FNY Investment Advisers, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 15, 2026), FNY Investment Advisers, LLC reported 708 stock positions worth $224.4 million. Its top holding was Global X Copper Miners ETF (COPX) at 4.1% of the portfolio, followed by Codere Online Luxembourg (CDRO, 3.6%) and Sealed Air (SEE, 2.8%). Compared with Q4 2025, it opened 250 new positions, sold out of 345, added to 146 and reduced 177. The biggest buy was a new position in Sealed Air (SEE) and the biggest sale an exit from Cidara Therapeutics (CDTX).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001742998
- Portfolio Value
- $224.4M (Q1 2026)
- SEC Filing
- 0001742998-26-000003 ↗ filed Apr 15, 2026
Holdings Value
Holdings 708 stocks · $224.4M
| COPX Global X Copper Miners ETF | 4.06% | 119,446 | $9.1M | Reduce -11.1% |
| CDRO Codere Online Luxembourg SA | 3.64% | 962,426 | $8.2M | Add +13.1% |
| SEE Sealed Air Corp. | 2.85% | 151,884 | $6.4M | New |
| CWAN Clearwater Analytics HDS-A | 2.25% | 213,500 | $5.0M | Add +1323.3% |
| FONR Fonar Corp. | 2.09% | 252,806 | $4.7M | New |
| WIX Wix.com Ltd. | 2.00% | 49,791 | $4.5M | Add +3219.4% |
| DE Deere & Co. | 1.91% | 7,600 | $4.3M | Reduce -11.6% |
| FOLD Amicus Therapeutics Inc. | 1.80% | 278,670 | $4.0M | Add +680.6% |
| FCRS.U Futurecrest Acquisition Corp. | 1.71% | 377,670 | $3.8M | Add +0.1% |
| CME Cme Group Inc. | 1.66% | 12,600 | $3.7M | Add +12500.0% |
| SA Seabridge Gold Inc. | 1.64% | 129,885 | $3.7M | Add +576.2% |
| NSC Norfolk Southern Corp. | 1.44% | 11,290 | $3.2M | Reduce -13.2% |
| WLAC Willow Lane Acquisition Class A | 1.36% | 287,002 | $3.1M | Add +14.4% |
| TERN Terns Pharmaceuticals Inc. | 1.33% | 56,720 | $3.0M | Add +2736.0% |
| AZN Astrazeneca PLC | 1.31% | 200 | $2.9M | Add +100.0% |
| WBD Warner Bros Discovery Inc. | 1.30% | 105,950 | $2.9M | Add +130.4% |
| CPPTL Copper Property CTL Pass THR | 1.25% | 257,704 | $2.8M | Reduce -15.8% |
| SKYT Skywater Technology Inc. | 1.22% | 100,000 | $2.7M | Add +874.1% |
| TLT iShares 20+ Year Treasury BD | 1.15% | 29,880 | $2.6M | Add +141.4% |
| APLS Apellis Pharmaceuticals Inc. | 1.13% | 63,092 | $2.5M | New |
| STARBOARD VALUE ACQUISITN CO filed as SPRING VALEY ACQUISTION III CL A ORD | 1.06% | 233,330 | $2.4M | Add +357.0% |
| ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV | 0.91% | 1,550 | $2.0M | Add +14.3% |
| KVUE Kenvue Inc. | 0.89% | 115,871 | $2.0M | Reduce -44.7% |
| RFAMU RF Acquisition Corp. III | 0.89% | 200,999 | $2.0M | New |
| BA The Boeing Co. | 0.87% | 9,835 | $2.0M | Reduce -12.6% |
| CEPT Cantor Equity Partners Class A | 0.85% | 175,271 | $1.9M | Reduce -9.6% |
| RACE Ferrari NV | 0.75% | 5,000 | $1.7M | New |
| MCD McDonald's Corp. | 0.73% | 5,300 | $1.6M | Add +503.6% |
| KINS Kingstone Cos Inc. | 0.72% | 111,031 | $1.6M | Add +130.7% |
| PANW Palo Alto Networks Inc. | 0.72% | 10,066 | $1.6M | New |
| BTI British American Tob-SP ADR | 0.71% | 27,400 | $1.6M | Add +122.8% |
| ELME Elme Communities | 0.69% | 775,200 | $1.6M | Add +20140.2% |
| PCAP Procap Acquisition Corp. Class A | 0.68% | 149,030 | $1.5M | Reduce -20.1% |
| SILJ Amplify Junior Silver Miners | 0.67% | 50,800 | $1.5M | Reduce -86.8% |
| B Barrick Mining Corp. | 0.67% | 36,749 | $1.5M | Add +15604.7% |
| FCRS Futurecrest Acquisition Class A | 0.66% | 148,400 | $1.5M | Add +13.3% |
| LLY Eli Lilly & Co. | 0.66% | 1,602 | $1.5M | Add +16.3% |
| SNPS Synopsys Inc. | 0.64% | 3,632 | $1.4M | Add +33.9% |
| AZN Astrazeneca PLC-Spons ADR | 0.64% | 7,250 | $1.4M | New |
| TTE Totalenergies SE -Spon ADR | 0.64% | 15,700 | $1.4M | New |
| AL Sumisho Air Lease Corp. filed as AIR LEASE CORP | 0.63% | 21,885 | $1.4M | New |
| KMB Kimberly-Clark Corp. | 0.62% | 14,490 | $1.4M | Reduce -18.4% |
| PYPL PayPal Holdings Inc. | 0.62% | 30,800 | $1.4M | Add +20.8% |
| AMD Advanced Micro Devices | 0.61% | 6,717 | $1.4M | Add +123.7% |
| TSM Taiwan Semiconductor-SP ADR | 0.60% | 4,007 | $1.4M | Reduce -51.2% |
| META Meta Platforms Inc. Class A | 0.58% | 2,263 | $1.3M | Add +23.7% |
| XLV SS Health Care Select Sector | 0.57% | 8,799 | $1.3M | Add +27.8% |
| GNSS Genasys Inc. | 0.55% | 675,552 | $1.2M | Reduce -34.7% |
| ECHO Echostar Corp. Class A | 0.53% | 10,110 | $1.2M | Reduce -52.0% |
| NVDA Nvidia Corp. | 0.52% | 6,753 | $1.2M | Reduce -80.1% |
| UPS United Parcel Service Class B | 0.52% | 11,939 | $1.2M | Add +636.5% |
| BP BP PLC-Spons ADR | 0.50% | 24,100 | $1.1M | Reduce -30.1% |
| KO The Coca-Cola Co. | 0.50% | 14,730 | $1.1M | Add +260.1% |
| PEP Pepsico Inc. | 0.50% | 7,200 | $1.1M | Add +323.5% |
| VLOS Velos Acquisition I Corp. filed as M3BRIGADE ACQUISITION V CORP | 0.47% | 97,900 | $1.1M | Reduce -38.7% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.46% | 18,767 | $1.0M | Reduce -2.1% |
| UWMC Uwm Holdings Corp. | 0.46% | 286,300 | $1.0M | Add +21.8% |
| COAL Range Global Coal Index ETF filed as EXCHANGE TRADED CONCEPTS TRU | 0.46% | 37,500 | $1.0M | New |
| AUR Aurora Innovation Inc. | 0.46% | 248,400 | $1.0M | Reduce -9.7% |
| FLUT Flutter Entertainment PLC-Di | 0.45% | 9,850 | $1.0M | Add +58.9% |
| NAVN Navan Inc. Class A | 0.43% | 72,751 | $963K | Add +978.8% |
| DYNC Dynamix Corp. | 0.43% | 91,568 | $958K | Reduce -41.6% |
| BCAR D. Boral Arc Acquisit Class A | 0.41% | 90,671 | $917K | New |
| APTV Aptiv Irish Holdings Ltd. filed as APTIV PLC | 0.39% | 15,000 | $882K | New |
| SGML Sigma Lithium Corp. | 0.38% | 69,525 | $857K | Add +441.9% |
| ENVX Enovix Corp. | 0.37% | 160,778 | $832K | Reduce -5.2% |
| CROX Crocs Inc. | 0.37% | 10,000 | $830K | New |
| LASR Nlight Inc. | 0.37% | 14,490 | $826K | Reduce -67.2% |
| TD Toronto-Dominion Bank | 0.37% | 8,800 | $821K | New |
| MRVL Marvell Technology Inc. | 0.36% | 8,230 | $815K | Add +431.0% |
| IMDX Insight Molecular Diagnostic | 0.36% | 247,421 | $811K | Add +509.6% |
| OKTA Okta Inc. | 0.36% | 10,250 | $806K | Add +7.9% |
| ABVX Abivax SA-ADR | 0.35% | 7,056 | $785K | Add +172.4% |
| SGMT Sagimet Biosciences Inc. Class A | 0.35% | 149,761 | $782K | Add +4.8% |
| SPHR Sphere Entertainment Co. | 0.34% | 6,500 | $763K | New |
| AAPL Apple Inc. | 0.34% | 3,003 | $762K | New |
| BEAG Bold Eagle Acquisition Cor-A | 0.34% | 71,600 | $756K | Add +0.1% |
| DEO Diageo PLC-Sponsored ADR | 0.33% | 10,000 | $744K | New |
| PCAPU Procap Acquisition Corp. | 0.33% | 72,113 | $737K | Add +0.1% |
| IBIT iShares Bitcoin Trust ETF | 0.32% | 19,000 | $729K | Add +105.4% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.32% | 1,860 | $726K | New |
| PAYS Paysign Inc. | 0.32% | 123,000 | $725K | New |
| FRNM Freenome Inc. filed as PERCEPTIVE CAP SOLUTIONS COR | 0.32% | 65,370 | $717K | Add +30.8% |
| WEAV Weave Communications Inc. | 0.32% | 154,476 | $713K | Add +112.8% |
| RBLX Roblox Corp. Class A | 0.31% | 12,421 | $702K | Add +72.8% |
| C Citigroup Inc. | 0.31% | 6,110 | $692K | Reduce -43.2% |
| FIX Comfort Systems USA Inc. | 0.31% | 500 | $689K | New |
| PRA Proassurance Corp. | 0.30% | 27,262 | $673K | New |
| METC Ramaco Resources Inc. Class A | 0.30% | 43,000 | $664K | Reduce -22.0% |
| SFTBY Softbank Group Corp.-Unsp ADR | 0.29% | 54,000 | $652K | New |
| TSLY Yieldmax Tsla Option Inc. ETF | 0.29% | 21,720 | $651K | Reduce -21.4% |
| RTAC Renatus Tactical Acquisiti-A | 0.29% | 62,866 | $646K | Add +0.6% |
| CEPO Cantor Equity Partners I-A | 0.27% | 58,361 | $612K | Reduce -47.2% |
| HON Honeywell International Inc. | 0.27% | 2,673 | $604K | Reduce -69.3% |
| SVCO Silvaco Group Inc. | 0.27% | 84,500 | $598K | New |
| CYTK Cytokinetics Inc. | 0.27% | 9,030 | $595K | Add +71.7% |
| MSFT Microsoft Corp. | 0.26% | 1,550 | $573K | New |
| NKE Nike Inc. Class B | 0.24% | 10,275 | $542K | New |
| CTLP Cantaloupe Inc. | 0.24% | 50,000 | $540K | New |
| BULZ Microsectors Fang&inn 3X Lev filed as BANK MONTREAL MEDIUM | 0.23% | 30,000 | $527K | New |
Options reported separately and not counted above: IWM puts ($89K), SA calls ($75K), IWM calls ($68K), KKR calls ($55K), COPX puts ($30K), EA calls ($26K), MASI calls ($24K), ASTL calls ($23K), METC calls ($21K), USO puts ($21K), AVGO puts ($20K), CME puts ($17K), and 98 more.
Other holdings (20): bonds, preferreds, convertibles and warrants · $3.7M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| FANNIE MAE (FNMA F PERP O) | COM | 120,137 | $2.3M | Reduce -1.7% |
| FANNIE MAE (FNMA 6.75 PERP Q) | COM | 45,071 | $432K | No change |
| MAIDEN HOLDING LTD (MHLD 6.625 06/14/46) | COM | 36,666 | $389K | Add +34.1% |
| FREDDIE MAC (FMCC 5.81 PERP) | COM | 11,141 | $176K | Reduce -1.6% |
| CANTOR FITZGERALD INC TR (CANFIT 9.5 PERP A) | PFD | 3,860 | $96K | New |
| WHIRLPOOL CORP (WHR 8.5 02/15/29 A) | 8.5 DEP SR A CNV | 1,950 | $79K | New |
| PAASF Pan American Silver Corp.-CVR | COM | 104,010 | $62K | No change |
| NATIONAL STORAGE AFFILIA (NSA 6 PERP) | COM | 1,523 | $60K | New |
| BROOKFIELD INFRASTRUCTUR (BIP 5 PERP 14) | STOK | 2,400 | $38K | New |
| FANNIE MAE (FNMA F PERP P) | COM | 2,000 | $18K | Add +17.6% |
| OFS CAPITAL CORP (OFS 7.5 07/31/28) | COM | 500 | $12K | New |
| KDKRW Ares Acquisition Corp. II-28 | *W EXP 09/25/203 | 9,000 | $9K | No change |
| BCTXL Briacell Therapeutics Corp. | *W EXP 01/15/203 | 7,500 | $7K | New |
| BACCR Blue Acquisition Corp.-RTS | RIGHT 06/11/2030 | 20,000 | $6K | No change |
| GOLDMAN SACHS GROUP INC (GS F PERP A) | COM | 200 | $3K | No change |
| BAYAR Bayview Acquisition Corp. | RIGHT 11/17/2028 | 1,100 | $0 | New |
| IGTAR Inception Growth Acq Ltd. -RT | RIGHT 12/08/2026 | 1,300 | $0 | New |
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | 90 | $0 | New |
| SIGNATURE BANK NEW YORK (SBNY 5 PERP a) | PFD | 200 | $0 | No change |
| HSPTR Horizon Space Acquisition II | RIGHT 03/30/2026 | 1,200 | $0 | New |
Total filed on the 13F, all lines: $228.1M.
Portfolio Sells Q4 2025 → Q1 2026
| CDTX Cidara Therapeutics Inc. | Sold out | 0.00% | −9.26 |
| BMO Bank of Montreal | Sold out | 0.00% | −3.89 |
| UNH Unitedhealth Group Inc. | Reduce -99.7% | 0.01% | −3.06 |
| MPWR Monolithic Power Systems Inc. | Sold out | 0.00% | −2.74 |
| SILJ Amplify Junior Silver Miners | Reduce -86.8% | 0.67% | −2.40 |
| MS Morgan Stanley | Sold out | 0.00% | −2.17 |
| GDX Vaneck Gold Miners ETF | Sold out | 0.00% | −1.60 |
| NVDA Nvidia Corp. | Reduce -80.1% | 0.52% | −1.29 |
| PM Philip Morris International | Sold out | 0.00% | −1.27 |
| MRLN Merlin Inc. | Sold out | 0.00% | −1.19 |
| RNAM Avidity Biosciences Inc. | Sold out | 0.00% | −1.06 |
| INFQ Infleqtion Inc. | Sold out | 0.00% | −0.95 |
| PNFP Pinnacle Financial Partners | Reduce -99.9% | 0.00% | −0.86 |
| EXAS Exact Sciences Corp. | Sold out | 0.00% | −0.83 |
| CSCO Cisco Systems Inc. | Sold out | 0.00% | −0.74 |
| ALL Allstate Corp. | Reduce -98.2% | 0.02% | −0.66 |
| CYBR Cyberark Software Ltd./Israel | Sold out | 0.00% | −0.63 |
| NUE Nucor Corp. | Sold out | 0.00% | −0.57 |
| AMZN Amazon.com Inc. | Reduce -84.1% | 0.16% | −0.56 |
| GOOGL Alphabet Inc. Class A | Reduce -99.0% | 0.01% | −0.56 |
| VTR Ventas Inc. | Sold out | 0.00% | −0.54 |
| DAY Dayforce Inc. | Sold out | 0.00% | −0.51 |
| BMY Bristol-Myers Squibb Co. | Sold out | 0.00% | −0.49 |
| ZIM Zim Integrated Shipping Serv | Reduce -84.7% | 0.19% | −0.46 |
| GDXJ Vaneck Junior Gold Miners | Reduce -97.2% | 0.02% | −0.45 |
| UDOW Proshares Ultrapro DOW30 | Sold out | 0.00% | −0.45 |
| UMAC Unusual Machines Inc. | Reduce -99.2% | 0.01% | −0.43 |
| MDY State Street SPDR S&P Midcap | Sold out | 0.00% | −0.42 |
| SPSM SS SPDR P S&P 600 Small Cap | Sold out | 0.00% | −0.40 |
| USAR USA Rare Earth Inc. | Reduce -100.0% | 0.00% | −0.40 |
| PGR Progressive Corp. | Sold out | 0.00% | −0.39 |
| FTAI Ftai Aviation Ltd. | Sold out | 0.00% | −0.38 |
| OCSL Oaktree Specialty Lending Co. | Sold out | 0.00% | −0.38 |
| CIO City Office REIT Inc. | Sold out | 0.00% | −0.36 |
| DIS The Walt Disney Co. | Sold out | 0.00% | −0.36 |
| AVGO Broadcom Inc. | Reduce -74.7% | 0.19% | −0.35 |
| NVDY Yieldmax Nvda Option Inc. ETF | Sold out | 0.00% | −0.34 |
| CORZ Core Scientific Inc. | Reduce -94.0% | 0.03% | −0.33 |
| DHR Danaher Corp. | Sold out | 0.00% | −0.31 |
| GE General Electric | Sold out | 0.00% | −0.30 |
| BACC Blue Acquisition Corp. Class A | Sold out | 0.00% | −0.29 |
| STX Seagate Technology Ulc | Sold out | 0.00% | −0.29 |
| DPZ Domino's Pizza Inc. | Sold out | 0.00% | −0.29 |
| CRM Salesforce Inc. | Reduce -59.8% | 0.22% | −0.28 |
| SBSW Sibanye-Stillwater Ltd.-ADR | Sold out | 0.00% | −0.27 |
| MRK Merck & Co. Inc. | Reduce -91.2% | 0.05% | −0.26 |
| NTES Netease Inc.-ADR | Sold out | 0.00% | −0.26 |
| ENPH Enphase Energy Inc. | Sold out | 0.00% | −0.25 |
| MDT Medtronic PLC | Sold out | 0.00% | −0.25 |
| CEG Constellation Energy | Sold out | 0.00% | −0.24 |
Portfolio Buys Q4 2025 → Q1 2026
| SEE Sealed Air Corp. | New | 2.85% | +2.85 |
| CWAN Clearwater Analytics HDS-A | Add +1323.3% | 2.25% | +2.15 |
| FONR Fonar Corp. | New | 2.09% | +2.09 |
| WIX Wix.com Ltd. | Add +3219.4% | 2.00% | +1.95 |
| CDRO Codere Online Luxembourg SA | Add +13.1% | 3.64% | +1.68 |
| CME Cme Group Inc. | Add +12500.0% | 1.66% | +1.65 |
| FOLD Amicus Therapeutics Inc. | Add +680.6% | 1.80% | +1.65 |
| SA Seabridge Gold Inc. | Add +576.2% | 1.64% | +1.48 |
| TERN Terns Pharmaceuticals Inc. | Add +2736.0% | 1.33% | +1.31 |
| SKYT Skywater Technology Inc. | Add +874.1% | 1.22% | +1.17 |
| APLS Apellis Pharmaceuticals Inc. | New | 1.13% | +1.13 |
| WBD Warner Bros Discovery Inc. | Add +130.4% | 1.30% | +0.91 |
| STARBOARD VALUE ACQUISITN CO | Add +357.0% | 1.06% | +0.91 |
| RFAMU RF Acquisition Corp. III | New | 0.89% | +0.89 |
| TLT iShares 20+ Year Treasury BD | Add +141.4% | 1.15% | +0.84 |
| RACE Ferrari NV | New | 0.75% | +0.75 |
| PANW Palo Alto Networks Inc. | New | 0.72% | +0.72 |
| ELME Elme Communities | Add +20140.2% | 0.69% | +0.68 |
| B Barrick Mining Corp. | Add +15604.7% | 0.67% | +0.66 |
| MCD McDonald's Corp. | Add +503.6% | 0.73% | +0.66 |
| AZN Astrazeneca PLC-Spons ADR | New | 0.64% | +0.64 |
| TTE Totalenergies SE -Spon ADR | New | 0.64% | +0.64 |
| AL Sumisho Air Lease Corp. | New | 0.63% | +0.63 |
| FCRS.U Futurecrest Acquisition Corp. | Add +0.1% | 1.71% | +0.60 |
| AZN Astrazeneca PLC | Add +100.0% | 1.31% | +0.52 |
| BTI British American Tob-SP ADR | Add +122.8% | 0.71% | +0.51 |
| ASML ASML Holding NV-NY Reg SHS | Add +14.3% | 0.91% | +0.49 |
| KINS Kingstone Cos Inc. | Add +130.7% | 0.72% | +0.49 |
| UPS United Parcel Service Class B | Add +636.5% | 0.52% | +0.48 |
| COAL Range Global Coal Index ETF | New | 0.46% | +0.46 |
| WLAC Willow Lane Acquisition Class A | Add +14.4% | 1.36% | +0.45 |
| PEP Pepsico Inc. | Add +323.5% | 0.50% | +0.43 |
| AMD Advanced Micro Devices | Add +123.7% | 0.61% | +0.42 |
| KO The Coca-Cola Co. | Add +260.1% | 0.50% | +0.42 |
| BCAR D. Boral Arc Acquisit Class A | New | 0.41% | +0.41 |
| NAVN Navan Inc. Class A | Add +978.8% | 0.43% | +0.40 |
| APTV Aptiv Irish Holdings Ltd. | New | 0.39% | +0.39 |
| CROX Crocs Inc. | New | 0.37% | +0.37 |
| TD Toronto-Dominion Bank | New | 0.37% | +0.37 |
| SPHR Sphere Entertainment Co. | New | 0.34% | +0.34 |
| AAPL Apple Inc. | New | 0.34% | +0.34 |
| SGML Sigma Lithium Corp. | Add +441.9% | 0.38% | +0.33 |
| DEO Diageo PLC-Sponsored ADR | New | 0.33% | +0.33 |
| MRVL Marvell Technology Inc. | Add +431.0% | 0.36% | +0.33 |
| CRWD CrowdStrike Holdings Inc. Class A | New | 0.32% | +0.32 |
| PAYS Paysign Inc. | New | 0.32% | +0.32 |
| FIX Comfort Systems USA Inc. | New | 0.31% | +0.31 |
| PRA Proassurance Corp. | New | 0.30% | +0.30 |
| SFTBY Softbank Group Corp.-Unsp ADR | New | 0.29% | +0.29 |
| FCRS Futurecrest Acquisition Class A | Add +13.3% | 0.66% | +0.28 |
Options Activity Q4 2025 → Q1 2026
| HON Honeywell International Inc. | call | Sold out | 764 | $149Kbefore exit |
| IWM iShares Russell 2000 ETF | put | Add +148.3% | 360 | $89K |
| SA Seabridge Gold Inc. | call | Add +776.1% | 2,672 | $75K |
| IWM iShares Russell 2000 ETF | call | Add +2650.0% | 275 | $68K |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Sold out | 92 | $62Kbefore exit |
| KKR KKR & Co. Inc. | call | New | 600 | $55K |
| NFLX Netflix Inc. | call | Sold out | 520 | $48Kbefore exit |
| TSLA Tesla Inc. | put | Sold out | 105 | $47Kbefore exit |
| SILJ Amplify Junior Silver Miners | put | Sold out | 1,400 | $38Kbefore exit |
| BABA Alibaba Group Holding-SP ADR | call | Sold out | 215 | $31Kbefore exit |
| COPX Global X Copper Miners ETF | put | Reduce -20.2% | 400 | $30K |
| JEF Jefferies Financial Group Inc. | put | Sold out | 472 | $29Kbefore exit |
| EA Electronic Arts Inc. | call | Reduce -80.8% | 129 | $26K |
| MASI Masimo Corp. | call | New | 135 | $24K |
| ENPH Enphase Energy Inc. | call | Sold out | 735 | $23Kbefore exit |
| ASTL Algoma Steel Group Inc. | call | Add +67.4% | 5,607 | $23K |
| CRWV Coreweave Inc. Class A | call | Sold out | 315 | $22Kbefore exit |
| PGR Progressive Corp. | put | Sold out | 101 | $22Kbefore exit |
| ECHO Echostar Corp. Class A | call | Sold out | 200 | $21Kbefore exit |
| NVO Novo-Nordisk A/S-Spons ADR | call | Sold out | 430 | $21Kbefore exit |
| USO United States Oil Fund LP | put | New | 170 | $21K |
| METC Ramaco Resources Inc. Class A | call | Add +151.4% | 1,370 | $21K |
| APP AppLovin Corp. Class A | put | Sold out | 30 | $20Kbefore exit |
| AVGO Broadcom Inc. | put | New | 65 | $20K |
| CME Cme Group Inc. | put | New | 60 | $17K |
| IGV iShares Expanded Tech-Softwa | put | New | 215 | $17K |
| IGV iShares Expanded Tech-Softwa | call | New | 200 | $16K |
| TLT iShares 20+ Year Treasury BD | call | Reduce -61.1% | 175 | $15K |
| AVGO Broadcom Inc. | call | Sold out | 45 | $15Kbefore exit |
| LLY Eli Lilly & Co. | call | New | 17 | $15K |
| ARKK ARK Innovation ETF | put | Add +4.8% | 220 | $14K |
| APP AppLovin Corp. Class A | call | Sold out | 20 | $13Kbefore exit |
| STX Seagate Technology Ulc | put | Sold out | 49 | $13Kbefore exit |
| CSGP Costar Group Inc. | put | Sold out | 182 | $12Kbefore exit |
| NKE Nike Inc. Class B | call | Sold out | 193 | $12Kbefore exit |
| SBUX Starbucks Corp. | call | Sold out | 150 | $12Kbefore exit |
| ENVX Enovix Corp. | call | Add +19.8% | 2,362 | $12K |
| FCX Freeport-McMoran Inc. | call | Sold out | 234 | $11Kbefore exit |
| AA Alcoa Corp. | put | Sold out | 200 | $10Kbefore exit |
| CORZ Core Scientific Inc. | call | New | 672 | $10K |
| UCO Proshares Ultra Bloomberg CR | call | Sold out | 560 | $10Kbefore exit |
| AXON Axon Enterprise Inc. | call | Sold out | 17 | $9Kbefore exit |
| TSLL Dirx DLY Tsla Bul 2X ETF-Aui | call | Sold out | 500 | $9Kbefore exit |
| ORCL Oracle Corp. | call | Sold out | 49 | $9Kbefore exit |
| FUN Six Flags Entertainment Corp. | call | Sold out | 611 | $9Kbefore exit |
| SGML Sigma Lithium Corp. | call | Add +21.8% | 805 | $9K |
| AMT American Tower Corp. | call | New | 50 | $8K |
| ACLX Arcellx Inc. | call | New | 72 | $8K |
| ENPH Enphase Energy Inc. | put | Sold out | 262 | $8Kbefore exit |
| GILD Gilead Sciences Inc. | call | Sold out | 73 | $8Kbefore exit |
Showing the first 50 of 229.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| FANNIE MAE (FNMA F PERP O) | COM | Reduce -1.7% | 120,137 | $2.3M |
| MAIDEN HOLDING LTD (MHLD 6.625 06/14/46) | COM | Add +34.1% | 36,666 | $389K |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | Sold out | 492,917 | $259Kbefore exit |
| FREDDIE MAC (FMCC 5.81 PERP) | COM | Reduce -1.6% | 11,141 | $176K |
| CITY OFFICE REIT (CIO 6.625 PERP A) | COM | Sold out | 6,180 | $156Kbefore exit |
| CANTOR FITZGERALD INC TR (CANFIT 9.5 PERP A) | PFD | New | 3,860 | $96K |
| WHIRLPOOL CORP (WHR 8.5 02/15/29 A) | 8.5 DEP SR A CNV | New | 1,950 | $79K |
| NATIONAL STORAGE AFFILIA (NSA 6 PERP) | COM | New | 1,523 | $60K |
| BROOKFIELD INFRASTRUCTUR (BIP 5 PERP 14) | STOK | New | 2,400 | $38K |
| FANNIE MAE (FNMA F PERP P) | COM | Add +17.6% | 2,000 | $18K |
| OFS CAPITAL CORP (OFS 7.5 07/31/28) | COM | New | 500 | $12K |
| BCTXL Briacell Therapeutics Corp. | *W EXP 01/15/203 | New | 7,500 | $7K |
| FREDDIE MAC (FMCC 5.57 PERP V) | COM | Sold out | 299 | $3Kbefore exit |
| BAYAR Bayview Acquisition Corp. | RIGHT 11/17/2028 | New | 1,100 | $0 |
| IGTAR Inception Growth Acq Ltd. -RT | RIGHT 12/08/2026 | New | 1,300 | $0 |
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | New | 90 | $0 |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | Sold out | 1,800 | $0before exit |
| BACQR Inflection Point Acquisition | RIGHT 11/04/2026 | Sold out | 200 | $0before exit |
| HSPTR Horizon Space Acquisition II | RIGHT 03/30/2026 | New | 1,200 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 814 | $273.1M | NUVL, NEE, CDRO, CNI, PM |
| Q1 2026 | 708 | $224.4M | COPX, CDRO, SEE, CWAN, FONR |
| Q4 2025 | 802 | $347.3M | CDTX, BMO, UNH, SILJ, COPX |
| Q3 2025 | 1,105 | $303.3M | VRNA, NVDA, UNH, SBSW, CPPTL |
| Q2 2025 | 889 | $230.5M | BPMC, VOD, ERIC, CDRO, NVDA |
| Q1 2025 | 704 | $160.8M | BECN, QQQ, AMZN, MO, ESGR |
| Q4 2024 | 607 | $190.2M | ASML, HUM, SMAR, AVGO, VNO |
| Q3 2024 | 640 | $205.6M | ITW, MO, FMC, IWM, MU |
| Q2 2024 | 415 | $147.1M | BN, BITO, NWLI, RL, AVGO |
| Q1 2024 | 650 | $163.8M | TRITIUM DCFC LIMITED, BYRN, BITO, GE, PEP |