Pgim S&P 500 Buffer 12-NovNOVPETF
13F holders, Q2 2026 (June 30)14holders +1
1new positions
0sold out
$32.54avg. 13F price*
At the end of Q2 2026, 14 institutions reported holding Pgim S&P 500 Buffer 12-Nov (NOVP) in their 13F filings, up 1 from Q1 2026. 1 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($17.6M), Raymond James Financial Inc. ($5.9M) and Commonwealth Equity Services, LLC ($1.2M).
- Company
- Pgim S&P 500 Buffer 12-Nov
- Filed as
- PGIM ROCK ETF TR (Q2 2026)
- CUSIP
- 69420N734
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 1 | $694K |
| Exits | 0 | $0 |
All 13F filers, Q1 2026 → Q2 2026: 196,692 shares bought and 282 shares sold, net +196,410 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 14 holders
| Prudential Financial Inc. | 0.02% | Add +42.3% | 541,647 | $17.6M |
| Raymond James Financial Inc. | 0.00% | Add +1.3% | 180,445 | $5.9M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -0.8% | 36,835 | $1.2M |
| Old Mission Capital LLC | 0.02% | New | 21,326 | $694K |
| Kestra Advisory Services, LLC | 0.00% | No change | 20,392 | $664K |
| Maltin Wealth Management, Inc. | 0.18% | No change | 16,724 | $544K |
| Royal Bank of Canada | 0.00% | Add +358.6% | 15,199 | $495K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 12,855 | $418K |
| Parallel Advisors, LLC | 0.00% | No change | 1,839 | $60K |
| DHJJ Financial Advisors, Ltd. | 0.02% | No change | 1,824 | $59K |
| Spire Wealth Management | 0.00% | No change | 1,395 | $45K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 796 | $26K |
| Harbour Investments, Inc. | 0.00% | No change | 500 | $16K |
| UBS Group AG | 0.00% | Add +1800.0% | 57 | $2K |
"% of holder's portfolio" is NOVP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Nov the manager owns.