Flaharty Asset Management, LLC

In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 20, 2025), Flaharty Asset Management, LLC reported 506 stock positions worth $693.0 million. Its top holding was PIMCO Enhanced Short Maturit (MINT) at 6.3% of the portfolio, followed by iShares Russell 1000 Value E (IWD, 5.6%) and iShares Russell 1000 Growth (IWF, 5.5%). Compared with Q4 2024, it opened 383 new positions, sold out of 5, added to 49 and reduced 50. The biggest buy was SS Industrial Select Sector (XLI, shares +930%) and the biggest sale SS Consumer Staples Sel Sect (XLP, shares −99%).

Most Recent 13F
Q2 2026
Location
CLEARWATER, FL
CIK
0001697882
Portfolio Value
$693.0M (Q1 2025)
SEC Filing
0001420506-25-001330 ↗ filed May 20, 2025

Holdings Value

0$200.0M$400.0M$600.0M$800.0M$1.0B Q1 2024: $673.8M Q1 2024 Q2 2024: $676.9M Q2 2024 Q3 2024: $711.2M Q3 2024 Q4 2024: $685.0M Q4 2024 Q1 2025: $693.0M $693.0M Q1 2025 Q2 2025: $730.8M Q2 2025 Q3 2025: $786.8M Q3 2025 Q4 2025: $800.6M Q4 2025 Q1 2026: $805.5M Q1 2026 Q2 2026: $69.9M Q2 2026

Holdings 506 stocks · $693.0M

MINT PIMCO Enhanced Short Maturit 6.27% 431,909 $43.5M Add +0.5%
IWD iShares Russell 1000 Value E 5.62% 206,816 $38.9M Reduce -7.8%
IWF iShares Russell 1000 Growth 5.53% 106,086 $38.3M Reduce -16.2%
JAAA Janus Henderson Aaa Clo ETF 4.85% 662,242 $33.6M Add +6.1%
RSPG Invesco S&P 500 Equal Weight 4.76% 403,170 $33.0M Add +20.4%
FTSL First Trust Senior Loan ETF 4.71% 715,752 $32.7M Reduce -5.2%
XLF SS Financial Select Sector 4.41% 613,952 $30.6M Add +35.7%
KORP American Century Diversified 4.07% 604,119 $28.2M Add +35.2%
SDY SS SPDR S&P Dividend ETF 3.86% 197,039 $26.7M Reduce -0.9%
MDIV FT Multi-Asset Divers Inc. 3.71% 1,571,532 $25.7M Add +6.9%
BOND PIMCO Active Bond Exchange-T 3.53% 264,272 $24.4M Add +9.6%
FTGC First Trust Global Tactical 3.34% 905,877 $23.1M Add +0.4%
XCEM Columbia Em Core Ex-China 3.32% 779,941 $23.0M Add +58.7%
PFM Invesco Dividend Achievers E 3.12% 472,349 $21.6M Reduce -40.9%
XLI SS Industrial Select Sector 3.07% 162,250 $21.3M Add +929.8%
TDIV FT Nasdaq Tech DVD Index FD 2.81% 264,589 $19.5M Reduce -10.4%
SPBO SS SPDR P Corp. Bond ETF 2.80% 668,757 $19.4M Add +11.3%
PFFD Global X US Preferred ETF 2.76% 1,003,503 $19.1M Add +8.2%
JSI JH Securitized Income ETF 2.68% 354,211 $18.5M Add +9.4%
AVUV Avantis US Small Cap Value 2.36% 187,997 $16.4M Add +10.4%
EMBD Global X Emerging Markets BD 2.27% 689,736 $15.8M Add +12.5%
KNG FT Vest S&P 500 DVD Arst TRG 2.21% 303,001 $15.3M Add +8.9%
JPST JPMorgan Ultra-Short Income 2.19% 299,092 $15.1M Add +9.2%
IWO iShares Russell 2000 Growth 1.68% 45,643 $11.7M Reduce -8.4%
IJJ iShares S&P Mid-Cap 400 Valu 1.65% 95,361 $11.4M Reduce -6.8%
QQQ Invesco QQQ Trust Series 1 0.78% 11,516 $5.4M Reduce -12.2%
RDVY First Trust Rising Dividend 0.52% 60,996 $3.6M Add +152.4%
MSFT Microsoft Corp. 0.49% 9,085 $3.4M Add +0.3%
DVY iShares Select Dividend ETF 0.36% 18,813 $2.5M Reduce -12.6%
SPY SS SPDR S&P 500 ETF Trust-US 0.36% 4,513 $2.5M Reduce -8.6%
AAPL Apple Inc. 0.31% 9,585 $2.1M Reduce -24.3%
XYLD Global X S&P 500 Cove Call E 0.29% 50,579 $2.0M Add +2.4%
JNJ Johnson & Johnson 0.28% 11,515 $1.9M Add +0.2%
FDN First Trust DJ Internet Ind 0.26% 8,093 $1.8M Reduce -20.9%
QYLD Global X Nasd 100 Cov Call 0.25% 104,872 $1.7M Add +5.4%
GRID First TRST Nasd Class Edg Sgiif 0.24% 14,953 $1.7M Reduce -11.0%
VNQ Vanguard Real Estate ETF 0.22% 16,831 $1.5M Add +8.9%
NVDA Nvidia Corp. 0.21% 13,461 $1.5M Add +14.6%
CAT Caterpillar Inc. 0.21% 4,342 $1.4M Reduce -5.5%
BSCQ Invesco Bulletshares 2026 CB 0.19% 67,901 $1.3M No change
LLY Eli Lilly & Co. 0.18% 1,496 $1.2M Add +0.1%
MSTR Strategy Inc. filed as MICROSTRATEGY INC 0.17% 4,055 $1.2M Add +37.2%
AMLP Alerian MLP ETF 0.16% 21,914 $1.1M Add +3.4%
BSCR Invesco Bulletshares 2027 CB 0.16% 55,969 $1.1M No change
RSPU Invesco S&P 500 Equal Weight 0.16% 15,490 $1.1M Add +0.1%
VMC Vulcan Materials Co. 0.15% 4,572 $1.1M No change
IWB iShares Russell 1000 ETF 0.15% 3,443 $1.1M Reduce -2.4%
BSCP Invesco Bulletshares 2025 CB 0.15% 49,613 $1.0M No change
AMZN Amazon.com Inc. 0.14% 5,088 $968K Add +87.7%
HD Home Depot Inc. 0.13% 2,449 $897K Reduce -3.1%
AZN Astrazeneca PLC-Spons ADR 0.13% 12,099 $889K No change
GLD SPDR Gold Shares 0.13% 3,006 $866K No change
NXTG First Trust Indxx Nextg ETF 0.12% 9,850 $836K Reduce -11.6%
BSJP Invesco Bulletshares 2025 HY 0.12% 34,900 $804K No change
AGG iShares Core U.S. Aggregate 0.11% 8,025 $794K Add +0.1%
BSCS Invesco Bulletshares 2028 CB 0.11% 36,585 $745K No change
MUB iShares National Muni Bond E 0.10% 6,877 $725K Add +3.2%
LMBS First Trust Low Duration Opp 0.10% 14,750 $725K Reduce -2.5%
RSP Invesco S&P 500 Equal Weight 0.10% 4,005 $694K Reduce -3.6%
JMBS Janus Henderson Mortg Backed 0.09% 13,690 $619K No change
TSLA Tesla Inc. 0.09% 2,330 $604K Add +136.1%
PG The Procter & Gamble Co. 0.09% 3,515 $599K Reduce -5.2%
RWL Invesco S&P 500 Revenue ETF 0.09% 5,928 $589K Reduce -9.9%
WMT Walmart Inc. 0.08% 6,459 $567K Add +3.7%
IWM iShares Russell 2000 ETF 0.08% 2,768 $552K Reduce -11.3%
BRK.B Berkshire Hathaway Inc. Class B 0.08% 988 $526K Reduce -4.6%
RYAN Ryan Specialty Holdings Inc. 0.07% 7,000 $517K Add +40.0%
GOOG Alphabet Inc. Class C 0.07% 3,277 $512K Add +10.7%
TIP iShares Tips Bond ETF 0.07% 4,466 $496K Add +11.8%
XETYX Eaton Vance Tax-MGD Div Eqty 0.07% 32,747 $467K Reduce -40.7%
XOM Exxon Mobil Corp. 0.07% 3,819 $454K Reduce -23.7%
SPLV Invesco S&P 500 Low Volatili 0.06% 5,920 $442K No change
PAYX Paychex Inc. 0.06% 2,850 $440K Reduce -6.6%
ITA iShares U.S. Aerospace & Def 0.06% 2,860 $438K No change
COST Costco Wholesale Corp. 0.06% 456 $431K Reduce -4.2%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.06% 10,276 $429K Add +15.3%
DUK Duke Energy Corp. 0.06% 3,446 $420K No change
PEG Public Service Enterprise GP 0.06% 4,993 $411K Add +0.1%
SO The Southern Co. 0.06% 4,350 $400K Reduce -8.4%
JPM JPMorgan Chase & Co. 0.06% 1,625 $399K Reduce -5.8%
CRMT America's Car-Mart Inc. 0.06% 8,500 $386K Add +21.4%
SCCO Southern Copper Corp. 0.05% 4,019 $376K Add +48.9%
PANW Palo Alto Networks Inc. 0.05% 2,137 $365K Reduce -2.6%
OXY Occidental Petroleum Corp. 0.05% 7,107 $351K No change
MCD McDonald's Corp. 0.05% 1,085 $339K No change
JBL Jabil Inc. 0.05% 2,477 $337K Reduce -3.8%
UNH Unitedhealth Group Inc. 0.05% 643 $337K Reduce -3.7%
OPRT Oportun Financial Corp. 0.05% 60,000 $329K Add +20.0%
INTC Intel Corp. 0.05% 14,326 $325K Add +27.9%
CSCO Cisco Systems Inc. 0.04% 5,058 $312K Reduce -20.8%
AON Aon PLC Class A 0.04% 768 $307K No change
RAVI NT Ultrashrt Fi ETF 0.04% 4,040 $305K No change
HYLS FT Tactical High Yield ETF 0.04% 7,172 $294K No change
VTI VG Morningstar TS MKT ETF-US 0.04% 1,050 $289K No change
PAVE Global X US Infrastructure 0.04% 7,385 $279K Add +27.7%
META Meta Platforms Inc. Class A 0.04% 460 $265K Add +16.8%
CBZ Cbiz Inc. 0.04% 3,492 $265K No change
NEE Nextera Energy Inc. 0.04% 3,736 $265K Add +2.8%
BSCT Invesco Bulletshares 2029 CB 0.04% 13,600 $252K No change
IJH iShares Core S&P Midcap ETF 0.04% 4,247 $248K Add +7.2%
NEAR iShares SH Dba ETF Usd Inc. 0.04% 4,810 $245K No change
MBCN Middlefield Banc Corp. 0.04% 8,753 $245K Reduce -50.2%
SMLR Semler Scientific Inc. 0.04% 6,700 $243K New
SUB iShares Short-Term National 0.03% 2,287 $242K New
GS Goldman Sachs Group Inc. 0.03% 427 $233K Add +1.2%
V Visa Inc. Class A 0.03% 663 $232K Reduce -34.4%
RWK Invesco S&P Midcap 400 Rev 0.03% 2,152 $232K Add +0.3%
XLK SS Technology Select Sector 0.03% 1,115 $230K Reduce -10.2%
VZ Verizon Communications Inc. 0.03% 5,034 $228K No change
RTX RTX Corp. 0.03% 1,649 $218K New
MS Morgan Stanley 0.03% 1,867 $218K Add +3.6%
HUBS HubSpot Inc. 0.03% 375 $214K Reduce -6.3%
XLP SS Consumer Staples Sel Sect 0.03% 2,599 $212K Reduce -99.3%
RDDT Reddit Inc. Class A 0.03% 2,000 $210K New
SLF Sun Life Financial Inc. 0.03% 3,611 $207K No change
ORCL Oracle Corp. 0.03% 1,477 $206K Reduce -0.3%
SHOP Shopify Inc. Class A 0.03% 2,145 $205K Reduce -25.8%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.03% 2,052 $202K Reduce -3.2%
IJR iShares Core S&P Small-Cap E 0.03% 1,914 $200K Reduce -20.7%
T AT&T Inc. 0.03% 7,039 $199K New
KLAC KLA Corp. 0.03% 283 $192K Reduce -20.3%
TSAT Telesat Corp. 0.03% 10,000 $188K New
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.03% 723 $187K New
ARGX Argenx SE - ADR 0.03% 304 $180K New
AMAT Applied Materials Inc. 0.02% 1,191 $173K New
COP Conocophillips 0.02% 1,608 $169K New
NOBL Proshares S&P 500 Dividend A 0.02% 1,606 $164K New
COF Capital One Financial Corp. 0.02% 868 $156K New
VTV Vanguard Mrngstr Val ETF-Aui 0.02% 895 $155K New
SHEL Shell PLC-ADR 0.02% 2,050 $150K New
MDY State Street SPDR S&P Midcap 0.02% 278 $148K New
FAD First Trust Multi Cap Growth 0.02% 1,143 $148K New
FTSM First Trust Enh Short Mat FD 0.02% 2,465 $148K New
ITOT iShares Core S&P Total U.S. 0.02% 1,206 $147K Reduce -26.1%
ALB Albemarle Corp. 0.02% 2,000 $144K New
MRK Merck & Co. Inc. 0.02% 1,567 $141K Reduce -38.4%
AVGO Broadcom Inc. 0.02% 819 $137K New
PLTR Palantir Technologies Inc. Class A 0.02% 1,615 $136K New
PFE Pfizer Inc. 0.02% 5,343 $135K New
AMD Advanced Micro Devices 0.02% 1,311 $135K New
IWR iShares Russell Mid-Cap ETF 0.02% 1,541 $131K New
HON Honeywell International Inc. 0.02% 605 $128K New
ABT Abbott Laboratories 0.02% 933 $124K New
XLV SS Health Care Select Sector 0.02% 844 $123K New
IJT iShares S&P Small-Cap 600 GR 0.02% 970 $121K New
IBIT iShares Bitcoin Trust ETF 0.02% 2,575 $121K New
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.02% 287 $121K New
WFC Wells Fargo & Co. 0.02% 1,657 $119K New
GPI Group 1 Automotive Inc. 0.02% 300 $115K New
CMCSA Comcast Corp. Class A 0.02% 3,073 $113K New
GOOGL Alphabet Inc. Class A 0.02% 733 $113K New
FXL First Trust Technology Alpha 0.02% 850 $112K New
VYM Vanguard High DVD Yield ETF 0.02% 855 $110K New
CINF Cincinnati Financial Corp. 0.02% 732 $108K New
GILT Gilat Satellite Networks Ltd. 0.02% 17,000 $108K New
PSA Public Storage 0.02% 349 $104K New
SYK Stryker Corp. 0.01% 274 $102K New
AEP American Electric Power 0.01% 925 $101K New
CRDO Credo Technology Group Holdi 0.01% 2,500 $100K New
SRE Sempra 0.01% 1,350 $96K New
WM Waste Management Inc. 0.01% 410 $95K New
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.01% 380 $94K New
ZBH Zimmer Biomet Holdings Inc. 0.01% 831 $94K New
RELY Remitly Global Inc. 0.01% 4,500 $94K New
NVMI Nova Ltd. 0.01% 500 $92K New
ES Eversource Energy 0.01% 1,475 $92K New
QBTS D-Wave Quantum Inc. 0.01% 12,000 $91K New
QCOM Qualcomm Inc. 0.01% 587 $90K New
IJK iShares S&P Mid-Cap 400 Grow 0.01% 1,080 $90K New
EWJ iShares MSCI Japan ETF 0.01% 1,311 $90K Reduce -66.6%
NTAP Netapp Inc. 0.01% 1,007 $88K New
DHR Danaher Corp. 0.01% 430 $88K New
SBUX Starbucks Corp. 0.01% 876 $86K New
APH Amphenol Corp. Class A 0.01% 1,300 $85K New
LPLA LPL Financial Holdings Inc. 0.01% 256 $84K New
CVX Chevron Corp. 0.01% 489 $82K New
MET Metlife Inc. 0.01% 1,000 $80K New
ANET Arista Networks Inc. 0.01% 1,012 $78K New
TSN Tyson Foods Inc. Class A 0.01% 1,200 $77K New
SPSM SS SPDR P S&P 600 Small Cap 0.01% 1,836 $75K New
BHP BHP Group Ltd.-Spon ADR 0.01% 1,500 $73K New
IWS iShares Russell Mid-Cap Valu 0.01% 556 $70K New
CW Curtiss-Wright Corp. 0.01% 218 $69K New
VCR Vanguard Consumer Discre ETF 0.01% 210 $68K New
TMO Thermo Fisher Scientific Inc. 0.01% 136 $68K New
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.01% 1,600 $67K New
GE General Electric filed as GE AEROSPACE 0.01% 334 $67K New
XLE SS Energy Select Sector 0.01% 713 $67K New
FLEX Flex Ltd. 0.01% 2,000 $66K New
NKE Nike Inc. Class B 0.01% 1,030 $65K New
CDNS Cadence Design SYS Inc. 0.01% 250 $64K New
RGTI Rigetti Computing Inc. 0.01% 8,000 $63K New
CLS Celestica Inc. 0.01% 800 $63K New
HG Hamilton Insurance Grou Class B 0.01% 3,000 $62K New
ED Consolidated Edison Inc. 0.01% 557 $62K New
PEP Pepsico Inc. 0.01% 399 $60K New
LOW Lowe's Cos Inc. 0.01% 253 $59K New
FYX First Trust Small Cap Core A 0.01% 652 $59K New
ODFL Old Dominion Freight Line 0.01% 354 $59K New
MUNI PIMCO Intermediate Municipal 0.01% 1,132 $58K New
FMB First Trust Managed Municipa 0.01% 1,153 $58K New
FDVV Fidelity High Dividend ETF 0.01% 1,171 $58K New
NXGL Nexgel Inc. 0.01% 19,000 $57K New
IUSV iShares Core S&P U.S. Value 0.01% 613 $57K New
AXP American Express Co. 0.01% 209 $56K New
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.01% 456 $56K New
VKTX Viking Therapeutics Inc. 0.01% 2,299 $56K New
MRVL Marvell Technology Inc. 0.01% 901 $55K New
OKLO Oklo Inc. 0.01% 2,500 $54K New
CSAI Cloudastructure Inc. 0.01% 12,000 $53K New
CPRT Copart Inc. 0.01% 940 $53K New
CARR Carrier Global Corp. 0.01% 835 $53K New
PFG Principal Financial Group 0.01% 609 $51K New
WSO Watsco Inc. 0.01% 100 $51K New
ITW Illinois Tool Works 0.01% 200 $50K New
KO The Coca-Cola Co. 0.01% 681 $49K New
SPTI SS SPDR P Int Term TSY ETF 0.01% 1,691 $48K New
DE Deere & Co. 0.01% 101 $47K New
IXN iShares Global Tech ETF 0.01% 625 $47K New
IUSG iShares Core S&P U.S. Growth 0.01% 371 $47K New
CMI Cummins Inc. 0.01% 150 $47K New
LRCX Lam Research Corp. 0.01% 644 $47K New
DLR Digital Realty Trust Inc. 0.01% 322 $46K New
AIVL Wisdomtree US AI Enhanced Va 0.01% 418 $46K Reduce -85.1%
EXPE Expedia Group Inc. 0.01% 272 $46K New
SSB Southstate Bank Corp. 0.01% 490 $45K New
BLK BlackRock Inc. 0.01% 48 $45K New
TRMB Trimble Inc. 0.01% 688 $45K New
IYR iShares US Real Estate ETF 0.01% 470 $45K New
PZA Invesco National Amt-Free Mu 0.01% 1,951 $45K New
SM SM Energy Co. 0.01% 1,500 $45K New
BMY Bristol-Myers Squibb Co. 0.01% 731 $45K New
C Citigroup Inc. 0.01% 602 $43K New
IAU iShares Gold Trust 0.01% 697 $41K New
SHY iShares 1-3 Year Treasury Bo 0.01% 485 $40K New
STZ Constellation Brands Inc. Class A 0.01% 215 $39K New
GBTC Grayscale Bitcoin Trust ETF 0.01% 599 $39K New
MCK McKesson Corp. 0.01% 58 $39K New
BX Blackstone Inc. 0.01% 279 $39K New
VIG Vanguard Dividend Apprec ETF 0.01% 198 $38K New
OTIS Otis Worldwide Corp. 0.01% 372 $38K New
VB Vanguard Most SM-Cap ETF-Usd 0.01% 170 $38K New
NFLX Netflix Inc. 0.01% 40 $37K New
DFS Discover Financial Services 0.01% 218 $37K New
FTCS First Trust Capital Strength 0.01% 414 $37K New
IYH iShares U.S. Healthcare ETF 0.01% 600 $37K New
NOC Northrop Grumman Corp. 0.01% 70 $36K New
FFIV F5 Inc. 0.01% 130 $35K New
MBB iShares MBS ETF 0.00% 359 $34K New
IVE iShares S&P 500 Value ETF 0.00% 174 $33K New
AXON Axon Enterprise Inc. 0.00% 63 $33K New
UPS United Parcel Service Class B 0.00% 300 $33K New
SHW The Sherwin-Williams Co. 0.00% 94 $33K New
TRV The Travelers Cos Inc. 0.00% 120 $32K New
VRTX Vertex Pharmaceuticals Inc. 0.00% 65 $32K New
SPYV SS SPDR P S&P 500 Value ETF 0.00% 617 $32K New
COWZ Pacer US Cash Cows 100 ETF 0.00% 557 $31K New
USMV iShares MSCI USA Min Vol Fac 0.00% 325 $30K New
URI United Rentals Inc. 0.00% 48 $30K New
SPIB SS SPDR P Int C Corp. ETF 0.00% 897 $30K New
AWK American Water Works Co. Inc. 0.00% 201 $30K New
FSK FS KKR Capital Corp. 0.00% 1,402 $29K New
LULU Lululemon Athletica Inc. 0.00% 103 $29K New
ADBE Adobe Inc. 0.00% 75 $29K New
SPYG SS SPDR P S&P 500 Growth ETF 0.00% 350 $28K New
VDC Vanguard Consumer Staple ETF 0.00% 128 $28K New
CI The Cigna Group 0.00% 85 $28K New
IVV iShares Core S&P 500 ETF 0.00% 50 $28K New
ADSK Autodesk Inc. 0.00% 105 $27K New
MA Mastercard Inc. Class A 0.00% 50 $27K New
IIPR Innovative Industrial Proper 0.00% 500 $27K New
DELL Dell Technologies -C 0.00% 294 $27K New
IVW iShares S&P 500 Growth ETF 0.00% 284 $26K New
BKKT Bakkt Inc. filed as BAKKT HOLDINGS INC 0.00% 3,000 $26K New
BBAI Bigbear.ai Holdings Inc. 0.00% 9,000 $26K New
WMB Williams Cos Inc. 0.00% 417 $25K New
TPR Tapestry Inc. 0.00% 353 $25K New
NSC Norfolk Southern Corp. 0.00% 100 $24K New
NDAQ Nasdaq Inc. 0.00% 305 $23K New
IEFA iShares Core MSCI Eafe ETF 0.00% 302 $23K New
LMT Lockheed Martin Corp. 0.00% 51 $23K New
ONON On Holding AG Class A filed as ON HLDG AG 0.00% 500 $22K New
ASAN Asana Inc. Class A 0.00% 1,400 $20K New
HRTG Heritage Insurance Holdings 0.00% 1,305 $19K New
FLD Fold Holdings Inc. filed as FOLD HLDGS INC 0.00% 3,000 $19K New
ETN Eaton Corp. PLC 0.00% 67 $18K New
PNC PNC Financial Services Group 0.00% 102 $18K New
CPAY Corpay Inc. 0.00% 50 $17K New
QS Quantumscape Corp. 0.00% 4,080 $17K New
SCHW Schwab (charles) Corp. 0.00% 210 $16K New
FITB Fifth Third Bancorp 0.00% 417 $16K New
VONG Vanguard Russell 1000 Growth 0.00% 173 $16K New
OFLX Omega Flex Inc. 0.00% 450 $16K New
NULV Nuveen ESG Large-Cap Val ETF 0.00% 382 $15K New
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.00% 50 $15K New
CIEN Ciena Corp. 0.00% 240 $15K New
SNOW Snowflake Inc. 0.00% 93 $14K New
OEF iShares S&P 100 ETF 0.00% 50 $14K New
VLO Valero Energy Corp. 0.00% 102 $13K New
MSA Msa Safety Inc. 0.00% 91 $13K New
SNPS Synopsys Inc. 0.00% 31 $13K New
PFF iShares Preferred & Income S 0.00% 431 $13K New
FBLG Fibrobiologics Inc. 0.00% 14,702 $13K No change
UNP Union Pacific Corp. 0.00% 56 $13K New
CVS CVS Health Corp. 0.00% 195 $13K New
GNL Global Net Lease Inc. 0.00% 1,622 $13K New
PH Parker Hannifin Corp. 0.00% 21 $13K New
ROBT First Trust Nasdaq Artificia 0.00% 307 $12K Reduce -98.8%
ORI Old Republic Intl Corp. 0.00% 315 $12K New
APD Air Products & Chemicals Inc. 0.00% 40 $12K New
CHTR Charter Communications Inc. Class A 0.00% 32 $12K New
RBLX Roblox Corp. Class A 0.00% 200 $12K New
EFA iShares MSCI Eafe ETF 0.00% 140 $11K New
VGT Vanguard Info Tech ETF 0.00% 21 $11K New
ABBV Abbvie Inc. 0.00% 54 $11K New
BA The Boeing Co. 0.00% 66 $11K New
AMPY Amplify Energy Corp. 0.00% 3,000 $11K New
RFG Invesco S&P Midcap 400 Pure 0.00% 255 $11K New
PRU Prudential Financial Inc. 0.00% 100 $11K New
TMFC Motley Fool 100 Index ETF 0.00% 198 $11K New
CRM Salesforce Inc. 0.00% 40 $11K New
PDT John Hancock Prem DVD FND 0.00% 819 $11K New
TSM Taiwan Semiconductor-SP ADR 0.00% 63 $10K New
SLV iShares Silver Trust 0.00% 334 $10K New
NOW ServiceNow Inc. 0.00% 13 $10K New
TY Tri-Continental Corp. 0.00% 333 $10K New
IHI iShares U.S. Medical Devices 0.00% 169 $10K New
AMP Ameriprise Financial Inc. 0.00% 21 $10K New
HRZN Horizon Technology Finance C 0.00% 1,075 $10K New
FXH First Trust Health Care Alph 0.00% 97 $10K New
BP BP PLC-Spons ADR 0.00% 292 $10K New
MPWR Monolithic Power Systems Inc. 0.00% 17 $10K New
SDVY First Trust Smid Cap Rising 0.00% 292 $10K New
SPGI S&P Global Inc. 0.00% 19 $10K New
MPC Marathon Petroleum Corp. 0.00% 65 $9K New
UPST Upstart Holdings Inc. 0.00% 200 $9K New
ALRM Alarm.com Holdings Inc. 0.00% 165 $9K New
NBTB N B T Bancorp Inc. 0.00% 200 $9K New
INDA iShares MSCI India ETF 0.00% 164 $8K New
EOS Eaton Vance Enh Eqt Inc. II 0.00% 400 $8K New
IDXX Idexx Laboratories Inc. 0.00% 20 $8K New
ENPH Enphase Energy Inc. 0.00% 134 $8K New
ALL Allstate Corp. 0.00% 40 $8K New
SYY Sysco Corp. 0.00% 110 $8K New
FE Firstenergy Corp. 0.00% 200 $8K New
IWY iShares Russell Top 200 Grow 0.00% 38 $8K New
EWA iShares MSCI Australia ETF 0.00% 340 $8K New
ISRG Intuitive Surgical Inc. 0.00% 16 $8K New
KMB Kimberly-Clark Corp. 0.00% 55 $8K New
LIT Global X Lithium & Battery T 0.00% 200 $8K New
BAX Baxter International Inc. 0.00% 216 $7K New
MSCI MSCI Inc. 0.00% 13 $7K New
NVR NVR Inc. 0.00% 1 $7K New
PPL PPL Corp. 0.00% 200 $7K New
CTAS Cintas Corp. 0.00% 35 $7K New
WST West Pharmaceutical Services 0.00% 32 $7K New
DAL Delta Air Lines Inc. 0.00% 160 $7K New
XLC SS Comm Select Sector SPDR 0.00% 71 $7K New
VST Vistra Corp. 0.00% 58 $7K New
TEL Te Connectivity PLC 0.00% 48 $7K New
F Ford Motor Co. filed as FORD MTR CO 0.00% 672 $7K New
WBD Warner Bros Discovery Inc. 0.00% 627 $7K New
ADP Automatic Data Processing 0.00% 22 $7K New
CMG Chipotle Mexican Grill Inc. 0.00% 132 $7K New
CSX CSX Corp. 0.00% 225 $7K New
PLD Prologis Inc. 0.00% 59 $7K New
ALGN Align Technology Inc. 0.00% 41 $7K New
GPC Genuine Parts Co. 0.00% 54 $6K New
DASH DoorDash Inc. Class A 0.00% 35 $6K New
REGN Regeneron Pharmaceuticals 0.00% 10 $6K New
TSCO Tractor Supply Company 0.00% 115 $6K New
EWZ iShares MSCI Brazil ETF 0.00% 235 $6K New
ARKK ARK Innovation ETF 0.00% 125 $6K New
FPE FT-Preferred Secur & Inc. ETF 0.00% 323 $6K New
D Dominion Energy Inc. 0.00% 100 $6K New
FICO Fair Isaac Corp. 0.00% 3 $6K New
SPOT Spotify Technology SA 0.00% 10 $6K New
ULTA Ulta Beauty Inc. 0.00% 15 $5K New
SAN Banco Santander SA-Spon ADR 0.00% 817 $5K New
WH Wyndham Hotels & Resorts Inc. 0.00% 60 $5K New
PAYC Paycom Software Inc. 0.00% 24 $5K New
ZTS Zoetis Inc. 0.00% 30 $5K New
LVHI Franklin International Low V 0.00% 153 $5K New
ICLN iShares Global Clean Energy 0.00% 418 $5K New
IEMG iShares Core MSCI Emerging 0.00% 88 $5K New
HE Hawaiian Electric Inds 0.00% 431 $5K New
IONQ Ionq Inc. 0.00% 213 $5K Reduce -96.3%
TNL Travel + Leisure Co. 0.00% 100 $5K New
BKNG Booking Holdings Inc. 0.00% 1 $5K New
SPYD SS SPDR P S&P 500 Hi Div ETF 0.00% 103 $5K New
DEO Diageo PLC-Sponsored ADR 0.00% 43 $5K New
NI Nisource Inc. 0.00% 110 $4K New
MSI Motorola Solutions Inc. 0.00% 10 $4K New
BTC Grayscale Bitcoin Mini ETF 0.00% 119 $4K New
TW Tradeweb Markets Inc. Class A 0.00% 29 $4K New
USB US Bancorp 0.00% 100 $4K New
KR Kroger Co. 0.00% 62 $4K New
BSX Boston Scientific Corp. 0.00% 41 $4K New
SMG Scotts Miracle-Gro Co. 0.00% 75 $4K New
ENB Enbridge Inc. 0.00% 91 $4K New
UBER Uber Technologies Inc. 0.00% 55 $4K New
BABA Alibaba Group Holding-SP ADR 0.00% 30 $4K New
U Unity Software Inc. 0.00% 200 $4K New
CCL Carnival Corp. 0.00% 200 $4K New
HLT Hilton Worldwide Holdings Inc. 0.00% 17 $4K New
XLRE SS Real Estate Select Sector 0.00% 88 $4K New
PGR Progressive Corp. 0.00% 13 $4K New
VMRK Vivmark Residential filed as EQUITY RESIDENTIAL 0.00% 51 $4K New
GME Gamestop Corp. Class A 0.00% 160 $4K New
GRMN Garmin Ltd. 0.00% 15 $3K New
SCHM Schwab US Mid Cap ETF 0.00% 123 $3K New
POOL Pool Corp. 0.00% 10 $3K New
ICLR Icon PLC 0.00% 18 $3K New
SCHV Schwab US Large-Cap Value 0.00% 116 $3K New
BUD Anheuser-Busch Inbev-SPN ADR 0.00% 50 $3K New
LHX L3HARRIS Technologies Inc. 0.00% 14 $3K New
ON On Semiconductor 0.00% 70 $3K New
TFC Truist Financial Corp. 0.00% 69 $3K New
GLW Corning Inc. 0.00% 62 $3K New
GILD Gilead Sciences Inc. 0.00% 25 $3K New
NVO Novo-Nordisk A/S-Spons ADR 0.00% 40 $3K New
DVN Devon Energy Corp. 0.00% 74 $3K New
DXCM Dexcom Inc. 0.00% 40 $3K New
XYZ Block Inc. 0.00% 50 $3K New
PRQR Proqr Therapeutics NV 0.00% 2,000 $3K New
FCX Freeport-McMoran Inc. 0.00% 70 $3K New
ELV Elevance Health Inc. 0.00% 6 $3K New
IT Gartner Inc. 0.00% 6 $3K New
TPVG Triplepoint Venture Growth B 0.00% 360 $3K New
MCHP Microchip Technology Inc. 0.00% 50 $2K New
MAR Marriott International Class A 0.00% 10 $2K New
CFLT Confluent Inc. Class A 0.00% 100 $2K New
VOOG Vanguard S&P 500 Growth ETF 0.00% 7 $2K New
SOFI Sofi Technologies Inc. 0.00% 200 $2K New
HIVE Hive Digital Technologies LT 0.00% 1,600 $2K New
LBRDK Liberty Broadband-C 0.00% 27 $2K New
PHM Pultegroup Inc. 0.00% 22 $2K New
CLX Clorox Company 0.00% 15 $2K New
KKR KKR & Co. Inc. 0.00% 19 $2K New
HXL Hexcel Corp. 0.00% 40 $2K New
SIRI Sirius XM Holdings Inc. 0.00% 94 $2K New
SCHD Schwab US DVD Equity ETF 0.00% 75 $2K New
ARKG ARK Genomic Revolution ETF 0.00% 100 $2K New
PATH Uipath Inc. Class A 0.00% 200 $2K New
CYBR Cyberark Software Ltd./Israel 0.00% 6 $2K New
ADI Analog Devices Inc. 0.00% 10 $2K New
IFRA iShares US Infrastructure 0.00% 44 $2K New
KULR Kulr Technology Group Inc. 0.00% 1,500 $2K New
RF Regions Financial Corp. 0.00% 90 $2K New
MELI MercadoLibre Inc. 0.00% 1 $2K New
KMX Carmax Inc. 0.00% 25 $2K New
TXO Txo Partners LP 0.00% 100 $2K New
EME Emcor Group Inc. 0.00% 5 $2K New
IP International Paper Co. 0.00% 32 $2K New
SPG Simon Property Group Inc. 0.00% 10 $2K New
RIVN Rivian Automotive Inc. Class A 0.00% 130 $2K New
ASIX Advansix Inc. 0.00% 71 $2K New
NUE Nucor Corp. 0.00% 13 $2K New
DDOG Datadog Inc. Class A 0.00% 15 $1K New
VOD Vodafone Group PLC-SP ADR 0.00% 155 $1K New
FTEC Fidelity MSCI Info Tech Indx 0.00% 9 $1K New
BCAB Bioatla Inc. 0.00% 4,150 $1K New
OCGN Ocugen Inc. 0.00% 2,000 $1K New
CRWD CrowdStrike Holdings Inc. Class A 0.00% 4 $1K New
HWM Howmet Aerospace Inc. 0.00% 10 $1K New
GLOB Globant SA 0.00% 11 $1K New
NVAX Novavax Inc. 0.00% 200 $1K New
TFSL TFS Financial Corp. 0.00% 100 $1K New
LBTYA Liberty Global Ltd. Class A 0.00% 106 $1K New
MJ Amplify Alternat Harvest ETF 0.00% 62 $1K New
AMC AMC Entertainment HLDS Class A 0.00% 412 $1K New
WHR Whirlpool Corp. 0.00% 12 $1K New
MDT Medtronic PLC 0.00% 12 $1K New
VOO Vanguard S&P 500 ETF 0.00% 2 $1K New
FHLC Fidelity MSCI Health Care 0.00% 15 $1K New
SNREY Sunrise Communicat Class A 0.00% 21 $1K New
KD Kyndryl Holdings Inc. 0.00% 31 $973 New
INSG Inseego Corp. 0.00% 100 $817 New
CWI State Street SPDR MSCI Acwi 0.00% 24 $710 New
VXUS Vanguard Total Intl Stock 0.00% 11 $683 New
DEM Wisdomtree Emerging Markets 0.00% 14 $589 New
VLTO Veralto Corp. 0.00% 6 $584 New
TGT Target Corp. 0.00% 4 $417 New
DLHC DLH Holdings Corp. filed as DLH HLDGS CORP 0.00% 100 $405 New
DHI D.R. Horton Inc. 0.00% 3 $381 New
CLOV Clover Health Investments Co. 0.00% 100 $359 New
AVNS Avanos Medical Inc. 0.00% 24 $344 New
AFCG Advanced Flower Capital Inc. 0.00% 50 $279 New
SSYS Stratasys Ltd. 0.00% 27 $264 New
JAZZ Jazz Pharmaceuticals PLC 0.00% 2 $248 New
JBLU Jetblue Airways Corp. 0.00% 48 $231 New
LAC Lithium Americas Corp. 0.00% 80 $217 New
ETSY Etsy Inc. 0.00% 4 $189 New
SUNS Sunrise Realty Trust Inc. 0.00% 16 $177 New
LAR Lithium Argentina AG 0.00% 80 $171 New
DDD 3D Systems Corp. filed as 3-D SYS CORP DEL 0.00% 73 $155 New
SLVM Sylvamo Corp. 0.00% 2 $134 New
TLRY Tilray Brands Inc. 0.00% 200 $132 New
PYPL PayPal Holdings Inc. 0.00% 2 $131 New
BIOVIE INC 0.00% 100 $98 New
CURB Curbline Properties Corp. 0.00% 4 $97 New
AA Alcoa Corp. 0.00% 3 $92 New
OVV Ovintiv Inc. 0.00% 2 $86 New
LAZRQ Luminar Technologies Inc. 0.00% 6 $32 New
SITC Site Centers Corp. filed as SITE CTRS CORP 0.00% 2 $26 New
CHGG Chegg Inc. 0.00% 6 $4 New
Other holdings (1): bonds, preferreds, convertibles and warrants · $6K (not counted above)
SecurityClassShares / PrincipalValueChange
OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 200$6KNew

Total filed on the 13F, all lines: $693.0M.

Portfolio Sells Q4 2024 → Q1 2025

XLP SS Consumer Staples Sel Sect Reduce -99.3% 0.03% −4.39
PFM Invesco Dividend Achievers E Reduce -40.9% 3.12% −2.23
IWF iShares Russell 1000 Growth Reduce -16.2% 5.53% −1.90
TDIV FT Nasdaq Tech DVD Index FD Reduce -10.4% 2.81% −0.57
IWD iShares Russell 1000 Value E Reduce -7.8% 5.62% −0.45
IWO iShares Russell 2000 Growth Reduce -8.4% 1.68% −0.41
FTSL First Trust Senior Loan ETF Reduce -5.2% 4.71% −0.38
IJJ iShares S&P Mid-Cap 400 Valu Reduce -6.8% 1.65% −0.22
QQQ Invesco QQQ Trust Series 1 Reduce -12.2% 0.78% −0.20
ROBT First Trust Nasdaq Artificia Reduce -98.8% 0.00% −0.16
AAPL Apple Inc. Reduce -24.3% 0.31% −0.16
FDN First Trust DJ Internet Ind Reduce -20.9% 0.26% −0.10
SPY SS SPDR S&P 500 ETF Trust-US Reduce -8.6% 0.36% −0.06
XETYX Eaton Vance Tax-MGD Div Eqty Reduce -40.7% 0.07% −0.05
GRID First TRST Nasd Class Edg Sgiif Reduce -11.0% 0.24% −0.05
DVY iShares Select Dividend ETF Reduce -12.6% 0.36% −0.05
RBRK Rubrik Inc. Class A Sold out 0.00% −0.04
AIVL Wisdomtree US AI Enhanced Va Reduce -85.1% 0.01% −0.04
CAT Caterpillar Inc. Reduce -5.5% 0.21% −0.04
ELF Elf Beauty Inc. Sold out 0.00% −0.04
MBCN Middlefield Banc Corp. Reduce -50.2% 0.04% −0.04
IONQ Ionq Inc. Reduce -96.3% 0.00% −0.03
PPTA Perpetua Resources Corp. Sold out 0.00% −0.03
EWJ iShares MSCI Japan ETF Reduce -66.6% 0.01% −0.03
JOBY Joby Aviation Inc. Sold out 0.00% −0.02
COMP Compass Inc. Class A Sold out 0.00% −0.02
IWM iShares Russell 2000 ETF Reduce -11.3% 0.08% −0.02
NXTG First Trust Indxx Nextg ETF Reduce -11.6% 0.12% −0.02
MRK Merck & Co. Inc. Reduce -38.4% 0.02% −0.02
SHOP Shopify Inc. Class A Reduce -25.8% 0.03% −0.02
HD Home Depot Inc. Reduce -3.1% 0.13% −0.01
IWB iShares Russell 1000 ETF Reduce -2.4% 0.15% −0.01
XOM Exxon Mobil Corp. Reduce -23.7% 0.07% −0.01
V Visa Inc. Class A Reduce -34.4% 0.03% −0.01
IJR iShares Core S&P Small-Cap E Reduce -20.7% 0.03% −0.01
CSCO Cisco Systems Inc. Reduce -20.8% 0.04% −0.01
HUBS HubSpot Inc. Reduce -6.3% 0.03% −0.01
ITOT iShares Core S&P Total U.S. Reduce -26.1% 0.02% −0.01
RWL Invesco S&P 500 Revenue ETF Reduce -9.9% 0.09% −0.01
XLK SS Technology Select Sector Reduce -10.2% 0.03% −0.01
RSP Invesco S&P 500 Equal Weight Reduce -3.6% 0.10% −0.01
ORCL Oracle Corp. Reduce -0.3% 0.03% −0.01
PANW Palo Alto Networks Inc. Reduce -2.6% 0.05% −0.01
JBL Jabil Inc. Reduce -3.8% 0.05% −0.01
DIS The Walt Disney Co. Reduce -3.2% 0.03% −0.01
KLAC KLA Corp. Reduce -20.3% 0.03% −0.00
PG The Procter & Gamble Co. Reduce -5.2% 0.09% −0.00
LMBS First Trust Low Duration Opp Reduce -2.5% 0.10% −0.00
JPM JPMorgan Chase & Co. Reduce -5.8% 0.06% −0.00
COST Costco Wholesale Corp. Reduce -4.2% 0.06% −0.00

Portfolio Buys Q4 2024 → Q1 2025

XLI SS Industrial Select Sector Add +929.8% 3.07% +2.77
XLF SS Financial Select Sector Add +35.7% 4.41% +1.22
XCEM Columbia Em Core Ex-China Add +58.7% 3.32% +1.20
KORP American Century Diversified Add +35.2% 4.07% +1.08
RSPG Invesco S&P 500 Equal Weight Add +20.4% 4.76% +1.03
BOND PIMCO Active Bond Exchange-T Add +9.6% 3.53% +0.34
RDVY First Trust Rising Dividend Add +152.4% 0.52% +0.31
SPBO SS SPDR P Corp. Bond ETF Add +11.3% 2.80% +0.29
EMBD Global X Emerging Markets BD Add +12.5% 2.27% +0.25
MDIV FT Multi-Asset Divers Inc. Add +6.9% 3.71% +0.24
JSI JH Securitized Income ETF Add +9.4% 2.68% +0.23
JAAA Janus Henderson Aaa Clo ETF Add +6.1% 4.85% +0.23
FTGC First Trust Global Tactical Add +0.4% 3.34% +0.18
JPST JPMorgan Ultra-Short Income Add +9.2% 2.19% +0.17
KNG FT Vest S&P 500 DVD Arst TRG Add +8.9% 2.21% +0.17
PFFD Global X US Preferred ETF Add +8.2% 2.76% +0.11
AMZN Amazon.com Inc. Add +87.7% 0.14% +0.05
MSTR Strategy Inc. Add +37.2% 0.17% +0.04
SMLR Semler Scientific Inc. New 0.04% +0.04
SUB iShares Short-Term National New 0.03% +0.03
JNJ Johnson & Johnson Add +0.2% 0.28% +0.03
RTX RTX Corp. New 0.03% +0.03
RDDT Reddit Inc. Class A New 0.03% +0.03
TSLA Tesla Inc. Add +136.1% 0.09% +0.03
T AT&T Inc. New 0.03% +0.03
RYAN Ryan Specialty Holdings Inc. Add +40.0% 0.07% +0.03
TSAT Telesat Corp. New 0.03% +0.03
VO Vngrd Mrngstr MD-Cap ETF-Usd New 0.03% +0.03
ARGX Argenx SE - ADR New 0.03% +0.03
AMAT Applied Materials Inc. New 0.02% +0.02
COP Conocophillips New 0.02% +0.02
NOBL Proshares S&P 500 Dividend A New 0.02% +0.02
COF Capital One Financial Corp. New 0.02% +0.02
VTV Vanguard Mrngstr Val ETF-Aui New 0.02% +0.02
SHEL Shell PLC-ADR New 0.02% +0.02
MDY State Street SPDR S&P Midcap New 0.02% +0.02
FAD First Trust Multi Cap Growth New 0.02% +0.02
FTSM First Trust Enh Short Mat FD New 0.02% +0.02
ALB Albemarle Corp. New 0.02% +0.02
AVGO Broadcom Inc. New 0.02% +0.02
PLTR Palantir Technologies Inc. Class A New 0.02% +0.02
PFE Pfizer Inc. New 0.02% +0.02
AMD Advanced Micro Devices New 0.02% +0.02
OPRT Oportun Financial Corp. Add +20.0% 0.05% +0.02
IWR iShares Russell Mid-Cap ETF New 0.02% +0.02
VNQ Vanguard Real Estate ETF Add +8.9% 0.22% +0.02
HON Honeywell International Inc. New 0.02% +0.02
SCCO Southern Copper Corp. Add +48.9% 0.05% +0.02
ABT Abbott Laboratories New 0.02% +0.02
XLV SS Health Care Select Sector New 0.02% +0.02

Notes & Other Activity Q4 2024 → Q1 2025

OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 New 200 $6K
HUM Humana Inc. COM New 0 $0

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 52$69.9MMINT, JAAA, FTSL, XLF, PFM
Q1 2026 131$805.5MMINT, JAAA, FTSL, XLF, KORP
Q4 2025 139$800.6MMINT, JAAA, FTSL, RSPG, XLF
Q3 2025 128$786.8MIWF, MINT, IWD, JAAA, RSPG
Q2 2025Amended 128$730.8MIWF, MINT, IWD, JAAA, XLF
Q1 2025 506$693.0MMINT, IWD, IWF, JAAA, RSPG
Q4 2024 128$685.0MIWF, MINT, IWD, PFM, FTSL
Q3 2024 446$711.2MIWF, MINT, IWD, PFM, FTSL
Q2 2024 119$676.9MIWF, IWD, MINT, PFM, FTSL
Q1 2024 118$673.8MIWF, IWD, MINT, PFM, FTSL