add +13.0%
META Meta Platforms Inc. Class A	2.14%	13,324	$7.8M	Add +6.7%
VCIT Vanguard Int-Term Corporate	2.02%	91,712	$7.4M	Add +2.2%
GOVI Invesco Equal Weight 0-30 YR	1.88%	253,428	$6.9M	Add +2.2%
DYNF Ishrs US E F R A ETF-Usd Inc.	1.82%	129,323	$6.6M	Reduce -3.3%
BRK.B Berkshire Hathaway Inc. Class B	1.70%	13,645	$6.2M	Add +4.4%
FISV Fiserv Inc.	1.57%	27,867	$5.7M	Add +2.2%
TSLA Tesla Inc.	1.51%	13,649	$5.5M	Add +7.9%
BN Brookfield Corp.	1.45%	92,008	$5.3M	Add +1.9%
ORCL Oracle Corp.	1.45%	31,574	$5.3M	Add +3.1%
MCK McKesson Corp.	1.42%	9,055	$5.2M	Reduce -2.8%
PZA Invesco National Amt-Free Mu	1.22%	188,530	$4.5M	Add +13.3%
GOOGL Alphabet Inc. Class A	1.16%	22,238	$4.2M	Add +8.0%
NFLX Netflix Inc.	1.13%	4,622	$4.1M	Add +5.5%
MBB iShares MBS ETF	1.13%	44,818	$4.1M	Reduce -1.1%
SPY SS SPDR S&P 500 ETF Trust-US	1.12%	6,934	$4.1M	Add +804.0%
MKL Markel Group Inc.	0.97%	2,056	$3.5M	Add +2.4%
VUG Vanguard Mrngstar GR ETF-Sui	0.91%	8,062	$3.3M	Reduce -7.4%
GOOG Alphabet Inc. Class C	0.90%	17,176	$3.3M	Add +29.3%
APD Air Products & Chemicals Inc.	0.89%	11,175	$3.2M	Add +3.0%
VTI VG Morningstar TS MKT ETF-US	0.79%	9,961	$2.9M	Reduce -5.4%
UNP Union Pacific Corp.	0.79%	12,547	$2.9M	Add +2.8%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.79%	25,673	$2.9M	Add +0.0%
GTO Invesco Total Return Bond Et	0.77%	60,500	$2.8M	Add +1.9%
VTEB Vanguard Tax-Exempt Bond ETF	0.73%	52,755	$2.6M	Add +16.8%
XLK SS Technology Select Sector	0.70%	10,912	$2.5M	Add +9.4%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE	0.69%	71,634	$2.5M	Add +8.5%
BINC iShares Flex I A ETF-Usd Inc.	0.69%	48,036	$2.5M	Reduce -1.0%
CME Cme Group Inc.	0.65%	10,180	$2.4M	Reduce -3.0%
LMT Lockheed Martin Corp.	0.63%	4,734	$2.3M	Add +5.0%
BKNG Booking Holdings Inc.	0.63%	461	$2.3M	Add +0.7%
VNQ Vanguard Real Estate ETF	0.63%	25,629	$2.3M	Reduce -5.9%
CRM Salesforce Inc.	0.61%	6,664	$2.2M	Add +7.3%
VIS Vanguard Industrials ETF	0.59%	8,510	$2.2M	No change
UHAL.B U-Haul Holding Co.-Non Voting	0.59%	33,677	$2.2M	Add +2.2%
VTV Vanguard Mrngstr Val ETF-Aui	0.59%	12,711	$2.2M	Reduce -2.9%
BGC BGC Group Inc. Class A	0.58%	231,882	$2.1M	New
AVGO Broadcom Inc.	0.58%	9,091	$2.1M	Add +12.7%
JMEE JPM Sma & Mid Cap En Eq Et-U filed as J P MORGAN EXCHANGE TRADED F	0.56%	33,498	$2.0M	Add +5.0%
JPM JPMorgan Chase & Co.	0.55%	8,367	$2.0M	Add +13.8%
XLV SS Health Care Select Sector	0.54%	14,164	$1.9M	Add +16.6%
PANW Palo Alto Networks Inc.	0.53%	10,586	$1.9M	Add +49.8%
ISRG Intuitive Surgical Inc.	0.53%	3,678	$1.9M	Add +8.0%
XLF SS Financial Select Sector	0.52%	39,003	$1.9M	Add +32.6%
CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET	0.49%	51,210	$1.8M	Add +9.7%
VDE Vanguard Energy ETF	0.49%	14,643	$1.8M	Add +11.8%
OXY Occidental Petroleum Corp.	0.49%	35,905	$1.8M	Reduce -13.8%
BA The Boeing Co.	0.48%	9,913	$1.8M	Add +12.0%
COST Costco Wholesale Corp.	0.48%	1,913	$1.8M	Add +4.1%
IMFL Invesco Int DVLP DYN Multi	0.45%	70,401	$1.7M	Add +7.4%
HD Home Depot Inc.	0.45%	4,248	$1.7M	Add +3.8%
BSJR Invesco Bulletshares 2027 HY	0.42%	69,090	$1.5M	Reduce -28.4%
CNC Centene Corp.	0.42%	25,517	$1.5M	Reduce -40.2%
NOW ServiceNow Inc.	0.42%	1,437	$1.5M	Add +3.9%
CMCSA Comcast Corp. Class A	0.41%	39,757	$1.5M	Reduce -61.3%
BNDX Vanguard Total Intl Bond ETF	0.41%	30,083	$1.5M	Add +1.2%
BSV Vanguard Short-Term Bond ETF	0.38%	17,910	$1.4M	Add +2.3%
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F	0.38%	27,269	$1.4M	Add +13.1%
ANET Arista Networks Inc.	0.37%	12,216	$1.3M	Add +2.0%
VRTX Vertex Pharmaceuticals Inc.	0.36%	3,244	$1.3M	Add +1.7%
UNH Unitedhealth Group Inc.	0.35%	2,536	$1.3M	Add +0.5%
XLP SS Consumer Staples Sel Sect	0.35%	16,290	$1.3M	Add +10.6%
APP AppLovin Corp. Class A	0.35%	3,909	$1.3M	Reduce -18.5%
PEP Pepsico Inc.	0.35%	8,240	$1.3M	Add +249.2%
BSJS Invesco Bulletshares 2028 HY	0.34%	57,821	$1.3M	New
PM Philip Morris International	0.34%	10,215	$1.2M	Add +25.8%
VIG Vanguard Dividend Apprec ETF	0.33%	6,187	$1.2M	No change
XLC SS Comm Select Sector SPDR	0.33%	12,278	$1.2M	Add +8.2%
XOM Exxon Mobil Corp.	0.32%	10,891	$1.2M	Reduce -3.0%
ADSK Autodesk Inc.	0.32%	3,972	$1.2M	Add +3.9%
VTN Invesco TR for Invest GRD NY	0.32%	111,700	$1.2M	Add +145.5%
WMT Walmart Inc.	0.32%	12,952	$1.2M	Add +10.3%
XLY SS Consumer Disc Select Sect	0.31%	5,083	$1.1M	Add +3.6%
USA Liberty All Star Equity Fund	0.31%	160,268	$1.1M	Add +2.6%
CVS CVS Health Corp.	0.30%	24,635	$1.1M	Reduce -39.7%
PCY Invesco Emerging Markets Sov	0.30%	55,591	$1.1M	Add +2.0%
JEPI JPMorgan Equity Premium Inco	0.30%	19,170	$1.1M	Add +38.2%
T AT&T Inc.	0.30%	48,170	$1.1M	Add +30.6%
NMRK Newmark Group Inc. Class A	0.30%	85,324	$1.1M	New
IAU iShares Gold Trust	0.29%	21,240	$1.1M	Add +540.7%
BND Vanguard Total Bond Market	0.29%	14,469	$1.0M	Add +0.8%
ORLY O'reilly Automotive Inc.	0.27%	834	$990K	Add +0.8%
GS Goldman Sachs Group Inc.	0.27%	1,725	$989K	Add +3.1%
INTU Intuit Inc.	0.27%	1,558	$979K	Add +2.6%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.27%	22,254	$977K	Add +191.6%
TMO Thermo Fisher Scientific Inc.	0.27%	1,846	$966K	Add +1.6%
SNN Smith & Nephew PLC -Spon ADR	0.26%	38,710	$951K	Reduce -44.6%
FMHI First Trust Municipal High I	0.26%	19,513	$942K	Add +11.6%
TJX TJX Companies Inc. filed as TJX COS INC NEW	0.26%	7,705	$932K	Add +2.5%
BSX Boston Scientific Corp.	0.25%	10,316	$921K	Add +3.5%
SNPS Synopsys Inc.	0.25%	1,866	$906K	Add +1.3%
PSP Invesco Global Listed Privat	0.24%	13,292	$887K	Add +29.1%
MNST Monster Beverage Corp.	0.24%	16,829	$885K	Add +6.5%
VMBS Vanguard Mortgage-Backed Sec	0.24%	19,260	$873K	Reduce -7.5%
VWO Vanguard Ftse Emerging Marke	0.24%	19,615	$864K	Reduce -1.8%
MYN BlackRock Muniyield NY QLTY	0.24%	85,500	$862K	Reduce -8.1%
CII BlackRock Enhan LRG Cap Core	0.24%	42,660	$857K	No change
HWM Howmet Aerospace Inc.	0.23%	7,814	$855K	Add +0.8%
XAODX Abrdn Total Dynamic Dividend	0.23%	100,500	$845K	No change
VEU Vanguard Ftse All-World Ex-U	0.23%	14,438	$829K	Reduce -4.8%
VHT Vanguard Health Care ETF	0.23%	3,264	$828K	Reduce -1.1%
VPL Vanguard Ftse Pacific ETF	0.23%	11,591	$823K	Add +19.7%
VB Vanguard Most SM-Cap ETF-Usd	0.22%	3,358	$807K	Reduce -3.0%
SLB SLB Ltd. filed as SCHLUMBERGER LTD	0.22%	20,753	$796K	Add +2258.3%
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO	0.22%	2,787	$792K	Add +0.2%
DCI Donaldson Co. Inc.	0.21%	11,494	$774K	Add +45876.0%
MRSH Marsh & McLennan Cos	0.21%	3,628	$771K	Add +544.4%
BLV Vanguard Long-Term Bond ETF	0.21%	11,192	$766K	Add +10.4%
XGDVX Gabelli Dividend & Income TR	0.21%	31,550	$762K	No change
SHW The Sherwin-Williams Co.	0.21%	2,228	$757K	Add +1.6%
BIV Vanguard Intermediate-Term B	0.21%	9,996	$747K	Add +1.5%
QCOM Qualcomm Inc.	0.20%	4,828	$736K	Add +4.6%
SBUX Starbucks Corp.	0.20%	7,963	$728K	Add +8.2%
MCO Moody's Corp.	0.20%	1,534	$727K	Add +2.5%
MRK Merck & Co. Inc.	0.20%	7,270	$726K	Add +136.7%
PG The Procter & Gamble Co.	0.20%	4,249	$717K	Reduce -20.8%
BX Blackstone Inc.	0.20%	4,127	$711K	Add +3.4%
PGR Progressive Corp.	0.19%	2,921	$701K	Add +64.8%
YUM Yum! Brands Inc.	0.19%	5,201	$699K	Add +85.8%
GNTX Gentex Corp.	0.19%	24,082	$692K	Reduce -45.0%
CGGR Cap Group Growth Equity	0.19%	18,354	$682K	Add +570.8%
NXPI NXP Semiconductors NV	0.19%	3,269	$679K	Reduce -0.4%
TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC	0.18%	5,616	$660K	Add +0.2%
ECL Ecolab Inc.	0.18%	2,808	$658K	Add +2.6%
NEE Nextera Energy Inc.	0.17%	8,789	$634K	Add +6.7%
BDJ BlackRock Enhanced Eqty DVD	0.17%	76,026	$629K	Add +1.5%
VO Vngrd Mrngstr MD-Cap ETF-Usd	0.17%	2,308	$610K	Add +18.2%
MLM Martin Marietta Materials	0.17%	1,169	$604K	Reduce -0.7%
REGN Regeneron Pharmaceuticals	0.16%	810	$577K	Add +2.5%
CMG Chipotle Mexican Grill Inc.	0.16%	9,580	$577K	Add +5.3%
TRGP Targa Resources Corp.	0.15%	3,145	$560K	Add +193.7%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.15%	2,543	$560K	Add +89.6%
CI The Cigna Group	0.15%	2,018	$557K	Add +24.2%
BKR Baker Hughes Co.	0.15%	13,374	$549K	Add +1495.9%
BGR BlackRock Enrgy & Res TR	0.15%	42,955	$542K	Reduce -4.8%
MA Mastercard Inc. Class A	0.15%	1,027	$539K	Add +20.4%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F	0.15%	9,540	$538K	Add +42.4%
MCD McDonald's Corp.	0.15%	1,838	$534K	Add +42.6%
JPST JPMorgan Ultra-Short Income	0.15%	10,545	$531K	Add +1.5%
ALL Allstate Corp.	0.14%	2,625	$506K	Add +118.6%
NVO Novo-Nordisk A/S-Spons ADR	0.14%	5,799	$499K	Reduce -47.4%
FDS Factset Research Systems Inc.	0.14%	1,032	$496K	Add +2.1%
SEIC Sei Investments Company	0.14%	5,969	$492K	Add +2.5%
ACN Accenture PLC Class A	0.14%	1,394	$492K	Add +26.6%
CVX Chevron Corp.	0.14%	3,387	$492K	Add +12.9%
PH Parker Hannifin Corp.	0.13%	770	$491K	Add +6.3%
CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED	0.13%	15,211	$476K	Add +235.1%
GGN Gamco GLBL Gold NTRL Res Inc.	0.13%	122,700	$463K	Reduce -1.6%
RDIV Invesco S&P Ultra Dividend	0.13%	9,486	$458K	Add +0.3%
SO The Southern Co.	0.13%	5,542	$456K	Add +12.4%
XLU St Sr Utl SL SE SPDR ETF-Usd	0.12%	5,966	$452K	Reduce -44.0%
AEP American Electric Power	0.12%	4,909	$450K	Add +11.0%
PAYX Paychex Inc.	0.12%	3,179	$446K	Add +2.5%
CTAS Cintas Corp.	0.12%	2,403	$439K	Reduce -0.4%
PYPL PayPal Holdings Inc.	0.12%	5,130	$437K	Add +8.8%
VGT Vanguard Info Tech ETF	0.12%	700	$435K	Add +12.7%
SYK Stryker Corp.	0.12%	1,203	$434K	Add +3.9%
EXPD Expeditors Intl Wash Inc.	0.12%	3,847	$426K	Add +1.8%
DELL Dell Technologies -C	0.11%	3,568	$411K	Add +2603.0%
FT Franklin Universal Trust	0.11%	56,050	$410K	Reduce -2.6%
XYZ Block Inc.	0.11%	4,707	$400K	Add +2.1%
ABT Abbott Laboratories	0.11%	3,475	$394K	Add +26.6%
NKE Nike Inc. Class B	0.11%	5,131	$388K	Add +18.5%
ILMN Illumina Inc.	0.11%	2,890	$386K	Add +3.3%
WDAY Workday Inc. Class A	0.11%	1,494	$385K	Add +3.2%
HQH Abrdn Healthcare Investors	0.10%	23,353	$375K	Reduce -7.0%
AXP American Express Co.	0.10%	1,254	$371K	Add +7.8%
ABBV Abbvie Inc.	0.10%	2,082	$367K	Add +7.2%
VIVID SEATS INC	0.10%	78,526	$364K	Add +206.8%
MHN BlackRock Muniholding NY QLT	0.10%	34,500	$357K	Reduce -60.0%
KKR KKR & Co. Inc.	0.10%	2,417	$357K	Add +308.3%
XMCRX MFS Charter Income Trust	0.09%	53,650	$342K	Add +19.9%
AXON Axon Enterprise Inc.	0.09%	563	$335K	Add +1097.9%
JNJ Johnson & Johnson	0.09%	2,265	$330K	Reduce -48.5%
SNOW Snowflake Inc.	0.09%	2,108	$325K	Add +26250.0%
CSCO Cisco Systems Inc.	0.09%	5,495	$325K	Add +35.2%
DE Deere & Co.	0.09%	747	$317K	Add +10.0%
ADI Analog Devices Inc.	0.08%	1,445	$307K	Add +0.3%
NFJ Virtus DVD Intrst & PRM STR	0.08%	24,225	$306K	No change
BBN BlackRock Taxable Muni BND	0.08%	18,100	$292K	No change
MLKN Millerknoll Inc.	0.08%	12,863	$291K	Reduce -52.4%
NRK Nuveen NY Amt-FR Muni Inc.	0.08%	27,500	$288K	Reduce -51.4%
STZ Constellation Brands Inc. Class A	0.08%	1,293	$286K	Add +22.0%
TXN Texas Instruments Inc.	0.08%	1,513	$285K	Add +38.7%
XBOEX BlackRock Enh GLBL DVD TR	0.08%	26,325	$284K	No change
HON Honeywell International Inc.	0.08%	1,248	$282K	Add +10.8%
BABA Alibaba Group Holding-SP ADR	0.07%	3,193	$271K	Add +4.0%
ETO Eaton Vance T/A GLBL DVD Opp	0.07%	10,690	$270K	No change
XSCDX LMP Capital and Income Fund	0.07%	15,500	$267K	No change
YUMC Yum China Holdings Inc.	0.07%	5,350	$258K	Add +73.1%
WFC Wells Fargo & Co.	0.07%	3,678	$258K	Add +18.0%
SCHR Schwab Intermediate-Term US	0.07%	10,577	$257K	Add +1.3%
BLK BlackRock Inc.	0.07%	253	$256K	Add +2.4%
KO The Coca-Cola Co.	0.07%	3,991	$253K	Reduce -69.6%
ADP Automatic Data Processing	0.07%	848	$249K	Add +6.1%
CAT Caterpillar Inc.	0.07%	655	$240K	Add +16.6%
ETB Eaton Vance T/M Buy-WRT Inc.	0.07%	15,960	$239K	No change
WMB Williams Cos Inc.	0.07%	4,392	$237K	Reduce -3.9%
VZ Verizon Communications Inc.	0.07%	5,799	$237K	Reduce -60.9%
NOC Northrop Grumman Corp.	0.06%	501	$235K	Reduce -6.0%
BNL Broadstone Net Lease Inc.	0.06%	14,551	$231K	No change
SPGI S&P Global Inc.	0.06%	457	$230K	Add +2.5%
LOW Lowe's Cos Inc.	0.06%	916	$229K	Add +11.3%
MO Altria Group Inc.	0.06%	4,305	$226K	Add +12.3%
VCSH Vanguard S/T Corp. Bond ETF	0.06%	2,888	$225K	Add +48.3%
RDVI FT Vest Rising Dividend Achi	0.06%	9,225	$224K	No change
ZTS Zoetis Inc.	0.06%	1,366	$223K	Reduce -65.7%
VXUS Vanguard Total Intl Stock	0.06%	3,716	$219K	Reduce -2.8%
HOOD Robinhood Markets Inc. Class A	0.06%	5,839	$218K	New
OKE Oneok Inc.	0.06%	2,156	$217K	Add +70.8%
DB Deutsche Bank AG-Registered	0.06%	12,691	$216K	No change
TMUS T-Mobile US Inc.	0.06%	954	$211K	Add +10.2%
AMGN Amgen Inc.	0.06%	810	$206K	Add +6.6%
TRV The Travelers Cos Inc.	0.06%	849	$205K	Add +27.1%
DHR Danaher Corp.	0.06%	864	$202K	Add +8.0%
SRLN SS Blackstone Sr Loan ETF	0.06%	4,811	$201K	New
XEVVX Eaton Vance Ltd. Durat Inc.	0.05%	20,000	$195K	No change
BSJQ Invesco Bulletshares 2026 HY	0.05%	7,887	$184K	Reduce -86.4%
VAW Vanguard Materials ETF	0.05%	947	$178K	Add +689.2%
MMT Aberdeen Multimarket Income	0.04%	34,500	$162K	Add +97.1%
VGSH Vanguard Short-Term Treasury	0.04%	2,500	$145K	No change
XIGDX Voya GLBL Eqty DVD & PRM Opp	0.04%	25,200	$137K	No change
XEXGX Eaton Vance Tax-Managed Glob	0.03%	15,038	$123K	Add +2.1%
FNDE Schwab Fndmntl Em MRK Eq ETF	0.03%	3,442	$100K	Reduce -24.9%
BKLN Invesco Senior Loan ETF	0.03%	4,743	$100K	No change
XLE SS Energy Select Sector	0.02%	833	$71K	Reduce -11.2%
JIRE JPMorgan Int Res Enh Eqty	0.02%	995	$58K	No change
VFH Vanguard Financials ETF	0.02%	491	$58K	No change
VOT Vngrd Mrngstr MC GRW ETF-Usd	0.01%	168	$43K	Reduce -32.5%
BSJP Invesco Bulletshares 2025 HY	0.01%	1,742	$40K	Reduce -41.6%
XLI SS Industrial Select Sector	0.01%	215	$28K	No change
VCR Vanguard Consumer Discre ETF	0.01%	75	$28K	No change
VOX Vanguard Communication Servi	0.01%	180	$28K	No change
VPU Vanguard Utilities ETF	0.01%	167	$27K	No change
VDC Vanguard Consumer Staple ETF	0.01%	115	$24K	No change
VBK Van Morst SML-Cap Gro-Usd Inc.	0.00%	51	$14K	No change
VGK Vanguard Ftse Europe ETF	0.00%	216	$14K	No change
VGLT Vanguard Long-Term Treasury	0.00%	208	$12K	Reduce -26.5%
FNDF Schwab Fndmn Intl LRG Co. ETF	0.00%	281	$9K	No change
VTWO Vanguard Russell 2000 ETF	0.00%	103	$9K	Add +267.9%
RWJ Invesco S&P Smallcap 600	0.00%	150	$7K	No change
QQQM Invesco Nasdaq 100 ETF	0.00%	31	$7K	Add +19.2%
XLRE SS Real Estate Select Sector	0.00%	146	$6K	Reduce -96.5%
JQUA JPMorgan US Quality Factor	0.00%	83	$5K	No change
PJP Invesco Pharmaceuticals ETF	0.00%	55	$5K	No change
SCHE Schwab Emrg Mrkts Eqty ETF	0.00%	136	$4K	No change
VGIT Vanguard Intermediate-Term T	0.00%	44	$3K	No change
VBR Vngrd Mrngst SL-CP Val ETF-U	0.00%	12	$2K	No change
VXF Vanguard Extended Market ETF	0.00%	12	$2K	No change
VSS Vanguard Ftse All Wo X-US SC	0.00%	15	$2K	No change
SCHP Schwab U.S. Tips ETF	0.00%	50	$1K	No change
GSY Invesco Ultra Short Duration	0.00%	23	$1K	No change

Other holdings (1): bonds, preferreds, convertibles and warrants · $193 (not counted above)

Security	Class	Shares / Principal	Value	Change
OXY.WS Occidental Petroleum-CW27	*W EXP 08/03/202	7	$193	New

Total filed on the 13F, all lines: $364.2M.

Portfolio Sells Q3 2024 → Q4 2024


IVV iShares Core S&P 500 ETF	Sold out	0.00%	−5.81
IUSB Ishr CR Unvrse Usd BD ETF-Ui	Sold out	0.00%	−3.75
AGG iShares Core U.S. Aggregate	Sold out	0.00%	−1.74
IVW iShares S&P 500 Growth ETF	Sold out	0.00%	−1.49
V Visa Inc. Class A	Sold out	0.00%	−1.35
QUAL iShares MSCI USA Quality Fac	Sold out	0.00%	−1.33
EFV iShares MSCI Eafe Value ETF	Sold out	0.00%	−1.10
EFG iShares MSCI Eafe Growth ETF	Sold out	0.00%	−1.03
IVE iShares S&P 500 Value ETF	Sold out	0.00%	−0.78
IEMG iShares Core MSCI Emerging	Sold out	0.00%	−0.78
USHY iShares Broad Usd High Yield	Sold out	0.00%	−0.75
IYW iShares Ustechnology ETF	Sold out	0.00%	−0.67
LLY Eli Lilly & Co.	Sold out	0.00%	−0.65
NVS Novartis AG-Sponsored ADR	Sold out	0.00%	−0.65
O Realty Income Corp.	Sold out	0.00%	−0.61
EMXC iShares MSCI Emr MRK Ex Chna	Sold out	0.00%	−0.56
SOXX iShares Semiconductor ETF	Sold out	0.00%	−0.50
BIL SS SPDR BB 1-3M T-Bill ETF	Sold out	0.00%	−0.46
ILCV iShares Morningstar Value Et	Sold out	0.00%	−0.46
FLRT Pacer Aristotle Pacific Floa	Sold out	0.00%	−0.45
ILCG iShares Morningstar Growth E	Sold out	0.00%	−0.43
CMCSA Comcast Corp. Class A	Reduce -61.3%	0.41%	−0.42
TLT iShares 20+ Year Treasury BD	Sold out	0.00%	−0.42
IJH iShares Core S&P Midcap ETF	Sold out	0.00%	−0.36
HDV iShares Core High Dividend E	Sold out	0.00%	−0.35
AON Aon PLC Class A	Sold out	0.00%	−0.35
ETN Eaton Corp. PLC	Sold out	0.00%	−0.26
NAN Nuveen NY QLTY Muni Inc.	Sold out	0.00%	−0.24
IWF iShares Russell 1000 Growth	Sold out	0.00%	−0.22
BSJQ Invesco Bulletshares 2026 HY	Reduce -86.4%	0.05%	−0.21
CNC Centene Corp.	Reduce -40.2%	0.42%	−0.20
CVS CVS Health Corp.	Reduce -39.7%	0.30%	−0.20
IXC iShares Global Energy ETF	Sold out	0.00%	−0.17
IFRA iShares US Infrastructure	Sold out	0.00%	−0.16
IWD iShares Russell 1000 Value E	Sold out	0.00%	−0.16
SNN Smith & Nephew PLC -Spon ADR	Reduce -44.6%	0.26%	−0.16
IWR iShares Russell Mid-Cap ETF	Sold out	0.00%	−0.15
SHOP Shopify Inc. Class A	Sold out	0.00%	−0.14
ITOT iShares Core S&P Total U.S.	Sold out	0.00%	−0.14
EMB iShares JP Morgan Usd Emergi	Sold out	0.00%	−0.12
MUB iShares National Muni Bond E	Sold out	0.00%	−0.12
NVO Novo-Nordisk A/S-Spons ADR	Reduce -47.4%	0.14%	−0.12
KO The Coca-Cola Co.	Reduce -69.6%	0.07%	−0.11
MMIN Nylim Mackay Muni Insured Et	Sold out	0.00%	−0.10
DUK Duke Energy Corp.	Sold out	0.00%	−0.10
IEFA iShares Core MSCI Eafe ETF	Sold out	0.00%	−0.10
ONTO Onto Innovation Inc.	Sold out	0.00%	−0.10
IXUS iShares Core Intl Stock ETF	Sold out	0.00%	−0.09
NYF iShares New York Muni Bond E	Sold out	0.00%	−0.09
ZTS Zoetis Inc.	Reduce -65.7%	0.06%	−0.09

Portfolio Buys Q3 2024 → Q4 2024


VOO Vanguard S&P 500 ETF	Add +5.9%	6.60%	+2.29
NVDA Nvidia Corp.	Add +26.5%	4.16%	+2.07
MSFT Microsoft Corp.	Add +10.8%	3.83%	+1.33
AMZN Amazon.com Inc.	Add +13.0%	2.31%	+1.08
AAPL Apple Inc.	Add +8.8%	2.63%	+1.04
SPY SS SPDR S&P 500 ETF Trust-US	Add +804.0%	1.12%	+1.03
OMFL Invesco Russell 1000 DYN M/F	Add +6.2%	2.70%	+0.94
TSLA Tesla Inc.	Add +7.9%	1.51%	+0.87
META Meta Platforms Inc. Class A	Add +6.7%	2.14%	+0.75
VEA Vanguard Ftse Developed ETF	Add +2.4%	3.07%	+0.73
FISV Fiserv Inc.	Add +2.2%	1.57%	+0.62
BGC BGC Group Inc. Class A	New	0.58%	+0.58
VCIT Vanguard Int-Term Corporate	Add +2.2%	2.02%	+0.56
BRK.B Berkshire Hathaway Inc. Class B	Add +4.4%	1.70%	+0.53
NFLX Netflix Inc.	Add +5.5%	1.13%	+0.53
BN Brookfield Corp.	Add +1.9%	1.45%	+0.52
GOOGL Alphabet Inc. Class A	Add +8.0%	1.16%	+0.49
GOVI Invesco Equal Weight 0-30 YR	Add +2.2%	1.88%	+0.48
GOOG Alphabet Inc. Class C	Add +29.3%	0.90%	+0.47
PZA Invesco National Amt-Free Mu	Add +13.3%	1.22%	+0.44
ORCL Oracle Corp.	Add +3.1%	1.45%	+0.43
MKL Markel Group Inc.	Add +2.4%	0.97%	+0.36
BSJS Invesco Bulletshares 2028 HY	New	0.34%	+0.34
AVGO Broadcom Inc.	Add +12.7%	0.58%	+0.31
DIS The Walt Disney Co.	Add +0.0%	0.79%	+0.31
NMRK Newmark Group Inc. Class A	New	0.30%	+0.30
PANW Palo Alto Networks Inc.	Add +49.8%	0.53%	+0.29
CRM Salesforce Inc.	Add +7.3%	0.61%	+0.28
VTEB Vanguard Tax-Exempt Bond ETF	Add +16.8%	0.73%	+0.28
PEP Pepsico Inc.	Add +249.2%	0.35%	+0.27
APD Air Products & Chemicals Inc.	Add +3.0%	0.89%	+0.26
XLK SS Technology Select Sector	Add +9.4%	0.70%	+0.26
XLF SS Financial Select Sector	Add +32.6%	0.52%	+0.26
IAU iShares Gold Trust	Add +540.7%	0.29%	+0.26
BKNG Booking Holdings Inc.	Add +0.7%	0.63%	+0.25
JPM JPMorgan Chase & Co.	Add +13.8%	0.55%	+0.25
CGDV Cap Group Dividend Value	Add +8.5%	0.69%	+0.23
BA The Boeing Co.	Add +12.0%	0.48%	+0.22
VTN Invesco TR for Invest GRD NY	Add +145.5%	0.32%	+0.22
GTO Invesco Total Return Bond Et	Add +1.9%	0.77%	+0.22
DCI Donaldson Co. Inc.	Add +45876.0%	0.21%	+0.21
SLB SLB Ltd.	Add +2258.3%	0.22%	+0.21
BAC Bank of America Corp.	Add +191.6%	0.27%	+0.21
ISRG Intuitive Surgical Inc.	Add +8.0%	0.53%	+0.20
UNP Union Pacific Corp.	Add +2.8%	0.79%	+0.20
MRSH Marsh & McLennan Cos	Add +544.4%	0.21%	+0.19
CGUS Cap Group Core Equity	Add +9.7%	0.49%	+0.18
JMEE JPM Sma & Mid Cap En Eq Et-U	Add +5.0%	0.56%	+0.18
NOW ServiceNow Inc.	Add +3.9%	0.42%	+0.18
VDE Vanguard Energy ETF	Add +11.8%	0.49%	+0.18

Notes & Other Activity Q3 2024 → Q4 2024


NEXTERA ENERGY INC (NEE 6.926 09/01/25)	UNIT 09/01/2025	Sold out	71	$3Kbefore exit
OXY.WS Occidental Petroleum-CW27	*W EXP 08/03/202	New	7	$193

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	376	$676.4M	VOO, OMFL, NVDA, AAPL, MSFT
Q1 2026	442	$796.5M	VOO, OMFL, NVDA, XLG, IVV
Q4 2025	296	$526.7M	VOO, OMFL, NVDA, XLG, MSFT
Q3 2025	400	$715.5M	VOO, OMFL, NVDA, IVV, XLG
Q2 2025	281	$413.3M	VOO, NVDA, MSFT, VEA, META
Q1 2025	261	$359.9M	VOO, MSFT, VEA, NVDA, OMFL
Q4 2024	258	$364.2M	VOO, NVDA, MSFT, VEA, OMFL
Q3 2024	1,239	$514.6M	IVV, VOO, IUSB, MSFT, VEA
Q2 2024	286	$414.9M	IVV, IUSB, VOO, VEA, MSFT