FNY Investment Advisers, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 18, 2024), FNY Investment Advisers, LLC reported 640 stock positions worth $205.6 million. Its top holding was Illinois Tool Works (ITW) at 5.4% of the portfolio, followed by Altria (MO, 4.5%) and FMC (FMC, 2.6%). Compared with Q2 2024, it opened 385 new positions, sold out of 160, added to 109 and reduced 96. The biggest buy was a new position in Illinois Tool Works (ITW) and the biggest sale an exit from Brookfield (BN).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001742998
- Portfolio Value
- $205.6M (Q3 2024)
- SEC Filing
- 0001742998-24-000005 ↗ filed Oct 18, 2024
Holdings Value
Holdings 640 stocks · $205.6M
| ITW Illinois Tool Works | 5.38% | 42,200 | $11.1M | New |
| MO Altria Group Inc. | 4.53% | 182,500 | $9.3M | Add +1203.6% |
| FMC FMC Corp. | 2.64% | 82,400 | $5.4M | New |
| IWM iShares Russell 2000 ETF | 2.13% | 19,859 | $4.4M | New |
| MU Micron Technology Inc. | 2.12% | 42,046 | $4.4M | Add +346.6% |
| LLY Eli Lilly & Co. | 1.82% | 4,226 | $3.7M | New |
| ENSG The Ensign Group Inc. | 1.78% | 25,500 | $3.7M | New |
| EQNR Equinor ASA-Spon ADR | 1.61% | 130,333 | $3.3M | Add +137.0% |
| NEM Newmont Corp. | 1.60% | 61,386 | $3.3M | New |
| SIRI Sirius XM Holdings Inc. | 1.50% | 130,547 | $3.1M | New |
| CPRI Capri Holdings Ltd. | 1.49% | 72,286 | $3.1M | Reduce -7.7% |
| ASML ASML Holding NV-NY Reg SHS | 1.49% | 3,673 | $3.1M | Add +40.1% |
| ITB iShares U.S. Home Constructi | 1.40% | 22,567 | $2.9M | New |
| MSTR Strategy Inc. filed as MICROSTRATEGY INC | 1.36% | 16,592 | $2.8M | Add +842.7% |
| GEV GE Vernova Inc. | 1.29% | 10,400 | $2.7M | New |
| AAN The Aaron's Co. Inc. filed as THE AARONS COMPANY INC | 1.28% | 265,000 | $2.6M | New |
| HMC Honda Motor Co. Ltd.-Spons ADR | 1.26% | 81,724 | $2.6M | New |
| ORCL Oracle Corp. | 1.20% | 14,478 | $2.5M | Add +322.6% |
| AZN Astrazeneca PLC | 1.13% | 200 | $2.3M | No change |
| HCP Hashicorp Inc. Class A | 1.03% | 62,270 | $2.1M | Add +26.1% |
| TSLA Tesla Inc. | 1.02% | 8,052 | $2.1M | New |
| IIPR Innovative Industrial Proper | 0.99% | 15,100 | $2.0M | Add +15000.0% |
| NVDA Nvidia Corp. | 0.98% | 16,682 | $2.0M | Add +21.8% |
| VTI VG Morningstar TS MKT ETF-US | 0.96% | 7,000 | $2.0M | New |
| BP BP PLC-Spons ADR | 0.95% | 62,500 | $2.0M | New |
| AVGO Broadcom Inc. | 0.92% | 10,961 | $1.9M | Reduce -59.0% |
| BABA Alibaba Group Holding-SP ADR | 0.92% | 17,740 | $1.9M | New |
| NVEI Nuvei Corp.-Subordinate VTG | 0.91% | 56,026 | $1.9M | Add +0.1% |
| JNPR Juniper Networks Inc. | 0.90% | 47,700 | $1.9M | Add +11257.1% |
| HD Home Depot Inc. | 0.90% | 4,552 | $1.8M | New |
| BITO Proshares Bitcoin ETF-Usd | 0.88% | 94,716 | $1.8M | Reduce -74.7% |
| GE General Electric filed as GE AEROSPACE | 0.85% | 9,226 | $1.7M | New |
| VST Vistra Corp. | 0.85% | 14,663 | $1.7M | New |
| BYRN Byrna Technologies Inc. | 0.83% | 100,900 | $1.7M | Reduce -70.6% |
| J Jacobs Solutions Inc. | 0.82% | 12,866 | $1.7M | New |
| CORZ Core Scientific Inc. | 0.81% | 140,472 | $1.7M | Add +171.7% |
| META Meta Platforms Inc. Class A | 0.81% | 2,908 | $1.7M | Add +447.6% |
| AMD Advanced Micro Devices | 0.80% | 10,000 | $1.6M | Add +5.5% |
| MRVL Marvell Technology Inc. | 0.79% | 22,500 | $1.6M | Add +403.2% |
| WDAY Workday Inc. Class A | 0.77% | 6,500 | $1.6M | Add +1200.0% |
| CONSOLIDATED COMM HLDGS INC | 0.71% | 316,346 | $1.5M | Reduce -15.9% |
| MSFT Microsoft Corp. | 0.71% | 3,385 | $1.5M | Add +1438.6% |
| CAVA Cava Group Inc. | 0.70% | 11,588 | $1.4M | New |
| NFLX Netflix Inc. | 0.69% | 2,000 | $1.4M | Add +400.0% |
| SPG Simon Property Group Inc. | 0.67% | 8,100 | $1.4M | Add +1925.0% |
| CAT Caterpillar Inc. | 0.67% | 3,500 | $1.4M | New |
| BA The Boeing Co. | 0.64% | 8,686 | $1.3M | Add +218.5% |
| BANK MONTREAL QUE | 0.63% | 3,157 | $1.3M | New |
| COST Costco Wholesale Corp. | 0.61% | 1,425 | $1.3M | New |
| TAK Takeda Pharmaceutic-SP ADR | 0.61% | 87,594 | $1.2M | New |
| MSOS Advisorshares Pure US Cann | 0.61% | 173,510 | $1.2M | Add +178.6% |
| CTLT Catalent Inc. | 0.59% | 20,000 | $1.2M | New |
| ARM Arm Holdings PLC-ADR | 0.56% | 8,000 | $1.1M | Add +60.0% |
| COIN Coinbase Global Inc. Class A | 0.54% | 6,286 | $1.1M | New |
| BBY Best Buy Co. Inc. | 0.53% | 10,500 | $1.1M | Add +1650.0% |
| RL Ralph Lauren Corp. | 0.52% | 5,559 | $1.1M | Reduce -80.4% |
| ANSS Ansys Inc. | 0.52% | 3,378 | $1.1M | Reduce -22.8% |
| ENVX Enovix Corp. | 0.51% | 112,760 | $1.1M | Reduce -13.6% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.51% | 4,400 | $1.0M | New |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.50% | 18,767 | $1.0M | No change |
| CDRO Codere Online Luxembourg SA | 0.48% | 124,847 | $997K | Add +100.3% |
| FNV Franco-Nevada Corp. | 0.48% | 8,000 | $994K | New |
| SHCR Sharecare Inc. | 0.47% | 674,293 | $957K | New |
| RVNC Revance Therapeutics Inc. | 0.46% | 183,500 | $952K | New |
| TSM Taiwan Semiconductor-SP ADR | 0.46% | 5,478 | $951K | Add +273800.0% |
| ALV Autoliv Inc. | 0.45% | 10,000 | $933K | New |
| WPC WP Carey Inc. | 0.43% | 14,300 | $890K | New |
| KNOP Knot Offshore Partners LP | 0.43% | 127,690 | $874K | Add +1335.4% |
| BTI British American Tob-SP ADR | 0.42% | 23,700 | $866K | Add +690.0% |
| ZIM Zim Integrated Shipping Serv | 0.42% | 33,400 | $857K | New |
| YUMC Yum China Holdings Inc. | 0.39% | 17,825 | $802K | New |
| IBIT iShares Bitcoin Trust ETF | 0.39% | 22,000 | $794K | Add +91.3% |
| SBUX Starbucks Corp. | 0.39% | 8,148 | $794K | New |
| ACI Albertsons Cos Inc. Class A | 0.38% | 42,180 | $779K | Reduce -24.2% |
| VKTX Viking Therapeutics Inc. | 0.37% | 11,975 | $758K | Add +80.4% |
| AMZN Amazon.com Inc. | 0.37% | 4,039 | $752K | Reduce -55.4% |
| SDRL Seadrill Ltd. | 0.35% | 18,000 | $715K | Add +100.0% |
| GOOGL Alphabet Inc. Class A | 0.35% | 4,300 | $713K | Reduce -45.6% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.35% | 2,700 | $710K | New |
| AXONICS INC | 0.34% | 10,000 | $696K | Add +4900.0% |
| BXP BXP Inc. | 0.34% | 8,600 | $691K | New |
| TELL Tellurian Inc. | 0.33% | 702,900 | $680K | New |
| SKGR SK Growth Opportunities Co. Class A | 0.33% | 60,100 | $680K | No change |
| LWAY Lifeway Foods Inc. | 0.32% | 25,633 | $664K | New |
| KO The Coca-Cola Co. | 0.31% | 8,810 | $633K | New |
| VNQ Vanguard Real Estate ETF | 0.31% | 6,500 | $633K | New |
| QXO Qxo Inc. | 0.29% | 38,180 | $602K | New |
| CYTK Cytokinetics Inc. | 0.29% | 11,305 | $596K | Reduce -6.4% |
| FLUT Flutter Entertainment PLC-Di | 0.29% | 2,479 | $588K | Add +133.7% |
| TNA Dir Dai SML Ca Bul 3X Et-Usd | 0.28% | 13,100 | $580K | New |
| NVS Novartis AG-Sponsored ADR | 0.28% | 5,000 | $575K | New |
| OLO Olo Inc. Class A | 0.27% | 112,472 | $557K | Add +35.6% |
| TLN Talen Energy Corp. | 0.26% | 3,027 | $539K | New |
| CRM Salesforce Inc. | 0.26% | 1,966 | $538K | New |
| NNDM Nano Dimension Ltd. - ADR | 0.25% | 210,000 | $514K | New |
| ML Moneylion Inc. | 0.25% | 12,348 | $513K | Add +20.3% |
| SGRY Surgery Partners Inc. | 0.25% | 15,750 | $507K | New |
| CCJ Cameco Corp. | 0.24% | 10,548 | $503K | Add +638.1% |
| BATL Battalion Oil Corp. | 0.24% | 74,984 | $500K | New |
| VIG Vanguard Dividend Apprec ETF | 0.24% | 2,500 | $495K | New |
Options reported separately and not counted above: SPY puts ($87K), MU calls ($66K), SIRI calls ($58K), TSLA calls ($44K), DELL calls ($29K), SLV calls ($27K), NEM puts ($26K), CPRI calls ($26K), GEV puts ($25K), QQQ puts ($24K), HYG puts ($24K), AAPL calls ($23K), and 95 more.
Other holdings (8): bonds, preferreds, convertibles and warrants · $1.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| HOEGH LNG PARTNERS LP (HMLP 8.75 PERP A) | COM | 54,295 | $893K | No change |
| MAIDEN HOLDING LTD (MHLD 6.625 06/14/46) | COM | 17,988 | $295K | Reduce -0.6% |
| FANNIE MAE (FNMA F PERP O) | COM | 13,425 | $89K | Add +30.0% |
| PAASF Pan American Silver Corp.-CVR | COM | 83,500 | $35K | No change |
| BNIXR Bannix Acquisition Corp.-RTS | RIGHT 07/31/2026 | 113,897 | $8K | Reduce -2.9% |
| FREDDIE MAC (FMCC 5.57 PERP V) | COM | 1,000 | $3K | Reduce -65.5% |
| SIGNATURE BANK NEW YORK (SBNY 5 PERP a) | PFD | 210 | $1K | Add +90.9% |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 1,800 | $1K | Reduce -30.8% |
Total filed on the 13F, all lines: $206.9M.
Portfolio Sells Q2 2024 → Q3 2024
| BN Brookfield Corp. | Sold out | 0.00% | −14.12 |
| NWLI National Western Life Grou-A | Sold out | 0.00% | −5.07 |
| BITO Proshares Bitcoin ETF-Usd | Reduce -74.7% | 0.88% | −4.83 |
| RL Ralph Lauren Corp. | Reduce -80.4% | 0.52% | −2.85 |
| LSXMK Liberty Media Corp.-Liber-New | Sold out | 0.00% | −2.13 |
| AVGO Broadcom Inc. | Reduce -59.0% | 0.92% | −2.00 |
| MRK Merck & Co. Inc. | Sold out | 0.00% | −1.89 |
| BHP BHP Group Ltd.-Spon ADR | Sold out | 0.00% | −1.85 |
| BYRN Byrna Technologies Inc. | Reduce -70.6% | 0.83% | −1.50 |
| QCOM Qualcomm Inc. | Sold out | 0.00% | −1.15 |
| AAPL Apple Inc. | Sold out | 0.00% | −1.15 |
| HUBS HubSpot Inc. | Reduce -75.9% | 0.21% | −1.14 |
| AMAT Applied Materials Inc. | Sold out | 0.00% | −1.01 |
| RMD Resmed Inc. | Reduce -83.5% | 0.17% | −0.94 |
| ENVX Enovix Corp. | Reduce -13.6% | 0.51% | −0.86 |
| AMZN Amazon.com Inc. | Reduce -55.4% | 0.37% | −0.82 |
| HES Hess Corp. | Reduce -85.0% | 0.09% | −0.80 |
| HOLI Hollysys Automation Technolo | Sold out | 0.00% | −0.78 |
| TS Tenaris SA-ADR | Sold out | 0.00% | −0.77 |
| AMED Amedisys Inc. | Sold out | 0.00% | −0.75 |
| DELL Dell Technologies -C | Reduce -98.6% | 0.01% | −0.74 |
| PYPL PayPal Holdings Inc. | Reduce -99.5% | 0.00% | −0.69 |
| FDX FedEx Corp. | Reduce -98.8% | 0.00% | −0.68 |
| GOOGL Alphabet Inc. Class A | Reduce -45.6% | 0.35% | −0.63 |
| FREE Whole Earth Brands Inc. | Sold out | 0.00% | −0.58 |
| DIS The Walt Disney Co. | Reduce -98.1% | 0.01% | −0.53 |
| IGV iShares Expanded Tech-Softwa | Sold out | 0.00% | −0.47 |
| ANSS Ansys Inc. | Reduce -22.8% | 0.52% | −0.43 |
| SAP Sap SE-Sponsored ADR | Sold out | 0.00% | −0.41 |
| CONSOLIDATED COMM HLDGS INC | Reduce -15.9% | 0.71% | −0.41 |
| ACI Albertsons Cos Inc. Class A | Reduce -24.2% | 0.38% | −0.37 |
| RIVN Rivian Automotive Inc. Class A | Reduce -99.8% | 0.00% | −0.36 |
| OLK Olink Holding AB - ADR | Sold out | 0.00% | −0.36 |
| SOLV Solventum Corp. | Reduce -71.1% | 0.13% | −0.36 |
| CERE Cerevel Therapeutics Holding | Sold out | 0.00% | −0.35 |
| LSXMA Liberty Media Corp. Class A New | Sold out | 0.00% | −0.31 |
| MBLY Mobileye Global Inc. Class A | Sold out | 0.00% | −0.29 |
| CPRI Capri Holdings Ltd. | Reduce -7.7% | 1.49% | −0.27 |
| YPF YPF S.A.-Sponsored ADR | Sold out | 0.00% | −0.27 |
| LI Li Auto Inc. - ADR | Reduce -71.0% | 0.11% | −0.26 |
| ILMN Illumina Inc. | Sold out | 0.00% | −0.25 |
| CEG Constellation Energy | Reduce -92.5% | 0.02% | −0.25 |
| WBTN Webtoon Entertainment Inc. | Sold out | 0.00% | −0.25 |
| GAN Gan Ltd. | Reduce -45.2% | 0.22% | −0.24 |
| SRCL Stericycle Inc. | Reduce -45.2% | 0.17% | −0.24 |
| FTNT Fortinet Inc. | Sold out | 0.00% | −0.24 |
| JD Jd.com Inc.-ADR | Sold out | 0.00% | −0.21 |
| EFA iShares MSCI Eafe ETF | Sold out | 0.00% | −0.19 |
| NXT Nextpower Inc. | Sold out | 0.00% | −0.19 |
| VTRBY Vitru Brasil Empreendimentos | Sold out | 0.00% | −0.19 |
Portfolio Buys Q2 2024 → Q3 2024
| ITW Illinois Tool Works | New | 5.38% | +5.38 |
| MO Altria Group Inc. | Add +1203.6% | 4.53% | +4.10 |
| FMC FMC Corp. | New | 2.64% | +2.64 |
| IWM iShares Russell 2000 ETF | New | 2.13% | +2.13 |
| LLY Eli Lilly & Co. | New | 1.82% | +1.82 |
| ENSG The Ensign Group Inc. | New | 1.78% | +1.78 |
| NEM Newmont Corp. | New | 1.60% | +1.60 |
| SIRI Sirius XM Holdings Inc. | New | 1.50% | +1.50 |
| ITB iShares U.S. Home Constructi | New | 1.40% | +1.40 |
| GEV GE Vernova Inc. | New | 1.29% | +1.29 |
| AAN The Aaron's Co. Inc. | New | 1.28% | +1.28 |
| MU Micron Technology Inc. | Add +346.6% | 2.12% | +1.28 |
| HMC Honda Motor Co. Ltd.-Spons ADR | New | 1.26% | +1.26 |
| MSTR Strategy Inc. | Add +842.7% | 1.36% | +1.20 |
| TSLA Tesla Inc. | New | 1.02% | +1.02 |
| IIPR Innovative Industrial Proper | Add +15000.0% | 0.99% | +0.98 |
| VTI VG Morningstar TS MKT ETF-US | New | 0.96% | +0.96 |
| BP BP PLC-Spons ADR | New | 0.95% | +0.95 |
| BABA Alibaba Group Holding-SP ADR | New | 0.92% | +0.92 |
| HD Home Depot Inc. | New | 0.90% | +0.90 |
| JNPR Juniper Networks Inc. | Add +11257.1% | 0.90% | +0.89 |
| ORCL Oracle Corp. | Add +322.6% | 1.20% | +0.87 |
| GE General Electric | New | 0.85% | +0.85 |
| VST Vistra Corp. | New | 0.85% | +0.85 |
| J Jacobs Solutions Inc. | New | 0.82% | +0.82 |
| CAVA Cava Group Inc. | New | 0.70% | +0.70 |
| WDAY Workday Inc. Class A | Add +1200.0% | 0.77% | +0.70 |
| CAT Caterpillar Inc. | New | 0.67% | +0.67 |
| MSFT Microsoft Corp. | Add +1438.6% | 0.71% | +0.64 |
| BANK MONTREAL QUE | New | 0.63% | +0.63 |
| META Meta Platforms Inc. Class A | Add +447.6% | 0.81% | +0.63 |
| SPG Simon Property Group Inc. | Add +1925.0% | 0.67% | +0.63 |
| COST Costco Wholesale Corp. | New | 0.61% | +0.61 |
| TAK Takeda Pharmaceutic-SP ADR | New | 0.61% | +0.61 |
| CTLT Catalent Inc. | New | 0.59% | +0.59 |
| MRVL Marvell Technology Inc. | Add +403.2% | 0.79% | +0.58 |
| COIN Coinbase Global Inc. Class A | New | 0.54% | +0.54 |
| EQNR Equinor ASA-Spon ADR | Add +137.0% | 1.61% | +0.54 |
| VB Vanguard Most SM-Cap ETF-Usd | New | 0.51% | +0.51 |
| NFLX Netflix Inc. | Add +400.0% | 0.69% | +0.51 |
| BBY Best Buy Co. Inc. | Add +1650.0% | 0.53% | +0.49 |
| CORZ Core Scientific Inc. | Add +171.7% | 0.81% | +0.48 |
| FNV Franco-Nevada Corp. | New | 0.48% | +0.48 |
| SHCR Sharecare Inc. | New | 0.47% | +0.47 |
| RVNC Revance Therapeutics Inc. | New | 0.46% | +0.46 |
| TSM Taiwan Semiconductor-SP ADR | Add +273800.0% | 0.46% | +0.46 |
| ALV Autoliv Inc. | New | 0.45% | +0.45 |
| WPC WP Carey Inc. | New | 0.43% | +0.43 |
| ZIM Zim Integrated Shipping Serv | New | 0.42% | +0.42 |
| YUMC Yum China Holdings Inc. | New | 0.39% | +0.39 |
Options Activity Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -41.5% | 152 | $87K |
| MU Micron Technology Inc. | call | New | 644 | $66K |
| SIRI Sirius XM Holdings Inc. | call | New | 2,491 | $58K |
| TSLA Tesla Inc. | call | Reduce -77.5% | 169 | $44K |
| DELL Dell Technologies -C | call | Add +900.0% | 250 | $29K |
| SLV iShares Silver Trust | call | New | 980 | $27K |
| NEM Newmont Corp. | put | New | 500 | $26K |
| CPRI Capri Holdings Ltd. | call | Add +186.1% | 615 | $26K |
| GEV GE Vernova Inc. | put | New | 100 | $25K |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | New | 300 | $24K |
| SMCI Super Micro Computer Inc. | put | Sold out | 30 | $24Kbefore exit |
| QQQ Invesco QQQ Trust Series 1 | put | Add +150.0% | 50 | $24K |
| AAPL Apple Inc. | call | New | 100 | $23K |
| CAVA Cava Group Inc. | put | New | 190 | $23K |
| IWM iShares Russell 2000 ETF | put | Add +33.3% | 100 | $22K |
| M Macy's Inc. | call | New | 1,308 | $20K |
| J Jacobs Solutions Inc. | put | New | 150 | $19K |
| ENVX Enovix Corp. | call | Add +150.3% | 1,952 | $18K |
| WIRE Encore Wire Corp. | call | Sold out | 61 | $17Kbefore exit |
| ORCL Oracle Corp. | call | Sold out | 117 | $16Kbefore exit |
| VKTX Viking Therapeutics Inc. | call | Sold out | 299 | $15Kbefore exit |
| WDC Western Digital Corp. | call | Sold out | 200 | $15Kbefore exit |
| BA The Boeing Co. | put | Add +51.9% | 79 | $12K |
| BA The Boeing Co. | call | New | 75 | $11K |
| HIMS Hims & Hers Health Inc. | put | Sold out | 525 | $10Kbefore exit |
| BITO Proshares Bitcoin ETF-Usd | put | Reduce -39.9% | 542 | $10K |
| HOLI Hollysys Automation Technolo | put | Sold out | 500 | $10Kbefore exit |
| DAKT Daktronics Inc. | call | New | 750 | $9K |
| SMCI Super Micro Computer Inc. | call | Sold out | 10 | $8Kbefore exit |
| SLB SLB Ltd. | call | Add +100.0% | 200 | $8K |
| AMD Advanced Micro Devices | call | Sold out | 41 | $6Kbefore exit |
| MSFT Microsoft Corp. | put | New | 15 | $6K |
| PD Pagerduty Inc. | call | Sold out | 292 | $6Kbefore exit |
| GDXJ Vaneck Junior Gold Miners | call | New | 110 | $5K |
| ESGR Enstar Group Ltd. | call | New | 16 | $5K |
| PRFT Perficient Inc. | call | Add +196.0% | 74 | $5K |
| DOCN Digitalocean Holdings Inc. | call | New | 105 | $4K |
| GM General Motors Co. | put | New | 105 | $4K |
| CNX CNX Resources Corp. | put | New | 100 | $3K |
| CORZ Core Scientific Inc. | call | Sold out | 400 | $3Kbefore exit |
| ENPH Enphase Energy Inc. | call | New | 27 | $3K |
| URA Global X Uranium ETF | call | Sold out | 115 | $3Kbefore exit |
| GDX Vaneck Gold Miners ETF | call | Reduce -53.3% | 70 | $2K |
| ASTS Ast Spacemobile Inc. | call | New | 110 | $2K |
| AX Axos Financial Inc. | put | Sold out | 45 | $2Kbefore exit |
| CTLT Catalent Inc. | call | Sold out | 37 | $2Kbefore exit |
| WIRE Encore Wire Corp. | put | Sold out | 7 | $2Kbefore exit |
| HCP Hashicorp Inc. Class A | call | Sold out | 62 | $2Kbefore exit |
| IPGP Ipg Photonics Corp. | call | Sold out | 31 | $2Kbefore exit |
| LW Lamb Weston Holdings Inc. | call | New | 35 | $2K |
Showing the first 50 of 148.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| MAIDEN HOLDING LTD (MHLD 6.625 06/14/46) | COM | Reduce -0.6% | 17,988 | $295K |
| FANNIE MAE (FNMA F PERP O) | COM | Add +30.0% | 13,425 | $89K |
| BNIXR Bannix Acquisition Corp.-RTS | RIGHT 07/31/2026 | Reduce -2.9% | 113,897 | $8K |
| FREDDIE MAC (FMCC 5.57 PERP V) | COM | Reduce -65.5% | 1,000 | $3K |
| SIGNATURE BANK NEW YORK (SBNY 5 PERP a) | PFD | Add +90.9% | 210 | $1K |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | Reduce -30.8% | 1,800 | $1K |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | Sold out | 700 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 814 | $273.1M | NUVL, NEE, CDRO, CNI, PM |
| Q1 2026 | 708 | $224.4M | COPX, CDRO, SEE, CWAN, FONR |
| Q4 2025 | 802 | $347.3M | CDTX, BMO, UNH, SILJ, COPX |
| Q3 2025 | 1,105 | $303.3M | VRNA, NVDA, UNH, SBSW, CPPTL |
| Q2 2025 | 889 | $230.5M | BPMC, VOD, ERIC, CDRO, NVDA |
| Q1 2025 | 704 | $160.8M | BECN, QQQ, AMZN, MO, ESGR |
| Q4 2024 | 607 | $190.2M | ASML, HUM, SMAR, AVGO, VNO |
| Q3 2024 | 640 | $205.6M | ITW, MO, FMC, IWM, MU |
| Q2 2024 | 415 | $147.1M | BN, BITO, NWLI, RL, AVGO |
| Q1 2024 | 650 | $163.8M | TRITIUM DCFC LIMITED, BYRN, BITO, GE, PEP |