FNY Investment Advisers, LLC

In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 5, 2024), FNY Investment Advisers, LLC reported 415 stock positions worth $147.1 million. Its top holding was Brookfield (BN) at 14.1% of the portfolio, followed by Proshares Bitcoin ETF-Usd (BITO, 5.7%) and National Western Life Grou-A (NWLI, 5.1%). Compared with Q1 2024, it opened 174 new positions, sold out of 409, added to 93 and reduced 100. The biggest buy was a new position in Brookfield (BN) and the biggest sale an exit from Tritium DCFC.

Most Recent 13F
Q2 2026
Location
NEW YORK, NY
CIK
0001742998
Portfolio Value
$147.1M (Q2 2024)
SEC Filing
0001742998-24-000004 ↗ filed Aug 5, 2024

Holdings Value

0$100.0M$200.0M$300.0M$400.0M Q1 2024: $163.8M Q1 2024 Q2 2024: $147.1M $147.1M Q2 2024 Q3 2024: $205.6M Q3 2024 Q4 2024: $190.2M Q4 2024 Q1 2025: $160.8M Q1 2025 Q2 2025: $230.5M Q2 2025 Q3 2025: $303.3M Q3 2025 Q4 2025: $347.3M Q4 2025 Q1 2026: $224.4M Q1 2026 Q2 2026: $273.1M Q2 2026

Holdings 415 stocks · $147.1M

BN Brookfield Corp. 14.12% 500,000 $20.8M New
BITO Proshares Bitcoin ETF-Usd 5.72% 373,600 $8.4M Add +75.6%
NWLI National Western Life Grou-A 5.07% 15,000 $7.5M New
RL Ralph Lauren Corp. 3.38% 28,400 $5.0M New
AVGO Broadcom Inc. 2.92% 2,672 $4.3M Reduce -12.6%
BYRN Byrna Technologies Inc. 2.33% 343,348 $3.4M Reduce -52.1%
LSXMK Liberty Media Corp.-Liber-New 2.13% 141,470 $3.1M Add +94.7%
MRK Merck & Co. Inc. 1.89% 22,500 $2.8M Add +214.7%
BHP BHP Group Ltd.-Spon ADR 1.85% 47,565 $2.7M Add +28.1%
ASML ASML Holding NV-NY Reg SHS 1.82% 2,622 $2.7M New
CPRI Capri Holdings Ltd. 1.76% 78,286 $2.6M Reduce -10.4%
AZN Astrazeneca PLC 1.68% 200 $2.5M New
ENVX Enovix Corp. 1.37% 130,520 $2.0M Add +24.0%
HUBS HubSpot Inc. 1.35% 3,362 $2.0M New
NVEI Nuvei Corp.-Subordinate VTG 1.23% 56,000 $1.8M Add +11100.0%
AMZN Amazon.com Inc. 1.19% 9,054 $1.7M Reduce -37.2%
QCOM Qualcomm Inc. 1.15% 8,500 $1.7M Add +3471.4%
NVDA Nvidia Corp. 1.15% 13,700 $1.7M Reduce -64.0%
AAPL Apple Inc. 1.15% 8,016 $1.7M Add +381.1%
HCP Hashicorp Inc. Class A 1.13% 49,360 $1.7M Add +2143.6%
CONSOLIDATED COMM HLDGS INC 1.12% 376,000 $1.7M New
RMD Resmed Inc. 1.11% 8,500 $1.6M New
EQNR Equinor ASA-Spon ADR 1.07% 55,000 $1.6M New
AMD Advanced Micro Devices 1.04% 9,474 $1.5M Add +32.0%
AMAT Applied Materials Inc. 1.01% 6,300 $1.5M New
GOOGL Alphabet Inc. Class A 0.98% 7,900 $1.4M Reduce -12.2%
ANSS Ansys Inc. 0.96% 4,378 $1.4M Add +45.7%
HES Hess Corp. 0.88% 8,830 $1.3M Reduce -42.7%
MU Micron Technology Inc. 0.84% 9,414 $1.2M Reduce -40.0%
HOLI Hollysys Automation Technolo 0.78% 53,315 $1.2M Reduce -17.8%
TS Tenaris SA-ADR 0.77% 37,000 $1.1M New
DELL Dell Technologies -C 0.75% 8,003 $1.1M Reduce -30.4%
AMED Amedisys Inc. 0.75% 12,000 $1.1M New
ACI Albertsons Cos Inc. Class A 0.75% 55,670 $1.1M Add +82.9%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.71% 18,767 $1.0M No change
PYPL PayPal Holdings Inc. 0.70% 17,678 $1.0M Add +2295.4%
FDX FedEx Corp. 0.69% 3,373 $1.0M New
FREE Whole Earth Brands Inc. 0.58% 176,586 $858K New
ARM Arm Holdings PLC-ADR 0.56% 5,000 $818K Reduce -60.2%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.53% 7,933 $787K Add +597.1%
ML Moneylion Inc. 0.51% 10,263 $754K Add +26.9%
SOLV Solventum Corp. 0.49% 13,680 $723K Reduce -66.8%
IGV iShares Expanded Tech-Softwa 0.47% 8,005 $695K New
GAN Gan Ltd. 0.46% 458,034 $675K Add +4.0%
SKGR SK Growth Opportunities Co. Class A 0.45% 60,100 $668K New
CYTK Cytokinetics Inc. 0.44% 12,073 $654K Add +20.1%
MO Altria Group Inc. 0.43% 14,000 $637K Reduce -63.5%
SAP Sap SE-Sponsored ADR 0.41% 3,000 $605K New
SRCL Stericycle Inc. 0.40% 10,220 $594K New
SGMT Sagimet Biosciences Inc. Class A 0.37% 158,942 $543K Add +374.4%
LI Li Auto Inc. - ADR 0.36% 30,000 $536K Add +65117.4%
RIVN Rivian Automotive Inc. Class A 0.36% 40,000 $536K Add +79900.0%
OLK Olink Holding AB - ADR 0.36% 20,787 $529K New
CERE Cerevel Therapeutics Holding 0.35% 12,575 $514K New
CDRO Codere Online Luxembourg SA 0.35% 62,347 $508K Add +20.9%
BA The Boeing Co. 0.34% 2,727 $496K Add +888.0%
ORCL Oracle Corp. 0.33% 3,426 $483K Add +4.9%
CORZ Core Scientific Inc. 0.33% 51,700 $480K New
SDRL Seadrill Ltd. 0.31% 9,000 $463K New
LSXMA Liberty Media Corp. Class A New 0.31% 20,810 $460K Add +1.5%
MSOS Advisorshares Pure US Cann 0.31% 62,278 $456K Reduce -85.5%
MBLY Mobileye Global Inc. Class A 0.29% 15,000 $421K New
GDX Vaneck Gold Miners ETF 0.28% 12,087 $410K Reduce -48.8%
YPF YPF S.A.-Sponsored ADR filed as YPF SOCIEDAD ANONIMA 0.27% 19,624 $394K Add +62.6%
CEG Constellation Energy 0.27% 1,965 $393K New
IBIT iShares Bitcoin Trust ETF 0.27% 11,500 $392K Add +81.7%
ILMN Illumina Inc. 0.25% 3,557 $371K New
OLO Olo Inc. Class A 0.25% 82,958 $366K Add +7.7%
WBTN Webtoon Entertainment Inc. 0.25% 15,925 $363K New
GLNG Golar LNG Ltd. 0.24% 11,500 $360K Add +283.3%
KVUE Kenvue Inc. 0.24% 19,540 $355K Add +7.8%
VKTX Viking Therapeutics Inc. 0.24% 6,637 $351K Add +26.4%
FTNT Fortinet Inc. 0.24% 5,770 $347K New
C Citigroup Inc. 0.23% 5,435 $344K Add +6.6%
PM Philip Morris International 0.23% 3,400 $344K Reduce -66.3%
PD Pagerduty Inc. 0.22% 14,090 $323K Add +252.3%
FROG Jfrog Ltd. 0.22% 8,500 $319K New
MRVL Marvell Technology Inc. 0.21% 4,471 $312K Reduce -78.6%
VALSPAR CORP/THE filed as VALARIS ORD 0.21% 4,200 $312K Add +43.3%
GAP The Gap Inc. 0.21% 12,843 $306K New
JD Jd.com Inc.-ADR 0.21% 11,722 $302K New
EFA iShares MSCI Eafe ETF 0.19% 3,600 $281K New
NXT Nextpower Inc. filed as NEXTRACKER INC 0.19% 5,828 $273K New
VTRBY Vitru Brasil Empreendimentos 0.19% 123,408 $273K New
NFLX Netflix Inc. 0.18% 400 $269K Reduce -82.2%
VALE Vale SA-SP ADR 0.18% 24,100 $269K Add +1047.6%
META Meta Platforms Inc. Class A 0.18% 531 $267K Reduce -66.9%
APG Api Group Corp. 0.18% 7,000 $263K Add +40.0%
PBR Petroleo Brasileiro-Spon ADR 0.18% 18,090 $262K Add +30050.0%
D Dominion Energy Inc. 0.18% 5,300 $259K New
EVBN Evans Bancorp Inc. 0.18% 9,226 $259K Reduce -15.3%
SPHR Sphere Entertainment Co. 0.17% 7,254 $254K Add +426.4%
IPGP Ipg Photonics Corp. 0.17% 3,000 $253K Add +100.0%
CAMT Camtek Ltd. 0.17% 2,000 $250K New
APP AppLovin Corp. Class A 0.17% 3,000 $249K Reduce -9.1%
MSTR Strategy Inc. filed as MICROSTRATEGY INC 0.16% 176 $242K Reduce -45.5%
TDW Tidewater Inc. 0.16% 2,500 $238K Add +1150.0%
PROSHARES TR II 0.16% 10,000 $235K Reduce -3.9%
PBF PBF Energy Inc. Class A 0.16% 5,000 $230K Add +92.3%
ENB Enbridge Inc. 0.15% 6,300 $224K Add +270.6%
NC Nacco Industries Class A 0.14% 7,721 $213K New
TKO Tko Group Holdings Inc. 0.14% 1,975 $213K Add +31.7%
GM General Motors Co. 0.14% 4,533 $210K Add +2.9%
ATEYY Advantest Corp.- Spon ADR 0.14% 5,100 $207K New
SBSW Sibanye-Stillwater Ltd.-ADR 0.14% 47,240 $205K Add +112.8%
BLDP Ballard Power Systems Inc. 0.14% 89,024 $200K Add +77.3%
RCM R1 RCM Inc. 0.14% 15,975 $200K Reduce -73.2%
BE Bloom Energy Corp. Class A 0.14% 16,267 $199K Reduce -29.3%
HEI.A Heico Corp. Class A 0.14% 1,123 $199K Add +168.0%
FCEL Fuelcell Energy Inc. 0.13% 310,000 $198K Add +121.4%
PTC PTC Inc. 0.13% 1,078 $195K New
FCOB 1ST Colonial Bancorp Inc. 0.13% 12,500 $193K Add +25.0%
FLUT Flutter Entertainment PLC-Di 0.13% 1,061 $193K New
MAG Mag Silver Corp. 0.13% 16,500 $192K Add +725.0%
VSTO Vista Outdoor Inc. 0.13% 5,125 $192K New
SPGI S&P Global Inc. 0.13% 430 $191K New
GOOG Alphabet Inc. Class C 0.13% 1,040 $190K Reduce -50.1%
SU Suncor Energy Inc. 0.13% 5,000 $190K New
IE Ivanhoe Electric Inc. / US 0.13% 20,000 $187K Add +185.7%
ALB Albemarle Corp. 0.13% 1,955 $186K New
PFE Pfizer Inc. 0.13% 6,654 $186K Add +232.7%
NOW ServiceNow Inc. 0.13% 234 $184K Reduce -85.7%
TDOC Teladoc Health Inc. 0.13% 18,888 $184K Add +37676.0%
PLUG Plug Power Inc. 0.12% 76,000 $177K Add +660.6%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.12% 1,008 $174K Add +380.0%
FSLR First Solar Inc. 0.12% 755 $170K Add +619.0%
HUM Humana Inc. 0.11% 450 $168K New
B Barrick Gold Corp. 0.11% 10,045 $167K Add +2014.7%
PWSC Powerschool Holdings Inc. Class A 0.11% 7,500 $167K New
DDOG Datadog Inc. Class A 0.11% 1,285 $166K New
PTON Peloton Interactive Inc. Class A 0.11% 49,200 $166K New
MA Mastercard Inc. Class A 0.11% 376 $165K New
SIMO Silicon Motion Technol-ADR 0.11% 2,000 $161K Reduce -50.3%
NKE Nike Inc. Class B 0.11% 2,115 $159K Add +30.1%
MTTR Matterport Inc. 0.11% 35,000 $156K New
RPD RAPID7 Inc. 0.11% 3,610 $156K Add +36000.0%
TGNA Tegna Inc. 0.11% 11,200 $156K Reduce -4.3%
X United States Steel Corp. 0.10% 4,100 $154K Reduce -88.3%
GRAL Grail Inc. 0.10% 10,005 $153K New
CRTO Criteo SA-Spon 0.10% 4,000 $150K No change
PROSHARES TR 0.10% 18,000 $149K New
BBIO Bridgebio Pharma Inc. 0.10% 5,750 $145K Add +53.3%
DCO Ducommun Inc. 0.10% 2,500 $145K New
CARR Carrier Global Corp. 0.10% 2,268 $143K New
TECK Teck Resources Ltd.-CLS B 0.10% 3,000 $143K Reduce -45.0%
UUUU Energy Fuels Inc. 0.10% 23,500 $142K New
XIFR XPLR Infrastructure LP filed as NEXTERA ENERGY PARTNERS LP 0.10% 5,110 $141K Reduce -2.7%
DO Diamond Offshore Drilling Inc. 0.09% 9,000 $139K Reduce -35.7%
VFC VF Corp. 0.09% 10,274 $138K New
MPVDF Mountain Province Diamonds 0.09% 951,750 $136K No change
GFR Greenfire Resources Ltd. 0.09% 20,000 $135K New
ZM Zoom Communications Inc. filed as ZOOM VIDEO COMMUNICATIONS IN 0.09% 2,266 $134K New
GME Gamestop Corp. Class A 0.09% 5,298 $130K New
NXE Nexgen Energy Ltd. 0.09% 18,500 $129K Reduce -30.2%
BL Blackline Inc. 0.08% 2,550 $123K New
SMCI Super Micro Computer Inc. 0.08% 150 $122K New
CARE Carter Bankshares Inc. 0.08% 8,000 $120K Reduce -72.0%
FSK FS KKR Capital Corp. 0.08% 6,100 $120K New
NMAD Nomad Power Solutions Inc. filed as LIXTE BIOTECHNOLOGY HLDGS IN 0.08% 50,272 $120K Add +1575.7%
CLSK Cleanspark Inc. 0.08% 7,500 $119K Reduce -21.1%
ESTC Elastic NV 0.08% 1,016 $115K New
CYBIN INC 0.08% 419,135 $113K Add +34.8%
SRUUF Sprott Physical Uranium TR 0.08% 6,000 $111K Reduce -45.5%
WDAY Workday Inc. Class A 0.08% 500 $111K New
LW Lamb Weston Holdings Inc. 0.07% 1,300 $109K New
UBER Uber Technologies Inc. 0.07% 1,513 $109K New
ROIV Roivant Sciences Ltd. 0.07% 10,220 $108K Add +36.3%
ARCB Arcbest Corp. 0.07% 1,000 $107K New
BITF Bitfarms Ltd./Canada 0.07% 42,000 $107K New
XPO Xpo Inc. 0.07% 1,000 $106K New
ODFL Old Dominion Freight Line 0.07% 600 $105K New
ARMK Aramark 0.07% 3,000 $102K No change
COLOMBIER ACQUISITION CORP 0.07% 10,000 $102K New
SNOW Snowflake Inc. 0.07% 758 $102K Reduce -21.4%
LBTYB Liberty Global Ltd. Class B 0.07% 5,875 $101K New
MURA Mural Oncology PLC 0.07% 32,000 $100K Add +392.3%
FRNM Freenome Inc. filed as PERCEPTIVE CAP SOLUTIONS COR 0.07% 10,000 $100K New
SM SM Energy Co. 0.07% 2,300 $99K New
ZION Zions Bancorp NA 0.07% 2,300 $99K New
MSFT Microsoft Corp. 0.07% 220 $98K Reduce -94.5%
OVV Ovintiv Inc. 0.07% 2,100 $98K New
TLYS Tilly's Inc. Class A SHRS 0.06% 15,649 $94K New
AER Aercap Holdings NV 0.06% 1,000 $93K Reduce -56.5%
BTI British American Tob-SP ADR 0.06% 3,000 $92K Add +87.5%
EQS Equus Total Return Inc. 0.06% 69,852 $92K Reduce -20.9%
GDS GDS Holdings Ltd. - ADR filed as GDS HLDGS LTD 0.06% 10,000 $92K New
WOOF Petco Health and Wellness Co. 0.06% 24,000 $90K Add +20.0%
GRAB Grab Holdings Ltd. Class A 0.06% 25,200 $89K No change
BXMT Blackstone Mortgage Tru Class A 0.06% 5,100 $88K New
PHIN Phinia Inc. 0.06% 2,250 $88K No change
GSL Global Ship Lease Inc. Class A 0.06% 3,000 $86K Add +275.0%
KINS Kingstone Cos Inc. 0.06% 16,900 $84K Add +70.8%
KNX Knight-Swift Transportation 0.06% 1,700 $84K New
ADVISORSHARES TR 0.06% 30,000 $83K Reduce -61.4%
GNSS Genasys Inc. 0.06% 39,500 $83K Reduce -1.4%
OKLO Oklo Inc. 0.05% 9,560 $80K Reduce -89.0%
MRRDF Meridian Mining PLC 0.05% 260,000 $80K Reduce -38.1%
HSBC HSBC Holdings PLC-Spons ADR filed as HSBC HLDGS PLC 0.05% 1,800 $78K No change
NU Nu Holdings Ltd./Cayman Isl-A filed as NU HLDGS LTD 0.05% 6,100 $78K New
KNOP Knot Offshore Partners LP 0.05% 8,896 $78K Reduce -84.5%
OKTA Okta Inc. 0.05% 816 $76K Reduce -46.1%
ZIMV Zimvie Inc. 0.05% 4,200 $76K New
MEOH Methanex Corp. 0.05% 1,550 $74K New
R Ryder System Inc. 0.05% 600 $74K New
CEPU Central Puerto-Sponsored ADR 0.05% 8,000 $72K New
BOOM DMC Global Inc. 0.05% 5,000 $72K New
SMPL The Simply Good Foods Co. 0.05% 2,000 $72K New
AMGN Amgen Inc. 0.05% 228 $71K Reduce -33.9%
SE Sea Ltd.-ADR 0.05% 1,000 $71K New
SPT Sprout Social Inc. Class A 0.05% 2,000 $71K New
CCJ Cameco Corp. 0.05% 1,429 $70K Reduce -63.2%
IREN Iren Ltd. filed as IRIS ENERGY LTD 0.05% 6,250 $70K Reduce -64.3%
IMDX Insight Molecular Diagnostic filed as ONCOCYTE CORP 0.05% 23,654 $69K New
NLY Annaly Capital Management Inc. 0.05% 3,600 $68K Add +50.0%
KWEB Kranesh Csi China Internet 0.05% 2,500 $67K Reduce -66.7%
WULF Terawulf Inc. 0.04% 15,000 $66K New
IONQ Ionq Inc. 0.04% 9,250 $65K Add +27.6%
RIO Rio Tinto PLC-Spon ADR 0.04% 1,000 $65K Reduce -92.8%
TRIP Tripadvisor Inc. 0.04% 3,650 $65K New
AYA Aya Gold & Silver Inc. 0.04% 6,500 $64K Add +62.5%
IMMX Immix Biopharma Inc. 0.04% 32,500 $64K Add +27.4%
LB Landbridge Co. LLC-A 0.04% 2,775 $64K New
MOVANO INC 0.04% 229,704 $63K Add +7.5%
CDLX Cardlytics Inc. 0.04% 7,500 $61K Reduce -78.4%
DD Dupont DE Nemours Inc. 0.04% 755 $60K New
PWOD Penns Woods Bancorp Inc. 0.04% 2,968 $60K New
SPG Simon Property Group Inc. 0.04% 400 $60K Reduce -86.7%
AG First Majestic Silver Corp. 0.04% 10,000 $59K New
DNA Ginkgo Bioworks Holdings Inc. 0.04% 176,754 $59K Add +57.8%
IMNM Immunome Inc. 0.04% 4,860 $58K New
TFII Tfi International Inc. 0.04% 400 $58K New
SEQUANS COMMUNICATIONS S A 0.04% 110,140 $55K Add +0.8%
TECX Tectonic Therapeutic Inc. 0.04% 3,376 $55K New
DNUT Krispy Kreme Inc. 0.04% 5,000 $53K Reduce -55.2%
PCT Purecycle Technologies Inc. 0.04% 9,000 $53K New
ESBS Es Bancshares Inc. 0.03% 8,900 $51K New
PHAT Phathom Pharmaceuticals Inc. 0.03% 5,000 $51K No change
BTDR Bitdeer Technologies Group-A 0.03% 5,000 $51K New
RNW Renew Energy Global PLC-A 0.03% 8,300 $51K Add +31.8%
BBY Best Buy Co. Inc. 0.03% 600 $50K New
BEST Best Inc. - ADR 0.03% 18,225 $50K New
LEN Lennar Corp. Class A 0.03% 340 $50K New
AAGR African Agriculture Holdings 0.03% 181,820 $49K Reduce -18.0%
GPN Global Payments Inc. 0.03% 500 $48K No change
SERV Serve Robotics Inc. 0.03% 25,000 $48K New
FWONA Liberty Media Corp. Class A 0.03% 745 $47K Reduce -34.6%
VLO Valero Energy Corp. 0.03% 300 $47K New
BRZU Dir Dai Ms Braz Bul 2X ETF-U 0.03% 750 $46K Add +275.0%
CKX CKX Lands Inc. filed as CKX LDS INC 0.03% 3,271 $44K Add +245.0%
QQQE Dirx Nasdaq-100EQ Wi ETF-Usd 0.03% 502 $44K Add +2.5%
CHWY Chewy Inc. Class A 0.03% 1,500 $40K New
MMM 3M Co. 0.03% 400 $40K Reduce -98.8%
LBRDK Liberty Broadband-C 0.03% 729 $39K Add +36.3%
APLD Applied Digital Corp. 0.03% 6,500 $38K New
NVRI Enviri Corp. 0.03% 4,500 $38K New
MDB Mongodb Inc. 0.03% 152 $37K New
VMRK Vivmark Residential filed as EQUITY RESIDENTIAL 0.02% 530 $36K Reduce -24.3%
HUT Hut 8 Corp. 0.02% 2,440 $36K Add +144.0%
RH RH 0.02% 151 $36K Reduce -69.6%
COUR Coursera Inc. 0.02% 5,000 $35K New
DBA Invesco DB Agriculture Fund 0.02% 1,511 $35K Add +119.3%
BELFB Bel Fuse Inc. Class B 0.02% 534 $34K Add +91.4%
BIPC Brookfield Infrastructure-A 0.02% 975 $32K New
COHR Coherent Corp. 0.02% 454 $32K New
HON Honeywell International Inc. 0.02% 152 $32K Reduce -69.6%
JBHT Hunt (jb) Transprt SVCS Inc. 0.02% 200 $32K New
ASTS Ast Spacemobile Inc. 0.02% 2,720 $31K New
STLA Stellantis NV 0.02% 1,600 $31K Reduce -86.2%
CENTA Central Garden and Pet Co. Class A 0.02% 930 $30K Add +7.5%
VATE Innovate Corp. 0.02% 50,138 $30K Add +63.9%
V Visa Inc. Class A 0.02% 116 $30K New
WRK Westrock Co. 0.02% 600 $30K Reduce -62.5%
VASO Vaso Corp. filed as VASO ORD 0.02% 100,000 $29K New
ELAN Elanco Animal Health Inc. 0.02% 2,000 $28K No change
MRT Marti Technologies Inc. 0.02% 17,038 $28K New
IDV iShares International Select 0.02% 1,000 $27K New
JANX Janux Therapeutics Inc. 0.02% 650 $27K New
OMEX Odyssey Marine Exploration 0.02% 5,636 $27K Reduce -13.3%
BIRK Birkenstock Holding PLC 0.02% 500 $27K New
SENEB Seneca Foods Corp. Class B 0.02% 450 $26K No change
TGS Transportador Gas-ADR SP B 0.02% 1,371 $26K New
FOX Fox Corp. Class B 0.02% 800 $25K No change
IMPUY Impala Platinum-Spon ADR 0.02% 5,000 $24K New
PAR Par Technology Corp. 0.02% 500 $23K New
AKAM Akamai Technologies Inc. 0.01% 250 $22K New
QID Proshares Ultrashort QQQ 0.01% 600 $22K No change
AIRG Airgain Inc. 0.01% 3,500 $21K New
ASTL Algoma Steel Group Inc. 0.01% 3,135 $21K Add +0.6%
BGSF BGSF Inc. 0.01% 2,500 $21K New
CCO Clear Channel Outdoor Holdin 0.01% 15,000 $21K New
DKNG Draftkings Inc. Class A 0.01% 557 $21K Reduce -19.0%
CIFR Cipher Digital Inc. 0.01% 5,000 $20K New
GTN Gray Media Inc. filed as GRAY TELEVISION INC 0.01% 4,000 $20K No change
TPHS Trinity Place Holdings Inc. 0.01% 171,500 $20K Reduce -40.2%
VZ Verizon Communications Inc. 0.01% 500 $20K Reduce -92.1%
CME Cme Group Inc. 0.01% 100 $19K No change
ZENVF Zenvia Inc. Class A 0.01% 7,500 $19K Reduce -25.0%
EXFY Expensify Inc. Class A 0.01% 12,500 $18K No change
TRU Transunion 0.01% 250 $18K New
WU Western Union Co. 0.01% 1,500 $18K New
AOSL Alpha & Omega Semiconductor 0.01% 500 $18K New
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.01% 300 $17K New
JNJ Johnson & Johnson 0.01% 120 $17K Add +9.1%
MNST Monster Beverage Corp. 0.01% 343 $17K New
PTIX Protagenic Therapeutics Inc. 0.01% 18,750 $17K No change
SQSP Squarespace Inc. Class A 0.01% 400 $17K New
DXJ Wisdomtree Japan Hedged Eq 0.01% 152 $17K Reduce -44.9%
FHI Federated Hermes Inc. 0.01% 500 $16K New
JKHY Jack Henry & Associates Inc. filed as HENRY JACK & ASSOC INC 0.01% 100 $16K New
EL Estee Lauder Companies Class A filed as LAUDER ESTEE COS INC 0.01% 152 $16K New
JNPR Juniper Networks Inc. 0.01% 420 $15K Add +200.0%
CART Maplebear Inc. 0.01% 472 $15K Reduce -51.4%
TNET Trinet Group Inc. 0.01% 150 $15K New
GTLS Chart Industries Inc. 0.01% 100 $14K New
EDR Endeavor Group Hold Class A 0.01% 526 $14K Reduce -97.3%
O Realty Income Corp. 0.01% 275 $14K No change
S Sentinelone Inc. Class A 0.01% 700 $14K New
SRG Seritage Growth Prop- A 0.01% 3,000 $14K Reduce -90.3%
PARAA Paramount Global Class B 0.01% 1,370 $14K Reduce -61.4%
IVZ Invesco Ltd. 0.01% 1,000 $14K New
PAGAYA TECHNOLOGIES LTD 0.01% 1,100 $14K Reduce -8.3%
TSEM Tower Semiconductor Ltd. 0.01% 360 $14K Reduce -84.0%
AXONICS INC 0.01% 200 $13K Reduce -98.7%
VBNK Versabank 0.01% 1,285 $13K New
DLO Dlocal Ltd. 0.01% 1,500 $12K New
ABUS Arbutus Biopharma Corp. 0.01% 3,800 $11K New
ETWO E2OPEN Parent Holdings Inc. 0.01% 2,500 $11K No change
RXRX Recursion Pharmaceuticals-A 0.01% 1,511 $11K Reduce -26.9%
STNE Stoneco Ltd. Class A 0.01% 1,000 $11K New
ALLT Allot Ltd. 0.01% 5,000 $11K New
F Ford Motor Co. filed as FORD MTR CO DEL 0.01% 800 $10K Reduce -71.4%
IIPR Innovative Industrial Proper 0.01% 100 $10K New
LUNR Intuitive Machines Inc. 0.01% 3,022 $9K Reduce -50.4%
LTRPA Liberty Tripadvisor HDG-A 0.01% 20,000 $9K Reduce -49.5%
ROG Rogers Corp. 0.01% 80 $9K No change
T AT&T Inc. 0.01% 420 $8K Reduce -98.3%
ASXC Asensus Surgical Inc. 0.01% 25,000 $8K New
FDMIF Founders Metals Inc. 0.01% 6,300 $8K New
U Unity Software Inc. 0.01% 500 $8K No change
CUAUF C3 Metals Corp. 0.00% 40,384 $7K No change
FHN First Horizon Corp. 0.00% 460 $7K Reduce -83.5%
RITM Rithm Capital Corp. 0.00% 700 $7K New
RUSHB Rush Enterprises Inc. Class B 0.00% 182 $7K New
AAP Advance Auto Parts Inc. 0.00% 110 $6K No change
EVVAQ Enviva LLC 0.00% 15,000 $6K Reduce -19.6%
PATH Uipath Inc. Class A 0.00% 500 $6K New
BMA Banco Macro SA-ADR 0.00% 100 $5K New
VNDA Vanda Pharmaceuticals Inc. 0.00% 1,000 $5K New
VFF Village Farms International 0.00% 5,750 $5K Add +283.3%
MAPS WM Technology Inc. 0.00% 5,000 $5K New
ESS Essex Property Trust Inc. 0.00% 17 $4K Add +142.9%
LSCC Lattice Semiconductor Corp. 0.00% 76 $4K New
LIANY Lianbio-ADR 0.00% 13,800 $4K No change
MSM MSC Industrial Direct Co. Class A 0.00% 61 $4K Reduce -24.7%
WDS Woodside Energy Group-ADR 0.00% 226 $4K New
MT Arcelormittal-NY Registered 0.00% 164 $3K New
GGAL Grupo Financiero Galicia-ADR 0.00% 100 $3K No change
INTERACTIVE STRENGTH INC 0.00% 2,500 $3K New
LEE Lee Enterprises 0.00% 350 $3K New
MARA Mara Holdings Inc. filed as MARATHON DIGITAL HOLDINGS IN 0.00% 152 $3K Reduce -97.5%
BMY Bristol-Myers Squibb Co. 0.00% 70 $2K No change
CARV Carver Bancorp Inc. 0.00% 1,600 $2K No change
OGI Organigram Holdings Inc. 0.00% 1,500 $2K Reduce -97.0%
SNAP Snap Inc. Class A 0.00% 152 $2K Reduce -96.1%
UAA Under Armour Inc. Class A 0.00% 340 $2K No change
FRONTLINE LTD 0.00% 100 $2K New
ADVISORSHARES TR 0.00% 2,000 $1K No change
ATROB Astronics Corp. Class B 0.00% 67 $1K No change
GTX Garrett Motion Inc. 0.00% 166 $1K No change
INGN Inogen Inc. 0.00% 200 $1K Reduce -50.0%
IRBTQ Irobot Corp. 0.00% 200 $1K No change
KRP Kimbell Royalty Partners LP 0.00% 100 $1K New
KSS Kohls Corp. 0.00% 70 $1K Add +40.0%
MIR Mirion Technologies Inc. 0.00% 110 $1K No change
NSTM Novelstem International Corp. 0.00% 25,000 $1K No change
PLTR Palantir Technologies Inc. Class A 0.00% 56 $1K Reduce -99.7%
CERO THERAPEUTICS HLDGS INC 0.00% 5,250 $1K Reduce -50.0%
RTX RTX Corp. 0.00% 16 $1K New
SGML Sigma Lithium Corp. 0.00% 110 $1K Reduce -99.7%
SNDL SNDL Inc. 0.00% 700 $1K Reduce -30.0%
VOD Vodafone Group PLC-SP ADR 0.00% 200 $1K New
WBD Warner Bros Discovery Inc. 0.00% 240 $1K No change
AMC AMC Entertainment HLDS Class A 0.00% 50 $0 Reduce -88.9%
ARTNA Artesian Resources Corp. Class A 0.00% 1 $0 New
BB Blackberry Ltd. 0.00% 1 $0 No change
CFLT Confluent Inc. Class A 0.00% 16 $0 New
CRD.B Crawford & Co. Class B 0.00% 20 $0 Reduce -96.2%
FNMA Fannie Mae filed as FEDERAL NATL MTG ASSN COM 0.00% 600 $0 New
GTLB Gitlab Inc. Class A 0.00% 16 $0 New
HMNY Helios and Matheson Analytic 0.00% 1,002 $0 No change
HNHPF Hon Hai Precision-GDR Reg S 0.00% 23 $0 No change
HYMC Hycroft Mining Holding Co. Class A 0.00% 60 $0 No change
KHRNF Khiron Life Sciences Corp. 0.00% 2,000 $0 Add +100.0%
KD Kyndryl Holdings Inc. 0.00% 15 $0 Reduce -62.5%
LFEV Life Electric Vehicles Holdi 0.00% 20 $0 No change
M Macy's Inc. 0.00% 5 $0 Reduce -99.9%
NUKKLEUS INC 0.00% 60 $0 No change
OCEA Ocean Biomedical Inc. 0.00% 800 $0 Add +33.3%
PBR.A Petroleo Brasil-SP Pref ADR 0.00% 10 $0 New
POLESTAR AUTOMOTIVE HLDG UK 0.00% 400 $0 No change
RFL Rafael Holdings Inc. Class B 0.00% 280 $0 No change
NIXX Nixxy Inc. filed as RECRUITER COM GROUP INC 0.00% 200 $0 Reduce -16.7%
MARK Remark Holdings Inc. 0.00% 1,200 $0 No change
RHHBY Roche Holdings Ltd.-Spons ADR 0.00% 2 $0 New
RKLB Rocket Lab USA Inc. 0.00% 152 $0 New
XBI SS SPDR S&P Biotech ETF 0.00% 10 $0 Reduce -99.7%
SKYX SKYX Platforms Corp. 0.00% 955 $0 New
RNAC Cartesian Therapeutics Inc. 0.00% 3 $0 New
SHF HOLDINGS INC 0.00% 1,000 $0 No change
SJM The JM Smucker Co. filed as SMUCKER J M CO 0.00% 1 $0 No change
TSM Taiwan Semiconductor-SP ADR 0.00% 2 $0 Reduce -99.9%
LLAP Terran Orbital Corp. 0.00% 700 $0 Add +600.0%
TIPS Tianrong Internet Products 0.00% 200 $0 No change
TLRY Tilray Brands Inc. 0.00% 160 $0 No change
EPI Wisdomtree India Earnings 0.00% 16 $0 Reduce -99.1%

Options reported separately and not counted above: TSLA calls ($148K), SPY puts ($141K), SMCI puts ($24K), BITO puts ($20K), WIRE calls ($17K), ORCL calls ($16K), IWM puts ($15K), VKTX calls ($15K), WDC calls ($15K), ENVX calls ($12K), HIMS puts ($10K), HOLI puts ($10K), and 90 more.

Other holdings (9): bonds, preferreds, convertibles and warrants · $1.2M (not counted above)
SecurityClassShares / PrincipalValueChange
HOEGH LNG PARTNERS LP (HMLP 8.75 PERP A) COM 54,295$776KAdd +2.8%
MAIDEN HOLDING LTD (MHLD 6.625 06/14/46) COM 18,088$267KNo change
FANNIE MAE (FNMA F PERP O) COM 10,325$81KAdd +10.7%
PAASF Pan American Silver Corp.-CVR COM 83,500$38KNo change
BNIXR Bannix Acquisition Corp.-RTS RIGHT 07/31/2026 117,300$17KReduce -1.4%
FREDDIE MAC (FMCC 5.57 PERP V) COM 2,900$11KReduce -23.7%
CVIIW Churchill Capital Vii -CW28 *W EXP 02/29/202 700$0No change
SIGNATURE BANK NEW YORK (SBNY 5 PERP a) PFD 110$0New
UWM HOLDINGS CORPORATION *W EXP 01/21/202 2,600$0Reduce -3.7%

Total filed on the 13F, all lines: $148.3M.

Portfolio Sells Q1 2024 → Q2 2024

TRITIUM DCFC LIMITED Sold out 0.00% −7.15
GE General Electric Sold out 0.00% −3.82
BYRN Byrna Technologies Inc. Reduce -52.1% 2.33% −3.77
PEP Pepsico Inc. Sold out 0.00% −2.88
MSOS Advisorshares Pure US Cann Reduce -85.5% 0.31% −2.31
MMM 3M Co. Reduce -98.8% 0.03% −1.78
BAC Bank of America Corp. Sold out 0.00% −1.45
PXD Pioneer Natural Resources Co. Sold out 0.00% −1.35
SOLV Solventum Corp. Reduce -66.8% 0.49% −1.25
WDC Western Digital Corp. Sold out 0.00% −0.97
MSFT Microsoft Corp. Reduce -94.5% 0.07% −0.96
NVDA Nvidia Corp. Reduce -64.0% 1.15% −0.95
HMY Harmony Gold MNG-Spon ADR Sold out 0.00% −0.93
XLE SS Energy Select Sector Sold out 0.00% −0.90
CAVA Cava Group Inc. Sold out 0.00% −0.79
X United States Steel Corp. Reduce -88.3% 0.10% −0.77
ARCC Ares Capital Corp. Sold out 0.00% −0.71
XOP SS SPDR S&P Og Exp & Prod Sold out 0.00% −0.71
CNNE Cannae Holdings Inc. Sold out 0.00% −0.71
MRVL Marvell Technology Inc. Reduce -78.6% 0.21% −0.69
CPRI Capri Holdings Ltd. Reduce -10.4% 1.76% −0.66
NFLX Netflix Inc. Reduce -82.2% 0.18% −0.65
LMT Lockheed Martin Corp. Sold out 0.00% −0.64
NOW ServiceNow Inc. Reduce -85.7% 0.13% −0.64
FCX Freeport-McMoran Inc. Sold out 0.00% −0.63
AXONICS INC Reduce -98.7% 0.01% −0.62
JPM JPMorgan Chase & Co. Sold out 0.00% −0.61
MO Altria Group Inc. Reduce -63.5% 0.43% −0.59
OKLO Oklo Inc. Reduce -89.0% 0.05% −0.55
HES Hess Corp. Reduce -42.7% 0.88% −0.55
XYZ Block Inc. Sold out 0.00% −0.53
TAK Takeda Pharmaceutic-SP ADR Sold out 0.00% −0.53
RIO Rio Tinto PLC-Spon ADR Reduce -92.8% 0.04% −0.49
ZTO Zto Express Cayman Inc.-ADR Sold out 0.00% −0.49
AUNA Auna SA Class A Sold out 0.00% −0.49
BP BP PLC-Spons ADR Sold out 0.00% −0.46
GS Goldman Sachs Group Inc. Sold out 0.00% −0.46
BANK MONTREAL QUE Sold out 0.00% −0.46
KRE SS SPDR S&P Regional Bank Sold out 0.00% −0.42
ARM Arm Holdings PLC-ADR Reduce -60.2% 0.56% −0.40
AMZN Amazon.com Inc. Reduce -37.2% 1.19% −0.40
FANG Diamondback Energy Inc. Sold out 0.00% −0.36
MDGL Madrigal Pharmaceuticals Inc. Sold out 0.00% −0.34
KO The Coca-Cola Co. Sold out 0.00% −0.33
RCM R1 RCM Inc. Reduce -73.2% 0.14% −0.33
PM Philip Morris International Reduce -66.3% 0.23% −0.33
M D C HLDGS INC Sold out 0.00% −0.32
EDR Endeavor Group Hold Class A Reduce -97.3% 0.01% −0.30
META Meta Platforms Inc. Class A Reduce -66.9% 0.18% −0.29
PLTR Palantir Technologies Inc. Class A Reduce -99.7% 0.00% −0.29

Portfolio Buys Q1 2024 → Q2 2024

BN Brookfield Corp. New 14.12% +14.12
NWLI National Western Life Grou-A New 5.07% +5.07
RL Ralph Lauren Corp. New 3.38% +3.38
ASML ASML Holding NV-NY Reg SHS New 1.82% +1.82
AZN Astrazeneca PLC New 1.68% +1.68
BITO Proshares Bitcoin ETF-Usd Add +75.6% 5.72% +1.52
HUBS HubSpot Inc. New 1.35% +1.35
MRK Merck & Co. Inc. Add +214.7% 1.89% +1.32
NVEI Nuvei Corp.-Subordinate VTG Add +11100.0% 1.23% +1.22
QCOM Qualcomm Inc. Add +3471.4% 1.15% +1.13
CONSOLIDATED COMM HLDGS INC New 1.12% +1.12
RMD Resmed Inc. New 1.11% +1.11
HCP Hashicorp Inc. Class A Add +2143.6% 1.13% +1.09
EQNR Equinor ASA-Spon ADR New 1.07% +1.07
AMAT Applied Materials Inc. New 1.01% +1.01
AAPL Apple Inc. Add +381.1% 1.15% +0.97
ENVX Enovix Corp. Add +24.0% 1.37% +0.86
LSXMK Liberty Media Corp.-Liber-New Add +94.7% 2.13% +0.81
TS Tenaris SA-ADR New 0.77% +0.77
AMED Amedisys Inc. New 0.75% +0.75
FDX FedEx Corp. New 0.69% +0.69
PYPL PayPal Holdings Inc. Add +2295.4% 0.70% +0.67
FREE Whole Earth Brands Inc. New 0.58% +0.58
BHP BHP Group Ltd.-Spon ADR Add +28.1% 1.85% +0.54
IGV iShares Expanded Tech-Softwa New 0.47% +0.47
SKGR SK Growth Opportunities Co. Class A New 0.45% +0.45
DIS The Walt Disney Co. Add +597.1% 0.53% +0.45
SAP Sap SE-Sponsored ADR New 0.41% +0.41
SRCL Stericycle Inc. New 0.40% +0.40
RIVN Rivian Automotive Inc. Class A Add +79900.0% 0.36% +0.36
LI Li Auto Inc. - ADR Add +65117.4% 0.36% +0.36
OLK Olink Holding AB - ADR New 0.36% +0.36
CERE Cerevel Therapeutics Holding New 0.35% +0.35
ACI Albertsons Cos Inc. Class A Add +82.9% 0.75% +0.35
CORZ Core Scientific Inc. New 0.33% +0.33
ANSS Ansys Inc. Add +45.7% 0.96% +0.32
SDRL Seadrill Ltd. New 0.31% +0.31
BA The Boeing Co. Add +888.0% 0.34% +0.30
MBLY Mobileye Global Inc. Class A New 0.29% +0.29
CEG Constellation Energy New 0.27% +0.27
SGMT Sagimet Biosciences Inc. Class A Add +374.4% 0.37% +0.26
AMD Advanced Micro Devices Add +32.0% 1.04% +0.25
ILMN Illumina Inc. New 0.25% +0.25
WBTN Webtoon Entertainment Inc. New 0.25% +0.25
FTNT Fortinet Inc. New 0.24% +0.24
FROG Jfrog Ltd. New 0.22% +0.22
GAP The Gap Inc. New 0.21% +0.21
JD Jd.com Inc.-ADR New 0.21% +0.21
GLNG Golar LNG Ltd. Add +283.3% 0.24% +0.20
EFA iShares MSCI Eafe ETF New 0.19% +0.19

Options Activity Q1 2024 → Q2 2024

TSLA Tesla Inc. call Add +377.7% 750 $148K
SPY SS SPDR S&P 500 ETF Trust-US put Add +46.1% 260 $141K
FXY Invesco Currencyshares Japan put Sold out 1,575 $96Kbefore exit
SMCI Super Micro Computer Inc. put New 30 $24K
BITO Proshares Bitcoin ETF-Usd put New 902 $20K
SLV iShares Silver Trust call Sold out 798 $18Kbefore exit
WIRE Encore Wire Corp. call New 61 $17K
ORCL Oracle Corp. call Add +588.2% 117 $16K
IWM iShares Russell 2000 ETF put Reduce -80.9% 75 $15K
GOOGL Alphabet Inc. Class A put Sold out 105 $15Kbefore exit
WDC Western Digital Corp. call New 200 $15K
VKTX Viking Therapeutics Inc. call Add +112.1% 299 $15K
EDR Endeavor Group Hold Class A call Sold out 550 $14Kbefore exit
MSOS Advisorshares Pure US Cann call Sold out 1,384 $13Kbefore exit
MU Micron Technology Inc. call Sold out 115 $13Kbefore exit
PXD Pioneer Natural Resources Co. call Sold out 50 $13Kbefore exit
XLU St Sr Utl SL SE SPDR ETF-Usd call Sold out 200 $13Kbefore exit
ENVX Enovix Corp. call Add +420.0% 780 $12K
HIMS Hims & Hers Health Inc. put New 525 $10K
HOLI Hollysys Automation Technolo put New 500 $10K
QQQ Invesco QQQ Trust Series 1 put Reduce -55.6% 20 $9K
BA The Boeing Co. put New 52 $9K
M D C HLDGS INC put Sold out 144 $9Kbefore exit
SMCI Super Micro Computer Inc. call New 10 $8K
CPRI Capri Holdings Ltd. call New 215 $7K
AMD Advanced Micro Devices call Reduce -62.7% 41 $6K
FXY Invesco Currencyshares Japan call Sold out 105 $6Kbefore exit
DOOR Masonite International Corp. put Sold out 51 $6Kbefore exit
PD Pagerduty Inc. call New 292 $6K
JWN Nordstrom Inc. call Sold out 262 $5Kbefore exit
PFE Pfizer Inc. call Sold out 200 $5Kbefore exit
GDX Vaneck Gold Miners ETF call New 150 $5K
DM Desktop Metal Inc. Class A call Add +804.9% 1,018 $4K
SLB SLB Ltd. call New 100 $4K
TSLA Tesla Inc. put Sold out 26 $4Kbefore exit
CORZ Core Scientific Inc. call New 400 $3K
DELL Dell Technologies -C call New 25 $3K
URA Global X Uranium ETF call New 115 $3K
NEWT Newtekone Inc. put Sold out 316 $3Kbefore exit
TKO Tko Group Holdings Inc. call Sold out 35 $3Kbefore exit
FROG Jfrog Ltd. call Sold out 70 $3Kbefore exit
IPGP Ipg Photonics Corp. call Reduce -59.2% 31 $2K
GOOGL Alphabet Inc. Class A call Sold out 17 $2Kbefore exit
AX Axos Financial Inc. put New 45 $2K
BMRN Biomarin Pharmaceutical Inc. call Sold out 25 $2Kbefore exit
BBIO Bridgebio Pharma Inc. call New 105 $2K
CLSK Cleanspark Inc. call Sold out 100 $2Kbefore exit
WIRE Encore Wire Corp. put New 7 $2K
MDGL Madrigal Pharmaceuticals Inc. put Sold out 11 $2Kbefore exit
HPE Hewlett Packard Enterprise call Reduce -47.4% 100 $2K

Showing the first 50 of 149.

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q1 2024 → Q2 2024

HOEGH LNG PARTNERS LP (HMLP 8.75 PERP A) COM Add +2.8% 54,295 $776K
FANNIE MAE (FNMA F PERP O) COM Add +10.7% 10,325 $81K
SUNSTONE HOTEL INVESTORS (SHO 5.7 PERP I) COM Sold out 3,727 $74Kbefore exit
ACRES COMMERCIAL REALTY (ACR 7.875 PERP D) COM Sold out 2,925 $62Kbefore exit
AT&T INC (T 4.75 PERP C) PFD Sold out 2,590 $52Kbefore exit
INVESCO MORTGAGE CAPITAL (IVR V7.75 PERP B) COM Sold out 800 $18Kbefore exit
BNIXR Bannix Acquisition Corp.-RTS RIGHT 07/31/2026 Reduce -1.4% 117,300 $17K
CHIMERA INVESTMENT CORP (CIM 8 PERP A) PREFERRED DEBT Sold out 800 $16Kbefore exit
GLOBAL NET LEASE INC (GNL 7.25 PERP A) PREFERREDSTK Sold out 800 $16Kbefore exit
CITY OFFICE REIT (CIO 6.625 PERP A) COM Sold out 800 $14Kbefore exit
FREDDIE MAC (FMCC 5.57 PERP V) COM Reduce -23.7% 2,900 $11K
DIGITALBRIDGE GROUP INC (DBRG 7.15 PERP I) COM Sold out 400 $9Kbefore exit
TEXAS CAPITAL BANCSHARES (TCBI 5.75 PERP B) COM Sold out 462 $9Kbefore exit
QWEST CORP (CTL 6.5 09/01/56) COM Sold out 400 $3Kbefore exit
MIR.WS Mirion Technologies Inc.-CW25 *W EXP 10/20/202 Sold out 600 $1Kbefore exit
BRZHR Breeze Holdings Acq- Rights RIGHT 05/23/2022 Sold out 300 $0before exit
SIGNATURE BANK NEW YORK (SBNY 5 PERP a) PFD New 110 $0
UWM HOLDINGS CORPORATION *W EXP 01/21/202 Reduce -3.7% 2,600 $0

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 814$273.1MNUVL, NEE, CDRO, CNI, PM
Q1 2026 708$224.4MCOPX, CDRO, SEE, CWAN, FONR
Q4 2025 802$347.3MCDTX, BMO, UNH, SILJ, COPX
Q3 2025 1,105$303.3MVRNA, NVDA, UNH, SBSW, CPPTL
Q2 2025 889$230.5MBPMC, VOD, ERIC, CDRO, NVDA
Q1 2025 704$160.8MBECN, QQQ, AMZN, MO, ESGR
Q4 2024 607$190.2MASML, HUM, SMAR, AVGO, VNO
Q3 2024 640$205.6MITW, MO, FMC, IWM, MU
Q2 2024 415$147.1MBN, BITO, NWLI, RL, AVGO
Q1 2024 650$163.8MTRITIUM DCFC LIMITED, BYRN, BITO, GE, PEP