Osaic Holdings, Inc.
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 17, 2026), Osaic Holdings, Inc. reported 7,501 stock positions worth $68.4 billion. Its top holding was Apple (AAPL) at 3.0% of the portfolio, followed by Nvidia (NVDA, 2.4%) and Microsoft (MSFT, 1.7%). Compared with Q3 2025, it opened 323 new positions, sold out of 464, added to 2,512 and reduced 4,019. The biggest buy was Apple (AAPL, shares +1%) and the biggest sale Vngrd Mrgstr MG CP GR ETF-Ui (MGK, shares −67%).
- Most Recent 13F
- Q2 2026
- Location
- SCOTTSDALE, AZ
- CIK
- 0001677044
- Portfolio Value
- $68.4B (Q4 2025)
- SEC Filing
- 0001677044-26-000002 ↗ filed Feb 17, 2026
Holdings Value
Holdings 7,501 stocks · $68.4B
| AAPL Apple Inc. | 2.99% | 7,528,673 | $2.0B | Add +1.1% |
| NVDA Nvidia Corp. | 2.38% | 8,716,868 | $1.6B | Reduce -5.0% |
| MSFT Microsoft Corp. | 1.69% | 2,388,371 | $1.2B | Reduce -6.7% |
| QQQ Invesco QQQ Trust Series 1 | 1.66% | 1,847,004 | $1.1B | Add +4.1% |
| IVV iShares Core S&P 500 ETF | 1.61% | 1,604,461 | $1.1B | Reduce -6.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.33% | 1,331,712 | $909.2M | Reduce -2.7% |
| VTI VG Morningstar TS MKT ETF-US | 1.29% | 2,633,443 | $883.1M | Reduce -3.9% |
| AMZN Amazon.com Inc. | 1.22% | 3,601,870 | $831.4M | Reduce -0.5% |
| VOO Vanguard S&P 500 ETF | 1.20% | 1,302,862 | $817.9M | Reduce -10.1% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.88% | 7,471,643 | $599.4M | Reduce -15.0% |
| SCHG Schwab US Large-Cap Growth | 0.87% | 18,282,953 | $596.4M | Reduce -5.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.85% | 1,160,139 | $583.2M | Reduce -0.3% |
| GOOGL Alphabet Inc. Class A | 0.82% | 1,802,127 | $564.3M | Reduce -16.0% |
| XLK SS Technology Select Sector | 0.77% | 3,660,409 | $527.1M | Reduce -2.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.73% | 1,028,568 | $502.2M | Add +2.1% |
| AVGO Broadcom Inc. | 0.69% | 1,363,107 | $471.9M | Reduce -9.6% |
| GOOG Alphabet Inc. Class C | 0.67% | 1,453,145 | $456.1M | Reduce -7.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.66% | 2,366,662 | $452.2M | Reduce -0.9% |
| META Meta Platforms Inc. Class A | 0.65% | 671,276 | $443.3M | Reduce -8.7% |
| VIG Vanguard Dividend Apprec ETF | 0.61% | 1,888,222 | $415.2M | Add +3.1% |
| SECT Main Sector Rotation ETF | 0.61% | 6,431,724 | $415.0M | Reduce -1.0% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.58% | 9,100,176 | $397.2M | Add +13.9% |
| JPM JPMorgan Chase & Co. | 0.54% | 1,142,957 | $368.6M | Reduce -7.6% |
| IWF iShares Russell 1000 Growth | 0.52% | 757,177 | $358.4M | Reduce -1.6% |
| SCHV Schwab US Large-Cap Value | 0.50% | 11,602,782 | $343.6M | Reduce -3.8% |
| GLD SPDR Gold Shares | 0.49% | 852,414 | $337.8M | Add +5.8% |
| JEPI JPMorgan Equity Premium Inco | 0.48% | 5,694,209 | $326.0M | Reduce -11.4% |
| LLY Eli Lilly & Co. | 0.45% | 288,117 | $309.9M | Reduce -3.0% |
| CGGR Cap Group Growth Equity | 0.45% | 6,857,066 | $305.0M | Add +16.9% |
| VEA Vanguard Ftse Developed ETF | 0.44% | 4,857,553 | $303.5M | Add +2.5% |
| TSLA Tesla Inc. | 0.44% | 664,197 | $298.7M | Reduce -12.9% |
| XLF SS Financial Select Sector | 0.41% | 5,058,427 | $277.1M | Reduce -6.0% |
| QQQM Invesco Nasdaq 100 ETF | 0.40% | 1,085,527 | $274.6M | Add +6.3% |
| RDVY First Trust Rising Dividend | 0.40% | 3,912,205 | $271.8M | Add +7.8% |
| SGOV iShares 0-3 Month Treasury B | 0.38% | 2,589,933 | $260.0M | Add +4.0% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.38% | 2,423,328 | $258.6M | Reduce -6.0% |
| PLTR Palantir Technologies Inc. Class A | 0.38% | 1,443,558 | $256.6M | Reduce -2.8% |
| RSP Invesco S&P 500 Equal Weight | 0.37% | 1,337,435 | $256.3M | Reduce -8.8% |
| XOM Exxon Mobil Corp. | 0.37% | 2,126,202 | $256.0M | Reduce -6.7% |
| SCHD Schwab US DVD Equity ETF | 0.37% | 9,198,155 | $252.3M | Reduce -22.4% |
| IVW iShares S&P 500 Growth ETF | 0.37% | 2,038,970 | $251.4M | Reduce -4.9% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.36% | 7,184,486 | $246.1M | Reduce -5.2% |
| COWZ Pacer US Cash Cows 100 ETF | 0.35% | 3,983,769 | $239.8M | Reduce -25.4% |
| ITOT iShares Core S&P Total U.S. | 0.34% | 1,560,025 | $232.0M | Reduce -7.3% |
| V Visa Inc. Class A | 0.34% | 654,510 | $229.7M | Reduce -12.0% |
| COST Costco Wholesale Corp. | 0.33% | 263,210 | $227.3M | Reduce -7.2% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.33% | 3,874,499 | $225.2M | Reduce -0.6% |
| FBND Fidelity Total Bond ETF | 0.33% | 4,890,866 | $225.2M | Add +9.7% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.31% | 740,392 | $215.1M | Add +1.0% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.31% | 823,383 | $212.6M | Reduce -1.0% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.31% | 3,461,063 | $210.5M | Reduce -6.3% |
| VYM Vanguard High DVD Yield ETF | 0.31% | 1,455,086 | $208.9M | Add +6.2% |
| XLV SS Health Care Select Sector | 0.30% | 1,335,820 | $206.9M | Add +11.9% |
| WMT Walmart Inc. | 0.30% | 1,849,349 | $206.1M | Reduce -1.3% |
| IEMG iShares Core MSCI Emerging | 0.30% | 3,048,518 | $205.0M | Reduce -10.1% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.30% | 2,233,352 | $204.1M | Reduce -7.3% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.30% | 4,584,236 | $203.6M | Reduce -9.5% |
| VGT Vanguard Info Tech ETF | 0.30% | 269,715 | $203.5M | Add +16.6% |
| AGG iShares Core U.S. Aggregate | 0.29% | 1,988,182 | $198.6M | Add +5.2% |
| IJH iShares Core S&P Midcap ETF | 0.28% | 2,860,883 | $188.9M | Reduce -2.4% |
| SPHQ Invesco S&P 500 Quality ETF | 0.27% | 2,503,578 | $187.9M | Reduce -1.9% |
| IJR iShares Core S&P Small-Cap E | 0.27% | 1,551,039 | $186.5M | Reduce -4.8% |
| IEFA iShares Core MSCI Eafe ETF | 0.27% | 2,037,641 | $182.3M | Reduce -22.4% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.26% | 3,131,480 | $177.9M | Reduce -14.4% |
| CAT Caterpillar Inc. | 0.25% | 303,166 | $173.9M | Reduce -9.7% |
| QUAL iShares MSCI USA Quality Fac | 0.25% | 867,313 | $172.4M | Reduce -23.7% |
| VONG Vanguard Russell 1000 Growth | 0.25% | 1,408,011 | $171.4M | Reduce -10.3% |
| IAU iShares Gold Trust | 0.25% | 2,082,256 | $169.0M | Add +2.0% |
| BIV Vanguard Intermediate-Term B | 0.25% | 2,164,198 | $168.6M | Add +3.0% |
| XLG Invesco S&P 500 Top 50 ETF | 0.25% | 2,838,230 | $168.3M | Add +66.1% |
| KO The Coca-Cola Co. | 0.24% | 2,363,605 | $165.3M | Reduce -8.3% |
| ABBV Abbvie Inc. | 0.24% | 722,613 | $165.2M | Reduce -1.6% |
| IWP iShares Russell Mid-Cap Grow | 0.24% | 1,189,175 | $162.9M | Add +6.3% |
| JNJ Johnson & Johnson | 0.24% | 780,851 | $161.7M | Reduce -13.0% |
| FENI Fidelity Enhanced Intl ETF | 0.23% | 4,375,550 | $160.1M | Add +151.2% |
| BND Vanguard Total Bond Market | 0.23% | 2,153,369 | $159.5M | Reduce -0.8% |
| IVE iShares S&P 500 Value ETF | 0.23% | 741,583 | $157.4M | Add +3.1% |
| VXUS Vanguard Total Intl Stock | 0.23% | 2,068,356 | $156.1M | Reduce -1.5% |
| BOND PIMCO Active Bond Exchange-T | 0.22% | 1,652,036 | $153.8M | Reduce -1.0% |
| IWY iShares Russell Top 200 Grow | 0.22% | 540,221 | $149.7M | Reduce -5.3% |
| XLC SS Comm Select Sector SPDR | 0.22% | 1,268,316 | $149.3M | Reduce -22.8% |
| VWO Vanguard Ftse Emerging Marke | 0.22% | 2,755,928 | $148.2M | Add +1.0% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.22% | 3,465,806 | $148.0M | Add +5.4% |
| GLDM SPDR Gold Minishares Trust | 0.21% | 1,695,424 | $144.7M | Reduce -15.6% |
| DFAC Dimensional US Core Equity 2 | 0.21% | 3,617,152 | $143.2M | Add +3.2% |
| JMBS Janus Henderson Mortg Backed | 0.21% | 3,083,006 | $140.9M | Add +2.1% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.21% | 4,058,668 | $140.7M | Reduce -7.6% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.20% | 2,973,204 | $138.4M | Reduce -9.3% |
| EFA iShares MSCI Eafe ETF | 0.20% | 1,440,272 | $138.3M | Add +0.1% |
| RWL Invesco S&P 500 Revenue ETF | 0.20% | 1,201,452 | $137.6M | Reduce -1.3% |
| HD Home Depot Inc. | 0.20% | 398,518 | $137.3M | Reduce -15.6% |
| CVX Chevron Corp. | 0.20% | 899,215 | $137.2M | Reduce -5.7% |
| GS Goldman Sachs Group Inc. | 0.20% | 155,754 | $137.0M | Reduce -8.2% |
| AVUV Avantis US Small Cap Value | 0.20% | 1,338,349 | $136.5M | Reduce -2.9% |
| AVEM Avantis Emerging Markets Eq | 0.20% | 1,765,839 | $136.0M | Add +4.6% |
| PG The Procter & Gamble Co. | 0.20% | 938,341 | $134.6M | Reduce -12.9% |
| IWM iShares Russell 2000 ETF | 0.19% | 539,419 | $132.9M | Reduce -0.1% |
| BSV Vanguard Short-Term Bond ETF | 0.19% | 1,674,725 | $132.0M | Add +1.1% |
| HELO JPMorgan Hedged Equity ETF | 0.19% | 1,985,981 | $131.9M | Reduce -31.4% |
| IYW iShares Ustechnology ETF | 0.19% | 656,889 | $131.2M | Reduce -11.6% |
Options reported separately and not counted above: STATE STR SPDR S&P 500 ETF T puts ($4.9M), APPLE INC puts ($4.0M), BROADCOM INC puts ($1.9M), MICROSOFT CORP puts ($1.5M), MICRON TECHNOLOGY INC calls ($1.4M), ISHARES SILVER TR calls ($978K), NVIDIA CORPORATION calls ($732K), AMAZON COM INC calls ($494K), TESLA INC puts ($474K), MICROSOFT CORP calls ($466K), BROADCOM INC calls ($440K), APPLE INC calls ($403K), and 236 more.
Other holdings (80): bonds, preferreds, convertibles and warrants · $6.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 1,917 | $2.3M | Add +9.8% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 1,165 | $1.5M | Add +26.4% |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | 25,055 | $477K | Add +1.0% |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 3,844 | $303K | Reduce -21.1% |
| NUAIW New Era Helium Inc. -29 | *W EXP 12/06/202 | 306,131 | $251K | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 11,172 | $215K | Reduce -12.9% |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 3,132 | $209K | Add +5.2% |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 2,830 | $147K | New |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 2,054 | $143K | Add +356.4% |
| NEXTERA ENERGY INC (NEE 7.234 11/01/27) | UNIT 11/01/2027 | 2,147 | $105K | New |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 2,918 | $73K | Reduce -12.0% |
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | 3,775 | $72K | Reduce -57.5% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 1,250 | $50K | Reduce -21.9% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 1,000 | $49K | No change |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 4,400 | $49K | Add +877.8% |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 6,650 | $47K | Reduce -2.1% |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 30 | $29K | Reduce -9.1% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 900 | $20K | New |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | 6,273 | $19K | Add +132.3% |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 18 | $18K | Add +125.0% |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 1,107 | $16K | No change |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | 6,775 | $14K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 4,575 | $12K | Reduce -48.2% |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 288 | $12K | New |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 225 | $12K | New |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 1,327 | $11K | No change |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 152 | $9K | New |
| SHIFT4 PAYMENTS INC (FOUR 6 05/01/28) | 6 SER A CNV PREF | 100 | $8K | New |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | 9,500 | $7K | No change |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | 295 | $7K | No change |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 6 | $6K | No change |
| HAEMONETICS CORP (HAE 2.5 06/01/29) | NOTE 2.500% 6/0 · principal | 5 | $5K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 5 | $5K | No change |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 166 | $5K | New |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 271 | $5K | No change |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 4 | $4K | No change |
| MYSEW Datchat Inc. -CW26 | *W EXP 08/17/202 | 44,000 | $4K | No change |
| BULLW Webull Corp.-30 | *W EXP 04/10/203 | 1,500 | $4K | Reduce -66.7% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 4 | $4K | No change |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 4 | $4K | No change |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 4 | $4K | No change |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 3 | $3K | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 333 | $3K | No change |
| NEOVW Neovolta Inc. -CW27 | *W EXP 04/01/202 | 2,500 | $3K | No change |
| WHEELER REIT INC (WHLR 9 PERP B) | CV PFD SER B | 460 | $2K | No change |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 2,640 | $2K | Reduce -43.8% |
| PBMWW Psyence Biomedical Ltd. | *W EXP 01/22/202 | 100,000 | $2K | No change |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 2,640 | $1K | New |
| IMSRW HCM II Acquisition Corp. - 29 | *W EXP 10/28/203 | 600 | $1K | New |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 12 | $1K | Add +9.1% |
| T1 ENERGY INC | *W EXP 07/09/202 | 1,000 | $1K | No change |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 37,848 | $1K | Add +26.1% |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 17,000 | $1K | No change |
| SOUNW Soundhound AI Inc. | *W EXP 04/26/202 | 300 | $1K | No change |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 2,640 | $1K | New |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 1 | $958 | No change |
| ARQQW Arqit Quantum Inc. -CW26 | *W EXP 09/03/202 | 4,650 | $718 | Reduce -40.0% |
| ARBEW Arbe Robotics Ltd. -CW26 | *W EXP 99/99/999 | 5,000 | $400 | No change |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 650 | $299 | No change |
| BAERW Wildfire New Pubco Inc.-27 | *W EXP 01/24/202 | 1,250 | $249 | New |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 800 | $232 | No change |
| NIOBW Niocorp Developments Ltd. -28 | *W EXP 03/17/202 | 75 | $139 | New |
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | 27 | $122 | No change |
| ISPOW Inspirato -CW30 | *W EXP 02/11/202 | 10,000 | $100 | No change |
| BFRIW Biofrontera Inc. -CW26 | *W EXP 10/27/202 | 1,100 | $99 | No change |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 60 | $56 | Reduce -6.3% |
| SPWRW Sunpower Inc.-CW27 | *W EXP 07/31/202 | 100 | $24 | New |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 266 | $20 | Add +23.7% |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | 20 | $14 | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 6 | $8 | No change |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 30 | $6 | Reduce -6.3% |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 281 | $5 | Add +269.7% |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | 4 | $4 | No change |
| VLNWF Valens Semiconductor -CW26 | *W EXP 09/30/202 | 100 | $3 | No change |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 200 | $2 | No change |
| MLKWF Waldencast Acq Class A -CW27 | *W EXP 07/27/202 | 66 | $2 | New |
| ORGNW Origin Materials -CW26 | *W EXP 06/25/202 | 1,166 | $0 | No change |
| ASBPW Aspire Biopharma Holdin-CW27 | *W EXP 02/14/203 | 50 | $0 | No change |
| XOSWW Xos Inc. -CW26 | *W EXP 08/20/202 | 12 | $0 | No change |
| SWVLW Pivotal Holdings Corp. -CW27 | *W EXP 99/99/999 | 396 | $0 | No change |
Lines left out (1) · $12 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| SAGP Strategas Global Policy Opp | STRATEGAS GBL PO | 0 | $12 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $68.4B.
Portfolio Sells Q3 2025 → Q4 2025
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -67.1% | 0.14% | −0.25 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -83.2% | 0.05% | −0.24 |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | Reduce -80.4% | 0.04% | −0.17 |
| MSFT Microsoft Corp. | Reduce -6.7% | 1.69% | −0.15 |
| JNK SS SPDR BB High Yield Bond | Reduce -84.9% | 0.02% | −0.13 |
| META Meta Platforms Inc. Class A | Reduce -8.7% | 0.65% | −0.11 |
| SCHD Schwab US DVD Equity ETF | Reduce -22.4% | 0.37% | −0.09 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -25.4% | 0.35% | −0.08 |
| NFLX Netflix Inc. | Reduce -14.4% | 0.18% | −0.08 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Reduce -31.2% | 0.19% | −0.07 |
| HELO JPMorgan Hedged Equity ETF | Reduce -31.4% | 0.19% | −0.07 |
| HD Home Depot Inc. | Reduce -15.6% | 0.20% | −0.07 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Reduce -42.2% | 0.11% | −0.07 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -15.0% | 0.88% | −0.06 |
| ORCL Oracle Corp. | Reduce -5.3% | 0.19% | −0.06 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -56.3% | 0.05% | −0.06 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -48.7% | 0.06% | −0.06 |
| T AT&T Inc. | Reduce -29.7% | 0.10% | −0.06 |
| SSO Proshares Ultra S&P500 | Reduce -93.4% | 0.00% | −0.06 |
| GAUG FT Vest US Equity Moderate B | Reduce -90.1% | 0.01% | −0.06 |
| MINT PIMCO Enhanced Short Maturit | Reduce -47.8% | 0.07% | −0.06 |
| XLRE SS Real Estate Select Sector | Reduce -84.0% | 0.01% | −0.06 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -22.4% | 0.27% | −0.05 |
| QUAL iShares MSCI USA Quality Fac | Reduce -23.7% | 0.25% | −0.05 |
| XLC SS Comm Select Sector SPDR | Reduce -22.8% | 0.22% | −0.05 |
| CTAS Cintas Corp. | Reduce -48.8% | 0.04% | −0.05 |
| SHYG iShares 0-5 YR HY Corp. Bond | Reduce -62.1% | 0.03% | −0.04 |
| MSTR Strategy Inc. | Reduce -73.6% | 0.01% | −0.04 |
| MO Altria Group Inc. | Reduce -22.7% | 0.10% | −0.04 |
| COIN Coinbase Global Inc. Class A | Reduce -41.6% | 0.03% | −0.04 |
| GOVT iShares US Treasury Bond ETF | Reduce -36.3% | 0.08% | −0.04 |
| COST Costco Wholesale Corp. | Reduce -7.2% | 0.33% | −0.04 |
| UBER Uber Technologies Inc. | Reduce -15.2% | 0.11% | −0.04 |
| JEPI JPMorgan Equity Premium Inco | Reduce -11.4% | 0.48% | −0.04 |
| PG The Procter & Gamble Co. | Reduce -12.9% | 0.20% | −0.04 |
| BTAL Agf US Market Neutral Anti-B | Reduce -97.8% | 0.00% | −0.04 |
| TLT iShares 20+ Year Treasury BD | Reduce -27.6% | 0.11% | −0.04 |
| BSCP Invesco Bulletshares 2025 CB | Sold out | 0.00% | −0.04 |
| FOXA Fox Corp. Class A | Reduce -96.2% | 0.00% | −0.03 |
| AJG Arthur J Gallagher & Co. | Reduce -65.3% | 0.02% | −0.03 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Reduce -27.9% | 0.11% | −0.03 |
| VOO Vanguard S&P 500 ETF | Reduce -10.1% | 1.20% | −0.03 |
| RCL Royal Caribbean Cruises Ltd. | Reduce -54.4% | 0.02% | −0.03 |
| USIG iShares Broad Usd Investment | Reduce -66.2% | 0.02% | −0.03 |
| MSI Motorola Solutions Inc. | Reduce -41.3% | 0.03% | −0.03 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -22.2% | 0.13% | −0.03 |
| IBTF iShares Ibonds Dec 2025 Term | Sold out | 0.00% | −0.03 |
| TIP iShares Tips Bond ETF | Reduce -36.0% | 0.06% | −0.03 |
| RWK Invesco S&P Midcap 400 Rev | Reduce -68.8% | 0.01% | −0.03 |
| LIN Linde PLC | Reduce -28.2% | 0.06% | −0.03 |
Portfolio Buys Q3 2025 → Q4 2025
| AAPL Apple Inc. | Add +1.1% | 2.99% | +0.45 |
| QQQ Invesco QQQ Trust Series 1 | Add +4.1% | 1.66% | +0.21 |
| FENI Fidelity Enhanced Intl ETF | Add +151.2% | 0.23% | +0.15 |
| AKRE Akre Focus ETF | New | 0.12% | +0.12 |
| GLD SPDR Gold Shares | Add +5.8% | 0.49% | +0.12 |
| RECS Columbia Resear Enh Cor ETF | Add +202.1% | 0.17% | +0.12 |
| CGDV Cap Group Dividend Value | Add +13.9% | 0.58% | +0.11 |
| XLG Invesco S&P 500 Top 50 ETF | Add +66.1% | 0.25% | +0.11 |
| SEIE Sei Select Intl Equity | Add +1677.9% | 0.11% | +0.11 |
| CGGR Cap Group Growth Equity | Add +16.9% | 0.45% | +0.09 |
| XLV SS Health Care Select Sector | Add +11.9% | 0.30% | +0.07 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +2.1% | 0.73% | +0.07 |
| VGT Vanguard Info Tech ETF | Add +16.6% | 0.30% | +0.06 |
| QQQM Invesco Nasdaq 100 ETF | Add +6.3% | 0.40% | +0.06 |
| RDVY First Trust Rising Dividend | Add +7.8% | 0.40% | +0.06 |
| SLV iShares Silver Trust | Add +5.9% | 0.14% | +0.06 |
| VIG Vanguard Dividend Apprec ETF | Add +3.1% | 0.61% | +0.06 |
| IAU iShares Gold Trust | Add +2.0% | 0.25% | +0.05 |
| UBND Victoryshares Core Plus Bond | Add +557.4% | 0.06% | +0.05 |
| UTES Virtus Reaves Utilities ETF | Add +506.7% | 0.06% | +0.05 |
| VEA Vanguard Ftse Developed ETF | Add +2.5% | 0.44% | +0.05 |
| GEV GE Vernova Inc. | Add +41.5% | 0.13% | +0.05 |
| ISCG iShares Morningstar Small-Ca | Add +810.3% | 0.05% | +0.04 |
| SEIS Sei Select Small Cap ETF | Add +1123.5% | 0.05% | +0.04 |
| SEEM Sei Select Em MRKT Eq | Add +1270.0% | 0.05% | +0.04 |
| FBND Fidelity Total Bond ETF | Add +9.7% | 0.33% | +0.04 |
| EDGF 3EDGE Dynamic Fixed Incm ETF | Add +34.8% | 0.13% | +0.04 |
| VYM Vanguard High DVD Yield ETF | Add +6.2% | 0.31% | +0.04 |
| AMAT Applied Materials Inc. | Add +11.6% | 0.09% | +0.04 |
| JIVE JPM Interntl Value ETF | Add +48.0% | 0.08% | +0.03 |
| SOXX iShares Semiconductor ETF | Add +23.1% | 0.10% | +0.03 |
| CGBL Cap Group Core Balanced | Add +24.9% | 0.13% | +0.03 |
| IEF iShares 7-10 Year Treasury B | Add +35.8% | 0.11% | +0.03 |
| BPRE Bluerock Private Real Estate | New | 0.03% | +0.03 |
| CGMM Cap Group Small and Mid Cap | Add +90.7% | 0.06% | +0.03 |
| SMH Vaneck Semiconductor ETF | Add +3.0% | 0.15% | +0.03 |
| SEIV Sei Qim US Large Cap Value A | Add +826.7% | 0.03% | +0.03 |
| ITA iShares U.S. Aerospace & Def | Add +15.6% | 0.13% | +0.03 |
| IWO iShares Russell 2000 Growth | Add +64.8% | 0.07% | +0.03 |
| SEIM Sei Qim US Large Cap Momentu | Add +1140.6% | 0.03% | +0.03 |
| SGOV iShares 0-3 Month Treasury B | Add +4.0% | 0.38% | +0.03 |
| VONV Vanguard Russell 1000 Value | Add +18.1% | 0.13% | +0.03 |
| QGRW Wisdomtree US Quality Growth | Add +697.0% | 0.03% | +0.03 |
| LRCX Lam Research Corp. | Add +2.3% | 0.07% | +0.03 |
| RDVI FT Vest Rising Dividend Achi | Add +41.4% | 0.08% | +0.03 |
| JCPB JPMorgan Core Plus Bond ETF | Add +16.0% | 0.16% | +0.03 |
| QALT Sei Dbi Multstrt Alt ETF | Add +312.5% | 0.04% | +0.03 |
| AGG iShares Core U.S. Aggregate | Add +5.2% | 0.29% | +0.03 |
| BAI Ishrs AI in and Tech Act ETF | Add +87.2% | 0.05% | +0.03 |
| EVTR Eaton Vance Total Return | Add +14.4% | 0.15% | +0.03 |
Options Activity Q3 2025 → Q4 2025
| STATE STR SPDR S&P 500 ETF T | put | Add +4598.7% | 7,189 | $4.9M |
| APPLE INC | put | Add +27129.6% | 14,704 | $4.0M |
| BROADCOM INC | put | New | 5,512 | $1.9M |
| MICROSOFT CORP | put | Add +28990.9% | 3,200 | $1.5M |
| MICRON TECHNOLOGY INC | call | Add +6400.0% | 65 | $1.4M |
| ISHARES SILVER TR | call | Add +1801.3% | 4,354 | $978K |
| NVIDIA CORPORATION | call | Add +51.0% | 77 | $732K |
| AMAZON COM INC | call | Add +600.0% | 56 | $494K |
| TESLA INC | put | Add +11385.7% | 804 | $474K |
| MICROSOFT CORP | call | Add +1166.7% | 38 | $466K |
| BROADCOM INC | call | Add +78.6% | 25 | $440K |
| APPLE INC | call | Add +300.0% | 44 | $403K |
| ALPHABET INC | call | New | 23 | $345K |
| CATERPILLAR INC | put | New | 600 | $344K |
| FISERV INC | call | New | 5,000 | $336K |
| TAIWAN SEMICONDUCTOR MANUFAC | call | Add +2000.0% | 21 | $323K |
| STRATEGY INC | call | Add +66633.3% | 2,002 | $304K |
| PALANTIR TECHNOLOGIES INC | call | Add +475.0% | 23 | $267K |
| REGENERON PHARMACEUTICALS | call | New | 7 | $238K |
| UNITEDHEALTH GROUP INC | call | Add +440.0% | 27 | $237K |
| NVIDIA CORPORATION | put | New | 1,052 | $197K |
| QUALCOMM INC | call | New | 37 | $180K |
| INVESCO QQQ TR | put | New | 57 | $180K |
| COSTCO WHOLESALE CORPORATION | put | Add +75.0% | 7 | $163K |
| ADVANCED MICRO DEVICES INC | call | New | 19 | $146K |
| HOME DEPOT INC | call | Add +104.5% | 45 | $145K |
| SELECT SECTOR SPDR TR | put | Sold out | 55 | $129Kbefore exit |
| CAMECO CORP | call | Add +850.0% | 19 | $108K |
| FIRST SOLAR INC | call | New | 10 | $98K |
| BOOKING HOLDINGS INC | call | Reduce -50.0% | 1 | $91K |
| PALANTIR TECHNOLOGIES INC | put | New | 500 | $89K |
| NIKE INC | call | New | 100 | $86K |
| ELI LILLY & CO | call | Add +100.0% | 2 | $80K |
| SERVICENOW INC | call | Add +49900.0% | 500 | $77K |
| SELECT SECTOR SPDR TR | put | Sold out | 13 | $73Kbefore exit |
| INTEL CORP | call | Add +90.5% | 40 | $65K |
| COSTCO WHOLESALE CORPORATION | call | Add +100.0% | 4 | $61K |
| GOLDMAN SACHS GROUP INC | put | Sold out | 3 | $55Kbefore exit |
| LAM RESEARCH CORP | call | Reduce -16.7% | 5 | $54K |
| GE VERNOVA INC | call | Sold out | 1 | $43Kbefore exit |
| MARVELL TECHNOLOGY INC | call | Reduce -66.7% | 8 | $41K |
| CROWDSTRIKE HLDGS INC | call | Add +100.0% | 2 | $39K |
| ALIBABA GROUP HLDG LTD | call | Reduce -75.0% | 8 | $39K |
| HONEYWELL INTL INC | call | New | 11 | $38K |
| VICTORIAS SECRET AND CO | call | New | 9 | $38K |
| SYSCO CORP | put | New | 500 | $37K |
| NEWMONT CORP | call | Add +600.0% | 7 | $37K |
| EXXON MOBIL CORP | put | New | 300 | $36K |
| STARBUCKS CORP | call | Add +700.0% | 8 | $32K |
| NORFOLK SOUTHN CORP | put | New | 100 | $29K |
Showing the first 50 of 241.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2025 → Q4 2025
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +9.8% | 1,917 | $2.3M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +26.4% | 1,165 | $1.5M |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | Add +1.0% | 25,055 | $477K |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | Reduce -21.1% | 3,844 | $303K |
| NUAIW New Era Helium Inc. -29 | *W EXP 12/06/202 | New | 306,131 | $251K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Sold out | 6,100 | $250Kbefore exit |
| RITHM PROPERTY TRUST (RPT V9.875 PERP) | 9.875 FXD-FLT C | Sold out | 9,389 | $236Kbefore exit |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Sold out | 3,189 | $227Kbefore exit |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -12.9% | 11,172 | $215K |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Add +5.2% | 3,132 | $209K |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | New | 2,830 | $147K |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +356.4% | 2,054 | $143K |
| NEXTERA ENERGY INC (NEE 7.234 11/01/27) | UNIT 11/01/2027 | New | 2,147 | $105K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Reduce -12.0% | 2,918 | $73K |
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | Reduce -57.5% | 3,775 | $72K |
| MPTI.WS M-Tron Industries Inc. -28 | *W EXP 04/25/202 | Sold out | 34,729 | $57Kbefore exit |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Reduce -21.9% | 1,250 | $50K |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | Add +877.8% | 4,400 | $49K |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | Reduce -2.1% | 6,650 | $47K |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | Reduce -9.1% | 30 | $29K |
| RZLVW Rezolve AI PLC -CW27 | *W EXP 08/15/202 | Sold out | 15,000 | $29Kbefore exit |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | New | 900 | $20K |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | Add +132.3% | 6,273 | $19K |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | Add +125.0% | 18 | $18K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Reduce -48.2% | 4,575 | $12K |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | New | 288 | $12K |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | New | 225 | $12K |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 152 | $9K |
| SHIFT4 PAYMENTS INC (FOUR 6 05/01/28) | 6 SER A CNV PREF | New | 100 | $8K |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Sold out | 94,574 | $7Kbefore exit |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | New | 166 | $5K |
| BULLW Webull Corp.-30 | *W EXP 04/10/203 | Reduce -66.7% | 1,500 | $4K |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Reduce -43.8% | 2,640 | $2K |
| USA RARE EARTH INC | *W EXP 03/13/203 | Sold out | 200 | $1Kbefore exit |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | New | 2,640 | $1K |
| IMSRW HCM II Acquisition Corp. - 29 | *W EXP 10/28/203 | New | 600 | $1K |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | Add +9.1% | 12 | $1K |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | Add +26.1% | 37,848 | $1K |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | New | 2,640 | $1K |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | Sold out | 1 | $934before exit |
| ARQQW Arqit Quantum Inc. -CW26 | *W EXP 09/03/202 | Reduce -40.0% | 4,650 | $718 |
| LMP CAPITAL AND INCOME FUND | RIGHT 07/11/2025 | Sold out | 6,441 | $450before exit |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | Sold out | 13,341 | $254before exit |
| BAERW Wildfire New Pubco Inc.-27 | *W EXP 01/24/202 | New | 1,250 | $249 |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | Sold out | 200 | $158before exit |
| NIOBW Niocorp Developments Ltd. -28 | *W EXP 03/17/202 | New | 75 | $139 |
| ETHZW KBL Merger Corp. IV - CW23 | *W EXP 11/07/202 | Sold out | 2,000 | $126before exit |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | Reduce -6.3% | 60 | $56 |
| SPWRW Sunpower Inc.-CW27 | *W EXP 07/31/202 | New | 100 | $24 |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | Add +23.7% | 266 | $20 |
Showing the first 50 of 64.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 7,631 | $85.0B | AAPL, NVDA, QQQ, IVV, MSFT |
| Q1 2026 | 7,459 | $68.3B | AAPL, NVDA, IVV, QQQ, MSFT |
| Q4 2025 | 7,501 | $68.4B | AAPL, NVDA, MSFT, QQQ, IVV |
| Q3 2025 | 7,638 | $71.4B | AAPL, NVDA, MSFT, IVV, QQQ |
| Q2 2025Amended | 7,486 | $56.2B | NVDA, AAPL, IVV, MSFT, QQQ |
| Q1 2025 | 7,165 | $44.9B | AAPL, IVV, NVDA, QQQ, MSFT |
| Q4 2024Amended | 7,131 | $44.5B | AAPL, NVDA, IVV, QQQ, MSFT |
| Q3 2024 | 7,082 | $44.3B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q2 2024 | 7,129 | $42.3B | AAPL, NVDA, IVV, MSFT, QQQ |
| Q1 2024 | 6,909 | $44.8B | AAPL, QQQ, MSFT, IVV, NVDA |