FNY Investment Advisers, LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 13, 2025), FNY Investment Advisers, LLC reported 607 stock positions worth $190.2 million. Its top holding was ASML Holding NV-NY Reg SHS (ASML) at 4.8% of the portfolio, followed by Humana (HUM, 3.6%) and Smartsheet Class A (SMAR, 2.2%). Compared with Q3 2024, it opened 273 new positions, sold out of 306, added to 123 and reduced 112. The biggest buy was Humana (HUM, shares +6648%) and the biggest sale an exit from Illinois Tool Works (ITW).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001742998
- Portfolio Value
- $190.2M (Q4 2024)
- SEC Filing
- 0001742998-25-000001 ↗ filed Jan 13, 2025
Holdings Value
Holdings 607 stocks · $190.2M
| ASML ASML Holding NV-NY Reg SHS | 4.79% | 13,160 | $9.1M | Add +258.3% |
| HUM Humana Inc. | 3.64% | 27,260 | $6.9M | Add +6647.5% |
| SMAR Smartsheet Inc. Class A | 2.22% | 75,254 | $4.2M | Add +1399.7% |
| AVGO Broadcom Inc. | 2.18% | 17,869 | $4.1M | Add +63.0% |
| VNO Vornado Realty Trust | 2.11% | 95,520 | $4.0M | New |
| CME Cme Group Inc. | 2.01% | 16,500 | $3.8M | New |
| COLOMBIER ACQUISITION CORP | 1.95% | 315,297 | $3.7M | Add +600.7% |
| NVDA Nvidia Corp. | 1.81% | 25,611 | $3.4M | Add +53.5% |
| TSM Taiwan Semiconductor-SP ADR | 1.67% | 16,115 | $3.2M | Add +194.2% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 1.63% | 41,015 | $3.1M | Add +2641.6% |
| SIRI Sirius XM Holdings Inc. | 1.62% | 135,017 | $3.1M | Add +3.4% |
| GEAR Revelyst Inc. | 1.52% | 150,000 | $2.9M | New |
| BA The Boeing Co. | 1.47% | 15,772 | $2.8M | Add +81.6% |
| HCP Hashicorp Inc. Class A | 1.46% | 81,249 | $2.8M | Add +30.5% |
| FLD Fold Holdings Inc. filed as FTAC EMERALD ACQUISITION COR | 1.44% | 247,006 | $2.7M | New |
| ADP Automatic Data Processing | 1.42% | 9,200 | $2.7M | New |
| CORZ Core Scientific Inc. | 1.41% | 190,747 | $2.7M | Add +35.8% |
| K Kellanova | 1.31% | 30,760 | $2.5M | New |
| MO Altria Group Inc. | 1.29% | 47,000 | $2.5M | Reduce -74.3% |
| CDRO Codere Online Luxembourg SA | 1.25% | 368,177 | $2.4M | Add +194.9% |
| DE Deere & Co. | 1.18% | 5,300 | $2.2M | Add +657.1% |
| OKE Oneok Inc. | 1.16% | 22,000 | $2.2M | Add +14279.1% |
| BHP BHP Group Ltd.-Spon ADR | 1.12% | 43,638 | $2.1M | New |
| JNPR Juniper Networks Inc. | 1.12% | 56,645 | $2.1M | Add +18.8% |
| AZN Astrazeneca PLC | 1.10% | 200 | $2.1M | No change |
| QCOM Qualcomm Inc. | 1.08% | 13,400 | $2.1M | New |
| ANSS Ansys Inc. | 1.07% | 6,037 | $2.0M | Add +78.7% |
| RL Ralph Lauren Corp. | 1.04% | 8,600 | $2.0M | Add +54.7% |
| CVX Chevron Corp. | 0.96% | 12,674 | $1.8M | New |
| TNA Dir Dai SML Ca Bul 3X Et-Usd | 0.94% | 42,500 | $1.8M | Add +224.4% |
| FNV Franco-Nevada Corp. | 0.91% | 14,700 | $1.7M | Add +83.8% |
| PRU Prudential Financial Inc. | 0.90% | 14,500 | $1.7M | New |
| GOOGL Alphabet Inc. Class A | 0.87% | 8,750 | $1.7M | Add +103.5% |
| ENVX Enovix Corp. | 0.82% | 144,160 | $1.6M | Add +27.9% |
| RVNC Revance Therapeutics Inc. | 0.76% | 477,823 | $1.5M | Add +160.4% |
| IWM iShares Russell 2000 ETF | 0.72% | 6,234 | $1.4M | Reduce -68.6% |
| C Citigroup Inc. | 0.72% | 19,560 | $1.4M | Add +168.7% |
| XLV SS Health Care Select Sector | 0.71% | 9,855 | $1.4M | New |
| DFS Discover Financial Services | 0.71% | 7,809 | $1.4M | New |
| COST Costco Wholesale Corp. | 0.69% | 1,424 | $1.3M | Reduce -0.1% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.62% | 23,000 | $1.2M | New |
| TM Toyota Motor Corp. -Spon ADR | 0.61% | 6,000 | $1.2M | New |
| XOM Exxon Mobil Corp. | 0.59% | 10,399 | $1.1M | New |
| ARES ACQUISITION CORP II | 0.58% | 101,100 | $1.1M | New |
| SPG Simon Property Group Inc. | 0.57% | 6,300 | $1.1M | Reduce -22.2% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.56% | 18,767 | $1.1M | No change |
| SKGR SK Growth Opportunities Co. Class A | 0.55% | 90,499 | $1.1M | Add +50.6% |
| FRNM Freenome Inc. filed as PERCEPTIVE CAP SOLUTIONS COR | 0.54% | 100,000 | $1.0M | Add +233.3% |
| SSB Southstate Bank Corp. | 0.53% | 10,136 | $1.0M | New |
| FXI iShares China Large-Cap ETF | 0.49% | 30,800 | $937K | Add +492.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.46% | 4,002 | $879K | New |
| TLT iShares 20+ Year Treasury BD | 0.44% | 9,560 | $834K | New |
| OBDC Blue Owl Capital Corp. | 0.43% | 53,900 | $814K | New |
| ASTS Ast Spacemobile Inc. | 0.42% | 38,176 | $805K | Add +448.0% |
| SMH Vaneck Semiconductor ETF | 0.41% | 3,200 | $774K | New |
| EWY iShares MSCI South Korea ETF | 0.40% | 14,990 | $762K | New |
| KNOP Knot Offshore Partners LP | 0.40% | 138,890 | $756K | Add +8.8% |
| DNA Ginkgo Bioworks Holdings Inc. | 0.39% | 75,966 | $745K | Add +125.6% |
| PPLT Abrdn Physical Platinum SHRS | 0.37% | 8,516 | $707K | New |
| GNSS Genasys Inc. | 0.37% | 272,200 | $707K | Add +251.1% |
| BMY Bristol-Myers Squibb Co. | 0.37% | 12,430 | $703K | Add +17657.1% |
| NOW ServiceNow Inc. | 0.37% | 660 | $699K | New |
| FYBR Frontier Communications Pare | 0.36% | 20,000 | $694K | New |
| TECK Teck Resources Ltd.-CLS B | 0.36% | 17,000 | $689K | Add +709.5% |
| CYTK Cytokinetics Inc. | 0.36% | 14,545 | $684K | Add +28.7% |
| BAYRY Bayer AG-Sponsored ADR | 0.35% | 137,856 | $672K | New |
| GEV GE Vernova Inc. | 0.35% | 2,000 | $657K | Reduce -80.8% |
| NKE Nike Inc. Class B | 0.34% | 8,652 | $654K | Add +5745.9% |
| CEG Constellation Energy | 0.33% | 2,844 | $636K | Add +1834.7% |
| NIO Nio Inc. - ADR | 0.33% | 145,430 | $634K | Add +352.6% |
| DOCS Doximity Inc. Class A | 0.32% | 11,500 | $613K | New |
| BMTX BM Technologies Inc. | 0.32% | 125,000 | $611K | New |
| ALTM Arcadium Lithium PLC | 0.31% | 116,410 | $597K | New |
| CAVA Cava Group Inc. | 0.31% | 5,200 | $586K | Reduce -55.1% |
| SGMT Sagimet Biosciences Inc. Class A | 0.31% | 130,250 | $586K | Reduce -11.9% |
| KHNGY Kuehne & Nagel Intl-Unsp ADR | 0.29% | 12,076 | $554K | New |
| VOD Vodafone Group PLC-SP ADR | 0.28% | 63,000 | $534K | Add +62900.0% |
| MTTR Matterport Inc. | 0.26% | 105,000 | $497K | Add +200.0% |
| SIMO Silicon Motion Technol-ADR | 0.26% | 9,000 | $486K | Add +65.1% |
| NJR New Jersey Resources Corp. | 0.26% | 10,400 | $485K | Add +2500.0% |
| TRTX TPG Re Finance Trust Inc. | 0.25% | 55,600 | $472K | New |
| GILD Gilead Sciences Inc. | 0.25% | 5,100 | $471K | New |
| IBIT iShares Bitcoin Trust ETF | 0.24% | 8,800 | $466K | Reduce -60.0% |
| KVUE Kenvue Inc. | 0.24% | 21,208 | $452K | Add +167.3% |
| COWZ Pacer US Cash Cows 100 ETF | 0.24% | 8,000 | $451K | New |
| XLB SS Materials Select Sector | 0.23% | 5,197 | $437K | New |
| NIXX Nixxy Inc. | 0.23% | 83,072 | $436K | New |
| APD Air Products & Chemicals Inc. | 0.23% | 1,500 | $435K | New |
| GAN Gan Ltd. | 0.23% | 236,443 | $430K | Reduce -5.8% |
| XLE SS Energy Select Sector | 0.23% | 5,000 | $428K | New |
| ELV Elevance Health Inc. | 0.22% | 1,149 | $423K | New |
| ML Moneylion Inc. | 0.22% | 4,820 | $414K | Reduce -61.0% |
| CRSP Crispr Therapeutics AG | 0.22% | 10,500 | $413K | New |
| MDB Mongodb Inc. | 0.22% | 1,766 | $411K | New |
| NBIS Nebius Group NV | 0.22% | 14,838 | $411K | New |
| XIFR XPLR Infrastructure LP filed as NEXTERA ENERGY PARTNERS LP | 0.21% | 23,022 | $409K | Add +309.6% |
| VTEX Vtex Class A | 0.21% | 69,432 | $408K | New |
| KMB Kimberly-Clark Corp. | 0.21% | 3,100 | $406K | New |
| AMZN Amazon.com Inc. | 0.21% | 1,820 | $399K | Reduce -54.9% |
| XLI SS Industrial Select Sector | 0.21% | 2,998 | $395K | New |
Options reported separately and not counted above: SPY puts ($99K), QQQ puts ($30K), ENPH calls ($28K), HOOD calls ($25K), SNOW calls ($24K), ENVX calls ($23K), ALK calls ($22K), IWM puts ($22K), REGN calls ($22K), MU calls ($15K), META puts ($14K), SMCI puts ($14K), and 114 more.
Other holdings (9): bonds, preferreds, convertibles and warrants · $2.4M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| FANNIE MAE (FNMA F PERP O) | COM | 47,355 | $923K | Add +252.7% |
| HOEGH LNG PARTNERS LP (HMLP 8.75 PERP A) | COM | 55,095 | $881K | Add +1.5% |
| MAIDEN HOLDING LTD (MHLD 6.625 06/14/46) | COM | 17,988 | $277K | No change |
| FANNIE MAE (FNMA 6.75 PERP Q) | COM | 26,712 | $266K | New |
| PAASF Pan American Silver Corp.-CVR | COM | 83,500 | $30K | No change |
| FREDDIE MAC (FMCC 5.57 PERP V) | COM | 1,300 | $12K | Add +30.0% |
| BNIXR Bannix Acquisition Corp.-RTS | RIGHT 07/31/2026 | 115,897 | $11K | Add +1.8% |
| SIGNATURE BANK NEW YORK (SBNY 5 PERP a) | PFD | 220 | $1K | Add +4.8% |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 1,800 | $0 | No change |
Total filed on the 13F, all lines: $192.6M.
Portfolio Sells Q3 2024 → Q4 2024
| ITW Illinois Tool Works | Sold out | 0.00% | −5.38 |
| MO Altria Group Inc. | Reduce -74.3% | 1.29% | −3.24 |
| FMC FMC Corp. | Sold out | 0.00% | −2.64 |
| MU Micron Technology Inc. | Sold out | 0.00% | −2.12 |
| LLY Eli Lilly & Co. | Sold out | 0.00% | −1.82 |
| ENSG The Ensign Group Inc. | Sold out | 0.00% | −1.78 |
| EQNR Equinor ASA-Spon ADR | Sold out | 0.00% | −1.61 |
| NEM Newmont Corp. | Reduce -96.0% | 0.05% | −1.55 |
| CPRI Capri Holdings Ltd. | Reduce -96.4% | 0.03% | −1.46 |
| IWM iShares Russell 2000 ETF | Reduce -68.6% | 0.72% | −1.41 |
| ITB iShares U.S. Home Constructi | Sold out | 0.00% | −1.40 |
| MSTR Strategy Inc. | Sold out | 0.00% | −1.36 |
| AAN The Aaron's Co. Inc. | Sold out | 0.00% | −1.28 |
| HMC Honda Motor Co. Ltd.-Spons ADR | Sold out | 0.00% | −1.26 |
| ORCL Oracle Corp. | Reduce -89.6% | 0.13% | −1.07 |
| TSLA Tesla Inc. | Sold out | 0.00% | −1.02 |
| IIPR Innovative Industrial Proper | Sold out | 0.00% | −0.99 |
| VTI VG Morningstar TS MKT ETF-US | Sold out | 0.00% | −0.96 |
| BP BP PLC-Spons ADR | Sold out | 0.00% | −0.95 |
| GEV GE Vernova Inc. | Reduce -80.8% | 0.35% | −0.94 |
| NVEI Nuvei Corp.-Subordinate VTG | Sold out | 0.00% | −0.91 |
| BABA Alibaba Group Holding-SP ADR | Reduce -94.4% | 0.04% | −0.87 |
| GE General Electric | Sold out | 0.00% | −0.85 |
| VST Vistra Corp. | Sold out | 0.00% | −0.85 |
| BYRN Byrna Technologies Inc. | Sold out | 0.00% | −0.83 |
| J Jacobs Solutions Inc. | Sold out | 0.00% | −0.82 |
| META Meta Platforms Inc. Class A | Sold out | 0.00% | −0.81 |
| MRVL Marvell Technology Inc. | Sold out | 0.00% | −0.79 |
| WDAY Workday Inc. Class A | Sold out | 0.00% | −0.77 |
| HD Home Depot Inc. | Reduce -83.5% | 0.15% | −0.74 |
| BITO Proshares Bitcoin ETF-Usd | Reduce -87.0% | 0.15% | −0.74 |
| CONSOLIDATED COMM HLDGS INC | Sold out | 0.00% | −0.71 |
| NFLX Netflix Inc. | Sold out | 0.00% | −0.69 |
| CAT Caterpillar Inc. | Sold out | 0.00% | −0.67 |
| TAK Takeda Pharmaceutic-SP ADR | Sold out | 0.00% | −0.61 |
| AMD Advanced Micro Devices | Reduce -69.0% | 0.20% | −0.60 |
| CTLT Catalent Inc. | Sold out | 0.00% | −0.59 |
| MSFT Microsoft Corp. | Reduce -80.5% | 0.15% | −0.56 |
| ARM Arm Holdings PLC-ADR | Sold out | 0.00% | −0.56 |
| COIN Coinbase Global Inc. Class A | Sold out | 0.00% | −0.54 |
| BANK MONTREAL QUE | Reduce -90.0% | 0.10% | −0.53 |
| BBY Best Buy Co. Inc. | Sold out | 0.00% | −0.53 |
| VB Vanguard Most SM-Cap ETF-Usd | Sold out | 0.00% | −0.51 |
| MSOS Advisorshares Pure US Cann | Reduce -60.1% | 0.14% | −0.47 |
| SHCR Sharecare Inc. | Sold out | 0.00% | −0.47 |
| ALV Autoliv Inc. | Sold out | 0.00% | −0.45 |
| WPC WP Carey Inc. | Sold out | 0.00% | −0.43 |
| YUMC Yum China Holdings Inc. | Sold out | 0.00% | −0.39 |
| CAVA Cava Group Inc. | Reduce -55.1% | 0.31% | −0.39 |
| SBUX Starbucks Corp. | Sold out | 0.00% | −0.39 |
Portfolio Buys Q3 2024 → Q4 2024
| HUM Humana Inc. | Add +6647.5% | 3.64% | +3.57 |
| ASML ASML Holding NV-NY Reg SHS | Add +258.3% | 4.79% | +3.31 |
| VNO Vornado Realty Trust | New | 2.11% | +2.11 |
| SMAR Smartsheet Inc. Class A | Add +1399.7% | 2.22% | +2.08 |
| CME Cme Group Inc. | New | 2.01% | +2.01 |
| COLOMBIER ACQUISITION CORP | Add +600.7% | 1.95% | +1.72 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +2641.6% | 1.63% | +1.57 |
| GEAR Revelyst Inc. | New | 1.52% | +1.52 |
| FLD Fold Holdings Inc. | New | 1.44% | +1.44 |
| ADP Automatic Data Processing | New | 1.42% | +1.42 |
| K Kellanova | New | 1.31% | +1.31 |
| AVGO Broadcom Inc. | Add +63.0% | 2.18% | +1.26 |
| TSM Taiwan Semiconductor-SP ADR | Add +194.2% | 1.67% | +1.21 |
| OKE Oneok Inc. | Add +14279.1% | 1.16% | +1.15 |
| BHP BHP Group Ltd.-Spon ADR | New | 1.12% | +1.12 |
| QCOM Qualcomm Inc. | New | 1.08% | +1.08 |
| DE Deere & Co. | Add +657.1% | 1.18% | +1.04 |
| CVX Chevron Corp. | New | 0.96% | +0.96 |
| PRU Prudential Financial Inc. | New | 0.90% | +0.90 |
| BA The Boeing Co. | Add +81.6% | 1.47% | +0.83 |
| NVDA Nvidia Corp. | Add +53.5% | 1.81% | +0.82 |
| CDRO Codere Online Luxembourg SA | Add +194.9% | 1.25% | +0.76 |
| XLV SS Health Care Select Sector | New | 0.71% | +0.71 |
| DFS Discover Financial Services | New | 0.71% | +0.71 |
| TNA Dir Dai SML Ca Bul 3X Et-Usd | Add +224.4% | 0.94% | +0.65 |
| SPYV SS SPDR P S&P 500 Value ETF | New | 0.62% | +0.62 |
| TM Toyota Motor Corp. -Spon ADR | New | 0.61% | +0.61 |
| CORZ Core Scientific Inc. | Add +35.8% | 1.41% | +0.60 |
| XOM Exxon Mobil Corp. | New | 0.59% | +0.59 |
| ARES ACQUISITION CORP II | New | 0.58% | +0.58 |
| ANSS Ansys Inc. | Add +78.7% | 1.07% | +0.55 |
| SSB Southstate Bank Corp. | New | 0.53% | +0.53 |
| GOOGL Alphabet Inc. Class A | Add +103.5% | 0.87% | +0.52 |
| RL Ralph Lauren Corp. | Add +54.7% | 1.04% | +0.52 |
| C Citigroup Inc. | Add +168.7% | 0.72% | +0.50 |
| IBM Intl Business Machines Corp. | New | 0.46% | +0.46 |
| TLT iShares 20+ Year Treasury BD | New | 0.44% | +0.44 |
| HCP Hashicorp Inc. Class A | Add +30.5% | 1.46% | +0.44 |
| OBDC Blue Owl Capital Corp. | New | 0.43% | +0.43 |
| FNV Franco-Nevada Corp. | Add +83.8% | 0.91% | +0.42 |
| FXI iShares China Large-Cap ETF | Add +492.3% | 0.49% | +0.41 |
| SMH Vaneck Semiconductor ETF | New | 0.41% | +0.41 |
| EWY iShares MSCI South Korea ETF | New | 0.40% | +0.40 |
| FRNM Freenome Inc. | Add +233.3% | 0.54% | +0.39 |
| PPLT Abrdn Physical Platinum SHRS | New | 0.37% | +0.37 |
| BMY Bristol-Myers Squibb Co. | Add +17657.1% | 0.37% | +0.37 |
| NOW ServiceNow Inc. | New | 0.37% | +0.37 |
| FYBR Frontier Communications Pare | New | 0.36% | +0.36 |
| BAYRY Bayer AG-Sponsored ADR | New | 0.35% | +0.35 |
| NKE Nike Inc. Class B | Add +5745.9% | 0.34% | +0.34 |
Options Activity Q3 2024 → Q4 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +11.8% | 170 | $99K |
| SIRI Sirius XM Holdings Inc. | call | Sold out | 2,491 | $58Kbefore exit |
| TSLA Tesla Inc. | call | Sold out | 169 | $44Kbefore exit |
| QQQ Invesco QQQ Trust Series 1 | put | Add +20.0% | 60 | $30K |
| DELL Dell Technologies -C | call | Sold out | 250 | $29Kbefore exit |
| ENPH Enphase Energy Inc. | call | Add +1451.8% | 419 | $28K |
| NEM Newmont Corp. | put | Sold out | 500 | $26Kbefore exit |
| GEV GE Vernova Inc. | put | Sold out | 100 | $25Kbefore exit |
| HOOD Robinhood Markets Inc. Class A | call | New | 683 | $25K |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Sold out | 300 | $24Kbefore exit |
| SNOW Snowflake Inc. | call | New | 157 | $24K |
| AAPL Apple Inc. | call | Sold out | 100 | $23Kbefore exit |
| ENVX Enovix Corp. | call | Add +12.6% | 2,197 | $23K |
| ALK Alaska Air Group Inc. | call | New | 350 | $22K |
| REGN Regeneron Pharmaceuticals | call | New | 31 | $22K |
| M Macy's Inc. | call | Sold out | 1,308 | $20Kbefore exit |
| J Jacobs Solutions Inc. | put | Sold out | 150 | $19Kbefore exit |
| MU Micron Technology Inc. | call | Reduce -72.0% | 180 | $15K |
| META Meta Platforms Inc. Class A | put | New | 25 | $14K |
| SMCI Super Micro Computer Inc. | put | New | 460 | $14K |
| NFLX Netflix Inc. | put | New | 15 | $13K |
| BA The Boeing Co. | put | Sold out | 79 | $12Kbefore exit |
| XLB SS Materials Select Sector | call | New | 150 | $12K |
| BA The Boeing Co. | call | Sold out | 75 | $11Kbefore exit |
| CYTK Cytokinetics Inc. | call | Add +3087.5% | 255 | $11K |
| BITO Proshares Bitcoin ETF-Usd | put | Sold out | 542 | $10Kbefore exit |
| GDX Vaneck Gold Miners ETF | call | Add +327.1% | 299 | $10K |
| CPRI Capri Holdings Ltd. | call | Reduce -30.2% | 429 | $9K |
| DAKT Daktronics Inc. | call | Sold out | 750 | $9Kbefore exit |
| FSLR First Solar Inc. | call | New | 52 | $9K |
| XBI SS SPDR S&P Biotech ETF | call | New | 100 | $9K |
| AMCR Amcor PLC | call | New | 1,000 | $9K |
| COIN Coinbase Global Inc. Class A | call | New | 33 | $8K |
| SLB SLB Ltd. | call | Sold out | 200 | $8Kbefore exit |
| AAPL Apple Inc. | put | New | 30 | $7K |
| PLTR Palantir Technologies Inc. Class A | put | New | 99 | $7K |
| AMED Amedisys Inc. | call | New | 71 | $6K |
| MSFT Microsoft Corp. | call | New | 16 | $6K |
| MSFT Microsoft Corp. | put | Sold out | 15 | $6Kbefore exit |
| NEWT Newtekone Inc. | put | Add +1055.6% | 520 | $6K |
| SMMT Summit Therapeutics Inc. | call | New | 349 | $6K |
| AVGO Broadcom Inc. | call | New | 25 | $5K |
| PRFT Perficient Inc. | call | Sold out | 74 | $5Kbefore exit |
| GDXJ Vaneck Junior Gold Miners | call | Sold out | 110 | $5Kbefore exit |
| DOCN Digitalocean Holdings Inc. | call | Sold out | 105 | $4Kbefore exit |
| GM General Motors Co. | put | Sold out | 105 | $4Kbefore exit |
| NVDA Nvidia Corp. | call | New | 30 | $4K |
| RVMD Revolution Medicines Inc. | call | New | 105 | $4K |
| SMCI Super Micro Computer Inc. | call | New | 150 | $4K |
| CRSP Crispr Therapeutics AG | put | New | 105 | $4K |
Showing the first 50 of 175.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| FANNIE MAE (FNMA F PERP O) | COM | Add +252.7% | 47,355 | $923K |
| HOEGH LNG PARTNERS LP (HMLP 8.75 PERP A) | COM | Add +1.5% | 55,095 | $881K |
| FANNIE MAE (FNMA 6.75 PERP Q) | COM | New | 26,712 | $266K |
| FREDDIE MAC (FMCC 5.57 PERP V) | COM | Add +30.0% | 1,300 | $12K |
| BNIXR Bannix Acquisition Corp.-RTS | RIGHT 07/31/2026 | Add +1.8% | 115,897 | $11K |
| SIGNATURE BANK NEW YORK (SBNY 5 PERP a) | PFD | Add +4.8% | 220 | $1K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 814 | $273.1M | NUVL, NEE, CDRO, CNI, PM |
| Q1 2026 | 708 | $224.4M | COPX, CDRO, SEE, CWAN, FONR |
| Q4 2025 | 802 | $347.3M | CDTX, BMO, UNH, SILJ, COPX |
| Q3 2025 | 1,105 | $303.3M | VRNA, NVDA, UNH, SBSW, CPPTL |
| Q2 2025 | 889 | $230.5M | BPMC, VOD, ERIC, CDRO, NVDA |
| Q1 2025 | 704 | $160.8M | BECN, QQQ, AMZN, MO, ESGR |
| Q4 2024 | 607 | $190.2M | ASML, HUM, SMAR, AVGO, VNO |
| Q3 2024 | 640 | $205.6M | ITW, MO, FMC, IWM, MU |
| Q2 2024 | 415 | $147.1M | BN, BITO, NWLI, RL, AVGO |
| Q1 2024 | 650 | $163.8M | TRITIUM DCFC LIMITED, BYRN, BITO, GE, PEP |