FNY Investment Advisers, LLC
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 5, 2024), FNY Investment Advisers, LLC reported 415 stock positions worth $147.1 million. Its top holding was Brookfield (BN) at 14.1% of the portfolio, followed by Proshares Bitcoin ETF-Usd (BITO, 5.7%) and National Western Life Grou-A (NWLI, 5.1%). Compared with Q1 2024, it opened 174 new positions, sold out of 409, added to 93 and reduced 100. The biggest buy was a new position in Brookfield (BN) and the biggest sale an exit from Tritium DCFC.
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001742998
- Portfolio Value
- $147.1M (Q2 2024)
- SEC Filing
- 0001742998-24-000004 ↗ filed Aug 5, 2024
Holdings Value
Holdings 415 stocks · $147.1M
| BN Brookfield Corp. | 14.12% | 500,000 | $20.8M | New |
| BITO Proshares Bitcoin ETF-Usd | 5.72% | 373,600 | $8.4M | Add +75.6% |
| NWLI National Western Life Grou-A | 5.07% | 15,000 | $7.5M | New |
| RL Ralph Lauren Corp. | 3.38% | 28,400 | $5.0M | New |
| AVGO Broadcom Inc. | 2.92% | 2,672 | $4.3M | Reduce -12.6% |
| BYRN Byrna Technologies Inc. | 2.33% | 343,348 | $3.4M | Reduce -52.1% |
| LSXMK Liberty Media Corp.-Liber-New | 2.13% | 141,470 | $3.1M | Add +94.7% |
| MRK Merck & Co. Inc. | 1.89% | 22,500 | $2.8M | Add +214.7% |
| BHP BHP Group Ltd.-Spon ADR | 1.85% | 47,565 | $2.7M | Add +28.1% |
| ASML ASML Holding NV-NY Reg SHS | 1.82% | 2,622 | $2.7M | New |
| CPRI Capri Holdings Ltd. | 1.76% | 78,286 | $2.6M | Reduce -10.4% |
| AZN Astrazeneca PLC | 1.68% | 200 | $2.5M | New |
| ENVX Enovix Corp. | 1.37% | 130,520 | $2.0M | Add +24.0% |
| HUBS HubSpot Inc. | 1.35% | 3,362 | $2.0M | New |
| NVEI Nuvei Corp.-Subordinate VTG | 1.23% | 56,000 | $1.8M | Add +11100.0% |
| AMZN Amazon.com Inc. | 1.19% | 9,054 | $1.7M | Reduce -37.2% |
| QCOM Qualcomm Inc. | 1.15% | 8,500 | $1.7M | Add +3471.4% |
| NVDA Nvidia Corp. | 1.15% | 13,700 | $1.7M | Reduce -64.0% |
| AAPL Apple Inc. | 1.15% | 8,016 | $1.7M | Add +381.1% |
| HCP Hashicorp Inc. Class A | 1.13% | 49,360 | $1.7M | Add +2143.6% |
| CONSOLIDATED COMM HLDGS INC | 1.12% | 376,000 | $1.7M | New |
| RMD Resmed Inc. | 1.11% | 8,500 | $1.6M | New |
| EQNR Equinor ASA-Spon ADR | 1.07% | 55,000 | $1.6M | New |
| AMD Advanced Micro Devices | 1.04% | 9,474 | $1.5M | Add +32.0% |
| AMAT Applied Materials Inc. | 1.01% | 6,300 | $1.5M | New |
| GOOGL Alphabet Inc. Class A | 0.98% | 7,900 | $1.4M | Reduce -12.2% |
| ANSS Ansys Inc. | 0.96% | 4,378 | $1.4M | Add +45.7% |
| HES Hess Corp. | 0.88% | 8,830 | $1.3M | Reduce -42.7% |
| MU Micron Technology Inc. | 0.84% | 9,414 | $1.2M | Reduce -40.0% |
| HOLI Hollysys Automation Technolo | 0.78% | 53,315 | $1.2M | Reduce -17.8% |
| TS Tenaris SA-ADR | 0.77% | 37,000 | $1.1M | New |
| DELL Dell Technologies -C | 0.75% | 8,003 | $1.1M | Reduce -30.4% |
| AMED Amedisys Inc. | 0.75% | 12,000 | $1.1M | New |
| ACI Albertsons Cos Inc. Class A | 0.75% | 55,670 | $1.1M | Add +82.9% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.71% | 18,767 | $1.0M | No change |
| PYPL PayPal Holdings Inc. | 0.70% | 17,678 | $1.0M | Add +2295.4% |
| FDX FedEx Corp. | 0.69% | 3,373 | $1.0M | New |
| FREE Whole Earth Brands Inc. | 0.58% | 176,586 | $858K | New |
| ARM Arm Holdings PLC-ADR | 0.56% | 5,000 | $818K | Reduce -60.2% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.53% | 7,933 | $787K | Add +597.1% |
| ML Moneylion Inc. | 0.51% | 10,263 | $754K | Add +26.9% |
| SOLV Solventum Corp. | 0.49% | 13,680 | $723K | Reduce -66.8% |
| IGV iShares Expanded Tech-Softwa | 0.47% | 8,005 | $695K | New |
| GAN Gan Ltd. | 0.46% | 458,034 | $675K | Add +4.0% |
| SKGR SK Growth Opportunities Co. Class A | 0.45% | 60,100 | $668K | New |
| CYTK Cytokinetics Inc. | 0.44% | 12,073 | $654K | Add +20.1% |
| MO Altria Group Inc. | 0.43% | 14,000 | $637K | Reduce -63.5% |
| SAP Sap SE-Sponsored ADR | 0.41% | 3,000 | $605K | New |
| SRCL Stericycle Inc. | 0.40% | 10,220 | $594K | New |
| SGMT Sagimet Biosciences Inc. Class A | 0.37% | 158,942 | $543K | Add +374.4% |
| LI Li Auto Inc. - ADR | 0.36% | 30,000 | $536K | Add +65117.4% |
| RIVN Rivian Automotive Inc. Class A | 0.36% | 40,000 | $536K | Add +79900.0% |
| OLK Olink Holding AB - ADR | 0.36% | 20,787 | $529K | New |
| CERE Cerevel Therapeutics Holding | 0.35% | 12,575 | $514K | New |
| CDRO Codere Online Luxembourg SA | 0.35% | 62,347 | $508K | Add +20.9% |
| BA The Boeing Co. | 0.34% | 2,727 | $496K | Add +888.0% |
| ORCL Oracle Corp. | 0.33% | 3,426 | $483K | Add +4.9% |
| CORZ Core Scientific Inc. | 0.33% | 51,700 | $480K | New |
| SDRL Seadrill Ltd. | 0.31% | 9,000 | $463K | New |
| LSXMA Liberty Media Corp. Class A New | 0.31% | 20,810 | $460K | Add +1.5% |
| MSOS Advisorshares Pure US Cann | 0.31% | 62,278 | $456K | Reduce -85.5% |
| MBLY Mobileye Global Inc. Class A | 0.29% | 15,000 | $421K | New |
| GDX Vaneck Gold Miners ETF | 0.28% | 12,087 | $410K | Reduce -48.8% |
| YPF YPF S.A.-Sponsored ADR filed as YPF SOCIEDAD ANONIMA | 0.27% | 19,624 | $394K | Add +62.6% |
| CEG Constellation Energy | 0.27% | 1,965 | $393K | New |
| IBIT iShares Bitcoin Trust ETF | 0.27% | 11,500 | $392K | Add +81.7% |
| ILMN Illumina Inc. | 0.25% | 3,557 | $371K | New |
| OLO Olo Inc. Class A | 0.25% | 82,958 | $366K | Add +7.7% |
| WBTN Webtoon Entertainment Inc. | 0.25% | 15,925 | $363K | New |
| GLNG Golar LNG Ltd. | 0.24% | 11,500 | $360K | Add +283.3% |
| KVUE Kenvue Inc. | 0.24% | 19,540 | $355K | Add +7.8% |
| VKTX Viking Therapeutics Inc. | 0.24% | 6,637 | $351K | Add +26.4% |
| FTNT Fortinet Inc. | 0.24% | 5,770 | $347K | New |
| C Citigroup Inc. | 0.23% | 5,435 | $344K | Add +6.6% |
| PM Philip Morris International | 0.23% | 3,400 | $344K | Reduce -66.3% |
| PD Pagerduty Inc. | 0.22% | 14,090 | $323K | Add +252.3% |
| FROG Jfrog Ltd. | 0.22% | 8,500 | $319K | New |
| MRVL Marvell Technology Inc. | 0.21% | 4,471 | $312K | Reduce -78.6% |
| VALSPAR CORP/THE filed as VALARIS ORD | 0.21% | 4,200 | $312K | Add +43.3% |
| GAP The Gap Inc. | 0.21% | 12,843 | $306K | New |
| JD Jd.com Inc.-ADR | 0.21% | 11,722 | $302K | New |
| EFA iShares MSCI Eafe ETF | 0.19% | 3,600 | $281K | New |
| NXT Nextpower Inc. filed as NEXTRACKER INC | 0.19% | 5,828 | $273K | New |
| VTRBY Vitru Brasil Empreendimentos | 0.19% | 123,408 | $273K | New |
| NFLX Netflix Inc. | 0.18% | 400 | $269K | Reduce -82.2% |
| VALE Vale SA-SP ADR | 0.18% | 24,100 | $269K | Add +1047.6% |
| META Meta Platforms Inc. Class A | 0.18% | 531 | $267K | Reduce -66.9% |
| APG Api Group Corp. | 0.18% | 7,000 | $263K | Add +40.0% |
| PBR Petroleo Brasileiro-Spon ADR | 0.18% | 18,090 | $262K | Add +30050.0% |
| D Dominion Energy Inc. | 0.18% | 5,300 | $259K | New |
| EVBN Evans Bancorp Inc. | 0.18% | 9,226 | $259K | Reduce -15.3% |
| SPHR Sphere Entertainment Co. | 0.17% | 7,254 | $254K | Add +426.4% |
| IPGP Ipg Photonics Corp. | 0.17% | 3,000 | $253K | Add +100.0% |
| CAMT Camtek Ltd. | 0.17% | 2,000 | $250K | New |
| APP AppLovin Corp. Class A | 0.17% | 3,000 | $249K | Reduce -9.1% |
| MSTR Strategy Inc. filed as MICROSTRATEGY INC | 0.16% | 176 | $242K | Reduce -45.5% |
| TDW Tidewater Inc. | 0.16% | 2,500 | $238K | Add +1150.0% |
| PROSHARES TR II | 0.16% | 10,000 | $235K | Reduce -3.9% |
| PBF PBF Energy Inc. Class A | 0.16% | 5,000 | $230K | Add +92.3% |
| ENB Enbridge Inc. | 0.15% | 6,300 | $224K | Add +270.6% |
Options reported separately and not counted above: TSLA calls ($148K), SPY puts ($141K), SMCI puts ($24K), BITO puts ($20K), WIRE calls ($17K), ORCL calls ($16K), IWM puts ($15K), VKTX calls ($15K), WDC calls ($15K), ENVX calls ($12K), HIMS puts ($10K), HOLI puts ($10K), and 90 more.
Other holdings (9): bonds, preferreds, convertibles and warrants · $1.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| HOEGH LNG PARTNERS LP (HMLP 8.75 PERP A) | COM | 54,295 | $776K | Add +2.8% |
| MAIDEN HOLDING LTD (MHLD 6.625 06/14/46) | COM | 18,088 | $267K | No change |
| FANNIE MAE (FNMA F PERP O) | COM | 10,325 | $81K | Add +10.7% |
| PAASF Pan American Silver Corp.-CVR | COM | 83,500 | $38K | No change |
| BNIXR Bannix Acquisition Corp.-RTS | RIGHT 07/31/2026 | 117,300 | $17K | Reduce -1.4% |
| FREDDIE MAC (FMCC 5.57 PERP V) | COM | 2,900 | $11K | Reduce -23.7% |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | 700 | $0 | No change |
| SIGNATURE BANK NEW YORK (SBNY 5 PERP a) | PFD | 110 | $0 | New |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 2,600 | $0 | Reduce -3.7% |
Total filed on the 13F, all lines: $148.3M.
Portfolio Sells Q1 2024 → Q2 2024
| TRITIUM DCFC LIMITED | Sold out | 0.00% | −7.15 |
| GE General Electric | Sold out | 0.00% | −3.82 |
| BYRN Byrna Technologies Inc. | Reduce -52.1% | 2.33% | −3.77 |
| PEP Pepsico Inc. | Sold out | 0.00% | −2.88 |
| MSOS Advisorshares Pure US Cann | Reduce -85.5% | 0.31% | −2.31 |
| MMM 3M Co. | Reduce -98.8% | 0.03% | −1.78 |
| BAC Bank of America Corp. | Sold out | 0.00% | −1.45 |
| PXD Pioneer Natural Resources Co. | Sold out | 0.00% | −1.35 |
| SOLV Solventum Corp. | Reduce -66.8% | 0.49% | −1.25 |
| WDC Western Digital Corp. | Sold out | 0.00% | −0.97 |
| MSFT Microsoft Corp. | Reduce -94.5% | 0.07% | −0.96 |
| NVDA Nvidia Corp. | Reduce -64.0% | 1.15% | −0.95 |
| HMY Harmony Gold MNG-Spon ADR | Sold out | 0.00% | −0.93 |
| XLE SS Energy Select Sector | Sold out | 0.00% | −0.90 |
| CAVA Cava Group Inc. | Sold out | 0.00% | −0.79 |
| X United States Steel Corp. | Reduce -88.3% | 0.10% | −0.77 |
| ARCC Ares Capital Corp. | Sold out | 0.00% | −0.71 |
| XOP SS SPDR S&P Og Exp & Prod | Sold out | 0.00% | −0.71 |
| CNNE Cannae Holdings Inc. | Sold out | 0.00% | −0.71 |
| MRVL Marvell Technology Inc. | Reduce -78.6% | 0.21% | −0.69 |
| CPRI Capri Holdings Ltd. | Reduce -10.4% | 1.76% | −0.66 |
| NFLX Netflix Inc. | Reduce -82.2% | 0.18% | −0.65 |
| LMT Lockheed Martin Corp. | Sold out | 0.00% | −0.64 |
| NOW ServiceNow Inc. | Reduce -85.7% | 0.13% | −0.64 |
| FCX Freeport-McMoran Inc. | Sold out | 0.00% | −0.63 |
| AXONICS INC | Reduce -98.7% | 0.01% | −0.62 |
| JPM JPMorgan Chase & Co. | Sold out | 0.00% | −0.61 |
| MO Altria Group Inc. | Reduce -63.5% | 0.43% | −0.59 |
| OKLO Oklo Inc. | Reduce -89.0% | 0.05% | −0.55 |
| HES Hess Corp. | Reduce -42.7% | 0.88% | −0.55 |
| XYZ Block Inc. | Sold out | 0.00% | −0.53 |
| TAK Takeda Pharmaceutic-SP ADR | Sold out | 0.00% | −0.53 |
| RIO Rio Tinto PLC-Spon ADR | Reduce -92.8% | 0.04% | −0.49 |
| ZTO Zto Express Cayman Inc.-ADR | Sold out | 0.00% | −0.49 |
| AUNA Auna SA Class A | Sold out | 0.00% | −0.49 |
| BP BP PLC-Spons ADR | Sold out | 0.00% | −0.46 |
| GS Goldman Sachs Group Inc. | Sold out | 0.00% | −0.46 |
| BANK MONTREAL QUE | Sold out | 0.00% | −0.46 |
| KRE SS SPDR S&P Regional Bank | Sold out | 0.00% | −0.42 |
| ARM Arm Holdings PLC-ADR | Reduce -60.2% | 0.56% | −0.40 |
| AMZN Amazon.com Inc. | Reduce -37.2% | 1.19% | −0.40 |
| FANG Diamondback Energy Inc. | Sold out | 0.00% | −0.36 |
| MDGL Madrigal Pharmaceuticals Inc. | Sold out | 0.00% | −0.34 |
| KO The Coca-Cola Co. | Sold out | 0.00% | −0.33 |
| RCM R1 RCM Inc. | Reduce -73.2% | 0.14% | −0.33 |
| PM Philip Morris International | Reduce -66.3% | 0.23% | −0.33 |
| M D C HLDGS INC | Sold out | 0.00% | −0.32 |
| EDR Endeavor Group Hold Class A | Reduce -97.3% | 0.01% | −0.30 |
| META Meta Platforms Inc. Class A | Reduce -66.9% | 0.18% | −0.29 |
| PLTR Palantir Technologies Inc. Class A | Reduce -99.7% | 0.00% | −0.29 |
Portfolio Buys Q1 2024 → Q2 2024
| BN Brookfield Corp. | New | 14.12% | +14.12 |
| NWLI National Western Life Grou-A | New | 5.07% | +5.07 |
| RL Ralph Lauren Corp. | New | 3.38% | +3.38 |
| ASML ASML Holding NV-NY Reg SHS | New | 1.82% | +1.82 |
| AZN Astrazeneca PLC | New | 1.68% | +1.68 |
| BITO Proshares Bitcoin ETF-Usd | Add +75.6% | 5.72% | +1.52 |
| HUBS HubSpot Inc. | New | 1.35% | +1.35 |
| MRK Merck & Co. Inc. | Add +214.7% | 1.89% | +1.32 |
| NVEI Nuvei Corp.-Subordinate VTG | Add +11100.0% | 1.23% | +1.22 |
| QCOM Qualcomm Inc. | Add +3471.4% | 1.15% | +1.13 |
| CONSOLIDATED COMM HLDGS INC | New | 1.12% | +1.12 |
| RMD Resmed Inc. | New | 1.11% | +1.11 |
| HCP Hashicorp Inc. Class A | Add +2143.6% | 1.13% | +1.09 |
| EQNR Equinor ASA-Spon ADR | New | 1.07% | +1.07 |
| AMAT Applied Materials Inc. | New | 1.01% | +1.01 |
| AAPL Apple Inc. | Add +381.1% | 1.15% | +0.97 |
| ENVX Enovix Corp. | Add +24.0% | 1.37% | +0.86 |
| LSXMK Liberty Media Corp.-Liber-New | Add +94.7% | 2.13% | +0.81 |
| TS Tenaris SA-ADR | New | 0.77% | +0.77 |
| AMED Amedisys Inc. | New | 0.75% | +0.75 |
| FDX FedEx Corp. | New | 0.69% | +0.69 |
| PYPL PayPal Holdings Inc. | Add +2295.4% | 0.70% | +0.67 |
| FREE Whole Earth Brands Inc. | New | 0.58% | +0.58 |
| BHP BHP Group Ltd.-Spon ADR | Add +28.1% | 1.85% | +0.54 |
| IGV iShares Expanded Tech-Softwa | New | 0.47% | +0.47 |
| SKGR SK Growth Opportunities Co. Class A | New | 0.45% | +0.45 |
| DIS The Walt Disney Co. | Add +597.1% | 0.53% | +0.45 |
| SAP Sap SE-Sponsored ADR | New | 0.41% | +0.41 |
| SRCL Stericycle Inc. | New | 0.40% | +0.40 |
| RIVN Rivian Automotive Inc. Class A | Add +79900.0% | 0.36% | +0.36 |
| LI Li Auto Inc. - ADR | Add +65117.4% | 0.36% | +0.36 |
| OLK Olink Holding AB - ADR | New | 0.36% | +0.36 |
| CERE Cerevel Therapeutics Holding | New | 0.35% | +0.35 |
| ACI Albertsons Cos Inc. Class A | Add +82.9% | 0.75% | +0.35 |
| CORZ Core Scientific Inc. | New | 0.33% | +0.33 |
| ANSS Ansys Inc. | Add +45.7% | 0.96% | +0.32 |
| SDRL Seadrill Ltd. | New | 0.31% | +0.31 |
| BA The Boeing Co. | Add +888.0% | 0.34% | +0.30 |
| MBLY Mobileye Global Inc. Class A | New | 0.29% | +0.29 |
| CEG Constellation Energy | New | 0.27% | +0.27 |
| SGMT Sagimet Biosciences Inc. Class A | Add +374.4% | 0.37% | +0.26 |
| AMD Advanced Micro Devices | Add +32.0% | 1.04% | +0.25 |
| ILMN Illumina Inc. | New | 0.25% | +0.25 |
| WBTN Webtoon Entertainment Inc. | New | 0.25% | +0.25 |
| FTNT Fortinet Inc. | New | 0.24% | +0.24 |
| FROG Jfrog Ltd. | New | 0.22% | +0.22 |
| GAP The Gap Inc. | New | 0.21% | +0.21 |
| JD Jd.com Inc.-ADR | New | 0.21% | +0.21 |
| GLNG Golar LNG Ltd. | Add +283.3% | 0.24% | +0.20 |
| EFA iShares MSCI Eafe ETF | New | 0.19% | +0.19 |
Options Activity Q1 2024 → Q2 2024
| TSLA Tesla Inc. | call | Add +377.7% | 750 | $148K |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +46.1% | 260 | $141K |
| FXY Invesco Currencyshares Japan | put | Sold out | 1,575 | $96Kbefore exit |
| SMCI Super Micro Computer Inc. | put | New | 30 | $24K |
| BITO Proshares Bitcoin ETF-Usd | put | New | 902 | $20K |
| SLV iShares Silver Trust | call | Sold out | 798 | $18Kbefore exit |
| WIRE Encore Wire Corp. | call | New | 61 | $17K |
| ORCL Oracle Corp. | call | Add +588.2% | 117 | $16K |
| IWM iShares Russell 2000 ETF | put | Reduce -80.9% | 75 | $15K |
| GOOGL Alphabet Inc. Class A | put | Sold out | 105 | $15Kbefore exit |
| WDC Western Digital Corp. | call | New | 200 | $15K |
| VKTX Viking Therapeutics Inc. | call | Add +112.1% | 299 | $15K |
| EDR Endeavor Group Hold Class A | call | Sold out | 550 | $14Kbefore exit |
| MSOS Advisorshares Pure US Cann | call | Sold out | 1,384 | $13Kbefore exit |
| MU Micron Technology Inc. | call | Sold out | 115 | $13Kbefore exit |
| PXD Pioneer Natural Resources Co. | call | Sold out | 50 | $13Kbefore exit |
| XLU St Sr Utl SL SE SPDR ETF-Usd | call | Sold out | 200 | $13Kbefore exit |
| ENVX Enovix Corp. | call | Add +420.0% | 780 | $12K |
| HIMS Hims & Hers Health Inc. | put | New | 525 | $10K |
| HOLI Hollysys Automation Technolo | put | New | 500 | $10K |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -55.6% | 20 | $9K |
| BA The Boeing Co. | put | New | 52 | $9K |
| M D C HLDGS INC | put | Sold out | 144 | $9Kbefore exit |
| SMCI Super Micro Computer Inc. | call | New | 10 | $8K |
| CPRI Capri Holdings Ltd. | call | New | 215 | $7K |
| AMD Advanced Micro Devices | call | Reduce -62.7% | 41 | $6K |
| FXY Invesco Currencyshares Japan | call | Sold out | 105 | $6Kbefore exit |
| DOOR Masonite International Corp. | put | Sold out | 51 | $6Kbefore exit |
| PD Pagerduty Inc. | call | New | 292 | $6K |
| JWN Nordstrom Inc. | call | Sold out | 262 | $5Kbefore exit |
| PFE Pfizer Inc. | call | Sold out | 200 | $5Kbefore exit |
| GDX Vaneck Gold Miners ETF | call | New | 150 | $5K |
| DM Desktop Metal Inc. Class A | call | Add +804.9% | 1,018 | $4K |
| SLB SLB Ltd. | call | New | 100 | $4K |
| TSLA Tesla Inc. | put | Sold out | 26 | $4Kbefore exit |
| CORZ Core Scientific Inc. | call | New | 400 | $3K |
| DELL Dell Technologies -C | call | New | 25 | $3K |
| URA Global X Uranium ETF | call | New | 115 | $3K |
| NEWT Newtekone Inc. | put | Sold out | 316 | $3Kbefore exit |
| TKO Tko Group Holdings Inc. | call | Sold out | 35 | $3Kbefore exit |
| FROG Jfrog Ltd. | call | Sold out | 70 | $3Kbefore exit |
| IPGP Ipg Photonics Corp. | call | Reduce -59.2% | 31 | $2K |
| GOOGL Alphabet Inc. Class A | call | Sold out | 17 | $2Kbefore exit |
| AX Axos Financial Inc. | put | New | 45 | $2K |
| BMRN Biomarin Pharmaceutical Inc. | call | Sold out | 25 | $2Kbefore exit |
| BBIO Bridgebio Pharma Inc. | call | New | 105 | $2K |
| CLSK Cleanspark Inc. | call | Sold out | 100 | $2Kbefore exit |
| WIRE Encore Wire Corp. | put | New | 7 | $2K |
| MDGL Madrigal Pharmaceuticals Inc. | put | Sold out | 11 | $2Kbefore exit |
| HPE Hewlett Packard Enterprise | call | Reduce -47.4% | 100 | $2K |
Showing the first 50 of 149.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2024 → Q2 2024
| HOEGH LNG PARTNERS LP (HMLP 8.75 PERP A) | COM | Add +2.8% | 54,295 | $776K |
| FANNIE MAE (FNMA F PERP O) | COM | Add +10.7% | 10,325 | $81K |
| SUNSTONE HOTEL INVESTORS (SHO 5.7 PERP I) | COM | Sold out | 3,727 | $74Kbefore exit |
| ACRES COMMERCIAL REALTY (ACR 7.875 PERP D) | COM | Sold out | 2,925 | $62Kbefore exit |
| AT&T INC (T 4.75 PERP C) | PFD | Sold out | 2,590 | $52Kbefore exit |
| INVESCO MORTGAGE CAPITAL (IVR V7.75 PERP B) | COM | Sold out | 800 | $18Kbefore exit |
| BNIXR Bannix Acquisition Corp.-RTS | RIGHT 07/31/2026 | Reduce -1.4% | 117,300 | $17K |
| CHIMERA INVESTMENT CORP (CIM 8 PERP A) | PREFERRED DEBT | Sold out | 800 | $16Kbefore exit |
| GLOBAL NET LEASE INC (GNL 7.25 PERP A) | PREFERREDSTK | Sold out | 800 | $16Kbefore exit |
| CITY OFFICE REIT (CIO 6.625 PERP A) | COM | Sold out | 800 | $14Kbefore exit |
| FREDDIE MAC (FMCC 5.57 PERP V) | COM | Reduce -23.7% | 2,900 | $11K |
| DIGITALBRIDGE GROUP INC (DBRG 7.15 PERP I) | COM | Sold out | 400 | $9Kbefore exit |
| TEXAS CAPITAL BANCSHARES (TCBI 5.75 PERP B) | COM | Sold out | 462 | $9Kbefore exit |
| QWEST CORP (CTL 6.5 09/01/56) | COM | Sold out | 400 | $3Kbefore exit |
| MIR.WS Mirion Technologies Inc.-CW25 | *W EXP 10/20/202 | Sold out | 600 | $1Kbefore exit |
| BRZHR Breeze Holdings Acq- Rights | RIGHT 05/23/2022 | Sold out | 300 | $0before exit |
| SIGNATURE BANK NEW YORK (SBNY 5 PERP a) | PFD | New | 110 | $0 |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | Reduce -3.7% | 2,600 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 814 | $273.1M | NUVL, NEE, CDRO, CNI, PM |
| Q1 2026 | 708 | $224.4M | COPX, CDRO, SEE, CWAN, FONR |
| Q4 2025 | 802 | $347.3M | CDTX, BMO, UNH, SILJ, COPX |
| Q3 2025 | 1,105 | $303.3M | VRNA, NVDA, UNH, SBSW, CPPTL |
| Q2 2025 | 889 | $230.5M | BPMC, VOD, ERIC, CDRO, NVDA |
| Q1 2025 | 704 | $160.8M | BECN, QQQ, AMZN, MO, ESGR |
| Q4 2024 | 607 | $190.2M | ASML, HUM, SMAR, AVGO, VNO |
| Q3 2024 | 640 | $205.6M | ITW, MO, FMC, IWM, MU |
| Q2 2024 | 415 | $147.1M | BN, BITO, NWLI, RL, AVGO |
| Q1 2024 | 650 | $163.8M | TRITIUM DCFC LIMITED, BYRN, BITO, GE, PEP |