Catherine Avery Investment Management LLC

In its 13F for Q2 2025 (holdings as of June 30, 2025, filed January 5, 2026), Catherine Avery Investment Management LLC reported 165 stock positions worth $131.6 million. Its top holding was Seagate Technology (STX) at 3.6% of the portfolio, followed by Intl Business Machines (IBM, 3.6%) and Broadcom (AVGO, 3.5%). Compared with Q1 2025, it opened 15 new positions, sold out of 10, added to 38 and reduced 41. The biggest buy was Seagate Technology (STX, shares +3073%) and the biggest sale SS SPDR BB 1-3M T-Bill ETF (BIL, shares −100%).

Most Recent 13F
Q2 2026
Location
LONGBOAT KEY, FL
CIK
0002103454
Portfolio Value
$131.6M (Q2 2025)
SEC Filing
0001420506-26-000015 ↗ filed Jan 5, 2026

Holdings Value

0$50.0M$100.0M$150.0M$200.0M$250.0M Q4 2024: $113.3M Q4 2024 Q1 2025: $111.6M Q1 2025 Q2 2025: $131.6M $131.6M Q2 2025 Q3 2025: $155.2M Q3 2025 Q4 2025: $167.0M Q4 2025 Q1 2026: $223.4M Q1 2026 Q2 2026: $229.0M Q2 2026

Holdings 165 stocks · $131.6M
STX Seagate Technology Holdings 3.62% 33,027 $4.8M Add +3072.6%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 3.61% 16,125 $4.8M Reduce -9.5%
AVGO Broadcom Inc. 3.48% 16,620 $4.6M Add +7.9%
RTX RTX Corp. 3.47% 31,322 $4.6M Add +1.4%
C Citigroup Inc. 3.37% 52,118 $4.4M Add +9.9%
JPM JPMorgan Chase & Co. 3.27% 14,829 $4.3M Reduce -4.4%
ORCL Oracle Corp. 3.25% 19,577 $4.3M Add +5.6%
CSCO Cisco Systems Inc. 3.22% 61,138 $4.2M Add +1.9%
FCX Freeport-McMoran Inc. 2.94% 89,307 $3.9M New
KO The Coca-Cola Co. 2.84% 52,923 $3.7M Reduce -0.3%
LHX L3HARRIS Technologies Inc. 2.81% 14,755 $3.7M Add +1.9%
MSFT Microsoft Corp. 2.72% 7,207 $3.6M Reduce -0.6%
BKR Baker Hughes Co. 2.72% 93,393 $3.6M Add +14.2%
NEE Nextera Energy Inc. 2.72% 51,521 $3.6M Reduce -5.4%
CVX Chevron Corp. 2.71% 24,913 $3.6M Add +10.7%
MDT Medtronic PLC 2.66% 40,196 $3.5M Add +1.6%
EVRG Evergy Inc. 2.64% 50,476 $3.5M Reduce -8.4%
BMY Bristol-Myers Squibb Co. 2.64% 74,981 $3.5M Add +13.2%
QCOM Qualcomm Inc. 2.54% 20,993 $3.3M Add +2417.2%
MRK Merck & Co. Inc. 2.54% 42,166 $3.3M Add +17.6%
VZ Verizon Communications Inc. 2.53% 77,064 $3.3M Add +4.9%
BAC Bank of America Corp. filed as BANK AMERICA CORP 2.49% 69,363 $3.3M Add +725.1%
CAG Conagra Brands Inc. 2.48% 159,224 $3.3M Add +17.9%
MCD McDonald's Corp. 2.46% 11,091 $3.2M Reduce -4.1%
HPE Hewlett Packard Enterprise 2.37% 152,761 $3.1M Add +47.9%
TGT Target Corp. 2.35% 31,394 $3.1M Add +108155.2%
LYB Lyondellbasell Indu Class A 2.30% 52,313 $3.0M Add +60.3%
BEN Franklin Templeton Inc. 2.21% 121,895 $2.9M Add +4.1%
PFE Pfizer Inc. 2.17% 117,795 $2.9M Add +2.5%
TFC Truist Financial Corp. 2.17% 66,294 $2.8M Add +34.7%
AMGN Amgen Inc. 2.13% 10,050 $2.8M New
BBY Best Buy Co. Inc. 2.11% 41,348 $2.8M Add +41.5%
PSX Phillips 66 2.01% 22,171 $2.6M Add +24.1%
UPS United Parcel Service Class B 1.92% 25,058 $2.5M Add +15.6%
CL Colgate-Palmolive Co. 1.17% 17,012 $1.5M No change
JCI Johnson Controls Internation 0.90% 11,175 $1.2M Reduce -63.3%
VLO Valero Energy Corp. 0.81% 7,889 $1.1M Reduce -6.5%
CMI Cummins Inc. 0.69% 2,790 $914K Reduce -8.5%
APD Air Products & Chemicals Inc. 0.48% 2,223 $627K Reduce -71.0%
XOM Exxon Mobil Corp. 0.48% 5,813 $627K No change
MS Morgan Stanley 0.45% 4,232 $596K Reduce -4.6%
NVDA Nvidia Corp. 0.32% 2,637 $417K No change
SUSA iShares ESG Optimized MSCI U 0.24% 2,493 $316K No change
JNJ Johnson & Johnson 0.21% 1,770 $270K Reduce -4.9%
AAPL Apple Inc. 0.20% 1,278 $262K Reduce -3.4%
INTU Intuit Inc. 0.18% 300 $236K No change
RDVI FT Vest Rising Dividend Achi 0.17% 9,324 $230K Reduce -30.4%
AXP American Express Co. 0.17% 700 $223K No change
WMB Williams Cos Inc. 0.16% 3,400 $214K No change
WM Waste Management Inc. 0.13% 750 $172K No change
ABT Abbott Laboratories 0.12% 1,120 $152K No change
IWD iShares Russell 1000 Value E 0.09% 592 $115K No change
PLTR Palantir Technologies Inc. Class A 0.09% 824 $112K Add +1.7%
CAT Caterpillar Inc. 0.08% 288 $112K Reduce -20.0%
EMR Emerson Electric Co. 0.07% 739 $99K Reduce -10.8%
AWK American Water Works Co. Inc. 0.07% 660 $92K No change
CINF Cincinnati Financial Corp. 0.06% 500 $74K No change
LMT Lockheed Martin Corp. 0.06% 157 $73K Reduce -15.1%
V Visa Inc. Class A 0.06% 204 $72K No change
IHI iShares U.S. Medical Devices 0.05% 1,112 $70K No change
PM Philip Morris International 0.05% 376 $68K Add +0.8%
GOOGL Alphabet Inc. Class A 0.05% 371 $65K Reduce -0.3%
ITW Illinois Tool Works 0.05% 261 $65K No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.04% 412 $51K Reduce -39.8%
AGI Alamos Gold Inc. Class A 0.04% 1,902 $51K Reduce -20.8%
ABBV Abbvie Inc. 0.04% 261 $49K No change
SCHD Schwab US DVD Equity ETF 0.04% 1,806 $48K Reduce -47.6%
SDVD FT Vest Smid Rising Dividend 0.03% 2,163 $44K Reduce -47.5%
F Ford Motor Co. filed as FORD MTR CO 0.03% 3,393 $37K Reduce -15.9%
MU Micron Technology Inc. 0.03% 281 $35K No change
HD Home Depot Inc. 0.03% 90 $33K No change
STZ Constellation Brands Inc. Class A 0.02% 200 $33K No change
KMB Kimberly-Clark Corp. 0.02% 250 $32K No change
META Meta Platforms Inc. Class A 0.02% 42 $31K No change
NFLX Netflix Inc. 0.02% 23 $31K No change
OMC Omnicom Group 0.02% 403 $29K Reduce -98.8%
ICE Intercontinental Exchange Inc. 0.02% 152 $28K Reduce -41.1%
COST Costco Wholesale Corp. 0.02% 28 $28K No change
BLK BlackRock Inc. 0.02% 25 $26K Reduce -40.5%
LOW Lowe's Cos Inc. 0.02% 112 $25K Reduce -32.9%
DIVO Amplify CWP Enhan Divid ETF 0.02% 564 $24K New
QQQI Neos Nasdaq-100 High Inc. ETF 0.02% 441 $23K New
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.02% 405 $22K New
OKE Oneok Inc. 0.02% 269 $22K Add +169.0%
DVY iShares Select Dividend ETF 0.01% 149 $20K No change
AMZN Amazon.com Inc. 0.01% 89 $20K No change
BIL SS SPDR BB 1-3M T-Bill ETF 0.01% 204 $19K Reduce -99.7%
PG The Procter & Gamble Co. 0.01% 109 $17K No change
NEM Newmont Corp. 0.01% 272 $16K Add +0.4%
ADP Automatic Data Processing 0.01% 50 $15K Reduce -35.9%
JSI JH Securitized Income ETF 0.01% 289 $15K New
PCMM BBLX Private Credit Clo ETF 0.01% 295 $15K New
GM General Motors Co. 0.01% 300 $15K No change
ETR Entergy Corp. 0.01% 154 $13K No change
USFR Wisdomtree Floating Rate Tre 0.01% 253 $13K Add +0.8%
LLY Eli Lilly & Co. 0.01% 15 $12K No change
MDLZ Mondelez International Inc. Class A 0.01% 166 $11K Add +0.6%
MO Altria Group Inc. 0.01% 190 $11K No change
BRK.B Berkshire Hathaway Inc. Class B 0.01% 22 $11K No change
NDAQ Nasdaq Inc. 0.01% 112 $10K No change
IJH iShares Core S&P Midcap ETF 0.01% 155 $10K No change
RS Reliance Inc. 0.01% 30 $9K No change
ETN Eaton Corp. PLC 0.01% 25 $9K No change
PRU Prudential Financial Inc. 0.01% 80 $9K No change
KVUE Kenvue Inc. 0.01% 398 $8K New
DOV Dover Corp. 0.01% 45 $8K No change
WMT Walmart Inc. 0.01% 82 $8K No change
AMP Ameriprise Financial Inc. 0.01% 14 $7K No change
CI The Cigna Group 0.01% 22 $7K No change
SPY SS SPDR S&P 500 ETF Trust-US 0.01% 11 $7K Reduce -35.3%
HON Honeywell International Inc. 0.01% 29 $7K No change
SOUN Soundhound AI Inc. Class A 0.01% 629 $7K No change
CF CF Industries Holdings Inc. filed as CF INDS HLDGS INC 0.00% 66 $6K Reduce -76.7%
NOC Northrop Grumman Corp. 0.00% 12 $6K No change
NKE Nike Inc. Class B 0.00% 79 $6K Add +6.8%
INTC Intel Corp. 0.00% 241 $5K Reduce -41.2%
GEV GE Vernova Inc. 0.00% 10 $5K New
NCIQ Hashdex Nasdaq Cme Crypto Inc. 0.00% 186 $5K New
ELV Elevance Health Inc. 0.00% 13 $5K No change
TMO Thermo Fisher Scientific Inc. 0.00% 12 $5K No change
KGC Kinross Gold Corp. 0.00% 300 $5K No change
HPQ HP Inc. 0.00% 191 $5K No change
DGRW Wisdomtree U.S. Quality Divi 0.00% 55 $5K No change
CMCSA Comcast Corp. Class A 0.00% 115 $4K No change
UNH Unitedhealth Group Inc. 0.00% 13 $4K No change
UHS Universal Health Services-B 0.00% 21 $4K No change
VIG Vanguard Dividend Apprec ETF 0.00% 17 $3K No change
BP BP PLC-Spons ADR 0.00% 110 $3K Add +1.9%
RCL Royal Caribbean Cruises Ltd. 0.00% 10 $3K No change
DHS Wisdomtree US High Dividend 0.00% 32 $3K No change
CVS CVS Health Corp. 0.00% 41 $3K Reduce -43.8%
MA Mastercard Inc. Class A 0.00% 5 $3K No change
STLA Stellantis NV 0.00% 275 $3K Add +292.9%
T AT&T Inc. 0.00% 74 $2K Reduce -58.9%
NOW ServiceNow Inc. 0.00% 2 $2K No change
UBER Uber Technologies Inc. 0.00% 22 $2K New
LQD Ishr Ibx Usd Invgd CB ETF-Ui 0.00% 17 $2K No change
AFL Aflac Inc. 0.00% 17 $2K No change
CHRD Chord Energy Corp. 0.00% 15 $1K No change
GOOG Alphabet Inc. Class C 0.00% 8 $1K New
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.00% 3 $1K No change
PAYO Payoneer Global Inc. 0.00% 175 $1K Add +75.0%
SWAG Stran & Co. Inc. 0.00% 800 $1K Reduce -92.4%
BABA Alibaba Group Holding-SP ADR 0.00% 10 $1K Reduce -50.0%
QQQ Invesco QQQ Trust Series 1 0.00% 2 $1K New
COF Capital One Financial Corp. 0.00% 5 $1K No change
TLT iShares 20+ Year Treasury BD 0.00% 12 $1K No change
NOK Nokia Corp.-Spon ADR 0.00% 200 $1K Add +100.0%
AVGE Avantis All Eqty Mrkts ETF 0.00% 13 $1K No change
CARR Carrier Global Corp. 0.00% 13 $951 No change
LULU Lululemon Athletica Inc. 0.00% 4 $950 New
TDC Teradata Corp. 0.00% 40 $892 Add +166.7%
TARS Tarsus Pharmaceuticals Inc. 0.00% 20 $810 Add +53.9%
SHY iShares 1-3 Year Treasury Bo 0.00% 8 $663 No change
ACMR Acm Research Inc. Class A 0.00% 25 $648 Reduce -51.9%
BIDU Baidu Inc. - Spon ADR 0.00% 7 $600 No change
AMLX Amylyx Pharmaceuticals Inc. 0.00% 87 $558 No change
LUNR Intuitive Machines Inc. 0.00% 50 $544 Reduce -50.0%
JD Jd.com Inc.-ADR 0.00% 10 $326 Reduce -33.3%
OII Oceaneering Intl Inc. 0.00% 15 $311 New
DXC DXC Technology Co. 0.00% 16 $245 No change
BHVN Biohaven Ltd. 0.00% 12 $169 No change
MRNA Moderna Inc. 0.00% 6 $166 Reduce -57.1%
VFC VF Corp. 0.00% 2 $26 No change
ACB Aurora Cannabis Inc. 0.00% 3 $13 No change
Other holdings (1): bonds, preferreds, convertibles and warrants · $6K (not counted above)
SecurityClassShares / PrincipalValueChange
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 5$6KNo change

Total filed on the 13F, all lines: $131.6M.

Portfolio Sells Q1 2025 → Q2 2025
BIL SS SPDR BB 1-3M T-Bill ETF Reduce -99.7% 0.01% −5.09
OMC Omnicom Group Reduce -98.8% 0.02% −2.52
APD Air Products & Chemicals Inc. Reduce -71.0% 0.48% −1.55
JCI Johnson Controls Internation Reduce -63.3% 0.90% −1.29
MCD McDonald's Corp. Reduce -4.1% 2.46% −0.77
EVRG Evergy Inc. Reduce -8.4% 2.64% −0.76
NEE Nextera Energy Inc. Reduce -5.4% 2.72% −0.74
KO The Coca-Cola Co. Reduce -0.3% 2.84% −0.56
IBM Intl Business Machines Corp. Reduce -9.5% 3.61% −0.36
VLO Valero Energy Corp. Reduce -6.5% 0.81% −0.19
CMI Cummins Inc. Reduce -8.5% 0.69% −0.16
JPM JPMorgan Chase & Co. Reduce -4.4% 3.27% −0.14
RDVI FT Vest Rising Dividend Achi Reduce -30.4% 0.17% −0.11
JNJ Johnson & Johnson Reduce -4.9% 0.21% −0.07
TXN Texas Instruments Inc. Sold out 0.00% −0.07
AAPL Apple Inc. Reduce -3.4% 0.20% −0.06
SCHD Schwab US DVD Equity ETF Reduce -47.6% 0.04% −0.05
SDVD FT Vest Smid Rising Dividend Reduce -47.5% 0.03% −0.04
DIS The Walt Disney Co. Reduce -39.8% 0.04% −0.02
CAT Caterpillar Inc. Reduce -20.0% 0.08% −0.02
AGI Alamos Gold Inc. Class A Reduce -20.8% 0.04% −0.02
LMT Lockheed Martin Corp. Reduce -15.1% 0.06% −0.02
ICE Intercontinental Exchange Inc. Reduce -41.1% 0.02% −0.02
LOW Lowe's Cos Inc. Reduce -32.9% 0.02% −0.02
BLK BlackRock Inc. Reduce -40.5% 0.02% −0.02
CF CF Industries Holdings Inc. Reduce -76.7% 0.00% −0.02
DVN Devon Energy Corp. Sold out 0.00% −0.01
MS Morgan Stanley Reduce -4.6% 0.45% −0.01
ADP Automatic Data Processing Reduce -35.9% 0.01% −0.01
SWAG Stran & Co. Inc. Reduce -92.4% 0.00% −0.01
F Ford Motor Co. Reduce -15.9% 0.03% −0.01
WULF Terawulf Inc. Sold out 0.00% −0.01
EMR Emerson Electric Co. Reduce -10.8% 0.07% −0.01
INTC Intel Corp. Reduce -41.2% 0.00% −0.00
NIO Nio Inc. - ADR Sold out 0.00% −0.00
SPY SS SPDR S&P 500 ETF Trust-US Reduce -35.3% 0.01% −0.00
T AT&T Inc. Reduce -58.9% 0.00% −0.00
APLD Applied Digital Corp. Sold out 0.00% −0.00
FORA Forian Inc. Sold out 0.00% −0.00
CVS CVS Health Corp. Reduce -43.8% 0.00% −0.00
GOOGL Alphabet Inc. Class A Reduce -0.3% 0.05% −0.00
ASSERTIO HOLDINGS INC Sold out 0.00% −0.00
VTRS Viatris Inc. Sold out 0.00% −0.00
BABA Alibaba Group Holding-SP ADR Reduce -50.0% 0.00% −0.00
VRN Veren Inc. Sold out 0.00% −0.00
ACMR Acm Research Inc. Class A Reduce -51.9% 0.00% −0.00
LUNR Intuitive Machines Inc. Reduce -50.0% 0.00% −0.00
JD Jd.com Inc.-ADR Reduce -33.3% 0.00% −0.00
UBS UBS Group AG-Reg Sold out 0.00% −0.00
MRNA Moderna Inc. Reduce -57.1% 0.00% −0.00

Portfolio Buys Q1 2025 → Q2 2025
STX Seagate Technology Holdings Add +3072.6% 3.62% +3.54
FCX Freeport-McMoran Inc. New 2.94% +2.94
QCOM Qualcomm Inc. Add +2417.2% 2.54% +2.43
TGT Target Corp. Add +108155.2% 2.35% +2.35
BAC Bank of America Corp. Add +725.1% 2.49% +2.18
AMGN Amgen Inc. New 2.13% +2.13
AVGO Broadcom Inc. Add +7.9% 3.48% +1.17
HPE Hewlett Packard Enterprise Add +47.9% 2.37% +0.95
ORCL Oracle Corp. Add +5.6% 3.25% +0.93
C Citigroup Inc. Add +9.9% 3.37% +0.35
TFC Truist Financial Corp. Add +34.7% 2.17% +0.35
LYB Lyondellbasell Indu Class A Add +60.3% 2.30% +0.24
BEN Franklin Templeton Inc. Add +4.1% 2.21% +0.19
BBY Best Buy Co. Inc. Add +41.5% 2.11% +0.18
LHX L3HARRIS Technologies Inc. Add +1.9% 2.81% +0.10
PSX Phillips 66 Add +24.1% 2.01% +0.03
PLTR Palantir Technologies Inc. Class A Add +1.7% 0.09% +0.02
DIVO Amplify CWP Enhan Divid ETF New 0.02% +0.02
QQQI Neos Nasdaq-100 High Inc. ETF New 0.02% +0.02
JEPQ JPM Nasdaq Equity Premium New 0.02% +0.02
JSI JH Securitized Income ETF New 0.01% +0.01
PCMM BBLX Private Credit Clo ETF New 0.01% +0.01
OKE Oneok Inc. Add +169.0% 0.02% +0.01
KVUE Kenvue Inc. New 0.01% +0.01
GEV GE Vernova Inc. New 0.00% +0.00
NCIQ Hashdex Nasdaq Cme Crypto Inc. New 0.00% +0.00
UBER Uber Technologies Inc. New 0.00% +0.00
STLA Stellantis NV Add +292.9% 0.00% +0.00
GOOG Alphabet Inc. Class C New 0.00% +0.00
QQQ Invesco QQQ Trust Series 1 New 0.00% +0.00
LULU Lululemon Athletica Inc. New 0.00% +0.00
TDC Teradata Corp. Add +166.7% 0.00% +0.00
NEM Newmont Corp. Add +0.4% 0.01% +0.00
NOK Nokia Corp.-Spon ADR Add +100.0% 0.00% +0.00
PAYO Payoneer Global Inc. Add +75.0% 0.00% +0.00
OII Oceaneering Intl Inc. New 0.00% +0.00
NKE Nike Inc. Class B Add +6.8% 0.00% +0.00
TARS Tarsus Pharmaceuticals Inc. Add +53.9% 0.00% 0.00
BP BP PLC-Spons ADR Add +1.9% 0.00% −0.00
PM Philip Morris International Add +0.8% 0.05% −0.00
MDLZ Mondelez International Inc. Class A Add +0.6% 0.01% −0.00
USFR Wisdomtree Floating Rate Tre Add +0.8% 0.01% −0.00
CSCO Cisco Systems Inc. Add +1.9% 3.22% −0.09
RTX RTX Corp. Add +1.4% 3.47% −0.19
UPS United Parcel Service Class B Add +15.6% 1.92% −0.21
MRK Merck & Co. Inc. Add +17.6% 2.54% −0.35
PFE Pfizer Inc. Add +2.5% 2.17% −0.44
VZ Verizon Communications Inc. Add +4.9% 2.53% −0.45
BKR Baker Hughes Co. Add +14.2% 2.72% −0.50
MDT Medtronic PLC Add +1.6% 2.66% −0.52

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 165$229.0MSTX, CSCO, MSFT, C, JPM
Q1 2026 108$223.4MCVX, C, CSCO, IBM, VZ
Q4 2025 157$167.0MC, IBM, RTX, FCX, AVGO
Q3 2025 161$155.2MSTX, IBM, JPM, AVGO, ORCL
Q2 2025 165$131.6MSTX, IBM, AVGO, RTX, C
Q1 2025 160$111.6MBIL, IBM, RTX, BMY, NEE
Q4 2024Amended 175$113.3MAVGO, IBM, CSCO, C, JPM