FNY Investment Advisers, LLC
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed April 17, 2025), FNY Investment Advisers, LLC reported 704 stock positions worth $160.8 million. Its top holding was Beacon Roofing Supply (BECN) at 10.7% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 2.5%) and Amazon.com (AMZN, 2.2%). Compared with Q4 2024, it opened 366 new positions, sold out of 270, added to 103 and reduced 147. The biggest buy was a new position in Beacon Roofing Supply (BECN) and the biggest sale ASML Holding NV-NY Reg SHS (ASML, shares −82%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001742998
- Portfolio Value
- $160.8M (Q1 2025)
- SEC Filing
- 0001742998-25-000007 ↗ filed Apr 17, 2025
Holdings Value
Holdings 704 stocks · $160.8M
| BECN Beacon Roofing Supply Inc. | 10.66% | 138,518 | $17.1M | New |
| QQQ Invesco QQQ Trust Series 1 | 2.49% | 8,524 | $4.0M | New |
| AMZN Amazon.com Inc. | 2.19% | 18,535 | $3.5M | Add +918.4% |
| MO Altria Group Inc. | 2.09% | 56,100 | $3.4M | Add +19.4% |
| ESGR Enstar Group Ltd. | 2.07% | 10,000 | $3.3M | Add +900.0% |
| AMPS Altus Power Inc. | 2.04% | 662,721 | $3.3M | New |
| CDRO Codere Online Luxembourg SA | 1.91% | 424,661 | $3.1M | Add +15.3% |
| CME Cme Group Inc. | 1.70% | 10,300 | $2.7M | Reduce -37.6% |
| K Kellanova | 1.58% | 30,825 | $2.5M | Add +0.2% |
| MSFT Microsoft Corp. | 1.55% | 6,650 | $2.5M | Add +907.6% |
| ANSS Ansys Inc. | 1.49% | 7,550 | $2.4M | Add +25.1% |
| COLOMBIER ACQUISITION CORP | 1.40% | 211,568 | $2.3M | Reduce -32.9% |
| AZN Astrazeneca PLC | 1.40% | 200 | $2.3M | No change |
| ZIM Zim Integrated Shipping Serv | 1.35% | 149,200 | $2.2M | Add +1863.2% |
| BANK MONTREAL QUE | 1.35% | 6,035 | $2.2M | Add +1809.8% |
| VTEX Vtex Class A | 1.29% | 410,229 | $2.1M | Add +490.8% |
| SFTBY Softbank Group Corp.-Unsp ADR | 1.26% | 80,600 | $2.0M | New |
| FYBR Frontier Communications Pare | 1.25% | 56,050 | $2.0M | Add +180.3% |
| JHX James Hardie Ord | 1.24% | 84,638 | $2.0M | New |
| AEM Agnico Eagle Mines Ltd. | 1.18% | 17,500 | $1.9M | Add +775.0% |
| NVDA Nvidia Corp. | 1.15% | 17,017 | $1.8M | Reduce -33.6% |
| SIRI Sirius XM Holdings Inc. | 1.05% | 75,020 | $1.7M | Reduce -44.4% |
| CORZ Core Scientific Inc. | 0.99% | 219,360 | $1.6M | Add +15.0% |
| TM Toyota Motor Corp. -Spon ADR | 0.99% | 9,000 | $1.6M | Add +50.0% |
| ASML ASML Holding NV-NY Reg SHS | 0.98% | 2,384 | $1.6M | Reduce -81.9% |
| EVRI Everi Holdings Inc. | 0.96% | 113,000 | $1.5M | Add +769.2% |
| ATSG Air Transport Services Group | 0.91% | 65,000 | $1.5M | New |
| CEG Constellation Energy | 0.90% | 7,174 | $1.4M | Add +152.3% |
| BA The Boeing Co. | 0.89% | 8,373 | $1.4M | Reduce -46.9% |
| META Meta Platforms Inc. Class A | 0.81% | 2,252 | $1.3M | New |
| ARES ACQUISITION CORP II | 0.77% | 111,638 | $1.2M | Add +10.4% |
| ENVX Enovix Corp. | 0.74% | 161,170 | $1.2M | Add +11.8% |
| CSCO Cisco Systems Inc. | 0.73% | 18,950 | $1.2M | New |
| GNSS Genasys Inc. | 0.72% | 510,314 | $1.2M | Add +87.5% |
| HEES H&E Equipment Services Inc. | 0.72% | 12,200 | $1.2M | New |
| ASTS Ast Spacemobile Inc. | 0.71% | 50,124 | $1.1M | Add +31.3% |
| FRNM Freenome Inc. filed as PERCEPTIVE CAP SOLUTIONS COR | 0.71% | 110,110 | $1.1M | Add +10.1% |
| NEM Newmont Corp. | 0.69% | 22,972 | $1.1M | Add +847.3% |
| SKGR SK Growth Opportunities Co. Class A | 0.65% | 85,940 | $1.0M | Reduce -5.0% |
| KNOP Knot Offshore Partners LP | 0.61% | 140,080 | $977K | Add +0.9% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.60% | 18,767 | $971K | No change |
| KGC Kinross Gold Corp. | 0.59% | 75,000 | $945K | New |
| BIDU Baidu Inc. - Spon ADR | 0.57% | 10,022 | $922K | New |
| TECK Teck Resources Ltd.-CLS B | 0.57% | 25,180 | $917K | Add +48.1% |
| C Citigroup Inc. | 0.57% | 12,810 | $909K | Reduce -34.5% |
| LNWO Light & Wonder Inc. | 0.57% | 10,500 | $909K | New |
| HMC Honda Motor Co. Ltd.-Spons ADR | 0.56% | 33,000 | $895K | New |
| CCJ Cameco Corp. | 0.55% | 21,500 | $884K | Add +583.2% |
| NKE Nike Inc. Class B | 0.54% | 13,569 | $861K | Add +56.8% |
| MSTR Strategy Inc. filed as MICROSTRATEGY INC | 0.53% | 2,963 | $854K | New |
| DMYY DMY Squared Technology GR-A | 0.50% | 71,410 | $797K | New |
| CENX Century Aluminum Company | 0.49% | 42,865 | $795K | Add +1328.8% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.48% | 7,873 | $777K | Add +505.6% |
| ONC Beone Medicines Ltd.-ADR filed as BEIGENE LTD | 0.47% | 2,800 | $762K | New |
| DNA Ginkgo Bioworks Holdings Inc. | 0.47% | 133,591 | $761K | Add +75.9% |
| CHX Championx Corp. | 0.46% | 25,000 | $745K | New |
| NOW ServiceNow Inc. | 0.45% | 916 | $729K | Add +38.8% |
| GOOG Alphabet Inc. Class C | 0.44% | 4,562 | $712K | Add +332.0% |
| PM Philip Morris International | 0.44% | 4,466 | $708K | Add +39.6% |
| PPLI People Inc. filed as IAC INC | 0.42% | 17,700 | $669K | New |
| IFNNY Infineon Technologies-ADR | 0.41% | 20,000 | $662K | New |
| GS Goldman Sachs Group Inc. | 0.41% | 1,200 | $655K | New |
| GAN Gan Ltd. | 0.41% | 370,073 | $655K | Add +56.5% |
| PPLT Abrdn Physical Platinum SHRS | 0.40% | 7,087 | $647K | Reduce -16.8% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.39% | 8,972 | $623K | New |
| GBFH Gbank Financial Holdings Inc. | 0.37% | 16,000 | $598K | Add +166.7% |
| SGMT Sagimet Biosciences Inc. Class A | 0.37% | 181,000 | $590K | Add +39.0% |
| NIO Nio Inc. - ADR | 0.35% | 149,300 | $568K | Add +2.7% |
| T AT&T Inc. | 0.34% | 19,590 | $554K | Add +46.9% |
| AAPL Apple Inc. | 0.33% | 2,400 | $533K | Add +118.2% |
| EQNR Equinor ASA-Spon ADR | 0.33% | 20,000 | $529K | New |
| DFS Discover Financial Services | 0.31% | 2,930 | $500K | Reduce -62.5% |
| GEV GE Vernova Inc. | 0.30% | 1,575 | $480K | Reduce -21.3% |
| ML Moneylion Inc. | 0.29% | 5,400 | $467K | Add +12.0% |
| SWTX Springworks Therapeutics Inc. | 0.29% | 10,575 | $466K | New |
| AMED Amedisys Inc. | 0.29% | 5,000 | $463K | New |
| KVUE Kenvue Inc. | 0.29% | 19,260 | $461K | Reduce -9.2% |
| TLT iShares 20+ Year Treasury BD | 0.28% | 5,000 | $455K | Reduce -47.7% |
| ORCL Oracle Corp. | 0.28% | 3,258 | $455K | Add +115.6% |
| CELH Celsius Holdings Inc. | 0.28% | 12,500 | $445K | New |
| GEO The Geo Group Inc. | 0.27% | 15,000 | $438K | New |
| APP AppLovin Corp. Class A | 0.27% | 1,650 | $437K | Add +236.7% |
| CYTK Cytokinetics Inc. | 0.27% | 10,855 | $436K | Reduce -25.4% |
| PFE Pfizer Inc. | 0.27% | 16,910 | $428K | Add +25.6% |
| RNW Renew Energy Global PLC-A | 0.26% | 71,777 | $422K | Add +42.0% |
| OKTA Okta Inc. | 0.26% | 4,000 | $420K | Add +433.3% |
| CCB Coastal Financial Corp. | 0.26% | 4,600 | $415K | Add +15.0% |
| SIMO Silicon Motion Technol-ADR | 0.25% | 7,971 | $403K | Reduce -11.4% |
| RH RH | 0.25% | 1,703 | $399K | Add +127.7% |
| BBIO Bridgebio Pharma Inc. | 0.24% | 11,336 | $391K | Reduce -17.6% |
| ERIC Ericsson (lm) Tel-SP ADR filed as TELEFONAKTIEBOLAGET LM ERICS | 0.24% | 50,000 | $388K | New |
| SOC Sable Offshore Corp. | 0.24% | 15,094 | $382K | Add +1190.1% |
| DHI D.R. Horton Inc. | 0.24% | 3,000 | $381K | New |
| IBIT iShares Bitcoin Trust ETF | 0.24% | 8,100 | $379K | Reduce -8.0% |
| LI Li Auto Inc. - ADR | 0.24% | 15,000 | $378K | New |
| TDW Tidewater Inc. | 0.23% | 8,598 | $363K | Add +391.3% |
| WPC WP Carey Inc. | 0.22% | 5,700 | $359K | New |
| SNPS Synopsys Inc. | 0.22% | 836 | $358K | Add +188.3% |
| CRM Salesforce Inc. | 0.22% | 1,312 | $352K | New |
| HESAY Hermes Intl-Unsponsored ADR | 0.21% | 1,310 | $343K | Add +81.9% |
Options reported separately and not counted above: GM calls ($35K), TSLA calls ($30K), SLV calls ($29K), USO puts ($19K), QQQ puts ($17K), TTD calls ($15K), CSGP puts ($14K), IBIT calls ($11K), MSFT calls ($11K), ENVX calls ($9K), AMZN calls ($8K), VXX puts ($6K), and 100 more.
Other holdings (10): bonds, preferreds, convertibles and warrants · $2.9M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| FANNIE MAE (FNMA F PERP O) | COM | 69,966 | $1.4M | Add +47.8% |
| HOEGH LNG PARTNERS LP (HMLP 8.75 PERP A) | COM | 46,107 | $779K | Reduce -16.3% |
| FANNIE MAE (FNMA 6.75 PERP Q) | COM | 39,159 | $402K | Add +46.6% |
| MAIDEN HOLDING LTD (MHLD 6.625 06/14/46) | COM | 18,088 | $242K | Add +0.6% |
| PAASF Pan American Silver Corp.-CVR | COM | 83,500 | $35K | No change |
| BNIXR Bannix Acquisition Corp.-RTS | RIGHT 07/31/2026 | 140,397 | $21K | Add +21.1% |
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | 800 | $13K | New |
| CHIMERA INVESTMENT CORP (CIM V8 PERP D) | COM | 225 | $5K | New |
| SIGNATURE BANK NEW YORK (SBNY 5 PERP a) | PFD | 220 | $1K | No change |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 1,800 | $0 | No change |
Total filed on the 13F, all lines: $163.7M.
Portfolio Sells Q4 2024 → Q1 2025
| ASML ASML Holding NV-NY Reg SHS | Reduce -81.9% | 0.98% | −3.81 |
| HUM Humana Inc. | Reduce -98.7% | 0.06% | −3.58 |
| SMAR Smartsheet Inc. Class A | Sold out | 0.00% | −2.22 |
| AVGO Broadcom Inc. | Sold out | 0.00% | −2.18 |
| VNO Vornado Realty Trust | Sold out | 0.00% | −2.11 |
| TSM Taiwan Semiconductor-SP ADR | Sold out | 0.00% | −1.67 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Sold out | 0.00% | −1.63 |
| GEAR Revelyst Inc. | Sold out | 0.00% | −1.52 |
| HCP Hashicorp Inc. Class A | Sold out | 0.00% | −1.46 |
| FLD Fold Holdings Inc. | Sold out | 0.00% | −1.44 |
| ADP Automatic Data Processing | Sold out | 0.00% | −1.42 |
| DE Deere & Co. | Sold out | 0.00% | −1.18 |
| OKE Oneok Inc. | Sold out | 0.00% | −1.16 |
| BHP BHP Group Ltd.-Spon ADR | Sold out | 0.00% | −1.12 |
| JNPR Juniper Networks Inc. | Reduce -94.7% | 0.07% | −1.05 |
| RL Ralph Lauren Corp. | Sold out | 0.00% | −1.04 |
| CVX Chevron Corp. | Sold out | 0.00% | −0.96 |
| TNA Dir Dai SML Ca Bul 3X Et-Usd | Sold out | 0.00% | −0.94 |
| PRU Prudential Financial Inc. | Sold out | 0.00% | −0.90 |
| QCOM Qualcomm Inc. | Reduce -85.1% | 0.19% | −0.89 |
| GOOGL Alphabet Inc. Class A | Sold out | 0.00% | −0.87 |
| RVNC Revance Therapeutics Inc. | Sold out | 0.00% | −0.76 |
| IWM iShares Russell 2000 ETF | Sold out | 0.00% | −0.72 |
| FNV Franco-Nevada Corp. | Reduce -86.4% | 0.20% | −0.71 |
| XLV SS Health Care Select Sector | Sold out | 0.00% | −0.71 |
| COST Costco Wholesale Corp. | Sold out | 0.00% | −0.69 |
| NVDA Nvidia Corp. | Reduce -33.6% | 1.15% | −0.66 |
| SPYV SS SPDR P S&P 500 Value ETF | Sold out | 0.00% | −0.62 |
| XOM Exxon Mobil Corp. | Sold out | 0.00% | −0.59 |
| BA The Boeing Co. | Reduce -46.9% | 0.89% | −0.58 |
| SPG Simon Property Group Inc. | Sold out | 0.00% | −0.57 |
| SIRI Sirius XM Holdings Inc. | Reduce -44.4% | 1.05% | −0.57 |
| COLOMBIER ACQUISITION CORP | Reduce -32.9% | 1.40% | −0.55 |
| SSB Southstate Bank Corp. | Sold out | 0.00% | −0.53 |
| FXI iShares China Large-Cap ETF | Sold out | 0.00% | −0.49 |
| IBM Intl Business Machines Corp. | Reduce -100.0% | 0.00% | −0.46 |
| OBDC Blue Owl Capital Corp. | Sold out | 0.00% | −0.43 |
| SMH Vaneck Semiconductor ETF | Sold out | 0.00% | −0.41 |
| EWY iShares MSCI South Korea ETF | Sold out | 0.00% | −0.40 |
| DFS Discover Financial Services | Reduce -62.5% | 0.31% | −0.40 |
| BAYRY Bayer AG-Sponsored ADR | Sold out | 0.00% | −0.35 |
| DOCS Doximity Inc. Class A | Sold out | 0.00% | −0.32 |
| BMTX BM Technologies Inc. | Sold out | 0.00% | −0.32 |
| CME Cme Group Inc. | Reduce -37.6% | 1.70% | −0.31 |
| ALTM Arcadium Lithium PLC | Sold out | 0.00% | −0.31 |
| MTTR Matterport Inc. | Sold out | 0.00% | −0.26 |
| KHNGY Kuehne & Nagel Intl-Unsp ADR | Reduce -89.1% | 0.04% | −0.25 |
| BMY Bristol-Myers Squibb Co. | Reduce -75.0% | 0.12% | −0.25 |
| TRTX TPG Re Finance Trust Inc. | Sold out | 0.00% | −0.25 |
| GILD Gilead Sciences Inc. | Sold out | 0.00% | −0.25 |
Portfolio Buys Q4 2024 → Q1 2025
| BECN Beacon Roofing Supply Inc. | New | 10.66% | +10.66 |
| QQQ Invesco QQQ Trust Series 1 | New | 2.49% | +2.49 |
| AMPS Altus Power Inc. | New | 2.04% | +2.04 |
| AMZN Amazon.com Inc. | Add +918.4% | 2.19% | +1.98 |
| ESGR Enstar Group Ltd. | Add +900.0% | 2.07% | +1.90 |
| MSFT Microsoft Corp. | Add +907.6% | 1.55% | +1.41 |
| ZIM Zim Integrated Shipping Serv | Add +1863.2% | 1.35% | +1.27 |
| SFTBY Softbank Group Corp.-Unsp ADR | New | 1.26% | +1.26 |
| BANK MONTREAL QUE | Add +1809.8% | 1.35% | +1.25 |
| JHX James Hardie Ord | New | 1.24% | +1.24 |
| AEM Agnico Eagle Mines Ltd. | Add +775.0% | 1.18% | +1.10 |
| VTEX Vtex Class A | Add +490.8% | 1.29% | +1.08 |
| ATSG Air Transport Services Group | New | 0.91% | +0.91 |
| FYBR Frontier Communications Pare | Add +180.3% | 1.25% | +0.88 |
| EVRI Everi Holdings Inc. | Add +769.2% | 0.96% | +0.87 |
| META Meta Platforms Inc. Class A | New | 0.81% | +0.81 |
| MO Altria Group Inc. | Add +19.4% | 2.09% | +0.80 |
| CSCO Cisco Systems Inc. | New | 0.73% | +0.73 |
| HEES H&E Equipment Services Inc. | New | 0.72% | +0.72 |
| CDRO Codere Online Luxembourg SA | Add +15.3% | 1.91% | +0.67 |
| NEM Newmont Corp. | Add +847.3% | 0.69% | +0.64 |
| KGC Kinross Gold Corp. | New | 0.59% | +0.59 |
| BIDU Baidu Inc. - Spon ADR | New | 0.57% | +0.57 |
| LNWO Light & Wonder Inc. | New | 0.57% | +0.57 |
| CEG Constellation Energy | Add +152.3% | 0.90% | +0.57 |
| HMC Honda Motor Co. Ltd.-Spons ADR | New | 0.56% | +0.56 |
| MSTR Strategy Inc. | New | 0.53% | +0.53 |
| DMYY DMY Squared Technology GR-A | New | 0.50% | +0.50 |
| ONC Beone Medicines Ltd.-ADR | New | 0.47% | +0.47 |
| CENX Century Aluminum Company | Add +1328.8% | 0.49% | +0.47 |
| CCJ Cameco Corp. | Add +583.2% | 0.55% | +0.47 |
| CHX Championx Corp. | New | 0.46% | +0.46 |
| ANSS Ansys Inc. | Add +25.1% | 1.49% | +0.42 |
| PPLI People Inc. | New | 0.42% | +0.42 |
| IFNNY Infineon Technologies-ADR | New | 0.41% | +0.41 |
| DIS The Walt Disney Co. | Add +505.6% | 0.48% | +0.41 |
| GS Goldman Sachs Group Inc. | New | 0.41% | +0.41 |
| NVO Novo-Nordisk A/S-Spons ADR | New | 0.39% | +0.39 |
| TM Toyota Motor Corp. -Spon ADR | Add +50.0% | 0.99% | +0.37 |
| GNSS Genasys Inc. | Add +87.5% | 0.72% | +0.35 |
| GOOG Alphabet Inc. Class C | Add +332.0% | 0.44% | +0.34 |
| EQNR Equinor ASA-Spon ADR | New | 0.33% | +0.33 |
| SWTX Springworks Therapeutics Inc. | New | 0.29% | +0.29 |
| AMED Amedisys Inc. | New | 0.29% | +0.29 |
| ASTS Ast Spacemobile Inc. | Add +31.3% | 0.71% | +0.29 |
| CELH Celsius Holdings Inc. | New | 0.28% | +0.28 |
| GEO The Geo Group Inc. | New | 0.27% | +0.27 |
| K Kellanova | Add +0.2% | 1.58% | +0.27 |
| ERIC Ericsson (lm) Tel-SP ADR | New | 0.24% | +0.24 |
| PM Philip Morris International | Add +39.6% | 0.44% | +0.24 |
Options Activity Q4 2024 → Q1 2025
| SPY SS SPDR S&P 500 ETF Trust-US | put | Sold out | 170 | $99Kbefore exit |
| GM General Motors Co. | call | New | 750 | $35K |
| TSLA Tesla Inc. | call | New | 116 | $30K |
| SLV iShares Silver Trust | call | Add +867.0% | 967 | $29K |
| ENPH Enphase Energy Inc. | call | Sold out | 419 | $28Kbefore exit |
| SNOW Snowflake Inc. | call | Sold out | 157 | $24Kbefore exit |
| ALK Alaska Air Group Inc. | call | Sold out | 350 | $22Kbefore exit |
| IWM iShares Russell 2000 ETF | put | Sold out | 100 | $22Kbefore exit |
| REGN Regeneron Pharmaceuticals | call | Sold out | 31 | $22Kbefore exit |
| USO United States Oil Fund LP | put | New | 250 | $19K |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -36.7% | 38 | $17K |
| TTD Trade Desk Inc./the Class A | call | New | 285 | $15K |
| CSGP Costar Group Inc. | put | New | 182 | $14K |
| META Meta Platforms Inc. Class A | put | Sold out | 25 | $14Kbefore exit |
| SMCI Super Micro Computer Inc. | put | Sold out | 460 | $14Kbefore exit |
| NFLX Netflix Inc. | put | Sold out | 15 | $13Kbefore exit |
| XLB SS Materials Select Sector | call | Sold out | 150 | $12Kbefore exit |
| IBIT iShares Bitcoin Trust ETF | call | Add +1481.3% | 253 | $11K |
| MSFT Microsoft Corp. | call | Add +87.5% | 30 | $11K |
| GDX Vaneck Gold Miners ETF | call | Sold out | 299 | $10Kbefore exit |
| ENVX Enovix Corp. | call | Reduce -41.5% | 1,285 | $9K |
| FSLR First Solar Inc. | call | Sold out | 52 | $9Kbefore exit |
| XBI SS SPDR S&P Biotech ETF | call | Sold out | 100 | $9Kbefore exit |
| AMCR Amcor PLC | call | Sold out | 1,000 | $9Kbefore exit |
| AMZN Amazon.com Inc. | call | New | 47 | $8K |
| COIN Coinbase Global Inc. Class A | call | Sold out | 33 | $8Kbefore exit |
| AAPL Apple Inc. | put | Sold out | 30 | $7Kbefore exit |
| PLTR Palantir Technologies Inc. Class A | put | Sold out | 99 | $7Kbefore exit |
| AMED Amedisys Inc. | call | Sold out | 71 | $6Kbefore exit |
| VXX Ipath Series B S&P 500 Vix | put | New | 120 | $6K |
| BIIB Biogen Inc. | call | New | 50 | $6K |
| SMMT Summit Therapeutics Inc. | call | Sold out | 349 | $6Kbefore exit |
| AVGO Broadcom Inc. | call | Sold out | 25 | $5Kbefore exit |
| META Meta Platforms Inc. Class A | call | New | 9 | $5K |
| USO United States Oil Fund LP | call | Add +25.0% | 65 | $5K |
| DESKTOP METAL INC | call | New | 1,008 | $4K |
| TLT iShares 20+ Year Treasury BD | call | New | 50 | $4K |
| RVMD Revolution Medicines Inc. | call | Sold out | 105 | $4Kbefore exit |
| ESGR Enstar Group Ltd. | call | Sold out | 14 | $4Kbefore exit |
| CRSP Crispr Therapeutics AG | put | Sold out | 105 | $4Kbefore exit |
| CRSP Crispr Therapeutics AG | call | Sold out | 105 | $4Kbefore exit |
| UBER Uber Technologies Inc. | call | Reduce -11.1% | 56 | $4K |
| MU Micron Technology Inc. | call | Reduce -77.8% | 40 | $3K |
| ASTS Ast Spacemobile Inc. | put | Sold out | 188 | $3Kbefore exit |
| ASTS Ast Spacemobile Inc. | call | Sold out | 188 | $3Kbefore exit |
| B Barrick Gold Corp. | call | Sold out | 200 | $3Kbefore exit |
| CI The Cigna Group | put | New | 10 | $3K |
| TSLL Dirx DLY Tsla Bul 2X ETF-Aui | call | New | 420 | $3K |
| DOCS Doximity Inc. Class A | put | New | 55 | $3K |
| INSM Insmed Inc. | call | Sold out | 52 | $3Kbefore exit |
Showing the first 50 of 185.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2024 → Q1 2025
| FANNIE MAE (FNMA F PERP O) | COM | Add +47.8% | 69,966 | $1.4M |
| HOEGH LNG PARTNERS LP (HMLP 8.75 PERP A) | COM | Reduce -16.3% | 46,107 | $779K |
| FANNIE MAE (FNMA 6.75 PERP Q) | COM | Add +46.6% | 39,159 | $402K |
| MAIDEN HOLDING LTD (MHLD 6.625 06/14/46) | COM | Add +0.6% | 18,088 | $242K |
| BNIXR Bannix Acquisition Corp.-RTS | RIGHT 07/31/2026 | Add +21.1% | 140,397 | $21K |
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | New | 800 | $13K |
| FREDDIE MAC (FMCC 5.57 PERP V) | COM | Sold out | 1,300 | $12Kbefore exit |
| CHIMERA INVESTMENT CORP (CIM V8 PERP D) | COM | New | 225 | $5K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 814 | $273.1M | NUVL, NEE, CDRO, CNI, PM |
| Q1 2026 | 708 | $224.4M | COPX, CDRO, SEE, CWAN, FONR |
| Q4 2025 | 802 | $347.3M | CDTX, BMO, UNH, SILJ, COPX |
| Q3 2025 | 1,105 | $303.3M | VRNA, NVDA, UNH, SBSW, CPPTL |
| Q2 2025 | 889 | $230.5M | BPMC, VOD, ERIC, CDRO, NVDA |
| Q1 2025 | 704 | $160.8M | BECN, QQQ, AMZN, MO, ESGR |
| Q4 2024 | 607 | $190.2M | ASML, HUM, SMAR, AVGO, VNO |
| Q3 2024 | 640 | $205.6M | ITW, MO, FMC, IWM, MU |
| Q2 2024 | 415 | $147.1M | BN, BITO, NWLI, RL, AVGO |
| Q1 2024 | 650 | $163.8M | TRITIUM DCFC LIMITED, BYRN, BITO, GE, PEP |