Osaic Holdings, Inc.
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 13, 2024), Osaic Holdings, Inc. reported 7,129 stock positions worth $42.3 billion. Its top holding was Apple (AAPL) at 2.7% of the portfolio, followed by Nvidia (NVDA, 2.2%) and iShares Core S&P 500 ETF (IVV, 2.2%). Compared with Q1 2024, it opened 512 new positions, sold out of 295, added to 2,568 and reduced 3,617. The biggest buy was Main Sector Rotation ETF (SECT, shares +180%) and the biggest sale Invesco QQQ Trust Series 1 (QQQ, shares −28%).
- Most Recent 13F
- Q2 2026
- Location
- SCOTTSDALE, AZ
- CIK
- 0001677044
- Portfolio Value
- $42.3B (Q2 2024)
- SEC Filing
- 0001677044-24-000022 ↗ filed Aug 13, 2024
Holdings Value
Holdings 7,129 stocks · $42.3B
| AAPL Apple Inc. | 2.75% | 5,519,724 | $1.2B | Reduce -25.4% |
| NVDA Nvidia Corp. | 2.16% | 7,397,090 | $913.9M | Reduce -14.0% |
| IVV iShares Core S&P 500 ETF | 2.16% | 1,667,457 | $913.0M | Add +5.7% |
| MSFT Microsoft Corp. | 2.04% | 1,926,341 | $861.6M | Reduce -6.3% |
| QQQ Invesco QQQ Trust Series 1 | 1.67% | 1,476,210 | $707.8M | Reduce -28.0% |
| AMZN Amazon.com Inc. | 1.29% | 2,816,073 | $544.3M | Reduce -20.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.28% | 995,479 | $542.1M | Reduce -10.7% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.14% | 7,557,950 | $483.7M | Add +4.6% |
| COWZ Pacer US Cash Cows 100 ETF | 1.13% | 8,759,115 | $477.2M | Reduce -2.4% |
| SCHG Schwab US Large-Cap Growth | 1.02% | 4,293,388 | $433.0M | Reduce -12.8% |
| VTI VG Morningstar TS MKT ETF-US | 1.02% | 1,613,931 | $431.9M | Reduce -14.3% |
| VOO Vanguard S&P 500 ETF | 1.02% | 859,090 | $429.9M | Reduce -12.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.82% | 852,004 | $346.6M | Reduce -15.6% |
| SECT Main Sector Rotation ETF | 0.82% | 6,757,613 | $345.2M | Add +180.3% |
| SCHV Schwab US Large-Cap Value | 0.78% | 4,457,686 | $330.3M | Reduce -2.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.75% | 851,885 | $318.8M | Reduce -4.1% |
| JEPI JPMorgan Equity Premium Inco | 0.71% | 5,266,740 | $298.6M | Reduce -16.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.68% | 1,806,070 | $289.8M | Add +1.9% |
| VIG Vanguard Dividend Apprec ETF | 0.65% | 1,515,396 | $276.7M | Add +5.9% |
| IWF iShares Russell 1000 Growth | 0.62% | 719,721 | $262.4M | Add +3.7% |
| SCHD Schwab US DVD Equity ETF | 0.62% | 3,370,303 | $262.1M | Reduce -19.7% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.61% | 2,825,877 | $259.4M | Reduce -0.4% |
| GOOGL Alphabet Inc. Class A | 0.60% | 1,399,157 | $254.9M | Reduce -10.3% |
| GOOG Alphabet Inc. Class C | 0.56% | 1,285,611 | $235.8M | Reduce -8.6% |
| META Meta Platforms Inc. Class A | 0.55% | 458,936 | $231.4M | Reduce -10.6% |
| QUAL iShares MSCI USA Quality Fac | 0.51% | 1,255,663 | $214.5M | Add +27.8% |
| BND Vanguard Total Bond Market | 0.49% | 2,901,044 | $209.0M | Reduce -2.5% |
| TLT iShares 20+ Year Treasury BD | 0.48% | 2,216,565 | $203.4M | Reduce -8.8% |
| VEA Vanguard Ftse Developed ETF | 0.48% | 4,080,838 | $201.7M | Add +5.0% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.47% | 2,497,011 | $200.1M | Add +6.9% |
| XOM Exxon Mobil Corp. | 0.46% | 1,697,333 | $195.5M | Reduce -3.5% |
| JPM JPMorgan Chase & Co. | 0.44% | 929,069 | $188.0M | Reduce -7.7% |
| ITOT iShares Core S&P Total U.S. | 0.44% | 1,554,635 | $184.7M | Reduce -1.1% |
| LLY Eli Lilly & Co. | 0.44% | 203,397 | $184.3M | Reduce -8.3% |
| XLK SS Technology Select Sector | 0.41% | 774,260 | $175.3M | Reduce -22.4% |
| RSP Invesco S&P 500 Equal Weight | 0.41% | 1,064,044 | $174.8M | Add +4.5% |
| AVGO Broadcom Inc. | 0.40% | 105,521 | $169.6M | Reduce -6.0% |
| IVW iShares S&P 500 Growth ETF | 0.40% | 1,829,838 | $169.4M | Add +3.9% |
| COST Costco Wholesale Corp. | 0.40% | 197,470 | $168.1M | Reduce -24.0% |
| RDVY First Trust Rising Dividend | 0.39% | 2,990,517 | $163.7M | Reduce -5.2% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.38% | 4,572,079 | $160.4M | Add +3.9% |
| IJR iShares Core S&P Small-Cap E | 0.37% | 1,485,958 | $158.5M | Reduce -3.1% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.37% | 638,470 | $154.7M | Reduce -1.8% |
| PG The Procter & Gamble Co. | 0.36% | 930,484 | $153.5M | Add +3.3% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.36% | 702,490 | $153.3M | Reduce -8.8% |
| TSLA Tesla Inc. | 0.36% | 769,137 | $152.3M | Reduce -10.6% |
| GTO Invesco Total Return Bond Et filed as POWERSHARES ACTIVELY MANAGED | 0.35% | 3,159,037 | $146.5M | Reduce -3.0% |
| V Visa Inc. Class A | 0.35% | 557,012 | $146.3M | Reduce -7.7% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.34% | 2,957,538 | $144.2M | Add +0.1% |
| GLD SPDR Gold Shares | 0.32% | 638,756 | $137.3M | Reduce -13.7% |
| QQQM Invesco Nasdaq 100 ETF | 0.32% | 689,164 | $135.9M | Add +0.3% |
| AGG iShares Core U.S. Aggregate | 0.31% | 1,371,529 | $133.2M | Add +9.3% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.31% | 4,552,089 | $131.6M | Add +1.3% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.31% | 717,682 | $131.1M | Reduce -0.8% |
| IEMG iShares Core MSCI Emerging | 0.31% | 2,430,768 | $130.2M | Add +3.7% |
| IJH iShares Core S&P Midcap ETF | 0.30% | 2,174,343 | $127.3M | Reduce -16.2% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.30% | 3,825,419 | $126.2M | Add +7.0% |
| UNH Unitedhealth Group Inc. | 0.30% | 245,594 | $125.2M | Reduce -16.4% |
| BIV Vanguard Intermediate-Term B | 0.29% | 1,617,319 | $121.1M | Add +11.1% |
| DGRO iShares Core Dividend Growth | 0.28% | 2,078,863 | $119.8M | Reduce -8.7% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.28% | 2,135,927 | $118.6M | Reduce -10.6% |
| VGT Vanguard Info Tech ETF | 0.28% | 204,400 | $118.0M | Reduce -3.7% |
| VWO Vanguard Ftse Emerging Marke | 0.28% | 2,681,227 | $117.4M | Reduce -0.1% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.28% | 1,512,354 | $116.7M | Add +5.7% |
| FTCS First Trust Capital Strength | 0.27% | 1,377,622 | $115.8M | Reduce -18.1% |
| FBND Fidelity Total Bond ETF | 0.27% | 2,548,461 | $114.5M | Reduce -10.3% |
| IEFA iShares Core MSCI Eafe ETF | 0.27% | 1,574,858 | $114.4M | Reduce -1.2% |
| JPST JPMorgan Ultra-Short Income | 0.27% | 2,262,954 | $114.2M | Reduce -10.2% |
| CVX Chevron Corp. | 0.27% | 723,110 | $113.2M | Reduce -2.8% |
| HD Home Depot Inc. | 0.27% | 327,206 | $112.7M | Reduce -9.0% |
| VYM Vanguard High DVD Yield ETF | 0.27% | 947,315 | $112.4M | Reduce -5.5% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.26% | 473,753 | $108.8M | Add +3.7% |
| SHY iShares 1-3 Year Treasury Bo | 0.26% | 1,331,440 | $108.7M | Reduce -19.1% |
| IWM iShares Russell 2000 ETF | 0.26% | 532,250 | $108.0M | Reduce -17.7% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.25% | 2,460,563 | $107.1M | Reduce -0.5% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.25% | 2,135,078 | $107.0M | Add +10.1% |
| MRK Merck & Co. Inc. | 0.25% | 854,987 | $105.9M | Reduce -6.1% |
| MUB iShares National Muni Bond E | 0.25% | 979,145 | $104.3M | Add +23.0% |
| FTSM First Trust Enh Short Mat FD | 0.24% | 1,725,893 | $102.9M | Reduce -22.2% |
| ABBV Abbvie Inc. | 0.24% | 585,102 | $100.4M | Reduce -8.2% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.23% | 2,196,433 | $99.3M | Add +9.9% |
| WMT Walmart Inc. | 0.23% | 1,463,812 | $99.1M | Reduce -16.4% |
| OMFL Invesco Russell 1000 DYN M/F | 0.23% | 1,837,557 | $96.5M | Add +2.9% |
| SPAB SS SPDR P Agg Bond ETF | 0.22% | 3,753,737 | $94.2M | Add +7.4% |
| JNJ Johnson & Johnson | 0.22% | 640,124 | $93.7M | Reduce -7.4% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.22% | 297,492 | $93.5M | Reduce -15.7% |
| BOND PIMCO Active Bond Exchange-T | 0.22% | 1,025,237 | $93.4M | Reduce -0.1% |
| XLE SS Energy Select Sector | 0.22% | 1,005,772 | $91.7M | Reduce -17.7% |
| CGGR Cap Group Growth Equity | 0.22% | 2,786,347 | $91.6M | Add +29.1% |
| IVE iShares S&P 500 Value ETF | 0.22% | 502,362 | $91.5M | Reduce -10.7% |
| IWY iShares Russell Top 200 Grow | 0.22% | 424,562 | $91.1M | Reduce -16.5% |
| VZ Verizon Communications Inc. | 0.21% | 2,203,609 | $90.9M | Reduce -9.3% |
| SPHQ Invesco S&P 500 Quality ETF | 0.21% | 1,418,910 | $90.2M | Reduce -14.9% |
| XLV SS Health Care Select Sector | 0.20% | 593,494 | $86.5M | Reduce -30.8% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.20% | 1,275,625 | $84.6M | Reduce -0.1% |
| SCHA Schwab US Small-Cap ETF | 0.20% | 1,776,517 | $84.3M | Add +0.0% |
| IWD iShares Russell 1000 Value E | 0.20% | 481,782 | $84.1M | Add +0.9% |
| USMV iShares MSCI USA Min Vol Fac | 0.20% | 995,273 | $83.6M | Reduce -12.8% |
| DFAC Dimensional US Core Equity 2 | 0.20% | 2,590,713 | $83.5M | Add +70.0% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.20% | 213,353 | $83.5M | Reduce -31.0% |
Options reported separately and not counted above: MICROSOFT CORP calls ($315K), NVIDIA CORPORATION calls ($291K), ADVANCED MICRO DEVICES INC calls ($225K), SELECT SECTOR SPDR TR puts ($221K), META PLATFORMS INC calls ($190K), AMAZON COM INC calls ($141K), SOUTHERN CO puts ($136K), APPLE INC calls ($136K), INVESCO QQQ TR puts ($134K), STATE STR SPDR S&P 500 ETF T puts ($117K), PALO ALTO NETWORKS INC calls ($112K), ARM HOLDINGS PLC puts ($98K), and 216 more.
Other holdings (68): bonds, preferreds, convertibles and warrants · $3.4M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 1,122 | $1.3M | Reduce -57.9% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 693 | $830K | Reduce -35.2% |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 14,200 | $302K | Add +187.2% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 6,536 | $269K | Reduce -21.3% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 5,454 | $136K | Reduce -14.2% |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | 3,350 | $83K | Add +76.3% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 26,174 | $64K | Reduce -25.5% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 1,300 | $62K | No change |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | 80,028 | $54K | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 38 | $38K | Add +65.2% |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 97 | $33K | No change |
| GREAT AJAX CORP (RPT 7.25 04/30/24) | 7.25 CV SR NT 24 | 600 | $15K | Reduce -99.2% |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | 9,500 | $15K | No change |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 1,265 | $11K | Reduce -9.6% |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | 10 | $10K | No change |
| PYXIS TANKERS (PXS 7.75 PERP A) | 7.75% CNV PFD A | 390 | $10K | No change |
| RINGCENTRAL INC (RNG 0 03/01/25) | NOTE 3/0 · principal | 10 | $9K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | 25 | $9K | No change |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | 6,775 | $8K | No change |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 8 | $8K | No change |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 289 | $7K | Add +0.7% |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | 295 | $7K | No change |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 1,517 | $7K | Reduce -9.5% |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 289 | $6K | Add +0.7% |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | 100 | $5K | Reduce -81.0% |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | 300 | $4K | No change |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 100 | $3K | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 5,547 | $3K | Reduce -15.3% |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 100 | $3K | No change |
| MYSEW Datchat Inc. -CW26 | *W EXP 08/17/202 | 47,000 | $2K | Reduce -8.2% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 3 | $2K | No change |
| NEOVW Neovolta Inc. -CW27 | *W EXP 04/01/202 | 5,000 | $2K | No change |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 24,081 | $959 | Add +12.0% |
| TDW.WS Tidewater Inc.-CW24 | *W EXP 11/14/202 | 74 | $778 | Add +640.0% |
| RSVRW Reservoir Media-CW26 | *W EXP 08/26/202 | 400 | $600 | No change |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | 23,150 | $588 | Reduce -54.6% |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 9 | $585 | Reduce -70.0% |
| GIPRW Generation Income Proper -CW | *W EXP 99/99/999 | 1,500 | $450 | New |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 31 | $410 | Reduce -18.4% |
| MKFGW Markforged Holding -CW25 | *W EXP 07/14/202 | 17,500 | $350 | No change |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 950 | $294 | No change |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 500 | $275 | Reduce -63.6% |
| NXG NEXTGEN INFRAS | RIGHT 07/17/2024 | 438 | $241 | New |
| WBXWF Wallbox BV Class A -CW26 | *W EXP 10/01/202 | 2,500 | $225 | No change |
| BCTXW Briacell Therapeutics -CW27 | *W EXP 02/26/202 | 800 | $184 | No change |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | 100 | $174 | No change |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 800 | $128 | No change |
| SAIHW Saitech Global Corp.-A -CW27 | *W EXP 04/29/202 | 1,500 | $119 | New |
| MNYWW Moneyhero Ltd.-28 | *W EXP 09/13/202 | 1,500 | $118 | No change |
| ISPOW Inspirato -CW30 | *W EXP 02/11/202 | 10,000 | $100 | No change |
| BCDAW Biocardia Inc. -CW22 | *W EXP 08/06/202 | 9,560 | $95 | Reduce -68.8% |
| EXELA TECHNOLOGIES INC (XELA 6 PERP B) | 6% CONV PFD SR B | 50 | $85 | No change |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 500 | $73 | No change |
| ORGNW Origin Materials -CW26 | *W EXP 06/25/202 | 1,166 | $69 | No change |
| BFRIW Biofrontera Inc. -CW26 | *W EXP 10/27/202 | 1,100 | $44 | No change |
| PGYWW Pagaya Technologies Ltd. -27 | *W EXP 99/99/999 | 300 | $33 | No change |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | 1,132 | $32 | Reduce -9.2% |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 112 | $16 | Add +15.5% |
| MDAIW Spectral AI -CW27 | *W EXP 09/11/202 | 66 | $11 | New |
| STANDARD BIOTOOLS INC (LAB 2.75 02/01/34) | NOTE 2.750% 2/0 · principal | 8 | $8 | No change |
| SONWQ Gores Metropoulos II -CW28 | *W EXP 01/18/202 | 490 | $4 | No change |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | 20 | $3 | New |
| AAGRW African Agriculture Hol-CW27 | *W EXP 12/06/202 | 4 | $0 | No change |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 2 | $0 | No change |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 4 | $0 | No change |
| WGSWW Genedx Holdings Corp. | *W EXP 07/22/202 | 27 | $0 | No change |
| XOSWW Xos Inc. -CW26 | *W EXP 08/20/202 | 12 | $0 | No change |
| ZEROFOX HLDGS INC | *W EXP 08/03/202 | 800 | $0 | No change |
Total filed on the 13F, all lines: $42.3B.
Portfolio Sells Q1 2024 → Q2 2024
| QQQ Invesco QQQ Trust Series 1 | Reduce -28.0% | 1.67% | −0.36 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -56.7% | 0.15% | −0.20 |
| SCHD Schwab US DVD Equity ETF | Reduce -19.7% | 0.62% | −0.14 |
| AMZN Amazon.com Inc. | Reduce -20.2% | 1.29% | −0.14 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -15.6% | 0.82% | −0.13 |
| JEPI JPMorgan Equity Premium Inco | Reduce -16.4% | 0.71% | −0.11 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -50.2% | 0.11% | −0.10 |
| AMD Advanced Micro Devices | Reduce -38.8% | 0.13% | −0.09 |
| AAPL Apple Inc. | Reduce -25.4% | 2.75% | −0.09 |
| XLV SS Health Care Select Sector | Reduce -30.8% | 0.20% | −0.08 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -31.0% | 0.20% | −0.08 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -14.3% | 1.02% | −0.07 |
| PRF Invesco Rafi US 1000 ETF | Reduce -81.2% | 0.02% | −0.07 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -32.8% | 0.15% | −0.06 |
| XLF SS Financial Select Sector | Reduce -27.9% | 0.18% | −0.06 |
| DIS The Walt Disney Co. | Reduce -21.5% | 0.12% | −0.06 |
| INTC Intel Corp. | Reduce -19.1% | 0.08% | −0.05 |
| FTSM First Trust Enh Short Mat FD | Reduce -22.2% | 0.24% | −0.05 |
| IJH iShares Core S&P Midcap ETF | Reduce -16.2% | 0.30% | −0.05 |
| XLK SS Technology Select Sector | Reduce -22.4% | 0.41% | −0.05 |
| IWM iShares Russell 2000 ETF | Reduce -17.7% | 0.26% | −0.05 |
| FDVV Fidelity High Dividend ETF | Reduce -46.0% | 0.07% | −0.05 |
| FTCS First Trust Capital Strength | Reduce -18.1% | 0.27% | −0.05 |
| DVY iShares Select Dividend ETF | Reduce -35.1% | 0.10% | −0.05 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -19.1% | 0.26% | −0.04 |
| VOO Vanguard S&P 500 ETF | Reduce -12.8% | 1.02% | −0.04 |
| HD Home Depot Inc. | Reduce -9.0% | 0.27% | −0.04 |
| XLE SS Energy Select Sector | Reduce -17.7% | 0.22% | −0.04 |
| XYZ Block Inc. | Reduce -60.1% | 0.02% | −0.04 |
| RTX RTX Corp. | Reduce -38.0% | 0.08% | −0.04 |
| ARKK ARK Innovation ETF | Reduce -29.7% | 0.07% | −0.04 |
| CAT Caterpillar Inc. | Reduce -13.3% | 0.19% | −0.04 |
| XLI SS Industrial Select Sector | Reduce -26.9% | 0.11% | −0.04 |
| RWL Invesco S&P 500 Revenue ETF | Reduce -35.7% | 0.07% | −0.04 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -2.4% | 1.13% | −0.04 |
| BA The Boeing Co. | Reduce -27.0% | 0.09% | −0.03 |
| PTNQ Pacer Trendpilot 100 ETF | Reduce -56.9% | 0.03% | −0.03 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -35.4% | 0.07% | −0.03 |
| COIN Coinbase Global Inc. Class A | Reduce -18.4% | 0.09% | −0.03 |
| CVS CVS Health Corp. | Reduce -24.6% | 0.05% | −0.03 |
| XLC SS Comm Select Sector SPDR | Reduce -42.1% | 0.06% | −0.03 |
| BRK.A Berkshire Hathaway Inc. Class A | Reduce -42.1% | 0.02% | −0.03 |
| UPS United Parcel Service Class B | Reduce -33.2% | 0.06% | −0.03 |
| WM Waste Management Inc. | Reduce -31.1% | 0.09% | −0.03 |
| XLP SS Consumer Staples Sel Sect | Reduce -29.5% | 0.10% | −0.03 |
| TLT iShares 20+ Year Treasury BD | Reduce -8.8% | 0.48% | −0.03 |
| FDL First Trust Morn DVD Lead Inc. | Reduce -24.8% | 0.12% | −0.03 |
| TGT Target Corp. | Reduce -33.5% | 0.05% | −0.03 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -8.8% | 0.36% | −0.03 |
| V Visa Inc. Class A | Reduce -7.7% | 0.35% | −0.03 |
Portfolio Buys Q1 2024 → Q2 2024
| SECT Main Sector Rotation ETF | Add +180.3% | 0.82% | +0.54 |
| IVV iShares Core S&P 500 ETF | Add +5.7% | 2.16% | +0.30 |
| TBLL Invesco Short Term Treasury | Add +1860.3% | 0.17% | +0.16 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +4.6% | 1.14% | +0.15 |
| QUAL iShares MSCI USA Quality Fac | Add +27.8% | 0.51% | +0.15 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +406.2% | 0.18% | +0.14 |
| BUYW Main Buywrite ETF | Add +213.1% | 0.16% | +0.11 |
| IWF iShares Russell 1000 Growth | Add +3.7% | 0.62% | +0.10 |
| EVTR Eaton Vance Total Return | Add +2163.1% | 0.10% | +0.09 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +6.9% | 0.47% | +0.09 |
| DFAC Dimensional US Core Equity 2 | Add +70.0% | 0.20% | +0.09 |
| HEFA Isha Curr Hedged MSCI Eafe | Add +182.9% | 0.12% | +0.08 |
| PAPR Innovator U.S. Equity Power | Add +227.1% | 0.10% | +0.07 |
| VIG Vanguard Dividend Apprec ETF | Add +5.9% | 0.65% | +0.07 |
| IVW iShares S&P 500 Growth ETF | Add +3.9% | 0.40% | +0.07 |
| CGGR Cap Group Growth Equity | Add +29.1% | 0.22% | +0.06 |
| SPMO Invesco S&P 500 Momentum ETF | Add +44.2% | 0.14% | +0.06 |
| MUB iShares National Muni Bond E | Add +23.0% | 0.25% | +0.06 |
| FNDF Schwab Fndmn Intl LRG Co. ETF | Add +192.7% | 0.08% | +0.05 |
| GMAY FT Vest U.S. Equity Moderate | Add +2471.4% | 0.05% | +0.05 |
| CGGO Cap Group Global Growth | Add +26.5% | 0.17% | +0.05 |
| TCAF T Rowe PRC Cap Appreciation | Add +34.2% | 0.14% | +0.05 |
| XHLF Bondbloxx BBG 6 MTH US Treas | New | 0.04% | +0.04 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Add +73.0% | 0.10% | +0.04 |
| FNDA Schwab Fndmntl US SM Co. ETF | Add +1338.5% | 0.04% | +0.04 |
| QQQM Invesco Nasdaq 100 ETF | Add +0.3% | 0.32% | +0.04 |
| BIV Vanguard Intermediate-Term B | Add +11.1% | 0.29% | +0.04 |
| VEA Vanguard Ftse Developed ETF | Add +5.0% | 0.48% | +0.04 |
| GMAR FT Vest US Equity Moderate B | Add +21.9% | 0.16% | +0.04 |
| AGG iShares Core U.S. Aggregate | Add +9.3% | 0.31% | +0.04 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +1.9% | 0.68% | +0.04 |
| CGDV Cap Group Dividend Value | Add +7.0% | 0.30% | +0.04 |
| JAAA Janus Henderson Aaa Clo ETF | Add +23.2% | 0.16% | +0.04 |
| CGMS Cap Group US Multi-Sect Bond | Add +76.9% | 0.08% | +0.04 |
| CGUS Cap Group Core Equity | Add +35.9% | 0.11% | +0.04 |
| IEMG iShares Core MSCI Emerging | Add +3.7% | 0.31% | +0.04 |
| PG The Procter & Gamble Co. | Add +3.3% | 0.36% | +0.04 |
| BALT Inn Defined Wealth Shield | Add +61.6% | 0.08% | +0.04 |
| TMAT Main Thematic Innovation ETF | Add +203.7% | 0.05% | +0.03 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +66.0% | 0.08% | +0.03 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +10.1% | 0.25% | +0.03 |
| CGCP Cap Group Core Plus Income | Add +51.2% | 0.09% | +0.03 |
| PJAN Innovator U.S. Equity Power | Add +27.4% | 0.12% | +0.03 |
| USHY iShares Broad Usd High Yield | Add +41.2% | 0.10% | +0.03 |
| MRSK Toews Agility Shares Managed | Add +1856.6% | 0.03% | +0.03 |
| PFEB Innovator U.S. Equity Power | Add +61.5% | 0.07% | +0.03 |
| SMH Vaneck Semiconductor ETF | Add +5.5% | 0.14% | +0.03 |
| CGSD Cap Group Short Duration | Add +89.4% | 0.06% | +0.03 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +9.9% | 0.23% | +0.03 |
| GLDM SPDR Gold Minishares Trust | Add +59.5% | 0.07% | +0.03 |
Options Activity Q1 2024 → Q2 2024
| MICROSOFT CORP | call | Add +2000.0% | 21 | $315K |
| NVIDIA CORPORATION | call | Add +1242.9% | 94 | $291K |
| ADVANCED MICRO DEVICES INC | call | Add +772.7% | 96 | $225K |
| SELECT SECTOR SPDR TR | put | Add +72.9% | 185 | $221K |
| META PLATFORMS INC | call | Add +16.7% | 7 | $190K |
| AMAZON COM INC | call | Add +63.0% | 44 | $141K |
| SOUTHERN CO | put | Add +387.2% | 190 | $136K |
| APPLE INC | call | Reduce -16.1% | 26 | $136K |
| INVESCO QQQ TR | put | Add +61.9% | 34 | $134K |
| PALO ALTO NETWORKS INC | call | Add +8.3% | 13 | $112K |
| ARM HOLDINGS PLC | put | Add +28.6% | 9 | $98K |
| ALPHABET INC | call | New | 15 | $98K |
| WEC ENERGY GROUP INC | put | Add +77.1% | 62 | $96K |
| QUALCOMM INC | call | Add +1500.0% | 16 | $87K |
| BOOKING HOLDINGS INC | call | New | 1 | $75K |
| CLEVELAND-CLIFFS INC NEW | call | Add +50.4% | 188 | $74K |
| TESLA INC | put | Add +64.7% | 28 | $72K |
| CHIPOTLE MEXICAN GRILL INC | call | Add +4900.0% | 50 | $71K |
| ARM HOLDINGS PLC | call | Add +0.9% | 108 | $69K |
| SUPER MICRO COMPUTER INC | put | Sold out | 2 | $47Kbefore exit |
| TESLA INC | call | Reduce -82.3% | 11 | $39K |
| ISHARES INC | put | Reduce -6.3% | 15 | $38K |
| SNOWFLAKE INC | call | Add +100.0% | 12 | $37K |
| BOEING CO | put | Reduce -90.9% | 4 | $32K |
| TRUIST FINL CORP | call | Sold out | 15 | $31Kbefore exit |
| CROWDSTRIKE HLDGS INC | call | Add +1100.0% | 12 | $28K |
| APPLOVIN CORP | call | Add +146.2% | 32 | $27K |
| PALANTIR TECHNOLOGIES INC | call | Reduce -53.7% | 31 | $27K |
| ARISTA NETWORKS INC | call | Add +500.0% | 6 | $24K |
| VERTIV HOLDINGS CO | call | Add +38.5% | 18 | $23K |
| TAIWAN SEMICONDUCTOR MANUFAC | call | Add +200.0% | 3 | $22K |
| MICRON TECHNOLOGY INC | call | Add +50.0% | 9 | $19K |
| ALPHABET INC | call | Add +78.6% | 125 | $19K |
| UBER TECHNOLOGIES INC | put | Reduce -82.3% | 6 | $19K |
| NVIDIA CORPORATION | put | New | 6 | $19K |
| PALANTIR TECHNOLOGIES INC | put | Sold out | 10 | $18Kbefore exit |
| ON HLDG AG | call | Add +79.0% | 34 | $17K |
| CROCS INC | call | Add +1000.0% | 11 | $15K |
| MODERNA INC | call | Add +1400.0% | 15 | $15K |
| COINBASE GLOBAL INC | call | Add +150.0% | 5 | $14K |
| NANO X IMAGING LTD | call | Add +42.5% | 67 | $13K |
| NOVO-NORDISK A S | call | Reduce -14.3% | 6 | $12K |
| ENPHASE ENERGY INC | put | Add +1000.0% | 33 | $11K |
| HOME DEPOT INC | call | New | 22 | $11K |
| VERTEX PHARMACEUTICALS INC | call | Sold out | 1 | $10Kbefore exit |
| DRAFTKINGS INC NEW | call | Reduce -5.1% | 75 | $9K |
| UBER TECHNOLOGIES INC | call | Add +27.8% | 46 | $9K |
| DELL TECHNOLOGIES INC | call | New | 6 | $8K |
| REDDIT INC | call | New | 11 | $7K |
| IMPINJ INC | call | New | 2 | $7K |
Showing the first 50 of 110.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2024 → Q2 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -57.9% | 1,122 | $1.3M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -35.2% | 693 | $830K |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | Add +187.2% | 14,200 | $302K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -21.3% | 6,536 | $269K |
| MFA FINANCIAL INC (MFA 6.25 06/15/24) | NOTE 6.250% 6/1 · principal | Sold out | 201 | $200Kbefore exit |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Reduce -14.2% | 5,454 | $136K |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | Sold out | 7,099 | $98Kbefore exit |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | Add +76.3% | 3,350 | $83K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Reduce -25.5% | 26,174 | $64K |
| UGI CORP (UGI 7.25 06/01/24) | UNIT 06/01/2024 | Sold out | 700 | $41Kbefore exit |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | Add +65.2% | 38 | $38K |
| WHEELER REIT INC (WHLR 9 PERP B) | CV PFD SER B | Sold out | 19,985 | $32Kbefore exit |
| GREAT AJAX CORP (RPT 7.25 04/30/24) | 7.25 CV SR NT 24 | Reduce -99.2% | 600 | $15K |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | Reduce -9.6% | 1,265 | $11K |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | Add +0.7% | 289 | $7K |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | Reduce -9.5% | 1,517 | $7K |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | Add +0.7% | 289 | $6K |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | Reduce -81.0% | 100 | $5K |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | Sold out | 150 | $3Kbefore exit |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | Reduce -15.3% | 5,547 | $3K |
| MYSEW Datchat Inc. -CW26 | *W EXP 08/17/202 | Reduce -8.2% | 47,000 | $2K |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | Add +12.0% | 24,081 | $959 |
| TDW.WS Tidewater Inc.-CW24 | *W EXP 11/14/202 | Add +640.0% | 74 | $778 |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | Sold out | 750 | $600before exit |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | Reduce -54.6% | 23,150 | $588 |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | Reduce -70.0% | 9 | $585 |
| ACHR.WS Archer Aviation Inc. -CW26 | *W EXP 09/16/202 | Sold out | 750 | $540before exit |
| GIPRW Generation Income Proper -CW | *W EXP 99/99/999 | New | 1,500 | $450 |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | Reduce -18.4% | 31 | $410 |
| JOBY.WS Joby Aviation Inc. -CW25 | *W EXP 08/10/202 | Sold out | 450 | $351before exit |
| CIFRW Cipher Mining Inc. | *W EXP 08/27/202 | Sold out | 250 | $338before exit |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | Reduce -63.6% | 500 | $275 |
| NXG NEXTGEN INFRAS | RIGHT 07/17/2024 | New | 438 | $241 |
| SAIHW Saitech Global Corp.-A -CW27 | *W EXP 04/29/202 | New | 1,500 | $119 |
| IONQ.WS Ionq Inc. -CW26 | *W EXP 09/30/202 | Sold out | 37 | $102before exit |
| MVSTW Microvast Hold Inc.-CW26 | *W EXP 07/23/202 | Sold out | 900 | $96before exit |
| BCDAW Biocardia Inc. -CW22 | *W EXP 08/06/202 | Reduce -68.8% | 9,560 | $95 |
| DNABW Ginkgo Bioworks -CW27 | *W EXP 09/16/202 | Sold out | 1,039 | $94before exit |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | Reduce -9.2% | 1,132 | $32 |
| LEVWQ Lion Electric Co./the -CW26 | *W EXP 05/06/202 | Sold out | 625 | $19before exit |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | Add +15.5% | 112 | $16 |
| MDAIW Spectral AI -CW27 | *W EXP 09/11/202 | New | 66 | $11 |
| OSI.WS Osiris Acquisition Corp.-CW28 | *W EXP 05/01/202 | Sold out | 300 | $8before exit |
| ADTHW Adtheorent Holdings Co.-CW27 | *W EXP 12/26/202 | Sold out | 34 | $5before exit |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | New | 20 | $3 |
| YCS Proshares Ultrashort Yen | ULTRASHORT YEN N | Reduce -100.0% | 0 | $0 |
| BKKT Bakkt Inc. | COM CL A NEW | New | 0 | $0 |
| CSTR Capstar Financial Holdings I | COM | Sold out | 0 | $0before exit |
| DBV TECHNOLOGIES S A | SPONSORED ADR | New | 0 | $0 |
| DLAPQ Delta Apparel Inc. | COM | New | 0 | $0 |
Showing the first 50 of 51.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 7,631 | $85.0B | AAPL, NVDA, QQQ, IVV, MSFT |
| Q1 2026 | 7,459 | $68.3B | AAPL, NVDA, IVV, QQQ, MSFT |
| Q4 2025 | 7,501 | $68.4B | AAPL, NVDA, MSFT, QQQ, IVV |
| Q3 2025 | 7,638 | $71.4B | AAPL, NVDA, MSFT, IVV, QQQ |
| Q2 2025Amended | 7,486 | $56.2B | NVDA, AAPL, IVV, MSFT, QQQ |
| Q1 2025 | 7,165 | $44.9B | AAPL, IVV, NVDA, QQQ, MSFT |
| Q4 2024Amended | 7,131 | $44.5B | AAPL, NVDA, IVV, QQQ, MSFT |
| Q3 2024 | 7,082 | $44.3B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q2 2024 | 7,129 | $42.3B | AAPL, NVDA, IVV, MSFT, QQQ |
| Q1 2024 | 6,909 | $44.8B | AAPL, QQQ, MSFT, IVV, NVDA |