FNY Investment Advisers, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed December 15, 2025), FNY Investment Advisers, LLC reported 1,105 stock positions worth $303.3 million. Its top holding was Verona Pharma (VRNA) at 5.2% of the portfolio, followed by Nvidia (NVDA, 2.5%) and Unitedhealth (UNH, 1.8%). Compared with Q2 2025, it opened 466 new positions, sold out of 250, added to 215 and reduced 222. The biggest buy was a new position in Verona Pharma (VRNA) and the biggest sale an exit from Blueprint Medicines (BPMC).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001742998
- Portfolio Value
- $303.3M (Q3 2025)
- SEC Filing
- 0001742998-25-000009 ↗ filed Dec 15, 2025
Holdings Value
Holdings 1,105 stocks · $303.3M
| VRNA Verona Pharma Ltd. | 5.21% | 148,120 | $15.8M | New |
| NVDA Nvidia Corp. | 2.53% | 41,184 | $7.7M | Add +39.6% |
| UNH Unitedhealth Group Inc. | 1.78% | 15,672 | $5.4M | Add +208.0% |
| SBSW Sibanye-Stillwater Ltd.-ADR | 1.59% | 429,100 | $4.8M | New |
| CPPTL Copper Property CTL Pass THR | 1.53% | 375,000 | $4.7M | New |
| CDRO Codere Online Luxembourg SA | 1.53% | 671,025 | $4.6M | Add +20.8% |
| TLT iShares 20+ Year Treasury BD | 1.47% | 49,960 | $4.5M | Add +163.0% |
| MSFT Microsoft Corp. | 1.28% | 7,498 | $3.9M | Add +67.2% |
| INFQ Infleqtion Inc. filed as CHURCHILL CAP CORP X | 0.98% | 231,653 | $3.0M | New |
| STX Seagate Technology Ulc | 0.92% | 11,809 | $2.8M | Add +30.3% |
| FCRS.U Futurecrest Acquisition Corp. | 0.91% | 259,066 | $2.7M | New |
| SGML Sigma Lithium Corp. | 0.89% | 422,119 | $2.7M | Add +281312.7% |
| TSM Taiwan Semiconductor-SP ADR | 0.88% | 9,522 | $2.7M | Add +88.9% |
| BA The Boeing Co. | 0.82% | 11,557 | $2.5M | Add +110.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.81% | 7,500 | $2.5M | New |
| KVUE Kenvue Inc. | 0.81% | 150,725 | $2.4M | Add +48.5% |
| ASML ASML Holding NV-NY Reg SHS | 0.80% | 2,500 | $2.4M | Add +1751.8% |
| NEM Newmont Corp. | 0.79% | 28,458 | $2.4M | Add +40.5% |
| CYBR Cyberark Software Ltd./Israel | 0.78% | 4,891 | $2.4M | New |
| GNSS Genasys Inc. | 0.75% | 931,392 | $2.3M | Add +38.1% |
| AZN Astrazeneca PLC | 0.74% | 200 | $2.2M | No change |
| WDC Western Digital Corp. | 0.74% | 18,605 | $2.2M | Add +2685.2% |
| WLAC Willow Lane Acquisition Class A | 0.74% | 192,881 | $2.2M | New |
| GS Goldman Sachs Group Inc. | 0.66% | 2,514 | $2.0M | New |
| UBER Uber Technologies Inc. | 0.66% | 20,397 | $2.0M | Reduce -19.1% |
| SPR Spirit Aerosystems Hold Class A | 0.64% | 50,000 | $1.9M | Add +100.0% |
| PCAP Procap Acquisition Corp. Class A | 0.63% | 186,200 | $1.9M | New |
| XLV SS Health Care Select Sector | 0.63% | 13,646 | $1.9M | Add +157.6% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.63% | 3,869 | $1.9M | Add +53.2% |
| ALE Allete Inc. | 0.62% | 28,500 | $1.9M | New |
| BTI British American Tob-SP ADR | 0.62% | 35,500 | $1.9M | Reduce -27.3% |
| CEG Constellation Energy | 0.61% | 5,665 | $1.9M | Add +76.5% |
| NUGT Dirxn DLY GM Indx B2X ETF-Ui | 0.61% | 12,000 | $1.9M | Add +60.0% |
| SVIIF Spring Valley Acquisition-A | 0.59% | 143,372 | $1.8M | New |
| ZIM Zim Integrated Shipping Serv | 0.58% | 129,800 | $1.8M | Reduce -0.5% |
| WYNN WYNN Resorts Ltd. | 0.57% | 13,500 | $1.7M | Add +49.4% |
| HOOD Robinhood Markets Inc. Class A | 0.57% | 12,023 | $1.7M | Reduce -39.9% |
| LOGI Logitech International-Reg | 0.55% | 15,300 | $1.7M | New |
| VLOS Velos Acquisition I Corp. filed as M3BRIGADE ACQUISITION V CORP | 0.55% | 158,500 | $1.7M | New |
| TSLA Tesla Inc. | 0.55% | 3,757 | $1.7M | New |
| SHCO Soho House & Co. Inc. | 0.54% | 186,733 | $1.7M | Add +3634.7% |
| ZS Zscaler Inc. | 0.54% | 5,497 | $1.6M | Add +65.4% |
| DASH DoorDash Inc. Class A | 0.54% | 6,000 | $1.6M | Reduce -45.3% |
| DUOL Duolingo | 0.53% | 5,000 | $1.6M | New |
| AVGO Broadcom Inc. | 0.52% | 4,817 | $1.6M | Reduce -43.8% |
| TER Teradyne Inc. | 0.52% | 11,502 | $1.6M | Add +118.5% |
| JPM JPMorgan Chase & Co. | 0.52% | 5,000 | $1.6M | Reduce -25.9% |
| SNOW Snowflake Inc. | 0.52% | 6,957 | $1.6M | Reduce -1.3% |
| APP AppLovin Corp. Class A | 0.52% | 2,177 | $1.6M | Add +307.7% |
| SOC Sable Offshore Corp. | 0.51% | 88,490 | $1.5M | Add +380.4% |
| META Meta Platforms Inc. Class A | 0.50% | 2,072 | $1.5M | Reduce -38.0% |
| XBI SS SPDR S&P Biotech ETF | 0.50% | 15,133 | $1.5M | New |
| ENVX Enovix Corp. | 0.50% | 151,099 | $1.5M | Reduce -27.2% |
| GE General Electric filed as GE AEROSPACE | 0.49% | 4,906 | $1.5M | Reduce -1.9% |
| BILI Bilibili Inc.-Sponsored ADR | 0.48% | 52,000 | $1.5M | New |
| JD Jd.com Inc.-ADR | 0.48% | 41,531 | $1.5M | Add +50.8% |
| COIN Coinbase Global Inc. Class A | 0.47% | 4,216 | $1.4M | Add +124.6% |
| BABA Alibaba Group Holding-SP ADR | 0.47% | 7,950 | $1.4M | New |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.46% | 5,000 | $1.4M | New |
| K Kellanova | 0.46% | 17,000 | $1.4M | Reduce -67.9% |
| STEX Streamex Corp. | 0.46% | 240,228 | $1.4M | Add +475.1% |
| FIX Comfort Systems USA Inc. | 0.46% | 1,675 | $1.4M | New |
| FSLR First Solar Inc. | 0.45% | 6,250 | $1.4M | Add +2440.7% |
| CLS Celestica Inc. | 0.45% | 5,546 | $1.4M | Reduce -58.9% |
| TNA Dir Dai SML Ca Bul 3X Et-Usd | 0.45% | 30,000 | $1.4M | Add +4900.0% |
| ALAB Astera Labs Inc. | 0.45% | 6,908 | $1.4M | Add +5055.2% |
| LRCX Lam Research Corp. | 0.44% | 9,947 | $1.3M | Add +830.5% |
| AMZN Amazon.com Inc. | 0.43% | 5,939 | $1.3M | Add +8.7% |
| TLN Talen Energy Corp. | 0.42% | 3,002 | $1.3M | Add +22992.3% |
| DYNC Dynamix Corp. | 0.42% | 121,582 | $1.3M | New |
| LASR Nlight Inc. | 0.41% | 41,819 | $1.2M | Add +6151.0% |
| MRVL Marvell Technology Inc. | 0.41% | 14,629 | $1.2M | Add +485.2% |
| ASTS Ast Spacemobile Inc. | 0.39% | 24,088 | $1.2M | Reduce -8.7% |
| VTEX Vtex Class A | 0.39% | 268,740 | $1.2M | Add +577.8% |
| FRNM Freenome Inc. filed as PERCEPTIVE CAP SOLUTIONS COR | 0.39% | 110,320 | $1.2M | Add +0.0% |
| NFLX Netflix Inc. | 0.38% | 960 | $1.1M | Add +5.5% |
| W Wayfair Inc. Class A | 0.37% | 12,534 | $1.1M | Add +9324.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.37% | 6,000 | $1.1M | New |
| U Unity Software Inc. | 0.37% | 27,914 | $1.1M | Add +253.9% |
| VIXY Proshares Vix Short-Term Fut | 0.37% | 34,500 | $1.1M | Add +3350.0% |
| CRWV Coreweave Inc. Class A | 0.36% | 8,095 | $1.1M | New |
| NAIL Dire Dail HB & SB 3X ETF-Usd | 0.36% | 15,000 | $1.1M | New |
| GOOGL Alphabet Inc. Class A | 0.36% | 4,511 | $1.1M | New |
| ANET Arista Networks Inc. | 0.36% | 7,479 | $1.1M | New |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.36% | 18,767 | $1.1M | Reduce -33.8% |
| KNOP Knot Offshore Partners LP | 0.35% | 121,214 | $1.1M | Reduce -15.5% |
| CEPO Cantor Equity Partners I-A | 0.35% | 101,970 | $1.1M | New |
| AUR Aurora Innovation Inc. | 0.35% | 196,559 | $1.1M | New |
| LLY Eli Lilly & Co. | 0.34% | 1,361 | $1.0M | Add +19.6% |
| BIDU Baidu Inc. - Spon ADR | 0.34% | 7,831 | $1.0M | Add +55835.7% |
| ORCL Oracle Corp. | 0.34% | 3,659 | $1.0M | Reduce -50.4% |
| C Citigroup Inc. | 0.34% | 10,114 | $1.0M | Add +53.6% |
| PL Planet Labs PBC | 0.34% | 78,500 | $1.0M | Add +418.1% |
| BE Bloom Energy Corp. Class A | 0.34% | 12,026 | $1.0M | Add +8942.1% |
| HBI Hanesbrands Inc. | 0.33% | 150,000 | $988K | New |
| TQQQ Proshares Ultrapro QQQ | 0.32% | 9,500 | $982K | New |
| SMCI Super Micro Computer Inc. | 0.32% | 20,068 | $962K | Add +53.0% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.31% | 3,700 | $940K | New |
| PCAPU Procap Acquisition Corp. | 0.31% | 88,481 | $937K | Reduce -28.4% |
| TIDAL TRUST II | 0.31% | 135,700 | $933K | Add +1575.3% |
Options reported separately and not counted above: TSLA calls ($157K), IWM puts ($109K), SPY puts ($97K), XLV calls ($88K), QQQ puts ($61K), KVUE calls ($42K), AGNC calls ($39K), IWM calls ($36K), PLTR puts ($34K), SLV puts ($33K), MSFT calls ($26K), ENVX calls ($25K), and 323 more.
Other holdings (21): bonds, preferreds, convertibles and warrants · $6.4M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| FANNIE MAE (FNMA F PERP O) | COM | 120,745 | $3.6M | Add +26.8% |
| HOEGH LNG PARTNERS LP (HMLP 8.75 PERP A) | COM | 45,425 | $878K | Add +3.2% |
| FANNIE MAE (FNMA 6.75 PERP Q) | COM | 44,871 | $661K | Reduce -29.2% |
| MAIDEN HOLDING LTD (MHLD 6.625 06/14/46) | COM | 24,448 | $369K | Add +0.4% |
| FREDDIE MAC (FMCC 5.81 PERP) | COM | 11,316 | $287K | Add +0.9% |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | 538,000 | $270K | New |
| FREDDIE MAC (FMCC F PERP B) | COM | 8,513 | $180K | Reduce -18.6% |
| STRATEGY INC (MSTR 12 PERP A.) | COM | 600 | $58K | New |
| PAASF Pan American Silver Corp.-CVR | COM | 104,215 | $36K | Add +24.8% |
| BEAGR Bold Eagle Acquisition Corp. | RIGHT 10/11/2029 | 52,126 | $14K | New |
| OFS CAPITAL CORP (OFS 7.5 07/31/28) | COM | 500 | $12K | New |
| FGMCR FG Merger II Corp. | RIGHT 02/11/2030 | 25,000 | $10K | New |
| KDKRW Ares Acquisition Corp. II-28 | *W EXP 09/25/203 | 10,000 | $10K | New |
| FANNIE MAE (FNMA F PERP P) | COM | 500 | $6K | No change |
| GSRTR GSR III Acquisition Corp. | RIGHT 99/99/9999 | 560 | $4K | Reduce -94.8% |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | 100 | $0 | Reduce -85.7% |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 100 | $0 | New |
| IGTAR Inception Growth Acq Ltd. -RT | RIGHT 12/08/2026 | 1,300 | $0 | New |
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | 90 | $0 | Reduce -95.8% |
| SIGNATURE BANK NEW YORK (SBNY 5 PERP a) | PFD | 200 | $0 | Reduce -9.1% |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 1,800 | $0 | No change |
Total filed on the 13F, all lines: $309.7M.
Portfolio Sells Q2 2025 → Q3 2025
| BPMC Blueprint Medicines Corp. | Sold out | 0.00% | −2.28 |
| VOD Vodafone Group PLC-SP ADR | Sold out | 0.00% | −2.22 |
| ERIC Ericsson (lm) Tel-SP ADR | Sold out | 0.00% | −2.12 |
| JNPR Juniper Networks Inc. | Sold out | 0.00% | −1.83 |
| CCIR Cohen Circle Acquisitio Class A | Sold out | 0.00% | −1.50 |
| K Kellanova | Reduce -67.9% | 0.46% | −1.37 |
| ANSS Ansys Inc. | Sold out | 0.00% | −1.35 |
| ESGR Enstar Group Ltd. | Sold out | 0.00% | −1.14 |
| ARES ACQUISITION CORP II | Sold out | 0.00% | −0.99 |
| BP BP PLC-Spons ADR | Sold out | 0.00% | −0.98 |
| FTV Fortive Corp. | Reduce -94.9% | 0.03% | −0.79 |
| EAT Brinker International Inc. | Sold out | 0.00% | −0.78 |
| GEV GE Vernova Inc. | Sold out | 0.00% | −0.76 |
| VST Vistra Corp. | Reduce -79.3% | 0.13% | −0.71 |
| METC Ramaco Resources Inc. Class A | Reduce -86.1% | 0.26% | −0.71 |
| AS Amer Sports Inc. | Reduce -100.0% | 0.00% | −0.71 |
| HWM Howmet Aerospace Inc. | Sold out | 0.00% | −0.69 |
| DNA Ginkgo Bioworks Holdings Inc. | Reduce -91.0% | 0.07% | −0.67 |
| SAP Sap SE-Sponsored ADR | Reduce -98.0% | 0.01% | −0.65 |
| FYBR Frontier Communications Pare | Reduce -86.6% | 0.08% | −0.65 |
| SKX Skechers USA Inc. Class A | Sold out | 0.00% | −0.65 |
| DASH DoorDash Inc. Class A | Reduce -45.3% | 0.54% | −0.64 |
| CRK Comstock Resources Inc. | Sold out | 0.00% | −0.60 |
| CORZ Core Scientific Inc. | Sold out | 0.00% | −0.60 |
| PPTA Perpetua Resources Corp. | Reduce -97.4% | 0.02% | −0.59 |
| APH Amphenol Corp. Class A | Sold out | 0.00% | −0.58 |
| META Meta Platforms Inc. Class A | Reduce -38.0% | 0.50% | −0.57 |
| DELL Dell Technologies -C | Reduce -60.2% | 0.30% | −0.56 |
| AXP American Express Co. | Sold out | 0.00% | −0.55 |
| LBRDA Liberty Broadband-A | Reduce -50.0% | 0.18% | −0.55 |
| DIS The Walt Disney Co. | Reduce -94.8% | 0.02% | −0.55 |
| CRS Carpenter Technology | Sold out | 0.00% | −0.54 |
| SEZL Sezzle Inc. | Sold out | 0.00% | −0.53 |
| SPOT Spotify Technology SA | Reduce -72.4% | 0.13% | −0.53 |
| GLW Corning Inc. | Reduce -93.4% | 0.04% | −0.53 |
| SHAK Shake Shack Inc. Class A | Sold out | 0.00% | −0.52 |
| AVGO Broadcom Inc. | Reduce -43.8% | 0.52% | −0.50 |
| SONY Sony Group Corp. - SP ADR | Sold out | 0.00% | −0.46 |
| CLS Celestica Inc. | Reduce -58.9% | 0.45% | −0.46 |
| ENVX Enovix Corp. | Reduce -27.2% | 0.50% | −0.43 |
| SIRI Sirius XM Holdings Inc. | Reduce -69.9% | 0.12% | −0.40 |
| RCL Royal Caribbean Cruises Ltd. | Reduce -69.0% | 0.13% | −0.39 |
| WBA Walgreens Boots Alliance Inc. | Sold out | 0.00% | −0.39 |
| BTI British American Tob-SP ADR | Reduce -27.3% | 0.62% | −0.38 |
| UBER Uber Technologies Inc. | Reduce -19.1% | 0.66% | −0.36 |
| ORCL Oracle Corp. | Reduce -50.4% | 0.34% | −0.36 |
| CCJ Cameco Corp. | Reduce -99.9% | 0.00% | −0.35 |
| FICO Fair Isaac Corp. | Reduce -67.6% | 0.09% | −0.35 |
| MP MP Materials Corp. | Reduce -72.3% | 0.25% | −0.34 |
| ZIM Zim Integrated Shipping Serv | Reduce -0.5% | 0.58% | −0.33 |
Portfolio Buys Q2 2025 → Q3 2025
| VRNA Verona Pharma Ltd. | New | 5.21% | +5.21 |
| SBSW Sibanye-Stillwater Ltd.-ADR | New | 1.59% | +1.59 |
| CPPTL Copper Property CTL Pass THR | New | 1.53% | +1.53 |
| UNH Unitedhealth Group Inc. | Add +208.0% | 1.78% | +1.10 |
| INFQ Infleqtion Inc. | New | 0.98% | +0.98 |
| FCRS.U Futurecrest Acquisition Corp. | New | 0.91% | +0.91 |
| SGML Sigma Lithium Corp. | Add +281312.7% | 0.89% | +0.89 |
| VTI VG Morningstar TS MKT ETF-US | New | 0.81% | +0.81 |
| CYBR Cyberark Software Ltd./Israel | New | 0.78% | +0.78 |
| ASML ASML Holding NV-NY Reg SHS | Add +1751.8% | 0.80% | +0.75 |
| TLT iShares 20+ Year Treasury BD | Add +163.0% | 1.47% | +0.74 |
| WLAC Willow Lane Acquisition Class A | New | 0.74% | +0.74 |
| WDC Western Digital Corp. | Add +2685.2% | 0.74% | +0.72 |
| GS Goldman Sachs Group Inc. | New | 0.66% | +0.66 |
| PCAP Procap Acquisition Corp. Class A | New | 0.63% | +0.63 |
| ALE Allete Inc. | New | 0.62% | +0.62 |
| SVIIF Spring Valley Acquisition-A | New | 0.59% | +0.59 |
| LOGI Logitech International-Reg | New | 0.55% | +0.55 |
| VLOS Velos Acquisition I Corp. | New | 0.55% | +0.55 |
| TSLA Tesla Inc. | New | 0.55% | +0.55 |
| DUOL Duolingo | New | 0.53% | +0.53 |
| SHCO Soho House & Co. Inc. | Add +3634.7% | 0.54% | +0.53 |
| NVDA Nvidia Corp. | Add +39.6% | 2.53% | +0.51 |
| XBI SS SPDR S&P Biotech ETF | New | 0.50% | +0.50 |
| BILI Bilibili Inc.-Sponsored ADR | New | 0.48% | +0.48 |
| BABA Alibaba Group Holding-SP ADR | New | 0.47% | +0.47 |
| IBM Intl Business Machines Corp. | New | 0.46% | +0.46 |
| FIX Comfort Systems USA Inc. | New | 0.46% | +0.46 |
| ALAB Astera Labs Inc. | Add +5055.2% | 0.45% | +0.44 |
| TNA Dir Dai SML Ca Bul 3X Et-Usd | Add +4900.0% | 0.45% | +0.44 |
| FSLR First Solar Inc. | Add +2440.7% | 0.45% | +0.44 |
| APP AppLovin Corp. Class A | Add +307.7% | 0.52% | +0.43 |
| TLN Talen Energy Corp. | Add +22992.3% | 0.42% | +0.42 |
| DYNC Dynamix Corp. | New | 0.42% | +0.42 |
| LASR Nlight Inc. | Add +6151.0% | 0.41% | +0.40 |
| LRCX Lam Research Corp. | Add +830.5% | 0.44% | +0.39 |
| TSM Taiwan Semiconductor-SP ADR | Add +88.9% | 0.88% | +0.38 |
| NUGT Dirxn DLY GM Indx B2X ETF-Ui | Add +60.0% | 0.61% | +0.37 |
| VTV Vanguard Mrngstr Val ETF-Aui | New | 0.37% | +0.37 |
| W Wayfair Inc. Class A | Add +9324.1% | 0.37% | +0.37 |
| CRWV Coreweave Inc. Class A | New | 0.36% | +0.36 |
| NAIL Dire Dail HB & SB 3X ETF-Usd | New | 0.36% | +0.36 |
| GOOGL Alphabet Inc. Class A | New | 0.36% | +0.36 |
| ANET Arista Networks Inc. | New | 0.36% | +0.36 |
| STX Seagate Technology Ulc | Add +30.3% | 0.92% | +0.35 |
| CEPO Cantor Equity Partners I-A | New | 0.35% | +0.35 |
| AUR Aurora Innovation Inc. | New | 0.35% | +0.35 |
| VIXY Proshares Vix Short-Term Fut | Add +3350.0% | 0.37% | +0.35 |
| BIDU Baidu Inc. - Spon ADR | Add +55835.7% | 0.34% | +0.34 |
| SOC Sable Offshore Corp. | Add +380.4% | 0.51% | +0.33 |
Options Activity Q2 2025 → Q3 2025
| TSLA Tesla Inc. | call | Add +5.3% | 355 | $157K |
| IWM iShares Russell 2000 ETF | put | Add +212.4% | 453 | $109K |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -9.8% | 147 | $97K |
| XLV SS Health Care Select Sector | call | Add +850.8% | 637 | $88K |
| METC Ramaco Resources Inc. Class A | call | Sold out | 5,528 | $72Kbefore exit |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -2.9% | 102 | $61K |
| KVUE Kenvue Inc. | call | Add +95.2% | 2,592 | $42K |
| AGNC AGNC Investment Corp. | call | New | 4,000 | $39K |
| IWM iShares Russell 2000 ETF | call | Reduce -9.6% | 151 | $36K |
| PLTR Palantir Technologies Inc. Class A | put | Add +375.0% | 190 | $34K |
| SLV iShares Silver Trust | put | New | 800 | $33K |
| MSFT Microsoft Corp. | call | New | 51 | $26K |
| ENVX Enovix Corp. | call | Reduce -21.0% | 2,568 | $25K |
| UNH Unitedhealth Group Inc. | call | Sold out | 80 | $24Kbefore exit |
| AMD Advanced Micro Devices | call | Add +2300.0% | 120 | $19K |
| BA The Boeing Co. | put | Sold out | 87 | $18Kbefore exit |
| BABA Alibaba Group Holding-SP ADR | put | New | 100 | $17K |
| SLV iShares Silver Trust | call | Sold out | 525 | $17Kbefore exit |
| UBER Uber Technologies Inc. | call | Add +66.4% | 178 | $17K |
| RKT Rocket Cos Inc. Class A | put | New | 870 | $16K |
| AAPL Apple Inc. | put | New | 62 | $15K |
| GLD SPDR Gold Shares | call | Sold out | 50 | $15Kbefore exit |
| HOOD Robinhood Markets Inc. Class A | put | Reduce -38.9% | 110 | $15K |
| AAPL Apple Inc. | call | Sold out | 65 | $13Kbefore exit |
| EEM iShares MSCI Emerging Market | put | New | 250 | $13K |
| ARKK ARK Innovation ETF | put | Reduce -8.6% | 160 | $13K |
| IGV iShares Expanded Tech-Softwa | put | New | 109 | $12K |
| WBD Warner Bros Discovery Inc. | call | New | 636 | $12K |
| GDX Vaneck Gold Miners ETF | put | Reduce -27.1% | 164 | $12K |
| MO Altria Group Inc. | put | New | 171 | $11K |
| BCE Bce Inc. | call | New | 508 | $11K |
| ORCL Oracle Corp. | put | New | 41 | $11K |
| PFE Pfizer Inc. | put | New | 457 | $11K |
| RGTI Rigetti Computing Inc. | call | Sold out | 1,000 | $11Kbefore exit |
| MSOS Advisorshares Pure US Cann | call | Add +148.5% | 2,212 | $10K |
| CRM Salesforce Inc. | call | New | 40 | $9K |
| SGML Sigma Lithium Corp. | call | Add +562.5% | 1,557 | $9K |
| NEWT Newtekone Inc. | put | Add +273.0% | 858 | $9K |
| YINN Direxion DLY Ftse CH BL3X-Ui | call | New | 150 | $8K |
| ECHO Echostar Corp. Class A | call | New | 110 | $8K |
| COPX Global X Copper Miners ETF | put | New | 150 | $8K |
| APTV Aptiv Irish Holdings Ltd. | call | New | 100 | $8K |
| NVDA Nvidia Corp. | call | Add +235.7% | 47 | $8K |
| NVDA Nvidia Corp. | put | Add +200.0% | 45 | $8K |
| U Unity Software Inc. | call | Add +110.0% | 210 | $8K |
| BA The Boeing Co. | call | Sold out | 36 | $7Kbefore exit |
| CRWV Coreweave Inc. Class A | put | Sold out | 47 | $7Kbefore exit |
| MSGS Madison Square Garden Sports | call | New | 31 | $7K |
| XBI SS SPDR S&P Biotech ETF | put | Sold out | 90 | $7Kbefore exit |
| SBUX Starbucks Corp. | call | New | 89 | $7K |
Showing the first 50 of 439.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2025 → Q3 2025
| FANNIE MAE (FNMA F PERP O) | COM | Add +26.8% | 120,745 | $3.6M |
| HOEGH LNG PARTNERS LP (HMLP 8.75 PERP A) | COM | Add +3.2% | 45,425 | $878K |
| FANNIE MAE (FNMA 6.75 PERP Q) | COM | Reduce -29.2% | 44,871 | $661K |
| MAIDEN HOLDING LTD (MHLD 6.625 06/14/46) | COM | Add +0.4% | 24,448 | $369K |
| FREDDIE MAC (FMCC 5.81 PERP) | COM | Add +0.9% | 11,316 | $287K |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | New | 538,000 | $270K |
| FREDDIE MAC (FMCC F PERP B) | COM | Reduce -18.6% | 8,513 | $180K |
| STRATEGY INC (MSTR 12 PERP A.) | COM | New | 600 | $58K |
| PAASF Pan American Silver Corp.-CVR | COM | Add +24.8% | 104,215 | $36K |
| BNIXR Bannix Acquisition Corp.-RTS | RIGHT 07/31/2026 | Sold out | 141,497 | $33Kbefore exit |
| BEAGR Bold Eagle Acquisition Corp. | RIGHT 10/11/2029 | New | 52,126 | $14K |
| OFS CAPITAL CORP (OFS 7.5 07/31/28) | COM | New | 500 | $12K |
| FGMCR FG Merger II Corp. | RIGHT 02/11/2030 | New | 25,000 | $10K |
| KDKRW Ares Acquisition Corp. II-28 | *W EXP 09/25/203 | New | 10,000 | $10K |
| GSRTR GSR III Acquisition Corp. | RIGHT 99/99/9999 | Reduce -94.8% | 560 | $4K |
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | Reduce -95.8% | 90 | $0 |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | Reduce -85.7% | 100 | $0 |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | New | 100 | $0 |
| IGTAR Inception Growth Acq Ltd. -RT | RIGHT 12/08/2026 | New | 1,300 | $0 |
| LMP CAPITAL AND INCOME FUND | RIGHT 07/11/2025 | Sold out | 100 | $0before exit |
| SIGNATURE BANK NEW YORK (SBNY 5 PERP a) | PFD | Reduce -9.1% | 200 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 814 | $273.1M | NUVL, NEE, CDRO, CNI, PM |
| Q1 2026 | 708 | $224.4M | COPX, CDRO, SEE, CWAN, FONR |
| Q4 2025 | 802 | $347.3M | CDTX, BMO, UNH, SILJ, COPX |
| Q3 2025 | 1,105 | $303.3M | VRNA, NVDA, UNH, SBSW, CPPTL |
| Q2 2025 | 889 | $230.5M | BPMC, VOD, ERIC, CDRO, NVDA |
| Q1 2025 | 704 | $160.8M | BECN, QQQ, AMZN, MO, ESGR |
| Q4 2024 | 607 | $190.2M | ASML, HUM, SMAR, AVGO, VNO |
| Q3 2024 | 640 | $205.6M | ITW, MO, FMC, IWM, MU |
| Q2 2024 | 415 | $147.1M | BN, BITO, NWLI, RL, AVGO |
| Q1 2024 | 650 | $163.8M | TRITIUM DCFC LIMITED, BYRN, BITO, GE, PEP |