FT Vest U.S. Small Cap ModerSMAYETF
13F holders, Q2 2026 (June 30)67holders +9
17new positions
5sold out
$27.68avg. 13F price*
At the end of Q2 2026, 67 institutions reported holding FT Vest U.S. Small Cap Moder (SMAY) in their 13F filings, up 9 from Q1 2026. 17 opened new positions and 5 sold out. The largest holders were Mgo One Seven LLC ($3.2M), Cetera Investment Advisers ($3.0M) and LPL Financial LLC ($2.6M).
- Company
- FT Vest U.S. Small Cap Moder
- Filed as
- FIRST TR EXCHNG TRADED FD VI (Q2 2026)
- CUSIP
- 33740F466
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 17 | $4.8M |
| Exits | 5 | $402K |
All 13F filers, Q1 2026 → Q2 2026: 345,688 shares bought and 105,967 shares sold, net +239,721 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 67 holders
| Mgo One Seven LLC | 0.05% | Reduce -1.8% | 112,893 | $3.2M |
| Cetera Investment Advisers | 0.00% | Add +6.4% | 106,310 | $3.0M |
| LPL Financial LLC | 0.00% | Add +31.1% | 91,607 | $2.6M |
| Osaic Holdings, Inc. | 0.00% | Add +33.3% | 85,364 | $2.4M |
| Susquehanna International Group, LLP | 0.00% | Add +334.6% | 81,155 | $2.3M |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +5.8% | 60,829 | $1.7M |
| Commonwealth Equity Services, LLC | 0.00% | Add +31.9% | 53,174 | $1.5M |
| Envestnet Asset Management Inc. | 0.00% | Add +6.6% | 46,856 | $1.3M |
| Raymond James Financial Inc. | 0.00% | Add +53.4% | 44,895 | $1.3M |
| Kestra Advisory Services, LLC | 0.00% | Add +5.5% | 38,093 | $1.1M |
| BFI Wealth Solutions, LLC | 0.79% | Reduce -4.5% | 37,666 | $1.1M |
| SMART Wealth LLC | 0.23% | Reduce -39.3% | 37,657 | $1.1M |
| NorthCrest Asset Manangement, LLC | 0.03% | No change | 34,726 | $982K |
| First Heartland Consultants, Inc. | 0.06% | Add +3.2% | 33,012 | $937K |
| Ignite Planners, LLC | 0.11% | Add +4.8% | 27,466 | $779K |
| Jefferies Financial Group Inc. | 0.01% | New | 26,785 | $760K |
| Lionshead Wealth Management, LLC | 0.49% | Reduce -67.0% | 26,740 | $759K |
| Grantvest Financial Group LLC | 0.39% | Add +4.7% | 23,824 | $676K |
| Arkadios Wealth Advisors | 0.01% | Reduce -16.8% | 22,521 | $639K |
| Quad-Cities Investment Group, LLC | 0.22% | New | 21,493 | $610K |
| Diligent Investors, LLC | 0.13% | Add +99.1% | 21,100 | $599K |
| Optivise Advisory Services LLC | 0.29% | New | 20,232 | $574K |
| SOA Wealth Advisors, LLC. | 0.09% | Add +2.2% | 19,399 | $551K |
| StoneX Group Inc. | 0.02% | New | 17,066 | $484K |
| FSB Premier Wealth Management, Inc. | 0.13% | Reduce -0.1% | 16,530 | $469K |
| Csenge Advisory Group | 0.02% | New | 14,839 | $421K |
| Park Avenue Securities LLC | 0.00% | New | 13,517 | $384K |
| CreativeOne Wealth, LLC | 0.01% | New | 13,505 | $383K |
| Avidian Wealth Enterprises, LLC | 0.01% | Add +2.8% | 13,192 | $374K |
| Fragasso Financial Advisors Inc | 0.02% | No change | 12,914 | $366K |
| Fortress Private Ledger, LLC | 0.10% | Reduce -3.9% | 12,635 | $359K |
| Mariner, LLC | 0.00% | Reduce -3.2% | 12,100 | $343K |
| Kintra Wealth, LLC | 0.02% | Reduce -2.3% | 11,819 | $340K |
| Harvest Investment Services, LLC | 0.05% | Reduce -2.9% | 11,681 | $332K |
| Benson Wealth Management INC | 0.32% | Reduce -3.5% | 11,349 | $322K |
| Wood Tarver Financial Group, LLC | 0.08% | Reduce -1.3% | 11,367 | $322K |
| Geneos Wealth Management Inc. | 0.01% | Add +100.0% | 11,160 | $317K |
| DHJJ Financial Advisors, Ltd. | 0.08% | Add +58.5% | 9,369 | $266K |
| Integrated Wealth Concepts LLC | 0.00% | No change | 8,465 | $240K |
| GTS Securities LLC | 0.00% | New | 8,253 | $234K |
| Level Four Advisory Services, LLC | 0.01% | New | 7,936 | $225K |
| Sigma Planning Corp | 0.01% | Reduce -0.1% | 7,915 | $225K |
| Arax Advisory Partners | 0.00% | New | 7,645 | $217K |
| Silver Oak Securities, Incorporated | 0.01% | New | 7,181 | $204K |
| Kovack Advisors, Inc. | 0.01% | New | 7,178 | $203K |
| Spire Wealth Management | 0.01% | No change | 6,116 | $174K |
| Pinnacle Wealth Planning Services, Inc. | 0.02% | No change | 5,756 | $163K |
| Capital Analysts, LLC | 0.00% | No change | 5,728 | $163K |
| Harbour Investments, Inc. | 0.00% | Add +61.4% | 5,311 | $151K |
| Blue Bell Private Wealth Management, LLC | 0.01% | No change | 4,128 | $117K |
| Lanark Financial, Inc. | 0.01% | No change | 3,798 | $108K |
| Steward Partners Investment Advisory, LLC | 0.00% | Add +0.5% | 3,697 | $105K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +3.0% | 38,445 | $103K |
| Buck Wealth Strategies, LLC | 0.01% | New | 1,670 | $47K |
| International Assets Investment Management, LLC | 0.00% | New | 1,653 | $47K |
| Creative Financial Designs Inc. | 0.00% | Add +6.2% | 1,080 | $31K |
| Rockefeller Capital Management L.P. | 0.00% | Reduce -35.3% | 1,000 | $28K |
| Noble Wealth Management PBC | 0.01% | Reduce -12.5% | 875 | $25K |
| AE Wealth Management LLC | 0.00% | Add +60.8% | 690 | $20K |
| IFP Advisors, Inc | 0.00% | New | 546 | $15K |
| Morgan Stanley | 0.00% | No change | 521 | $15K |
| Capital Investment Advisory Services, LLC | 0.00% | No change | 500 | $14K |
| Ashton Thomas Private Wealth, LLC | 0.00% | Reduce -59.6% | 453 | $13K |
| Ameriflex Group, Inc. | 0.00% | No change | 400 | $11K |
| Ameritas Investment Partners, Inc. | 0.00% | New | 400 | $11K |
| Bullseye Investment Management, LLC | 0.00% | Reduce -56.6% | 121 | $3K |
| Park Square Financial Group, LLC | 0.01% | New | 34 | $965 |
"% of holder's portfolio" is SMAY's weight in each manager's 13F, not the share of FT Vest U.S. Small Cap Moder the manager owns.