FNY Investment Advisers, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 3, 2024), FNY Investment Advisers, LLC reported 650 stock positions worth $163.8 million. Its top holding was Tritium DCFC at 7.2% of the portfolio, followed by Byrna Technologies (BYRN, 6.1%) and Proshares Bitcoin ETF-Usd (BITO, 4.2%). Compared with Q4 2023, it opened 376 new positions, sold out of 187, added to 88 and reduced 71. The biggest buy was a new position in Proshares Bitcoin ETF-Usd (BITO) and the biggest sale an exit from iShares Russell 2000 ETF (IWM).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001742998
- Portfolio Value
- $163.8M (Q1 2024)
- SEC Filing
- 0001742998-24-000003 ↗ filed May 3, 2024
Holdings Value
Holdings 650 stocks · $163.8M
| TRITIUM DCFC LIMITED | 7.15% | 1,095,000 | $11.7M | Reduce -0.9% |
| BYRN Byrna Technologies Inc. | 6.10% | 717,367 | $10.0M | Add +1.4% |
| BITO Proshares Bitcoin ETF-Usd | 4.20% | 212,800 | $6.9M | New |
| GE General Electric | 3.82% | 44,702 | $6.3M | New |
| PEP Pepsico Inc. | 2.88% | 27,000 | $4.7M | New |
| MSOS Advisorshares Pure US Cann | 2.62% | 428,609 | $4.3M | Add +21.1% |
| AVGO Broadcom Inc. | 2.47% | 3,056 | $4.0M | New |
| CPRI Capri Holdings Ltd. | 2.42% | 87,399 | $4.0M | Reduce -30.0% |
| NVDA Nvidia Corp. | 2.10% | 3,811 | $3.4M | Reduce -22.9% |
| MMM 3M Co. | 1.81% | 33,400 | $3.0M | New |
| SOLV Solventum Corp. | 1.75% | 41,150 | $2.9M | New |
| AMZN Amazon.com Inc. | 1.59% | 14,413 | $2.6M | Add +1888.0% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 1.45% | 62,540 | $2.4M | Add +7717.5% |
| HES Hess Corp. | 1.43% | 15,400 | $2.4M | Add +54.0% |
| PXD Pioneer Natural Resources Co. | 1.35% | 8,404 | $2.2M | Add +2234.4% |
| LSXMK Liberty Media Corp.-Liber-New | 1.32% | 72,670 | $2.2M | Add +121.5% |
| BHP BHP Group Ltd.-Spon ADR | 1.31% | 37,127 | $2.1M | Add +1448.3% |
| MU Micron Technology Inc. | 1.13% | 15,681 | $1.8M | Add +646.7% |
| MSFT Microsoft Corp. | 1.03% | 4,010 | $1.7M | Add +54.1% |
| MO Altria Group Inc. | 1.02% | 38,300 | $1.7M | Add +45.0% |
| HOLI Hollysys Automation Technolo | 1.01% | 64,845 | $1.7M | Add +105.2% |
| WDC Western Digital Corp. | 0.97% | 23,315 | $1.6M | New |
| ARM Arm Holdings PLC-ADR | 0.96% | 12,570 | $1.6M | Add +669.3% |
| HMY Harmony Gold MNG-Spon ADR | 0.93% | 186,358 | $1.5M | New |
| MRVL Marvell Technology Inc. | 0.90% | 20,873 | $1.5M | Add +279.5% |
| XLE SS Energy Select Sector | 0.90% | 15,550 | $1.5M | Add +261.6% |
| X United States Steel Corp. | 0.87% | 35,100 | $1.4M | Add +8.6% |
| NFLX Netflix Inc. | 0.83% | 2,250 | $1.4M | New |
| GOOGL Alphabet Inc. Class A | 0.83% | 9,000 | $1.4M | Add +1134.6% |
| DELL Dell Technologies -C | 0.80% | 11,500 | $1.3M | New |
| AMD Advanced Micro Devices | 0.79% | 7,179 | $1.3M | New |
| CAVA Cava Group Inc. | 0.79% | 18,386 | $1.3M | Add +253.5% |
| NOW ServiceNow Inc. | 0.76% | 1,637 | $1.2M | New |
| ARCC Ares Capital Corp. | 0.71% | 56,000 | $1.2M | Add +55900.0% |
| XOP SS SPDR S&P Og Exp & Prod | 0.71% | 7,500 | $1.2M | New |
| CNNE Cannae Holdings Inc. | 0.71% | 52,100 | $1.2M | New |
| LMT Lockheed Martin Corp. | 0.64% | 2,300 | $1.0M | New |
| ANSS Ansys Inc. | 0.64% | 3,005 | $1.0M | New |
| AXONICS INC | 0.63% | 15,000 | $1.0M | New |
| FCX Freeport-McMoran Inc. | 0.63% | 22,000 | $1.0M | Add +3042.9% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.62% | 18,767 | $1.0M | New |
| JPM JPMorgan Chase & Co. | 0.61% | 5,000 | $1.0M | New |
| OKLO Oklo Inc. filed as ALTC ACQUISITION CORP | 0.60% | 86,800 | $991K | Reduce -0.5% |
| MRK Merck & Co. Inc. | 0.58% | 7,150 | $943K | New |
| PM Philip Morris International | 0.56% | 10,100 | $925K | Add +4950.0% |
| RIO Rio Tinto PLC-Spon ADR | 0.54% | 13,834 | $881K | New |
| XYZ Block Inc. | 0.53% | 10,220 | $864K | New |
| TAK Takeda Pharmaceutic-SP ADR | 0.53% | 61,956 | $860K | New |
| ENVX Enovix Corp. | 0.51% | 105,240 | $842K | Add +17.4% |
| ZTO Zto Express Cayman Inc.-ADR | 0.49% | 38,363 | $803K | New |
| AUNA Auna SA Class A | 0.49% | 75,116 | $799K | New |
| META Meta Platforms Inc. Class A | 0.47% | 1,603 | $778K | Add +80050.0% |
| RCM R1 RCM Inc. | 0.47% | 59,530 | $766K | New |
| BP BP PLC-Spons ADR | 0.46% | 20,000 | $753K | Reduce -33.3% |
| GS Goldman Sachs Group Inc. | 0.46% | 1,800 | $751K | New |
| BANK MONTREAL QUE | 0.46% | 2,285 | $747K | New |
| GDX Vaneck Gold Miners ETF | 0.46% | 23,609 | $746K | Add +1.5% |
| CYTK Cytokinetics Inc. | 0.43% | 10,055 | $704K | New |
| KRE SS SPDR S&P Regional Bank | 0.42% | 13,830 | $695K | Add +429.9% |
| ACI Albertsons Cos Inc. Class A | 0.40% | 30,430 | $652K | Reduce -19.9% |
| LSXMA Liberty Media Corp. Class A New | 0.37% | 20,510 | $609K | Reduce -31.5% |
| FANG Diamondback Energy Inc. | 0.36% | 3,000 | $594K | New |
| ML Moneylion Inc. | 0.35% | 8,090 | $576K | Reduce -24.1% |
| GAN Gan Ltd. | 0.34% | 440,349 | $559K | Add +138.0% |
| MDGL Madrigal Pharmaceuticals Inc. | 0.34% | 2,075 | $554K | New |
| MSTR Strategy Inc. filed as MICROSTRATEGY INC | 0.34% | 323 | $550K | New |
| KO The Coca-Cola Co. | 0.33% | 8,905 | $544K | New |
| M D C HLDGS INC | 0.32% | 8,300 | $522K | New |
| EDR Endeavor Group Hold Class A | 0.31% | 19,711 | $507K | Reduce -49.0% |
| CDLX Cardlytics Inc. | 0.31% | 34,780 | $503K | New |
| ADVISORSHARES TR | 0.30% | 77,719 | $488K | Add +16.9% |
| PLTR Palantir Technologies Inc. Class A | 0.29% | 20,550 | $472K | Add +722.0% |
| SPG Simon Property Group Inc. | 0.29% | 3,000 | $469K | Add +36.4% |
| SGML Sigma Lithium Corp. | 0.27% | 34,500 | $447K | Add +651.6% |
| CNXX Conx Corp. Class A | 0.27% | 41,282 | $437K | Add +8.0% |
| VKTX Viking Therapeutics Inc. | 0.26% | 5,250 | $430K | New |
| T AT&T Inc. | 0.26% | 24,080 | $423K | Add +339.4% |
| OLO Olo Inc. Class A | 0.26% | 77,026 | $422K | New |
| ORCL Oracle Corp. | 0.25% | 3,265 | $410K | Add +39.5% |
| PDD PDD Holdings Inc. | 0.25% | 3,500 | $406K | New |
| KHC The Kraft Heinz Co. | 0.25% | 10,900 | $402K | New |
| KVUE Kenvue Inc. | 0.24% | 18,119 | $388K | Add +210.0% |
| XPEV Xpeng Inc. - ADR | 0.23% | 50,000 | $384K | Add +2172.7% |
| HMC Honda Motor Co. Ltd.-Spons ADR | 0.23% | 10,000 | $372K | New |
| MPWR Monolithic Power Systems Inc. | 0.23% | 550 | $372K | New |
| CARE Carter Bankshares Inc. | 0.22% | 28,594 | $361K | New |
| CDRO Codere Online Luxembourg SA | 0.22% | 51,557 | $358K | New |
| OEC Orion SA | 0.21% | 14,840 | $349K | New |
| SLV iShares Silver Trust | 0.21% | 15,100 | $343K | New |
| PROSHARES TR II | 0.20% | 52,000 | $328K | Add +160.0% |
| STLA Stellantis NV | 0.20% | 11,560 | $327K | New |
| EVBN Evans Bancorp Inc. | 0.20% | 10,896 | $325K | New |
| C Citigroup Inc. | 0.20% | 5,100 | $322K | Add +135.0% |
| PEG Public Service Enterprise GP | 0.20% | 4,800 | $320K | New |
| GOOG Alphabet Inc. Class C | 0.19% | 2,085 | $317K | Add +4.3% |
| DJT Trump Media & Technology Gro | 0.19% | 5,000 | $309K | New |
| SIMO Silicon Motion Technol-ADR | 0.19% | 4,020 | $309K | Reduce -58.3% |
| IP International Paper Co. | 0.19% | 7,875 | $307K | New |
| SRG Seritage Growth Prop- A | 0.18% | 31,000 | $299K | Add +416.7% |
| KNOP Knot Offshore Partners LP | 0.18% | 57,244 | $295K | Reduce -17.3% |
Options reported separately and not counted above: FXY puts ($96K), SPY puts ($93K), IWM puts ($82K), TSLA calls ($27K), AMD calls ($19K), QQQ puts ($19K), SLV calls ($18K), GOOGL puts ($15K), EDR calls ($14K), MSOS calls ($13K), MU calls ($13K), PXD calls ($13K), and 84 more.
Other holdings (20): bonds, preferreds, convertibles and warrants · $1.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| HOEGH LNG PARTNERS LP (HMLP 8.75 PERP A) | COM | 52,795 | $765K | Add +12.5% |
| MAIDEN HOLDING LTD (MHLD 6.625 06/14/46) | COM | 18,088 | $301K | Reduce -0.6% |
| SUNSTONE HOTEL INVESTORS (SHO 5.7 PERP I) | COM | 3,727 | $74K | New |
| ACRES COMMERCIAL REALTY (ACR 7.875 PERP D) | COM | 2,925 | $62K | New |
| FANNIE MAE (FNMA F PERP O) | COM | 9,325 | $61K | Reduce -4.1% |
| AT&T INC (T 4.75 PERP C) | PFD | 2,590 | $52K | New |
| PAASF Pan American Silver Corp.-CVR | COM | 83,500 | $37K | No change |
| BNIXR Bannix Acquisition Corp.-RTS | RIGHT 07/31/2026 | 118,900 | $21K | Reduce -7.8% |
| INVESCO MORTGAGE CAPITAL (IVR V7.75 PERP B) | COM | 800 | $18K | New |
| CHIMERA INVESTMENT CORP (CIM 8 PERP A) | PREFERRED DEBT | 800 | $16K | New |
| GLOBAL NET LEASE INC (GNL 7.25 PERP A) | PREFERREDSTK | 800 | $16K | New |
| CITY OFFICE REIT (CIO 6.625 PERP A) | COM | 800 | $14K | New |
| FREDDIE MAC (FMCC 5.57 PERP V) | COM | 3,800 | $12K | Add +660.0% |
| DIGITALBRIDGE GROUP INC (DBRG 7.15 PERP I) | COM | 400 | $9K | New |
| TEXAS CAPITAL BANCSHARES (TCBI 5.75 PERP B) | COM | 462 | $9K | New |
| QWEST CORP (CTL 6.5 09/01/56) | COM | 400 | $3K | New |
| MIR.WS Mirion Technologies Inc.-CW25 | *W EXP 10/20/202 | 600 | $1K | No change |
| BRZHR Breeze Holdings Acq- Rights | RIGHT 05/23/2022 | 300 | $0 | No change |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | 700 | $0 | No change |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 2,700 | $0 | No change |
Total filed on the 13F, all lines: $165.3M.
Portfolio Sells Q4 2023 → Q1 2024
| IWM iShares Russell 2000 ETF | Sold out | 0.00% | −4.81 |
| CPRI Capri Holdings Ltd. | Reduce -30.0% | 2.42% | −4.68 |
| SPLK Splunk Inc. | Sold out | 0.00% | −4.56 |
| IYR iShares US Real Estate ETF | Sold out | 0.00% | −2.95 |
| WRK Westrock Co. | Reduce -97.1% | 0.05% | −2.54 |
| FLEX Flex Ltd. | Sold out | 0.00% | −2.48 |
| BANK MONTREAL MEDIUM | Sold out | 0.00% | −2.48 |
| BABA Alibaba Group Holding-SP ADR | Sold out | 0.00% | −2.00 |
| TBLT Toughbuilt Industries Inc. | Sold out | 0.00% | −1.85 |
| SOVO Sovos Brands Inc. | Sold out | 0.00% | −1.50 |
| TCEHY Tencent Holdings Ltd.-Uns ADR | Sold out | 0.00% | −1.28 |
| CME Cme Group Inc. | Reduce -98.0% | 0.01% | −1.20 |
| SEQUANS COMMUNICATIONS S A | Reduce -65.4% | 0.03% | −0.99 |
| LIT Global X Lithium & Battery T | Sold out | 0.00% | −0.93 |
| XIFR XPLR Infrastructure LP | Reduce -81.0% | 0.10% | −0.86 |
| USB US Bancorp | Reduce -97.6% | 0.01% | −0.79 |
| KWEB Kranesh Csi China Internet | Reduce -74.8% | 0.12% | −0.79 |
| BP BP PLC-Spons ADR | Reduce -33.3% | 0.46% | −0.74 |
| EDR Endeavor Group Hold Class A | Reduce -49.0% | 0.31% | −0.73 |
| KRTX Karuna Therapeutics Inc. | Sold out | 0.00% | −0.72 |
| NVDA Nvidia Corp. | Reduce -22.9% | 2.10% | −0.67 |
| AMT American Tower Corp. | Sold out | 0.00% | −0.64 |
| LI Li Auto Inc. - ADR | Reduce -99.7% | 0.00% | −0.63 |
| LSXMA Liberty Media Corp. Class A New | Reduce -31.5% | 0.37% | −0.60 |
| ACI Albertsons Cos Inc. Class A | Reduce -19.9% | 0.40% | −0.59 |
| EFA iShares MSCI Eafe ETF | Sold out | 0.00% | −0.57 |
| AVROBIO INC | Reduce -81.3% | 0.06% | −0.56 |
| ARE Alexandria Real Estate Equit | Reduce -85.0% | 0.05% | −0.53 |
| AYX Alteryx Inc. Class A | Sold out | 0.00% | −0.48 |
| SIMO Silicon Motion Technol-ADR | Reduce -58.3% | 0.19% | −0.48 |
| OKLO Oklo Inc. | Reduce -0.5% | 0.60% | −0.44 |
| RHHBY Roche Holdings Ltd.-Spons ADR | Sold out | 0.00% | −0.41 |
| GFI Gold Fields Ltd.-Spons ADR | Sold out | 0.00% | −0.41 |
| ML Moneylion Inc. | Reduce -24.1% | 0.35% | −0.40 |
| SBUX Starbucks Corp. | Sold out | 0.00% | −0.39 |
| CERE Cerevel Therapeutics Holding | Sold out | 0.00% | −0.38 |
| IMGN Immunogen Inc. | Sold out | 0.00% | −0.38 |
| BBY Best Buy Co. Inc. | Sold out | 0.00% | −0.37 |
| MGM MGM Resorts International | Sold out | 0.00% | −0.36 |
| NKE Nike Inc. Class B | Reduce -55.0% | 0.09% | −0.35 |
| NTR Nutrien Ltd. | Reduce -91.2% | 0.02% | −0.35 |
| RITM Rithm Capital Corp. | Sold out | 0.00% | −0.34 |
| BMY Bristol-Myers Squibb Co. | Reduce -98.8% | 0.00% | −0.34 |
| GENI Genius Sports Ltd. | Sold out | 0.00% | −0.33 |
| PYPL PayPal Holdings Inc. | Reduce -85.4% | 0.03% | −0.32 |
| AAGR African Agriculture Holdings | Reduce -13.3% | 0.05% | −0.31 |
| SNN Smith & Nephew PLC -Spon ADR | Sold out | 0.00% | −0.31 |
| HSY The Hershey Co. | Sold out | 0.00% | −0.30 |
| KMB Kimberly-Clark Corp. | Sold out | 0.00% | −0.30 |
| SLDP Solid Power Inc. | Sold out | 0.00% | −0.29 |
Portfolio Buys Q4 2023 → Q1 2024
| BITO Proshares Bitcoin ETF-Usd | New | 4.20% | +4.20 |
| GE General Electric | New | 3.82% | +3.82 |
| PEP Pepsico Inc. | New | 2.88% | +2.88 |
| AVGO Broadcom Inc. | New | 2.47% | +2.47 |
| MMM 3M Co. | New | 1.81% | +1.81 |
| SOLV Solventum Corp. | New | 1.75% | +1.75 |
| AMZN Amazon.com Inc. | Add +1888.0% | 1.59% | +1.46 |
| BAC Bank of America Corp. | Add +7717.5% | 1.45% | +1.42 |
| PXD Pioneer Natural Resources Co. | Add +2234.4% | 1.35% | +1.26 |
| BHP BHP Group Ltd.-Spon ADR | Add +1448.3% | 1.31% | +1.12 |
| BYRN Byrna Technologies Inc. | Add +1.4% | 6.10% | +0.98 |
| WDC Western Digital Corp. | New | 0.97% | +0.97 |
| HMY Harmony Gold MNG-Spon ADR | New | 0.93% | +0.93 |
| MU Micron Technology Inc. | Add +646.7% | 1.13% | +0.93 |
| NFLX Netflix Inc. | New | 0.83% | +0.83 |
| ARM Arm Holdings PLC-ADR | Add +669.3% | 0.96% | +0.82 |
| DELL Dell Technologies -C | New | 0.80% | +0.80 |
| AMD Advanced Micro Devices | New | 0.79% | +0.79 |
| NOW ServiceNow Inc. | New | 0.76% | +0.76 |
| GOOGL Alphabet Inc. Class A | Add +1134.6% | 0.83% | +0.71 |
| ARCC Ares Capital Corp. | Add +55900.0% | 0.71% | +0.71 |
| XOP SS SPDR S&P Og Exp & Prod | New | 0.71% | +0.71 |
| CNNE Cannae Holdings Inc. | New | 0.71% | +0.71 |
| LMT Lockheed Martin Corp. | New | 0.64% | +0.64 |
| ANSS Ansys Inc. | New | 0.64% | +0.64 |
| AXONICS INC | New | 0.63% | +0.63 |
| JEPQ JPM Nasdaq Equity Premium | New | 0.62% | +0.62 |
| JPM JPMorgan Chase & Co. | New | 0.61% | +0.61 |
| FCX Freeport-McMoran Inc. | Add +3042.9% | 0.63% | +0.60 |
| MRK Merck & Co. Inc. | New | 0.58% | +0.58 |
| PM Philip Morris International | Add +4950.0% | 0.56% | +0.54 |
| RIO Rio Tinto PLC-Spon ADR | New | 0.54% | +0.54 |
| CAVA Cava Group Inc. | Add +253.5% | 0.79% | +0.53 |
| MRVL Marvell Technology Inc. | Add +279.5% | 0.90% | +0.53 |
| XYZ Block Inc. | New | 0.53% | +0.53 |
| TAK Takeda Pharmaceutic-SP ADR | New | 0.53% | +0.53 |
| ZTO Zto Express Cayman Inc.-ADR | New | 0.49% | +0.49 |
| XLE SS Energy Select Sector | Add +261.6% | 0.90% | +0.49 |
| AUNA Auna SA Class A | New | 0.49% | +0.49 |
| META Meta Platforms Inc. Class A | Add +80050.0% | 0.47% | +0.47 |
| RCM R1 RCM Inc. | New | 0.47% | +0.47 |
| GS Goldman Sachs Group Inc. | New | 0.46% | +0.46 |
| BANK MONTREAL QUE | New | 0.46% | +0.46 |
| CYTK Cytokinetics Inc. | New | 0.43% | +0.43 |
| FANG Diamondback Energy Inc. | New | 0.36% | +0.36 |
| MDGL Madrigal Pharmaceuticals Inc. | New | 0.34% | +0.34 |
| MSTR Strategy Inc. | New | 0.34% | +0.34 |
| KO The Coca-Cola Co. | New | 0.33% | +0.33 |
| M D C HLDGS INC | New | 0.32% | +0.32 |
| CDLX Cardlytics Inc. | New | 0.31% | +0.31 |
Options Activity Q4 2023 → Q1 2024
| FXY Invesco Currencyshares Japan | put | New | 1,575 | $96K |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -78.8% | 178 | $93K |
| IWM iShares Russell 2000 ETF | put | Add +1020.0% | 392 | $82K |
| IMGN Immunogen Inc. | call | Sold out | 1,062 | $31Kbefore exit |
| TSLA Tesla Inc. | call | New | 157 | $27K |
| TGH Textainer Group Holdings Ltd. | put | Sold out | 500 | $24Kbefore exit |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -91.4% | 45 | $19K |
| AMD Advanced Micro Devices | call | New | 110 | $19K |
| SLV iShares Silver Trust | call | Add +45.1% | 798 | $18K |
| GOOGL Alphabet Inc. Class A | put | New | 105 | $15K |
| EDR Endeavor Group Hold Class A | call | New | 550 | $14K |
| MU Micron Technology Inc. | call | New | 115 | $13K |
| XLU St Sr Utl SL SE SPDR ETF-Usd | call | New | 200 | $13K |
| MSOS Advisorshares Pure US Cann | call | Reduce -0.6% | 1,384 | $13K |
| VKTX Viking Therapeutics Inc. | call | New | 141 | $11K |
| M D C HLDGS INC | put | New | 144 | $9K |
| FXY Invesco Currencyshares Japan | call | New | 105 | $6K |
| DOOR Masonite International Corp. | put | New | 51 | $6K |
| SOFI Sofi Technologies Inc. | call | Sold out | 630 | $6Kbefore exit |
| IPGP Ipg Photonics Corp. | call | Add +68.9% | 76 | $6K |
| BBIO Bridgebio Pharma Inc. | call | Sold out | 135 | $5Kbefore exit |
| JWN Nordstrom Inc. | call | New | 262 | $5K |
| GLD SPDR Gold Shares | call | Sold out | 30 | $5Kbefore exit |
| PFE Pfizer Inc. | call | Add +1.0% | 200 | $5K |
| SLV iShares Silver Trust | put | Sold out | 200 | $4Kbefore exit |
| TSLA Tesla Inc. | put | New | 26 | $4K |
| AFRM Affirm Holdings Inc. | put | Sold out | 80 | $3Kbefore exit |
| ABR Arbor Realty Trust Inc. | put | Sold out | 221 | $3Kbefore exit |
| CLF Cleveland-Cliffs Inc. | call | Sold out | 150 | $3Kbefore exit |
| HPE Hewlett Packard Enterprise | call | New | 190 | $3K |
| EL Estee Lauder Companies Class A | call | Sold out | 23 | $3Kbefore exit |
| NEWT Newtekone Inc. | put | New | 316 | $3K |
| SPH Suburban Propane Partners LP | call | Sold out | 187 | $3Kbefore exit |
| TKO Tko Group Holdings Inc. | call | New | 35 | $3K |
| FROG Jfrog Ltd. | call | Add +40.0% | 70 | $3K |
| GOOGL Alphabet Inc. Class A | call | New | 17 | $2K |
| CTLT Catalent Inc. | call | New | 42 | $2K |
| CLSK Cleanspark Inc. | call | New | 100 | $2K |
| CYTK Cytokinetics Inc. | call | Sold out | 30 | $2Kbefore exit |
| MDGL Madrigal Pharmaceuticals Inc. | put | New | 11 | $2K |
| ORIGIN MATERIALS INC | call | Sold out | 3,477 | $2Kbefore exit |
| SCHD Schwab US DVD Equity ETF | put | Sold out | 30 | $2Kbefore exit |
| HCP Hashicorp Inc. Class A | call | Reduce -16.7% | 75 | $2K |
| ENVX Enovix Corp. | call | Reduce -83.3% | 150 | $1K |
| XBI SS SPDR S&P Biotech ETF | call | Reduce -71.4% | 20 | $1K |
| HUM Humana Inc. | call | Reduce -42.9% | 4 | $1K |
| BABA Alibaba Group Holding-SP ADR | call | New | 27 | $1K |
| APP AppLovin Corp. Class A | call | Add +100.0% | 20 | $1K |
| BARCLAYS BANK PLC | call | Add +900.0% | 100 | $1K |
| BYRN Byrna Technologies Inc. | call | Sold out | 200 | $1Kbefore exit |
Showing the first 50 of 149.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| HOEGH LNG PARTNERS LP (HMLP 8.75 PERP A) | COM | Add +12.5% | 52,795 | $765K |
| MAIDEN HOLDING LTD (MHLD 6.625 06/14/46) | COM | Reduce -0.6% | 18,088 | $301K |
| SUNSTONE HOTEL INVESTORS (SHO 5.7 PERP I) | COM | New | 3,727 | $74K |
| ACRES COMMERCIAL REALTY (ACR 7.875 PERP D) | COM | New | 2,925 | $62K |
| FANNIE MAE (FNMA F PERP O) | COM | Reduce -4.1% | 9,325 | $61K |
| AT&T INC (T 4.75 PERP C) | PFD | New | 2,590 | $52K |
| BNIXR Bannix Acquisition Corp.-RTS | RIGHT 07/31/2026 | Reduce -7.8% | 118,900 | $21K |
| INVESCO MORTGAGE CAPITAL (IVR V7.75 PERP B) | COM | New | 800 | $18K |
| CHIMERA INVESTMENT CORP (CIM 8 PERP A) | PREFERRED DEBT | New | 800 | $16K |
| GLOBAL NET LEASE INC (GNL 7.25 PERP A) | PREFERREDSTK | New | 800 | $16K |
| CITY OFFICE REIT (CIO 6.625 PERP A) | COM | New | 800 | $14K |
| FREDDIE MAC (FMCC 5.57 PERP V) | COM | Add +660.0% | 3,800 | $12K |
| DIGITALBRIDGE GROUP INC (DBRG 7.15 PERP I) | COM | New | 400 | $9K |
| TEXAS CAPITAL BANCSHARES (TCBI 5.75 PERP B) | COM | New | 462 | $9K |
| QWEST CORP (CTL 6.5 09/01/56) | COM | New | 400 | $3K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 814 | $273.1M | NUVL, NEE, CDRO, CNI, PM |
| Q1 2026 | 708 | $224.4M | COPX, CDRO, SEE, CWAN, FONR |
| Q4 2025 | 802 | $347.3M | CDTX, BMO, UNH, SILJ, COPX |
| Q3 2025 | 1,105 | $303.3M | VRNA, NVDA, UNH, SBSW, CPPTL |
| Q2 2025 | 889 | $230.5M | BPMC, VOD, ERIC, CDRO, NVDA |
| Q1 2025 | 704 | $160.8M | BECN, QQQ, AMZN, MO, ESGR |
| Q4 2024 | 607 | $190.2M | ASML, HUM, SMAR, AVGO, VNO |
| Q3 2024 | 640 | $205.6M | ITW, MO, FMC, IWM, MU |
| Q2 2024 | 415 | $147.1M | BN, BITO, NWLI, RL, AVGO |
| Q1 2024 | 650 | $163.8M | TRITIUM DCFC LIMITED, BYRN, BITO, GE, PEP |